1 alice bell - transformational quality deck for webconference
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KPJ Healthcare Conference 2013 at Kuala Lumpur.TRANSCRIPT
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Transformational QualityLeading the Organisation to Clinical Excellence
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Road Map
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Creating Collective Commitment to Quality Improvement
Coda: Future Prospects: Expanding the Ambition
The New Quality Mandate
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The New Quality MandateImperative to Improve
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Quality Worse Than Expected
“Our study detected far more adverse events in hospitalised patients than have been found in prior studies…Our detection levels were also higher than those of comparative studies of adverse events with other methods in hospitalised patients from England, Australia, and Canada.”
Classen et al.Health Affairs
354
35 4
Increasing Understanding of Quality Performance
Hospital Adverse Events Even More Frequent Than Previously Reported
Source: Classen D, Resar R, et al., “’Global Trigger Tool’ Shows That Adverse Events In Hospitals May Be Ten Times Greater Than Previously Measured,” Health Affairs, 2011 30(4): 581-589; Special Eurobarometer 327, “Patient safety and quality of healthcare,” 2010; Advisory Board interviews and analysis.
Quality in the Spotlight
1) Researchers reviewed 795 patient records across 3 hospitals using 3 different event detection methodologies.
Prevalence of Adverse Events1
Global Trigger Tool detected significantly higher incidence of adverse events than commonly used systems
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Incessant Negative Publicity Around Quality
“Technician charged in fatal injection with cleaning solution”
Seattle Times
“Routine operation ends with death of
mother of four”ABC News
“Nearly 2,000 Carrying H.I.V. in Chile Were Not
Notified”New York Times
“Hospital mistakes killed 28 people in Victoria this
year”The Telegraph
“Mother left paralysed from waist down after injection with powerful skin antiseptic instead
of saline solution during epidural”
Sydney Morning Herald
Media Relentlessly Covers High Profile Incidents
“Man has unnecessary cancer surgery after
misdiagnosis”New Zealand Herald
Source: Advisory Board interviews and analysis.
Transparency Increasing
“Hospital left patient sobbing and humiliated”
BBC
“Hospital boss tried to cover up details of patient’s death”
The Daily Mail
“NHS patients discharged from hospital alone in the
middle of night”
Huffington Post UK
“Bacteria kills newborns in German
hospital”Euronews
“Boston hospital admits drug overdose caused death of
Globe columnist, damage to second woman”
Boston Globe
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25%72%
3%
Series1 46
49
58
59
50
48
39
38
4
3
3
3
Likely Not Likely Don't Know
Hospitals Losing Public Trust
Source: European Commission, “Special Eurobarometer: Patient Safety and Quality of Healthcare,” April 2010; Advisory Board interviews and analysis.
Percentage of People Who Have Suffered or Had a Family Member Suffer
an Adverse Event When Receiving Health Care
No Yes
Don’t Know
n=26,663
Percentage of People Responding to Likelihood of Adverse Events
in Hospital
Medication Errors
Surgical Errors
Hospital Infections
n=26,663
Incorrect, Mixed or Delayed Diagnosis
Disturbing Changes in Public Perception
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What is “Quality”?
Source: Institute of Medicine of the National Academies, “Crossing the Quality Chasm: The IOM Health Care Quality Initiative, 2011; American Medical Association, 1986; World Health Organisation, 2000; Donabedien, A, 1980; American College of Medical Quality, 2011; NHS, “High Quality Care for All: NHS Next Stage Review Final Report,” 2011; Australian Institute of Health and Welfare, "Definitions of safety and quality of health care,"; Gemeinsamer Bundesausschuss, “Was ist Qualität und wie wird sie gemessen?"; Advisory Board interviews and analysis.
“The degree to which health services increase the likelihood of desired health outcomes and are consistent with current professional knowledge.”
Institute of Medicine
“At a broad level, quality reflects the extent to which a health care service or product produces a desired outcome. At a more detailed level…quality [is] a guiding principle in assessing how well the health system is performing in its mission to improve the health of Australians.”
Australian Institute of Health and Welfare
That "which consistently contributes to improvement or maintenance of the quality and/or duration of life.“
American Medical Association
“That kind of care which is expected to maximize an inclusive measure of patient welfare, after one has taken account of the balance of expected gains and losses that attend the process of care in all its parts.“
Avedis Donabedien
“Clinically effective, personal and safe.”
High Quality Care for All: NHS Next Stage Review
Final Report
“Quality of care is the level of attainment of health systems' intrinsic goals for health improvement and responsiveness to legitimate expectations of the population.”
World Health Organisation
“Health care should be safe, effective, patient-centered, timely, efficient and equitable.”
Quality Chasm Report, Institute of Medicine
“When there is an almost perfect overlap between expectations and results…the three dimensions of quality are structure, process and outcomes.”
German Federal Joint Committee
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Worldwide Attempts to Measure, Manage Quality
Source: Copnell B, et al., “Measuring the quality of hospital care: an inventory of indicators,” Centre of Research Excellence in Patient Safety, Department of Epidemiology and Preventive Medicine, Monash University ; EUNetpas, “Patient Safety Culture Report focusing on indicators,” 2010; EUPHORIC Project, “Disease Areas and Indicators,” 2010; Sektorenübergreifende Qualität im Gesundheitswesen, “Dokumentationsbögen und Ausfüllhinweise 2011,”; Schweizerische Eidgenossenschaft Bundesamt für Gesundheit, “Qualitätsindikatoren in Schweizer Akutspitälern wurden erneut erhoben,“ 20 Aug 2010; Swedish National Healthcare Quality Registries, “Öppna jämförelserav hälso- och sjukvårdenskvalitet och effektivitet,” 2010; Advisory Board interviews and analysis.
Result: Quality Rising Up National Agendas
Sweden: 134 National Healthcare Quality Registries
Denmark: 40National Indicator
Project
Switzerland: 30 Federal Office of
Public Health
Australia: 17 National Health
Performance Authority Hospital
Indicators
EUNetpas: 343
Germany: 34Cross-Sector Quality
in Health Care
UK: 150National Institute for Health and Clinical Excellence (NICE)
Standards
Netherlands: 26Performance
Indicators on Patient Safety and
Effectiveness
Safety Improvement for
Patients in Europe: 26
World Health Organisation: 25
Performance Assessment Tool for
QI in Hospitals
US: 44 Centers for Medicaid
and Medicare Services
Canada: 16Institute of Health
Performance
EUPHORIC Project: 54
For common quality indicators and examples by country see appendix p 2-3
Selected Quality Metrics Measured by National and International Bodies
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Below Average Performance
Transparency New Way of Life
League Table Prevalence Increasing
Source: Advisory Board interviews and analysis.
Hospital Name Mortality RateAverage A&E
Wait Time
Emergency Readmission
Rate
C.difficile Rate
Boshier Hospital
Drexler Health Care
Lindner Clinic
Strider Hospital
Thiebaud Medical Centre
Exceptional Performance
Satisfactory Performance
Unacceptable Performance
Sample League Table
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Switzerland61%France
50%
England59%
Norway65%
Spain60%
Canada59%
New Zealand61%
Already Struggling to Make the Grade
Hospital Performance Trails Best Demonstrated Practice
Masud D., et al., “Current practice on preoperative correct site surgical marking,” Journal of Perioperative Practice, June 2010; Jebrak G, “COPD routine management in France: are guidelines used in clinical practice?” Revue des Maladies Respiratoires, 2010; Hakonsen GD, et al., “Adherence to medication guideline criteria in cancer pain management,” Journal of Pain Symptom Management, June 2009; Pestana D., et al., “Compliance with a sepsis bundle and its effect on intensive care unit mortality in surgical septic shock patients,” Journal of Trauma, Nov 2010; Alak A., et al., “Variations in the management of pneumonia in pediatric emergency departments: compliance with the guidelines,” Canadian Journal of Emergency Medicine, Nov 2010; Chopard, Pierre, et al., “Swiss results from a global observational study of venous thromboembolism risk and prophylaxis use in the acute care hospital setting: analysis from the ENDORSE study,” Swiss Medical Weekly, 2009; The Patient Safety Company, “One in twenty deaths in Dutch hospitals could be prevented,”; “Surveillance of Healthcare Associated Infections,” Australian Commission on Safety and Quality in Healthcare; Sally Roberts, “Implementing and Sustaining a Hand Hygiene Culture Change Programme at Auckland District Health Board,” NZMJ May 2012; Advisory Board interviews and analysis.
1) Chronic obstructive pulmonary disease.2) Venous Thromboembolism
1
Selected Recent Studies of Guideline Compliance at Hospitals
2
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Patients Older, Sicker
More Complex Patient Population Increasing Risk
Source: UN Department of Economic and Social Affairs, “World Population Ageing 2009”; Ekinci O, “Getting to the Heart of things,” 20 August 2010, European Hospital; Advisory Board interviews and analysis.
Future Threat: Demand
Global Population Aged 60 Years or Over
Millions
1950 2011 2050
200 M
2,000 M
Heart Failure Prevalence in Europe
2011 2020 (e)
14 M
30 M
Millions
(e)
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74%
Quality a Means of Competitive Differentiation
Not All Bad News
1) Survey question: “Is publicising the quality of care of your organisation among your top three marketing/public relations strategies?”
Proportion of Members Regarding Publication of Quality Metrics as Key Marketing/Public Relations Strategy1
n=210 hospital clinicians and managers
Recognising the Competitive Landscape
Chief Medical Officer Australian Private Hospital
”
“It’s no longer sufficient in hospital management just to get the financials right, it’s just as important to take care of the quality and safety issues. In terms of customer satisfaction, we have an increasingly discerning patient group, who don’t just see it as a privilege for them to be allowed to come to us. We also have competitors, and our commitment is thus very much to put that patient experience into the foreground and into the front of mind…The whole world is moving towards more discerning and higher expectations from patients and their relatives.”
Source: 2012 Clinical Operations Board Survey on Quality in United Kingdom, Australia, and New Zealand; Advisory Board interviews and analysis.
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Pursuit of Quality Engages Medical Staff
Doctor Engagement Essential for Multiple Hospital Initiatives
Source: Advisory Board Survey Solutions, Physician Engagement Initiative, 2011; Advisory Board interviews and analysis
Top Five Drivers of Doctor Engagementn= 3610, r2=0.699
Driver Beta
I would recommend this organisation to a friend or relative to receive care 0.209
The actions of this organisation’s executive team reflect the goals and priorities of participating clinicians 0.192
I am interested in doctor leadership opportunities at this organisation 0.174
The organisation supports the economic growth and success of my individual practice 0.147
The organisation provides excellent clinical care to patients 0.110
Three of top five
engagement drivers have
quality component
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The New Quality MandateConfronting the Quality Challenge
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No Magic Bullet
Source; Connolly C, "Cedars-Sinai Doctors Cling to Pen and Paper," Washington Post, 21 March 2005; Smelcer J, Miller-Jacobs H, Kantrovich L, "Usability of Electronic Medical Records," Journal of Usability Studies, February 2009 vol. 4 (2): 70-84; Advisory Board interviews and analysis.
Improvement Challenges – Story #1: The Human Factor
1) Computerised Physician Order Entry.2) USD.
Limited Efforts to Engage Doctors
Erosion of Medical Staff Trust
Doctors Revolt
• CEO and board rely exclusively on CMO to choosing CPOE1 system
• Medical staff already alienated over cost control targets
• Hospital leaders slow to respond to complaints about system
• Doctors revolt and take opposition to the press
Case in Brief: Cedars Sinai Hospital
• 746-bed tertiary hospital in Los Angeles, California
• Launched $34 million2 CPOE system in autumn 2002
• Doctor opposition prompted return to paper system 3 months later
• CPOE1 rollout with two-month implementation time frame, limited support
• System requires additional doctor time, does not allow for deviation from protocols
Hospitals Can’t Buy Quality Care
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2008 2009 2010 Q1 2011
58%61%
69%
75%
Individual Interventions Successful…
Heroic Efforts on Hand Hygiene Compliance
Source: McLaws M, et al., “Improvements in hand hygiene across New South Wales public hospitals: Clean hands save lives, Part III,” Medical Journal of Australia, 2009, Hand Hygiene Australia, “5 moments for hand hygiene”; NSW Health, “Media Release: Clean Hands Saves Lives,” 28 April 2011; Advisory Board interviews and analysis.
Improvement Challenges – Story #2: Campaign Mentality
Hand Hygiene Compliance New South Wales, Australia
Hand Hygiene Australia: Five Moments Campaign
Elements• Sustained leadership attention• Repeated education initiatives• Compliance monitoring and
enforcement
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2008 2009 2010 Q1 20110
0.5
1
1.5
2
2.5
3
3.5
4
2.29
1.62
3.77
2.1
…Not Enough to Achieve High Quality
Hand Hygiene Critical But Not Alone Sufficient to Avoid Infections
Source: NSW Health, “NSW Healthcare Associated Infections Data Collection,” 2011; 191(8 Suppl): S18-S25; Clinical Excellence Commission, “Safety and Quality of Healthcare in NSW: Chartbook 2009,” December 2010; Australian Commission on Safety and Quality in Healthcare, “Windows into Safety and Quality in Health Care 2010,”; Advisory Board interviews and analysis.
1) Methicillin-resistant Staphylococcus aureus.2) Central Line Associated Blood Stream Infection.
Selected Infection RatesNew South Wales, Australia
ICU associated CLABSI2 per 1000 central line days
MRSA1 infections per 1000 ICU bed days
Gap to best practice for CLABSIs
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Difficult to Change Long-Held Mindsets
Failing to Execute on Knowledge
Source: Staines, R, “WHO Safe Surgery Checklists Are Not Being Followed by NHS Trusts,” Nursing Times, 17 February 2009; Haynes, Alex B., et al, “Changes in safety attitude and relationship to decreased postoperative morbidity and mortality following implementation of a checklist-based surgical safety intervention,” British Medical Journal, 2009, 20: 102-107; Fitzpatrick, Laura, “Atul Gawande: How to Make Doctors Better,” Time, 4 January 2010; Advisory Board interviews and analysis.
Improvement Challenges – Story #3: The Checklist Conundrum
79% 80%94% A Waste of Time…Until You Are
the Patient
”
“A lot of the reaction is, 'My God, another piece of paperwork? It's just a waste of time.' 20% [of doctors] in our surveys still felt it was a pain, a waste of time; they didn't want to use it. Of course, we asked them a follow-up question: If they were having an operation, would they want the checklist? And 94% of them did.”
Atul Gawande, SurgeonBrigham and Women's Hospital
Study in Brief• Survey of 281 surgeons, nurses, anaesthesia personnel, and technicians at seven hospitals worldwide
• Organisations had implemented the World Health Organisation Surgical Safety Checklist
• Personnel responded to survey anonymously following two weeks of using checklist
Percentage of Clinicians Agreeing
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The Core Problem: Complexity
Quality Impossible to Manage through Central Control
Source: Advisory Board interviews and analysis.1) USD.2) Length of Stay.
Influenza and Pneumococcal Vaccinations
TechniquePast Antibiotic
TreatmentsStool Culture
Equipment and Supplies
Environment
IsolationIsolation
Precautions
Personal Protection
Equipment and Supplies
Potential for Drug-Resistant
Organism
Not Vaccin-
ated
Vaccin-ated
C. Difficile Screen (False
negation)
Clostridium Difficile Assay
Hand HygieneCostAppropriate
Cleaning
Cleaning Products
Inappropriate Treatment
Inappropriate Antibiotic Treatment
Infection Treated with
Antibiotic
Clostridium DifficileVolume: 907 cases
Cost variance/case: $6,5581
LOS2 opportunity for reduction: 8 days
Potential for Drug-
Resistant Organism
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Culture Matters
”
Tactical Approach Insufficient
Successful Organisations Not Relying on Discrete Initiatives
Source: Curry L, et. al., “What Distinguishes Top-Performing Hospitals in Acute Myocardial Infarction Mortality Rates?” Annals of Internal Medicine, March 15, 2011; Chen, Pauline W. "What Makes a Hospital Great," New York Times, March 17 2011; Advisory Board interviews and analysis.
The Way Forward
1) Acute myocardial infarction.2) Our emphasis.
“We have to focus on the relationships inside the hospital and be committed to making the organisation work. It isn’t expensive and it isn’t rocket science, but it requires a real commitment from everyone.”
Elizabeth H. BradleyYale Global Health Leadership Institute
“Protocols and processes for AMI1 care did not differ between high-mortality and low-mortality hospitals…in the absence of a supportive organizational culture, specific interventions may not be sufficient for achieving the highest performance in care for patients with AMI.”2
Study in Brief: What Distinguishes Top Performing Hospitals in Acute Myocardial Infarction Mortality Rates• Qualitative study published in the Annals of Internal Medicine March 2011• Assessed high- and low-performing hospitals to identify factors related to better AMI care outcomes• Identified that having clear values and goals, strong engagement from staff members of diverse
disciplines and senior management, strong communication among groups, and solving problems in a way that seeks and addresses root causes were main predictors of high-quality patient outcomes
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Viewing Quality Through a Different Lens
Looking for a Common Thread Among Exemplars
Source: Advisory Board interviews and analysis.
Our Approach
1) Selected organisations included both academic and general hospitals, from various financial contexts, and where doctors were employed, not employed, unionised and not unionised.
Selecting Best Practice Case Study Institut ions 1
Consistent national or international recognition for quality performance
Achieved quality improvement across the organisation; not confined to single departments or initiatives; improveme
Continuous, consistent quality improvement journey
1
2
3
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Ascension Health Johns Hopkins Medicine Sentara Healthcare Mayo Clinic Health System Eau Claire Baylor Health System Cedars Sinai Medical Center Beth Israel Deaconess MCenter Rotterdam Eye Hospital Rankin Medical Center St. Mary's Health Care System Intermountain Healthcare Jönköping County Council
The Common FactorOrganisation-wide commitment
to collective quality improvement
“All Hands On Deck” Required to Overcome Complexity
Source: Advisory Board interviews and analysis.
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Diverse Case Study Organisations
Sustained Success Built on Three Pillars of Improvement
• Eight hospital not-for-profit system based in Virginia with 20,000 employees and 3,400 medical staff members
• Set ambitious executive vision for quality improvement; established performance standards, reinforced behaviours, and trained staff to overcome patient safety risks
• 23-hospital system headquartered in Salt Lake City, Utah, with over 32,000 employees
• System-wide focus on leveraging data systems, metrics to reduce clinical variation and improve outcomes
Source: Advisory Board interviews and analysis.
• Independent specialty eye hospital located in Rotterdam, Netherlands, with 30 independent ophthalmologists, 21 residents, 400 staff members
• Focus on improving care delivery through innovation resulted in dramatic decrease in wrong-site surgeries and steady rise in patient satisfaction scores
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Transformational Quality
Lessons for Leading the Organisation to Clinical Excellence
IIIEmbed Culture of
Measurement
6. Set data expectations
7. Establish comprehensive clinical data infrastructure
8. Enable principled clinician autonomy
9. Educate clinicians in quality improvement
Case StudyIntermountain Healthcare
IISupport Front Line
Leadership
4. Empower front line to improve quality systems
5. Explicitly define doctor champion role
Case StudiesThe Johns Hopkins
HospitalBaylor Healthcare
ICommit to Quality
Transformation
1. Articulate specific, aspirational vision
2. Demonstrate informed dedication to front line
3. Enforce and reinforce new norms
Case StudySentara
Healthcare
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Road Map
2
3
1
Creating Collective Commitment to Quality Improvement
Coda: Future Prospects: Expanding the Ambition
The New Quality Mandate
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Column ICommit to Quality Transformation
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Always Part of the Mission
Who is Not Aiming for High Quality?
Source: Advisory Board interviews and analysis.1) Pseudonym.
Commit to Quality Transformation: Standard Approach
Gibson Hospital1
Mission Statement
The multi-disciplinary team at Gibson Hospital will provideefficient and effective treatment options in a caring and professional environment. Our highly experienced staff will deliver care in comfortable surroundings with fully resourced facilities. We continually aim to improve our performance by implementing quality management principles.
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Overview: Sentara Healthcare
Case in Brief: Sentara Healthcare• 10-hospital not-for-profit system based in Virginia
• 20,000 employees and 3,400 medical staff members
• Frustrated with lack of safety improvements, set goal of being in the top 10% of hospitals for all nationally reported safety metrics and attaining zero defect rate for preventable harm
• Drew on “high reliability” learning from nuclear and aviation industries to improve safety
• Broad involvement of executive team in setting performance standards, reinforcing behaviours, and training staff to overcome patient safety risks
• Achieved 80% reduction in serious safety event rate over 7 years
Quality Case Study
Source: Sentara Healthcare, Norfolk, Virginia; Advisory Board interviews and analysis.
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A Wake-Up Call
National Focus on Quality Improvement Galvanises Sentara
Source: Linda T. Kohn, Janet M. Corrigan, and Molla S. Donaldson, Editors, To Err Is Human, Committee on Quality of Health Care in America, Institute of Medicine (1999): 17-19; Sentara Healthcare, Norfolk, Virginia; Advisory Board interviews and analysis.
Catalyst for Change
1) USD
“Health Care is Not as Safe as It Should Be”
• “Preventable adverse events are a leading cause of death in the United States.”
• “Sizable numbers of Americans are harmed as a result of medical errors.”
• “Total national costs (lost income, lost household production, disability, health care costs) are estimated to be between $37.6 billion and $50 billion1 for adverse events and between $17 billion and $29 billion1 for preventable adverse events.”
• “Medication-related errors occur frequently in hospitals; not all result in actual harm, but those that do are costly.”
To Err Is Human (1999)
To Err is Human:Building a Safer
Healthcare System
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Initial Efforts Fall Short
Source: Sentara.com, August 2000, accessed through web.archive.org 10 April 2012; Sentara Healthcare, Norfolk, Virginia; Advisory Board interviews and analysis.
We will focus, plan and act on our commitments to our community mission, to our customers and to the highest quality standards of healthcare to achieve our vision for the future.
August 2000
Selected Quality Improvement Interventions 1999-2001
Medication Safety
IT system to streamline and reduce errors in medication dispensing
Ventilator Associated Pneumonia
Education program to reduce VAP in all system sites
The Big Picture
“We were frustrated. The sense at the time was that if we continued to work on discrete things without a larger framework, we’d make progress, but we really wouldn’t make the impact that we thought we needed.”
Dr Gary Yates, CMOSentara Healthcare
”
Unfocused Message and Isolated Interventions Slow Early Quality Efforts
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Executive Leadership Required to Move Forward
External Expertise Pushes Senior Team to Reprioritise
Genesis of Quality Improvement Program at Sentara Healthcare
External safety experts with experience in risk reduction in nuclear power and airline industries conduct baseline assessment of safety processes
Assessment results and executive discussions turn focus from individual quality improvement processes to inculcating a system-wide culture of safety
Leadership team recognises senior executive prioritisation of quality improvement will be critical to sustained culture change
Focus on Culture Leadership PrioritisationOut-of-Industry Assessment
Four Principles of Quality Improvement at Sentara
Elevate safety to core organisational value
Communicate behaviours for error prevention
Create systems that reduce the chance of human error
Use root cause analysis to understand safety events
Source: Sentara Healthcare, Norfolk, Virginia; Advisory Board interviews and analysis.
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Providing the highest quality of care and exceptional patient safety standards are imperative strategies throughout Sentara Healthcare. Our goal is to lead the industry to achieve top 10 percent performance wherever national benchmarks exist.
Setting a New Standard
Quality Mission Statement Signals Clear Change to Staff
Lesson #1: Articulate Specific, Aspirational Vision
Characteristics of Quality Definition at Top-Performing Hospitals
Aspirational goal set
Success clearly defined
Vision specific and tailored to the organisation
Source: Sentara Healthcare, Norfolk, Virginia; Advisory Board interviews and analysis.
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Vision Alone Not Enough
Source: 2012 Clinical Operations Board Survey on Quality in United Kingdom, Australia, and New Zealand; Advisory Board interviews and analysis.
1) Survey question: “How important is ensuring high quality care for patients to you personally?” “No” displayed in chart as survey answers of high, medium or low priority.
2) Survey question: “How important do you feel ensuring high quality care for patients is to the executive leadership of your organisation as a whole?” “No” displayed in chart as survey answers of high, medium or low priority.
Executives Reporting High Quality Care as Top Priority1
15%85%Yes No
Doctors Reporting High Quality Care as Top Priority for Executive Team2
30% 70%
n=111 senior hospital executives n=30 doctors
Yes No
Executive Commitment Often Not Translating
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Active Management Methods Falling Short
Sentara Finds Typical Approaches Inadequate for Culture Change
Source: Advisory Board interviews and analysis.
Walkrounds at RandomOpen Door Policy
Practice• Non-clinical executives
intimidated by front line atmosphere
• Executives fail to ask pertinent questions
• Staff feel check-in indicates lack of trust, not convinced of executive quality interest
Practice• Staff unwilling to admit
inability to perform tasks• Staff fear not meeting
manager expectations• Staff want to avoid appearing
weak or needy
Scheduled Senior Walkrounds
TheoryAnticipate staff needs and ensure compliance with quality goals through unplanned drop-ins
TheorySignal that leaders are always available and receptive to staff challenges and concerns
TheoryDemonstrate executive commitment to quality through scheduled ward visits by most senior leadership
Practice• Predictable nature of visits
results in extensive staff preparation for interaction
• Walkrounds too infrequent to create ongoing dialogue between management and staff
Common Active Management Concepts
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Making Executive Rounds Work
Consistency, Constant Visibility, Preparation and Purpose Key
Lesson #2: Demonstrate Informed Dedication to Front Line
Keeping Everyone Focused
A Constant and Consistent Message
“The idea that we’re going to be out there each day and teaching and actively engaging folks…has been important in sending a constant message about safety to our staff.”
Dr Gary Yates, CMOSentara Healthcare
”Note any issues raised by staff
Create action plans with staff to address issues
Executives round with relevant questions
Sentara “Rounding With Intention” Process
Asking Staff to Think Ahead
1. “What in the last 24 hours has threatened our ability to provide safe care?”
2. “What might we expect to arise in the next 24 hours that would threaten the safety of our care?”
3. “How would we respond to what we think might happen?”
Crib Sheet for Clinical Rounds“Can you demonstrate how to use the care bundle to prevent urinary catheter infections?”
Source: Sentara Healthcare, Norfolk, Virginia; Advisory Board interviews and analysis.
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Constantly Reinforcing Executive Commitment
Sentara Daily Check-ins Anticipate Potential Problems, Prove Priority
• Hospital executives, medical staff leaders and nurse managers meet every morning to review safety or quality concerns
• Meeting conducted while standing, lasts 20 minutes or less
Daily Check-In Procedure
Sentara Leadership Method for Performance Excellence
Sample Agenda Items
1. Update on progress against hospital and ward goals
2. Share positive or negative patient feedback
3. Address safety issues within last 24 hours
4. Discuss potential safety issues within next 24 hours and mitigating strategies
Sentara Leadership Method for Performance Excellence
1. Safety Walkrounds: to identify problems and reinforce safety as a priority2. Daily Safety Check-in: to share and maintain situational awareness3. Action Plans: to manage and ensure accountability for improvement work
Source: Sentara Healthcare, Norfolk, Virginia; Advisory Board interviews and analysis.
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Creating a Sense of Quality Ownership
Positive Reinforcement and “Just Culture” Foster Accountability
Source: Sentara Healthcare, Norfolk, Virginia; Advisory Board interviews and analysis.
Collaborative Improvement
• No punishment for honest mistakes; all system and human factors taken into account
• “Substitution test” decreases likelihood of attribution problem
• Enables unbiased analysis, individual and system improvement following safety mistakes
Lesson #3: Enforce and Reinforce New Norms
“Just Culture”
For a complete version of Sentara’s Performance Management Decision Guide, please see appendix p 4
Hospital system blog regularly profiles “Patient Safety Success Stories”: http://sentarainfo.com/today
Enters room to find patient struggling to breathe; runs to find nearest nurse who resuscitates patient
Sentara leadership team gives environmental services worker special recognition public recognition
Environmental Services worker in Critical Care Unit corridor hears beeping from patient room
Example of Positive Reinforcement at Sentara
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Quality Takes Precedence Over Clinical Autonomy
Case in Brief: Mayo Clinic Health System in Eau Claire• 305-bed hospital located in Eau Claire, Wisconsin;
part of the Mayo Clinic Health System • Following merger in 1992 between Luther Hospital,
Midelfort Clinic and affiliation with Mayo Clinic Health System, embarked on institution-wide transformation based around vision of multidisciplinary, integrated care
• Strong leadership and continued commitment to quality improvement resulted in sustained quality improvement over nearly two decades
• Organisation scores in top 1% of US hospitals on composite measure of 22 publicly reported metrics of standards in heart attack, heart failure, pneumonia and surgical care
Walking the Talk
Standing Up for A Strong Institutional Vision
Source: Paul Bate and Peter Mendel and Glenn Robert, “Organizing for Quality: The improvement journeys of leading hospitals in Europe and the United States,” Radcliffe Publishing: Oxford, 2008; Advisory Board interviews and analysis.
“The expectation on the part of the [doctors] is that autonomy will not trump quality. That’s a real big issue and it is one that the organisation is currently working on…there’s no room for cowboys. Quality comes first.”
Senior ExecutiveMayo Clinic Health System in
Eau Claire
”
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No Single Method Sufficient
Array of Enforcement, Reinforcement Mechanisms Required
Source: Advisory Board interviews and analysis.
Frequency of Use
Celebration of notable successes spreads enthusiasm and knowledge of expected behaviours
Principled system required to manage quality errors, focusing on root causes and learning from mistakes
For persistent resisters, firmer action required; coaching out of the organisation as needed in extreme cases
Leadership Response Techniques
Positive Reinforcement
“Just Culture”
Disciplinary Action
Enforce and Reinforce New Norms: Summary
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Critical Leadership Actions
Executives Must Take First Steps on Quality Improvement Journey
Commit to Quality Transformation
Source: Advisory Board interviews and analysis.
Elements of Transformational Commitment
Demonstrate informed dedication to the front lines
Articulate specific, aspirational vision
Vision includes specific, measurable definition of
success; goal is aspirational but achievable and tailored to
organisation’s culture
Enforce and reinforce new norms
Leadership publicly celebrates staff achievements related to quality vision and responds to noncompliance in a fair and
consistent manner
Executives visibly dedicate substantial time and attention to
quality improvement goals at every level of the organisation
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2003 2004 2005 2006 2007 2008
0.730.66 0.64
0.60 0.58 0.56
Attaining Consistent Improvement
Source: Sentara Healthcare, Norfolk, Virginia; Douglas McCarthy and Sarah Klein, “Sentara Healthcare: Making Patient Safety an Enduring Organizational Value,” The Commonwealth Fund, March 2011; Advisory Board interviews and analysis.
Selected Results
1) Deviation from standard of care resulting in moderate to severe harm to the patient.2) Modern Healthcare Magazine.3) Awarded by the Joint Commission on Accreditation of Healthcare Organizations (JCAHO) and the National Quality
Forum. Sentara received the award for "Innovation in Patient Safety and Quality at a Local or Organizational Level." 4) Awarded by the American Hospital Association.
In-Hospital Mortality Ratio: Sentara Hospitals, 2003 – 2008
Mortality Ratio (Actual Deaths/Expected Deaths)
Serious Safety Event Rate per 10,000 Adjusted Patient Days1
Sentara Hospitals, 2003-2010
2003 2004 2005 2006 2007 2008 2009 20100.0
0.1
0.2
0.3
0.4
0.5
0.60.5
0.2
Sentara Quality Awards
2012 Top 10 Integrated US Hospital System2
2010 Leapfrog Group of Top Hospitals
2005 John M. Eisenberg Award for Patient Safety3
2004 Quest for Quality Prize4
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Action Items to Commit to Quality Transformation
Source: Advisory Board interviews and analysis.
Self-Test Questions
Review organisation’s mission statement• Is it clear that quality of care is central to the mission?• Are quality goals specific to the organisation, measurable, and
ambitious?
Evaluate executive communication around quality• Are front line staff convinced of senior clinical and non-clinical
executives quality commitment?• Is executive time spent on quality visible to staff?• Do executives have a mechanism to surface honest commentary on
potential problem areas from staff?
Evaluate quality enforcement and reinforcement practices• Are quality successes celebrated organisation-wide, in a way that is
meaningful to staff?• Are adverse events consistently and fairly evaluated? • Do medical staff governance procedures allow for quality compliance
enforcement if necessary?
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Column II
43
Support Front Line Leadership
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Column III
44
Embed Culture of Measurement
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Transformational Quality
Lessons for Leading the Organisation to Clinical Excellence
IIIEmbed Culture of
Measurement
6. Set data expectations
7. Establish comprehensive clinical data infrastructure
8. Enable principled clinician autonomy
9. Educate clinicians in quality improvement
Case StudyIntermountain Healthcare
IISupport Front Line
Leadership
4. Empower front line to improve quality systems
5. Explicitly define doctor champion role
Case StudiesThe Johns Hopkins
HospitalBaylor Healthcare
ICommit to Quality
Transformation
1. Articulate specific, aspirational vision
2. Demonstrate informed dedication to front line
3. Enforce and reinforce new norms
Case StudySentara
Healthcare
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Transformational QualityLeading the Organisation to Clinical Excellence