CONG TY CO PHAN CHUNGKHOAN MB

S6: 03/2016/MBS/HDQT-BC

Kinh grli:

CONG HOA xA HQI cHo NGHIA vlET NAMOoc liP - Tu do - Hanh Ph0c

Ha NQi, ngdyZ5 th6ng 01 nem 2016

BAo cAo riNH H|NH ouAN rRlcONG rY(Nem 2015)

Uy ban Chfng khoan Nha nuOc

t.

1.

- Sd Giao dich Chring khoan TP' HO chi Minh- Sd Giao dlch Ch&ng khoin Hit NOi

Ten cong ty dai chung: Cong ty C6 phin chung khodrn MB (MBS)

- oia chi tru sd chinh: s6 M-3-7 Li6u Giai, Ba Oinh' HA Noi

-OiCn ttroal: +84 437262600 Fax:' +84 437262601 Email:- V6n di6u le: 1.221 242 800 000 d6ng

- Ma ch0ng khoen (n6u co):

Ho?t atong crla HQi tt6ng quin tri:

CAc cuQc hqP c0a HQi ddng quin tr!:

si uu6i ngptham du

ri tc-LY

cio khong tham d9Stt

-- rtr-ann vien uoor Chtlc vg1 Ba Cao Thi ThoY Nga Chi tlch 't 1111

100%

2 -dno-ng noang Mlnh tuSn Ph6 Chl] tich 11111 100%11111 100%

J 6ngarrh Hai Ha Thanh viCn

4 BEr Ding Th0Y Dung Thanh vien 11t11100%

'10/1 1 91Yo Di c6ng tec5 Ba ooan Kim oung Thdnh vi6n

:116c

i*Hoat dong giem sat c0a HOQT a,6i voi Ban T6ng GiSm d6c:

c6ng tac aiem sat tuan thi cec chi dao cia HDQTirong n6m 2015 ti6p tuc

'rugc ch6 trgng thgc hicn

,aii ,e, qrvet rict, dam bao t6t ct ;c Nghi quv6t, ouy5t ointr' chi d?o cia HoQT' chi tich HDQTouEc giam sjt tnvc hign chat ch6, thudng xuyen va 16 trach nhiem'

Tai cac phien hqp dinh lcy, HoQT cong ti OAu ti6n hanh thong qua. bao cao k5t qua hoat dong kinh

i;""i "i"'.rv

ri uan r,6 noa"n s;i;;a; ""; do Ban diSu hinh trinh bav cac cuoc hqp d6u tluqc

thao luan dan ch0, cong khai va co trach nhiem cao'

vie" u6 nnier, ,i6n nt'ie, cdc chrlc danh can bO quin lf cia cong ty theo drlng trinh tuP va 6ung

quy dinh cia Oieu lg.Cong tAc quin tri c6ng ty cria HDQT

'tugc duy ti, ctng c6 vi luon d6i mOi nhim d6p Ong y6u c5u

cong viCc va thuc ti6n kinh doanh'

Nhin chung, hoat dOng giam sat dugc tiSn hanh chat che theo dUng quy dinh cia-Phap

'.'a1.": P'ilrc co"g ty. oarh gia mot c6ch macn quan' t5t ca cac thanh vien HOQT

ttl c6 gang hoan thanh tot

ch&c trach cia mlnh.

Hoat dong clja cac tieu ban ihuoc HOi ddng quin tri:

Hien tui, ,es c6 02 ban thuoc HOi o6ng quin tri E Ban nhan sqvi luong thudng' Ban Chinh sach

,iiij, "ar

rl]i ro. c6c ban di hoat ttorig ureo euy ch5 t6 choc va hoat dong crla ban do HDQT ban

rra;tr va h6 ts cho HDoT trong c6c ming hoat dong duEc phan cong

1

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c6t'trcoP

ll. cec Nghi quyeUQuy6t atlnh crla H9i dajng quan tri:

N6i dungstt si5 N9n1 quy6v Quy6t a;nn Ngiy

1 172201 5/MBS/HDQT-QDNS ?6t02t201586 nhiCm chinh thtlc Ph6 Ban kicm soal ngr 0Q cno

6no Luu Truno Hudnq

2 23l20'1 5/MBS/HOQT-OONS 161031201586 nhiCm chinh thuc Pho Glam uoc unl nnann nar

Phdno cho Onq Nquy6n Lg Thanh Trung

3 242015/MBS/HOQT.QONS 13t0312015Digu chuyen 6ng Nguyen Hoang Nam- uL' rtr grdu u!v'

sano Chi nhdnh HA NOi

4 342015/MBS/HDQT-QONS 23t0312015Giao ong Tran Huu L;hung- (jlam ooc no ug KrInr

Doanh kiEm Phu trach S& Giao dich

5 35/20 1 5/lvlBS/HDOT-QONS 2710312015Giao nhiem vU Ph6 chanh van pnong HQr oong qudrr tr!

cho bi NouvSn Thi Lan Huong

6 44120'1 5/MBS/HgQT-QONS 01104D015

TieP nhan va giao nhigm vU Pno slam ooc trltor r',,!r'r I vv

Ngln hing ttlu tu (Phu tr6ch mang M&A Khu vutc Phia

trtamt cho 6no TrAn Nhat HuY

7 46/201 5/MBS/HOQT.QDNS 08t04t2015Quyet dinh b0 nhigm ong Le lnannr\allr-rlru Iurrscitm dAc

I 1 241201 5/MBS/HOOT-ODNS 20t0512015B0 nhiem Ong Nguyen Hoang r\arrr r" \rrer

Nhanh HA N6i

I 1 O8/201 5/MBS/HDQT.QONS 2210512015Ti6p nhan va giao nhigm vU ulam ooc rnorrs'o'cu ulvr

Rr. sii cdn cho Ba Nquvgn Thi HOU

10 14/2015/MBS/HDQT-QD 30/06/2015Ban hanh'Chinh sach hoa nong ngp tac Prrdr ursl

kht.h h)no'--:--:--:---f'---* ^.'.^

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12 162015/MBS/HOOT-OO l30/06/2015Ban hanh "Chlnh sacn luyen oung va uru rrrreP

rnrinn ahdno M6i oi0i'

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ffi.8""

14 192015/MBS/HOOT-OO 30/06/2015Ban hanh'Chinn sacn uyen uvlrg va llru rrrreP

ei m r{Ac chi nhAnh. Ph0nq qiao dich'

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to 072015/MBS/H00T-oo '15t412015

tt 032015/MBS/HBQT-QO 09/03/20'15Phuong an phal nann ltar PrnEu ^rrerre

errs'err vv'!

MBS nam 2015

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to 052015/MBSiHDQT'09 09/03/2015Phuong an Phat nann lrar P'nsu urg,Err vv' r'|vY

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wronAn tA-n dAu ra c6ng chung (lPO) va niem yet co

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24 26t2015/MBS/HOQT-QO2010712015

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ch6

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38/2015/MBS/HDQT-QO 618t2015Ban hanh hElh6ng phAn cAp tham quy€n ph6n quv6t

trong hoat dong quin tri diSu hanh Cong ty CP Chungkhoan MB

34 38A,/20 1 5/MBS/CTHDOT.QE 11t9t2015 oiE chl-nh ouy ch-t6 choc va hoat dqng c0a HoC935 39/2015/MBS/HOOT-QO 14t9t2015 OuyEEh thanh la. p cl",l nhanh Sai Gdn

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Euy5i dinh b6 nhiem ngusi dong deu chi nh6nh SaiGdn

38 42l2015/MBS/HOOT-QO 1419t2015Quy6t dinh b6 nhiCm ngudi d0ng dau chi nhanh BecSai G0n

20 43/201 5/MBS/CT HDQT.QO 9t9t2015 ouy6i-dinh d-iE ahuytn 6ng Duons ven Chung

40 44120 1 5/MBSTTTHOQT-OO 1419t2015 Ouy6t?inh ddns crla Phdng GD Nguy6n cong Tr0

41 45/20 1 5/MBS/TTHOQT-QD 1419t2015 ory6tEnh d6"ilraFcD BEc sai Gdn42 46/2015/MBS/HDQT-QD 21t9t2015 oilt oinn ean hanh quy ch6 quin tri cdng ty43 47l2015/MBS/HOQT-QD 14t912015

EEt oinn oan nanh Quy ch6 td choc va hoat dongban x0 ly ng

44 48/2015/MBS/HOQT-QO 9110t2015Quy5t oinn ban hanh Quy ch6 trlch Ep va s0 dung dgphdng MBS

45 49/20 1 5/MBS/TTHOQT-QD 1911012015ouFt oinn ban hinh Quy ch6 t6 chuc va ho?t dongkh6i rB

46 50/2015/MBS/HOQT-QO 20t10120'15Quylit oinn ban hanh Quy ch6 t6 choc va ho?t dong cua

HOOT

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48 53/20 1 5/MBS/TTHOQT-QO 5t11t2015 Ban hanh Quy che t6 choc hoat dong cia VP HOQT

49 54/2015/MBS/HDQT-QD 5t1'.U2015 fnong qua viec ni6m y6t c6 phiiiu MBS

50 55/2015/MBS/HDOT-QO 6111t2015ptre Ouygt aAu tr.r phen mem thi/ki6m tra truc tuyen tai

MBS

51 56/2015/MBS/HOQT.QD 511112015ean fEntr Quy ch6 t6 choc hoet dong crla Ban nhan sgluong thudng

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Ul. Thay d6i danh sach vti ngudi c6 li6n quan cria c6ng ty dli ch6ng theo quy dlnh t?i khoan 34 Oi6u6 Luat Cht}ng khoAn:

STT

len rochi'c,/c6

nhan

Tal khoengiao dich

ch&ngkhoan

(ni5u c6)

Ch&c v-utai c69Sty (nOuc,t)

sii cMND/OKKD

*q.,cap

CMND/OKKD

NoicapCMND,IOKKD

Dia chi ThdldiOm

tit aiuti

ngudic6 li6nouan

Th&iaiiim

khOngcdn !anguolc6licnquan

LY do

1Tdnh KhicHAU

PrrO T6ngGram doc

24111n015

tvtiEn nhiCm Ph6rco tu24t1112015

2 LC Thanh

NamPho T6ngGiem d6c

08/0412015

86 nhiem Ph6 TGOtu 08/04/2015

lV. Giao dich cia cO d6ng nOi b6 va ngudi lien quan:

1. Danh sech cO dong noi b0 va ngudi c6 liCn quan

STTT6n t6 chi,c/ce

nhan

TeikhoanGDCK(n6uc'5)

Ch&cvg t?i

c6ng ty(n6u c6)

sii cMND/OKKD

Ngiry cipci/rND/OKKD

Noi cepc ND/DKKD

Dia chi si5 c6 rrhiiiusd hii'ucuiii ty

ri le sgh0,u c6phj5u

cuoi kiGhichri

1Ngen hang TMCPQuan d6l

0100283873 30/09/1994s&

KHDTHN

s63LiCucial, BaOinh,Ha Ngi

97,110,937 79.52%Ngan hAngmg cia MBS

Bl Cao Th!ThriyNga

ChrltichHDQT

37,A73 0.031%

2.1 Cao VAn Dinh86 dd Bi caoThi Thrly Nsa

Nguy6n Thi HQcN4e dE Ba CaoThiThiy Nsa

NguyEn HoangCuong

Chdng Ba Cao

Thi ThUy Nga

2.4Nguyen ThiyHing

1967 0.002%Con g6i Ba

Cao Thi Th0Y

Nga

2.5NguyEn MinhH?nh

Con gei BaCao Thi ThtiyNga

2.6 Cao Anh Tu6n

Em Trai BaCao Thi ThiYNsa

Em GriBeCao Thi ThiYNga2.7 cao Thi Van Anh

2.8Nguy6n Thanh

Tam

L;hloau EaCao ThiThUyNga

2.9 BiiTh! Ngec Y6n

Em dau Ba

Cao ThiTh[YNga

2.10 T.An MCt Hrlno

Em na Bi caoThi Th[y Nga

3 Hoang Minh Tuin

Ph6chlitichI{OQT

86 dd onsHoang MinhI UAN3.1 Hoang Trieu

Me tr6 OnsHoang Minh

TulnNguy6n Thi Duycn

Ch! gei ongHoeng MinhI Uan3.3

Hoeng Thi KiauYEn

3.4 Le Qu6c Long

Anh rd OngHoang MinhTuin

Pham Thi NgecLan

vg OngHoang Minh

TuIn

,d

Hoing LanPhuong

Con gai ongHoang MinhTLr6n

Hoing Ha Anhcon gdi ongHoang MinhTu{n

1 Olng Thiy Oun0Thanhvi6nHDOT

27,500 0.02%

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4.2 Vo ThiTultMe d€ BaOing ThuyDung

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4.7Nguygn Phu.m€Unh

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4.9Oinh IhenhL6

Anh rg BAOing ThiyDuno

5 Ooin Kim OungThAnhvi6nHOQT

8./r00 o.01%

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Nouygn Th! Tuy6nMedeBaOoan KimDun0

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:{

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ch6ng BdOoin KimDunq

5.6 NguyEn Chi Mai

Con gai Ba

Ooan Kim

Dung

5.7 Nguy6n Thii Hiing

Con trai BaOoan KimDung

5.8Nouy6n Mi Hoa

Em dau Ba

Ooan Kim

Dung

5.9 oio Minh Hi€u

Em re baooan KimDung

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8A Dung BGOTC/KTT

Nguyan fhanhBinh

Tn ongBanKdmsolt

500 0.000,1%

6.1 Nguyan Le oong

Anh tlai B,Nouy6n Thanhginh

6.2Nguygn ChinhNghia

Em trai BeNguygn ThanhBinh

Ngan hang TMCPOuan doi

97.1'10,937 79.52'hBa Binh liThinh vianBan ki6m soet

7Nguyan KimChung

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4,4500.00,r%

7.1ttguyEn HingKi6m

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Nguy6n Thi \6nh

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7.4 Hoeng Minh NgAc

con g,i BaNguyan KimChung

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7.6 Nguygn Thiy VanChi s,i Bil.lguy€n KimChung

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7.8 Nguy6n Thu Thuychi sai BaNguyen KimChung

7.9 Le Vigt HoaAnh ra Be

NguyEn KimChung

7.10 Hoeng Hai Y6nChi dau Betlguycn Kim

Chung

7.11 NguyEn Van HanhAnh 16 Bir

Nguyan KimChung

8Nguyan Thi DiopOuinh

Thinhvi6nBKS

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8.6Nguyen ThanhHao

chi sai BiNguy6n ThiOiCp Quinh

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10.5Nguy6n MeiThanh

ch6ng BaPhtng ThiThanh H,

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10.7NguyEn OnhTirng

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10.8Nguyan Hl LinhOan

con gii BaPhtng ThiThanh He

10.9 Trln Thi Hudng

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Hi,

12 LG Thinh Nam

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12.1 LA Thanh Hung 86 d6 ons LcThanh Nam

12.2 Nguy6n Thi Nhung Me dd ong LCThanh Nam

12.3 LA Thanh Trung Em trai OngLe Thanh Nam

12.4 L€ H?nh Em traiongL6 Thinh Nam

12.5 Le Trung Dlng Em llar ungLe Thinh Nam

Nguy6n ThiftnyDilong

Vs ons LcThanh Nam

12.7 Le Nguyen EinhMinh

con trai ongLe Thanh Nam

12.8LC Nguyen AnhQuin

con trai ongLC Thanh Nam

12.9 Tren Thi Anh Em oau ungLC Thanh Nam

12.10 Ph?m Thj Huong

Em dau OngLe Thanh Nam

12.11 Marng lhi HuongEm dau OngL6 Thenh Nam

12.12

Cono ty qi phanThu6c Thli y CaiLAy

Ong Nam liThinh viCnHOOT

12.13

C6ng ty cd phen

lu van - lnuongmai-DichWDia6c Hoang Quan

ong Narn lAIhanh vienHOQT doc lap

12.14

C6ng ty c0 PhanTu v{n va Dich vuThuong mai GiryMet

ong Nam laPh6 Chi tjohHDOT

Chu Hai C6ng

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loantruong

Chu KhSc Mentro 0e ungchu Hai cang

LUOng lnreu

Oanh

Me de ongchu Hai Cong

Chu Hai UngAnh trai ongChu Hai C6ng

13.4 chu Hai MinhAnh trai ongChu Hai Cdng

chu Hei Y6nEm gai Ong

Chu Hei COng

Mai Ouinh HoaVq ong ChuHai C6ng

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Chu HaiThanhcon sei OngChu Hai COng

13.9 DAnq Van LCnEm re ungChu HAi Cong

13.10OAng Thi BichNhuen

chideu OngChu Hii COng

13.11Nguy6n H6n9

Ngan

Chi dau ongChu Hai COng

13.12

Tdng COng ty c6phln Y ti!DAMMECO

ung uong raThanh vi6nHDOT

2.Giao dich c6 phi5u: KhOng c6

3. C6c giao dlcn tnac: (cac giao dlch cia c6 tt6ng nqi bO/cO d6ng ldn vi ngudi liCn quan v6i chinh c6ng ty):

Khong c6

V. C5c vin ttB cin luu f kh5c: Kh0ng

CONG IYcdpHAH

cHfNc IH

cao Th! Th[y Nga

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