金融講座：證券業概論

2014.03.12

AAAAAAAAAAAAAAAAAAAAAAAA?123451234566AAAAAAAA123456123456123456123456UBS Warburg

P.01 () - Q&A


- P.02


P.03 -


- P.04


P.05200220131,022 1,496 9.96 26.84GDP96% 184%2013.06 36709 3870 1815 97 599 257 503

43850


P.06 ()


P.07


P.0815

16


P.091. 2. 3. 4. 5. 6.


1. P.10


1. P. 11(1) 2012 928 24%3 2005 201393420120.075 ~ 0.085%


1. P.12( )


1. P.13(2) 2013 53.3% 65.1%2013 37.5% 61.4%( TSE OTC )


1. P.14 2011/032012/042012/11 2013/06 2010~20122013 ( )


1. P.15(3) ( ) ( )


2. P.16// ( ) ( / ) ( ///// )


2. (1/3)P.172012 2012224264 201129%2013332962 ( ) ( IPOGDR )


2. P.18


2. (2/3)P.19 TDR (Taiwan Depositary Receipt) 2012352201175% 2013278TDR() TDRTDR20122013 TDR TDRTDR


2. P.20

ETF

()

TDR

2002

218,740

-

745

100

0.0

0.0

192

2003

203,332

341.2

1,183

144

0.0

0.0

99

2004

238,754

793.1

2,078

99

0.0

0.0

40

2005

188,189

794.4

1,424

192

0.0

0.0

5

2006

239,004

752.3

1,751

290

0.0

0.0

1

2007

330,439

1253.7

2,532

919

0.0

0.0

0.0

2008

261,154

2320.4

2,758

286

0.0

0.0

0.0

2009

296,805

1978.4

1,064

1,285

0.0

0.0

0.0

2010

282,187

1995.8

2,050

2,619

0.0

0.0

0.0

2011

261,974

3607.6

2,847

1,422

0.0

0.0

0.0

2012

202,382

2692.4

2,313

352

0.0

0.0

0.0

2013

189,409

2823.5

3,400

278

0.0

0.0

0.0


2. (3/3)P.21IPO ()


3. P.22() ETF


4. P.23() 201217,500 20119%2,745201320,0002,747TSEOTC 0.3%0.1% (2013.03.21223)


5. ()P.24 ETF 49 ( 72 ) 2013 10,506 2012 7,406 41% 2013 87.4


5. ()P.25( )


6. (1/2)P.26 2009 ()


6. (2/2)P.2724


P.28


P.29( )1990/12 (QFII)1996/03 ()2003/09 QFII(FINI) 2013/07


P.30

2007~20082010~2012201333.14% (10%)


P.31


P.32-


P.33


(1/3)19621988199038420001902000201312146 8462 P.34


(2/3)2080%20138063P.35


(3/3) P.36


() 2012144.32P.37


P.38


(1/6) (Warrant) () () () () () () () P.39


(2/6) TDRTDR (Taiwan Depositary Receipt ) TDR TDR (1000) ADREDR GDRTDRADREDRTDRGDR P.40


(3/6) ETFETF (Exchange Traded Funds) ETFETFETFETFETF

P.41


(4/6) ELNELN (Equity-linked Notes) ELNELN ELNPGN, Principal-guaranteed NotesP.42


(5/6) () (Dim-Sum Bonds) P.43


(6/6) 201212

P.44


(Wealth Management)2005727200992824 (Offshore Securities Unit)2013620143P.45


(OSU)OSUP.46


(OSU)2010OBUOSU (Offshore Securities Unit, ) 2012424OSU20136OSUOSU35004000100P.47


(1/2)P.48


(2/2)P.49


OSU2013.01.30OSU - P.50


P.51


112420136P.52


P.53


(1/2) 20134.10.41.44P.54


/201312314.948 2013P.55


(2/2) -1% -0.076%A2~3%5~6% P.56


2013Q1P.57


Q&AOSUECFA P.58

*

金融講座：證券業概論

Documents