6:5^02/bc vnbc ngay thdng 7 ndm 2020
TRANSCRIPT
TAP DOAN CONG NGHIEP THAN - KHOANG SAN VIET NAM
CONGTYCOPHANTHANNUI BEX)-VINACOMIN
CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Tu* do - Hanh phuc
s6:5^02/bc-vnbc Hg Long, ngay 29 thdng 7 ndm 2020
bAO CAO TINH HtNH QUAN TRI CONG TY NIEM YET6 thang nam 2020
Kinh gui: - Uy ban Chung khoan Nha Nuac;- Sa Giao djch Chung khoan Ha Noi;- Cac Quy vi Co dong ciia Cong ty.
^ r A A- Ten Cong ty niem yet: Cong ty Co phan Than Niii Beo - Vinaconiin.- Dia chi tru so chinh: 799 Le Thanh Tong, TP Ha Long, Quang Ninh.- Dien thoai: 0203.3825.220; Fax:0203.3625270; Email: [email protected] Von dieu le: 369.991.240.000 d; Bang chu: (Ba tram sdu miro'i chin ty, chin
tram chin mot trieu, hai tram bon muoi ngdn dong).- Ma chung khoan: NBC
I. Hoat dong ciia Dai hoi dong co dong• • c_7 • • C7 C3
So Nghj quyet,
Quyet dinhNoi dungSTT Ngay
• a • • ' 9 •Nghi quyet Dai hoi dong co dong thudng nien nam 2020
3555/NQ-VNBC 21/5/202001
II. Hoi dong Quan trj1. Thong tin ve thdnh vien Hoi dong Quan trj:
So buoi bop
Ty le Ly do khong thain dirHo va tenSTT Chuc vu %
Chu tich HDQT
Uy vien HDQT1 Pham Cong Huong 10 100
Ngo The Phiet2 10 100
Uy vien HDQT3 La Tuan Quynh 10 100> r r
r-f-i A /~v A r-w-\ AFran Quoc Tuan Uy vien HDQT4 10010
Uy vien HDQT5 Truong Thuy Mai 10 100
2. Hoat dong gidm sat ciia HDQT doi v&i Gidm doc Cong ty trong 6 thdng ddundm 2020:
r \
- Giam doc Cong ty da tuan thu dung phap luat va Dieu le Cong ty khi thuc hien nhiem vu cua minh: Trien khai thuc hien tot cac nghj quyet cua HDQT, Dai hoi dong co dong giao; thuc hien day du cac dieu khoan hop dong giao nhan thau khai thac, sang
9
tuyen than vdi TKV, dam bao boat dong tai chinh cua Cong ty lanh manh, bao toan va phat trien nguon von kinh doanh.
i
r r y
- Cac quyet dinh do Giam doc ky ban hanh deu hop phap, thirc hien dung phanr y
cap theo Dieu le Cong ty.
3. Hoat dong cua cdc lieu ban ihupc HDQT: K/tong.4. Cdc nghi quyet cua HDQT ban hanh trong 6 thdng ndm 2020:
S6, ngay thang Noi dung nghj quyetSTT
1. Uoc ket qua thirc hien SXKD cua Cong ty nam 2019 va Ke hoach SXKD Quy I va ca nam 2020.
2. Phe duyet Ke hoach Dau tu Xay dung nam 2020.
3. Phe duyet Ke hoach Lao dong Tien luong nam 2020.01/NQ-VNBC
r o y
4. Ban hanh Quy che thirc hien dan chu trong Cong ty Co phan Than Nui Beo - Vinacomin.1 ngay5. Ket qua trien khai thirc hien Nghi quyet, Quyet dinh cua Dai hoi dong co dong va cua HDQT Cong ty nam 2019.
06/01/2020
6. Bao cao ket qua thirc hien Quy che phoi hop lanh dao giua Hoi dong quan tri, Giam doc, Dang uy Cong ty nam 2019.7. Bao cao Quan tri Cong ty nam 2019.
1. Uoc ket qua thirc hien SXKD thang 01 va Ke hoach thang 02 nam 2020.
2. Phe duyet Ke hoach LCNT Giai doan VII dieu chi'nh thuoc DirA \ *
an Dau tu xay dung cong trinh khai thac ham 16 mo than Nui Beo dieu chinh.
r
3. Chuong trinh, Ke hoach hoat dong cua HDQT Cong ty nam 2020.
4. Bao cao Tap doan TKV dieu chinh, bo sung quy hoach can bo lanh dao Cong ty giai doan nam 2016-2020 va giai doan nam 2020-2025.
02/NQ-VNBC2 ngay
10/02/2020
03/NQ-VNBC Trinh Bo Cong thuong tham djnh Thiet ke Ky thuat - Du loan Du
an dau tu xay dung cong trinh khai thac hkm 16 mo than Nui Beo dieu chinh.
3 ngay12/02/2020
04/NQ-VNBC
X ^ r rChap thuan ap dung cac tieu chuan nuoc ngoai trong thiet ke va thi cong cong trinh thuoc Du an dau tu xay dung cong trinh khai thac ham 16 mo than Nui Beo.
4 ngay17/02/2020
1. Uoc thirc hien SXKD thang 02 va Ke hoach thang 03 nam 2020.
2. Bao cao TKV ke hoach SXKD cira Cong ty giai doan nam 2020-2025.
05/NQ-VNBC5 ngay
06/03/2020
2
S6, ngay thang Noi dung nghi quyetSTT
3. Phe duvet Ke hoach LCNT Giai doan VII dieu chinh thuoc Du an Dau tu xay dung cong trinh khai thac ham 16 mo than Nui Beo dieu chinh.
4. Quyet toan Quy khen thuong, phuc loi Cong ty nam 2019.
5. Quyet toan Quy tien luong cua Cong ty nam 2019.
6. Ong Bui Dinh Ha thoi giu chuc Pho Quan doc Cong truong Dao 16 so 5.7. Dieu chinh, bo sung quy hoach can bo cap don vi, phong ban Cong ty giai doan 2016-2020 va giai doan 2020-2025.8. Bao cao TKV chu truong bo nhiem lai Giam doc Cong ty.9. Trien khai thuc hien Cong van s6 119/TTDHSX-KH, KCM, SXT ngay 03/3/2020 cua Trung tarn DHSX TKV tai Quang Ninh va Phuong an so 1165/PA-VNBC ngay 24/02/2020 cua Giam d6c ve viec: Thue ngoai che bien than sach tu than nguyen khai, phuc vu san xuat kinh doanh nam 2020.
10. Trien khai thuc hien Ket luan so 31/TB-VNBC ngay 02/03/2020 cua Chu tich HDTV TKV tai buoi kiem tra, lam viec voi Cong ty Co phan Than Nui Beo - Vinacomin.1. Uoc thuc hien SXKD Quy I va thong qua Ke hoach SXKD Quy II nam 2020.
2. Thong qua Ke hoach chi Quy Khen thuong phuc loi cua Cong ty nam 2020.
3. Thanh lap Cong truong Co gioi hoa 1 va b6 nhiem ong Nguyln Manh Cuong - Ky su khai thac mo giu chuc vu Quan doc Cong truong.4. Ap dung he thong thang luong, bang luong va chd do phu cdp luong cua Cong ty me - Tap doan Cong nghiep Than - Khoang san Viet Nam duoc TKV.
5. Thong qua djnh muc nhu cau von luu dong, mot so chi tieu tai chinh cua Cong ty nam 2020.
6. Uy quyen thuc hien viec vay von, huy dong von.7. Bao cao thuong nien cua Cong ty nam 2019.
8. Cac noi dung, tai lieu trinh Dai hoi co dong thuong nien nam 2020.
9. Bao cao giam sat thuc hien Ke hoach LCNT Du an cong trinh khai thac ham 16 mo than Nui Beo; kh qua thuc hien Hop ddng “Goi than so 16: Cung cap, xay dung va lap dat he thong thiet bj true tai va thap gieng cua gieng dung chinh van tai than, gi4ng phu van tai vat lieu”.
06/NQ-VNBC6 ngay
06/04/2020
S6, ngay thang
Noi dung nghi quyetSTT
07/NQ-VNBC Hoan to chuc Dai hoi dong co dong thirong nien nam 2020 Cong
ty Co phan Than Nui Beo - Vinacomin.7 ngay10/04/2020
08/NQ-VNBC
•> \ n \ • /\ a ^To chuc Dai hoi dong co dong thuong nien nam 2020 Cong ty Co phan Than Nui Beo - Vinacomin.8 ngay
27/04/20201. Uoc thirc hien SXKD cua Cong ty thang 5 va Ke hoach thang 6 nam 2020.2. Bo nhiem lai ong: Ngo The Phiet, Ky su khai thac mo, Uy vien HDQT giQ- chuc vu Giam doc Cong ty.
3. Bo nhiem ong Nguyen Tuan Dung, ky su khai thac mo, Pho Giam doc Cong ty giu chuc vu Giam doc dieu hanh mo than 16 thien Nui Beo.
09/NQ-VNBC9 ngay
25/5/20204. Ngay dang ky cuoi cung de thuc hien quyen nhan co tuc nam 2019 bang tien mat.5. Phe duyet Thiet ke ky thuat - Du toan du an Dau tu xay dung cong trinh khai thac ham 16 mo than Nui Beo dieu chinh.
• A • A • A •1. Thuong Nguoi quan ly Cong ty theo Nghi quyet cua Dai hoi dong co dong thuong nien Cong ty nam 2020.
2. Thong qua danh sach quy hoach cac chuc danh can bo lanh dao Cong ty giai doan 2016-2020 va giai doan 2020-2025 (sau ra soat, bo sung).10/NQ-
VNBC10 3. Thong qua Du an “Dau tu thiet bi phuc vu san xuat nam 2020".
4. Dieu chinh Ke hoach Dau tu va Xay dung nam 2020 Cong ty Co phan Than Nui Beo - Vinacomin .
5. Phe duyet Quy che Quan ly Dau tu va Xay dung trong Cong ty Co phan Than Nui Beo - Vinacomin.
ngay22/6/2020
*>III. Ban Idem soat1. Thong tin ve thanh vien Ban kiem soat:
So buoi hop
Ly do khong tham du'
Ty leHo va ten Chuc vuSTT %
Truong ban
Uy vienBKS
Uy vien VKS
Vu Thj Dung
Nguyen Tien Nhuong
Do Thi Thanh Huyen
03 100103 1002
03 1003
2. Hoat ctong giam sat ciia BKS doi v&i HDQT, ban Giam doc. a) Ve hoat dong quan ly dieu hanh cua HDQT Cong ty
4
- HDQT Cong ty da thuc hien chuc nang va nhiem vu cua minh thong qua Quy ch6 boat dong cua HDQT. Thuc hien chuc nang quan ly Cong ty thong qua vice ban hanh Nghi quyet, Quyet dinh, Quy che, Quy dinh va to chuc kiem tra vice thuc hien;
- Chi dao Ban Giam doc dieu hanh va cac bo phan quan ly khac trong Cong ty thuc hien nghiem tuc cac van ban quan ly cua Nha Nude, Tap doan va Cong ty;
- Hoi dong Quan tri Cong ty da to chuc hop thubng nien moi thang 1 lan, giai quyet nhieu noi dung lien quan den vice chi dao dieu hanh SXKD. Cac ky hop HDQT deu dupe chuan bi ky ve noi dung, dam bao trinh tu, dung nguyen tac, bam sat tinh hinh thuc te SXKD cua Cong ty de dua ra cac quyet dinh kjp thbi;
- To chuc thanh cong Dai hoi dong co dong thudng nien nam 2020; Cac quyen va loi ich cua co dong dupe dam bao theo dung quy dinh cua phat luat. Thuc hien chi tra co tuc dung Nghj quyet Dai hoi.
- Phe duyet ke hoach SXKD, ke hoach dau tu, dinh muc .... Sua doi va ban hanh Quy che npi bp, bo nhiem lai can bp; chi dao xu ly cac van de ton dong tai cac du an ham 16 mo than Nui Beo, Du an dau tu thiet bi phuc vu san xuat nam 2020...;
- Xay dung mo hinh to chuc san xuat, sap xep lai cac don vi phong ban theo huong tinh giam gpn nhe gan voi viec giam dan san lupng khai thac than 16 thien, chuyen doi mo hinh to chuc san xuat sang khai thac than ham 16;
- Thong qua boat dong cua HDQT va viec sua doi bo sung cac van ban quan ly kjp thoi da giup cho viec quan tri dieu hanh Cong ty trong nam dupe linh boat, hieu qua hon. Cac van ban quan ly cua HDQT ban hanh thupc tham quyen, dam bao phu hop voi dieu kien va tinh hinh thuc te SXKD cua Cong ty.
b) Ve cong tac to chuc thuc hien cua Ban Giam doc dieu hanh Cong tyBan Giam doc Cong ty da true tiep dieu hanh boat dong SXKD theo chuc nang
va nhiem vu dupe quy dinh tai Luat Doanh nghiep va Dieu le Cong ty, cu the:- Kip thoi triln khai thuc hien cac Nghi quyet, Quyet dinh cua HDQT va hop
dong phoi hop kinh doanh giua Tap doan voi Cong ty;- Kip thoi de xuat voi HDQT nhung giai phap nang cao hieu qua boat dong va
quan ly Cong ty. Chu dong xay dung va ban hanh cac van ban quan ly khac trong Cong ty thupc tham quyen;
- True tiep thay mat Cong ty ky cac hop dong lao dong, tin dung, kinh te va thuong mai dam bao dung che dp quy dinh, dung phap luat;
>7 9
- Cong tac quy hoach, dao tao, boi duong va bo nhiem can bp dupe thuc hien dung quy trinh;
- Cong tac tuyen dung lao dong dupe thuc hien dan chu, cong khai va minh bach. Cong tac quan ly tien luong, tien thuong, nang luong, nang bac..., dupe thuc hien dung Quy che, quy dinh Cong ty va cac van ban huong dan cua Tap doan;
- Thuc hien tot nghla vu voi Nha nuoc. Bao dam quyen va loi ich hop phap cua cac c6 dong. Cong tac an ninh trat tu, an toan xa hoi dupe dam bao;
- To chuc thuc hien tot cong tac DT-XDCB theo phan cap, cac thii tuc dau tu, quy6t dinh dau tu, thuc hien dau tu va thanh quyet toan cong trinh dupe thuc hien dung che dp, dung quy dinh;
- Chu dong dieu hanh boat dong SXKD hang ngay bang co che chinh sach va giai phap dong bp tu Cong ty den cac don vi phong ban, phan xuong;
5
- To chuc ky hop d6ng cam kh trach nhiem giua Giam doc Cong ty voi thu
trudng cac don vj trong Cong ty;- Chi dao thirc hien co hieu qua k4 hoach SXKD cua Cong ty, hoan thanh toan
dien cac chi tieu kinh t§, ky thuat ma Nghi quy6t Dai hoi dong Co dong Cong ty de ra.3. Su’ pltdi hop boat dong giua BKS doi voi boat dong cua HDQT, ban Giant
ddc vii cac can bo qudn ly khdc.- 6 thang dhu nam 2020, BKS da nhan duoc su phoi hop tu HDQT, Ban Giam
d6c va can bo quan ly Cong ty nhu cung cap cac bao cao, tai lieu can thiet cho cong tac ki4m tra giam sat, cu can bo lam viec voi BKS khi co yeu cau va phoi hop to chuc hoi thao tap huan cong tac kiem soat cho cac kiem soat vien.
- Tai cac cuoc hop tong ket, hop thudng nien cua HDQT, Ban Giam doc, BKS deu duoc mdi tham du va tham gia gop y kien nham dam bao cac boat dong cua Cong ty
> 9
la phu hop va dap ung quyen loi cua co dong.4. Hoqt dong khdc cua BKS: Kbong
IV. Dao tao ve quan trj Cong tyCac thanh vien HDQT, BKS, Ban Giam doc Cong ty tham gia day du cac lop dao
tao quan trj Cong ty do TKV, Uy ban chung khoan nha nude, So giao djeh chung khoan, TKV td chuc.
V. Danh sach ve nguoi co lien quan cua Cong ty theo quy djnh tai khoan 34 Dieu 6 Luat Chung khoan va giao djeh cua nguoi co lien quan ciia Cong ty voi chinh Cong ty
1. Danh sach ve nguoi co lien quan ciia Cong ty: Co danh sach kem theo.2. Giao dich giua Cong ty vdi nguoi co lien quan ciia Cong ty; hoac giua Cong ty
voi co dong Ion, nguoi noi bo, nguoi co lien quan ciia nguoi noi bo: Khong co.3. Giao dich giua nguoi noi bo Cong ty, nguoi co lien quan cua nguoi noi bo vdi
r r >9
cong ty con, cong ty do Cong ty yet nam quyen kiem soat: Khong cd.r
4. Giao dich giua Cong ty vdi cac doi tupng khac: Khong cd.•> r
VI. Giao djeh co phieu ciia nguoi noi bo va nguoi lien quan ciia nguoi noi bo1. Danh sach nguoi noi bo va nguoi cd lien quan ciia nguoi noi bo: Khong cd.
• • • • /v ■ •2. Giao dich ciia nguoi noi bo va nguoi cd lien quan doi vdi co phieu ciia Congty: Khong cd.
VII. Cac van de luu y khac: Khon^cd^^"
Noi nhdn:- Nhu tren (b/c);- HDQT (3), BKS (ecopy);- CD, PGD, KTTC (ecopy);- A. Trung (ecopy de CBTT);- Luu: Van thu; HDQT (3).
THQlriH^NG QUAN TRI yTICH _ /v/ C0.VG 1 vr3£f Cl) i'll AN
*( THAN Nil 15CO ;^\ VINACOMIN^
am Cong Hu ong
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CONG HOA XA HOI CHU NGIUA MET NAM Doc Ian - Tir do - Hanh phi'ic
TAP DOAN CONG NGHI$P THAN - KHOANG SAN VIf.T NAM CONG TV CO PHAN THAN NUI BEO - MNACOMIN
DANH SACH CO DONG NOl BO/NGU6i DUQC UQCBTT VA NGUOI CO LIEN QUAN
Thai diem bat dau la nguai co lien quan
Thai diemkliong con la
nguai co lien quan
So luqng co phieu cuoi ky
Tai khoan clnmg khoan Chung minh thu, the can cuacQuan he Ngay bo nhiem
Loai co dong
Tyle Ly doTen co dong Dja chi trti sa chinh/Dia chi lien hevdi Chirc vt,iSIT (%)So Ngay cap Nai capCDNB SoNgay mb
17161513 149 10 122 3 5 6 7 8 111 4
88 Lang Ha, Dong Da, Ha N6i 03/04/201703/09/2011 Ha Noi CTHDQT 03/04/2017Pham Cong lluo’ng Noi bo 133767541
88 Lang Ha, Dong Da, Ha NqiHa Nqi Nglii himNCLQ 13155433 14/03/2009Dao Kim Duong Va
88 Lang 1 la, Dong Da, Ha Noi13155432 14/03/2010 Ha Noi Sinh vienPham Hoang Phtrcmg NCLQ Con do
88 Lang Ha. Dong Da, Ha Noi25/04/2013 Ha Noi Sinh vienPham Phuang Linh NCLQ Con de 13636129
Ngb quyen Thanh Mien , Hai DuongPham Cong Au Bo de Nghi him140695189 18/06/2011 Hai DuongNCLQ
Ngb quyen Thanh Mien , Hai DuongNguyen Thj My 142881429 24/09/2012 Hai Duong Lam rubngNCLQ Me de
Ngb quyen Thanh Mien , Hai DuongPham Cong Tuan Anil mot 230275748 22/12/2003 Gia lai Nghi himNCLQ
Ngb quyen Thanh Mien , Hai DuongGiao vienPham Thj Huong NCLQ 141162693 18/06/2011 Hai DuongEm mot
Thugng ta, Giao vien Ngb quyen Thanh Mien , Hai Duong230803812 29/05/2006 Gia laiPham Dire Hanh NCLQ Em mot
Pham Thj Mien Doan Tung, Thanh Mien , Hai Duong04/05/2008 Hai Duong Giao vienNCLQ Em mot 141555090
Pham Thj I lien NCLQ Em mot
UV HDQT- P. HSng Gai, TP Ha Long, Quang NinhNgo The Phiet 01/06/201501/06/2015Noi bo 101041355 07/04/2014 Quang Ninh2 GD
P. Hong Gai, TP Ha Long, Quang NinhTran Thj Le 03/06/2006 Quang NinhNCLQ Va 100576231
P. Hong Gai, TP Ha Long, Quang NinhNgb The Phong Quang NinhNCLQ Con de 101311591 03/03/2015
P. Hong Gai, TP Ha Long, Quang NinhNgb An Binh NCLQ Con de
Dien Xuan, Dien Chau, Nghe AnNgb Hung Diem Bo de 15/09/2009NCLQ 182103066 Nghe An
Dien Xuan, Dien Chau, Nghe An180520365 08/12/2009NCLQ Me de Nghe AnTang Thj Nga
P. Ha Lam, TP Ha Long, Quang NinhNgb The Lam 10/06/2014 Quang NinhNCLQ Em mot 101339369
Dien Xuan, Dien Chau, Nghe AnNgb The Lfr 08/12/2009NCLQ Em mot 182049915 Nghe An
P. Yet Kieu, TP Ha Long, Quang NinhNgb ThS Vinh 31/10/2012 Quang Ninh101276196NCLQ Em mot
To 5 Khu 7 Phuong Ha Tu TP Ha LongLa Tuan Quynh 18/04/20110,0218/04/2011 6.061101024253 15/02/2006 Quang Ninh UV HDQTNoi bo3
Tb 5 Khu 7 Phuong Ha Tu TP Ha LongLe Thj Hau NCLQ Va
Thai diem khong con la
ngiroi co lien quan
Thai diSm bat dau la ngiroi co lien quan
Tai khoan chimg klioan Clu'mg minh tlur, the can cirac So lirang co phieu cuoi ky
Quan h?Loai co dong
Ngay bo nhi^m
TyleTen co dongSTT vai Ly doChoc v\i Dia chi tni so chinh/Dia chi lien he (%)CDNB So So Ngay cap Noi capNgay ma
La Hong Phiic To 5 Khu 7 Phudng Ha Tu TP Ha LongNCLQ Con de
La Thj Ngpc Huyen To 5 Khu 7 Phuong Ha Tu TP Ha LongNCLQ Con de
La Van Khieu Bo de Da matNCLQ
Boi Can, Binh Lye, Ha NamVu Thj Liru NCLQ Me de
To 4 Tran Nguyen Han, TP Bdc GiangLa Van Thang NCLQ Anh mot
To 9 P. Hong Ha TP Ha Long, Quang NinhLa Van Long NCLQ Anh nipt
T6 45 Khu 7 P. Ha Tu TP Ha LongLa Ngpc Bien NCLQ Anh nipt 161716004 15/07/1986 Ha Nam
T6 10P. Hong Ha TP Ha LongLa Duy Tan NCLQ Anh nipt 1000441107 31/03/2005 Quang Ninh
La Thj Xuyen To 5 Khu 7 Phuong Hong Ha TP Ha LongChi niptNCLQ 100063414 12/07/2001 Quang Ninh
La Thj Anh To 5 Khu 7 Plurcmg Ha Tu TP Ha LongNCLQ Chi nipt 100580162 21/11/1988 Quang Ninh
UV HDQT- PGD
Tran Quoc Tuan T5 2 Khu 2 Phirdng Yet Kieu, Ha Long4 Noi bo 11360636 13/02/2004 Ha Noi 26/07/201126/07/2011
Nguyen Thj Thanh Thuy To 2 Khu 2 Phuong Yet Kieu, Ha LongNCLQ Vp 100667972 21/05/2011 Quang Ninh
Tran Tuan Kiel To 2 Khu 2 Phuong Yet Kieu, Ha LongNCLQ Con de
Tran Minh Hien To 2 Kliu 2 Phuong Yet Kieu, Ha LongNCLQ Con de
Tran Binh TTnh Bo de Ve huu, Uong Bi, Quang NinhNCLQ 100651812 22/04/2011 Quang Ninh
Vc huu, Uong Bi, Quang NinhCao Tin Tram NCLQ Me de 100037432 08/09/1981 Quang Ninh
Tran Lan Anh NCLQ Em nipt 100490759 10/12/2003 Quang Ninh Buu dien Quang Yen, Quang Ninh
Tran Thych Cuong NCLQ Em nipt 100713424 Quang Ninh01/04/1997 Cong ty CP Giam Djnh - Vinacomin
Phuong Yet Kieu, Ha Long, Quang NinhDinh Tlij Huong Loan NCLQ Em dau 100799744 13/02/2001 Quang Ninh
UV HDQT- KTT Khu 5 P. Bach Dang, Ha Long, Quiing Ninh5 Truong Thuy Mai Noi bo 100642013 25/04/2008 Quang Ninh 25/12/2017 2.118 25/12/2017
Chong Kliu 5 P. Bach Dang, Ha Long, Quang NinhDao Pham Hung NCLQ 100673588 20/03/2006 Quang Ninh 29088 0,08
Dao Mai Ly NCLQ Con de
Dao Huy Phiic NCLQ Con de
Truong Cong Dieu Bo de Kliu 1 P. Hong Gai, Ha Long, Quang NinhNCLQ 100146424 17/06/2004 Quang Ninh
Khu 1 P. Hong Gai, Ha Long, Quang NinhHoang Thj Be NCLQ Me de 10044704 07/12/2005 Quang Ninh
Truong Cong Quyen Khu 3 P. Hong Gai, Ha Long, Quang NinhNCLQ Anli nipt 25066000113 09/05/2016 Cue CS•V-
Thai diem khong con la
ngucri co lien quan
Then diem bai dau la ngirai co lien quan
Tai khoan cluing khoan Clu'mg minli thu, the can cirac So lirpng co phieu cuoi ky
Quan h?Loai co
dongNgay bo
nhiemTyleTen co dongSTT voi Chiic vu Dja chi tni so chinh/Dja chi lien he Ly do(%)CDNB So S6 Ngay cap Ncri capNgay ma
Tnrcmg Viet Bao NCLQ Anil ruQt Cong hoa Lien bang Due
Kliu 8 P. Hong Hai, Ha Long, Quang NinhTnrcmg Le Chi NCLQ Chj root 100598317 28/10/2008 Quang Ninh
KJiu 3 P. Hong Gai, Ha Long, Quang NinhDinli Thj Han NCLQ Chi diiu 37170001058 06/12/2017 Cgc CS
Tran Thj Yen NCLQ Chj dau Cong hoa Lien bang Dire
Nguyen Quang Timg Anh re Khu 8 P. Hong Hai, Ha Long, Quang NinhNCLQ
Can SI -08A 12, chung cu The Saphiere, P. Hon Gai, TP Ha Long, Quang Ninh
6 Vu Thj Dung Noi bo 022179003564 22/5/2019 Cue CS TBKS 1/11/2019 1/11/2019
Bo Khu 8 P. Hong Hai, TP Ha Long, Quang NinhVu Van Cirong 034048002854 24/9/2018 Cue Cs
Khu 8 P. H6ng Hai, TP Ha Long, Quang NinhTrjnh Thj Ha Me 030153002215 29/10/2018 Cue Cs
Can SI -08A 12, chung cir The Saphiere, P. Hon Gai, TP Ha Long, Quang Ninh
Can SI -08A 12, chung cu The Saphiere, P. Hon Gai. TP Ha Long, Quang Ninh
P. Cam Trung, TP Cam Pha, Quang Ninh
Do Vu Minli Anh Con
Do Ha Anh Con
Vu Thj Hue Em nipt 022183002741 13/3/2017 Cue CS
P. Hong Hai, TP Ha Long, Quang NinhVu Thj Thanh Em nipt 022188003815 23/10/2018 Cue CS
Nguyen Tien Nhurmg T6 4 Khu 2, P. Tr3n Hung Dao, Ha Long7 Noi bo 100421423 18/04/2005 Quang Ninh 28/04/2016UV BKS 6.061 0,02 01/04/2006
To 4 Kliu 2, P. Tran Himg Dao, Ha LongDoan Thj Thanh NCLQ Vp 100797345 01/09/1996 Quang Ninh
Nguyen Anh Dire To 4 Khu 2, P. Tran Himg Dao, Ha LongNCLQ Con de
Nguyen Dire Hoang To 4 Kliu 2, P. Tran Himg Dao. Ha LongNCLQ Con dc
Nguyen Tien Hao Bo de P. Hong Hai TP Ha Long, Quang NinhNCLQ 100033481 24/03/1978 Quang Ninh
P. Hong Hai TP Ha Long, Quang NinhVu Thj Dang NCLQ Me de 101339849 24/07/2014 Quang Ninh
Nguyen Tien Dung P. Ha Lam TP Ha Long, Quang NinhNCLQ Anh nipt 100848299 25/07/2001 Quang Ninh
Nguyen Tien Duong P. Hong Hai TP Ha Long, Quang NinhNCLQ Anh nipt 100381014 25/01/2006 Quang Ninh
Nguyen Thj Dung P. Hong Hai TP Ha Long, Quang NinhNCLQ Chj nipt
Nguyen Thj Luang P. Ha Lam TP Ha Long, Quang NinhNCLQ Em nipt 100556790 10/06/2013 Quang Ninh
Nguyen Tien Tam P. Hong Hai TP Ha Long, Quang NinhNCLQ Em nipt 22071000329 07/01/2016 Quang Ninh
Do Thj Thanh Huyen To 6 Khu 5 P. Hong Ha TP Ha Long8 Noi bp 100771692 30/12/1998 Quang Ninh UV BKS 28/04/2016 2.118 0,01 18/04/2011
Nguyen Ngpc Minli Chong T6 6 Kliu 5 P. Hong Ha TP Ha LongNCLQ 100482994 12/04/2006 Quang Ninh
Nguyen Thj Ngpc Mai To 6 Kliu 5 P. Hong Ha TP Ha LongNCLQ Con de
Thai diemkhong con la
nguai co lien quan
Thai diem bat dSu la nguai cb lien quan
So luqng co phieu cuoi ky
Tai khoan chung klioan Chung minli thu, the can cubeQuan h?Loai co dong
Ngay bb nhiem
Tyle Ly doTen cb dong Chuc v\i Dja chi tru so chinh/Dja chi lien hevoiSTT (%)CDNB S6 So Ngay cap Nai capNgay mb
To 3 Khu 2 P. Tran Hung Dao TP Ha LongDo Dinh Dat Bo de 100039755 13/09/1999 Quang NinhNCLQ
To 3 Khu 2 P. Tran Htmg Dao TP Ha Long21/08/1996 Quang NinhDinh Thj Thanh NCLQ Me de 100310671
T6 3 Khu 2 P. Tran Hung Dao TP Ha LongDo Duy Anh NCLQ Em rubt
To 3 Khu 2 P. Tran Hung Dao TP Ha LongDo Hoang Minh Quang NinhNCLQ Em rubt 100771753 09/03/2009
P. Hong Hai TP Ha Long, Quang NinhNguyen Tuan Dung 01/09/20070,014.54109/05/2008 100769453 30/12/2008 Quang Ninh PCD 01/09/20079 Noi bo 008C330821
P. Hong Hai TP Ha Long, Quang Ninh 1.513NCLQ 100613046 25/11/2009 Quang NinhTrjnh Thanh Binh Vo
P. Hong Hai TP Ha Long, Quang NinhNguyen Tien Minh NCLQ Con de
P. Hong Hai TP Ha Long, Quang NinhNguyen Tien Hiing NCLQ Con de
Nguyen Tat Du Bo de Quang Tning, Kim Mon Hai DuongNCLQ
Quang Trung, Kim Mbn Hai DuongPham Thj Sau NCLQ Mede
Nguyen Tat Duvet Quang Trung, Kim Mbn Hai Duong141948973 28/05/2008 Hai DuongNCLQ Em rubt
Nguyen Thj Dicn Quang Trung, Kim Mbn Hai Duong141591225 17/09/2011 Hai DuongNCLQ Em rubt
P. Hong Ha, TP Ha Long, Quang NonhNguyen Tien Dual 101052131 25/11/2006 Quang NinhNCLQ Em rubt
To 5 khu I, P. Ha Lam, Ha Long, Quang Ninh 16/08/2017N()i bo 100673899 12/06/2014 Quang Ninh PCD 16/8/201710 Pham Ba Tube Nam
To 5 khu I, P. Ha Lam, Ha Long, Quang NinhNguyen Thj Hang 100707979 23/11/2010 Quang NinhNCLQ Vp
To 5 khu I, P. Hti Lam, Ha Long, Quang NinhCon dePham Gia Klianh NCLQ
To 5 khu I, P. Ha Lam, Ha Long, Quang NinhPham Khanh Ngqc NCLQ Con de
To 5 khu II, P. Ha Lam, Ha Long, Quang NinhBb deNCLQPham Minh Tan
Tb 5 khu 11, P. Ha Lam, Ha Long, Quang Ninh100072065 04/03/2009 Quang NinhTrjnh Thj La NCLQ Me de
Tb 5 khu II, P. Ha Lam, Ha Long, Quang Ninh19/4/2014 Quang NinhPham Minh Thai NCLQ Anh nipt 100673947
Tb 5 khu IV, P. Ha Lam, Ha Long, Quang NinhPham Minh Tien Em nipt 100730401 07/09/2008 Quang NinhNCLQ
Tb 5 khu IV, P. Ha Lam, Ha Long, Quang NinhQuang NinhNCLQ Em nipt 101277967 04/03/2013Pham Thu Huong
Tb 3 khu IV, P. Ha Lam, Ha Long, Quang NinhTran Bang Tam Quang NinhNCLQ Em dau 100775264 07/11/2014
Theo QDcua HDQTTo 25, khu 3, phubng Cao Thang, TP Ha Long 02/05/2019Nguyen Xuan Phiing 0 Noi bp 100750655 03/06/2006 Quang Ninh PCD 02/05/201911
Khu 3, P. Cao Thang, TP Ha Long, Quang NinhQuang NinhVoLuang Thj Huong
Khu 3, P. Cao Thang, TP Ha Long, Quang NinhNguyen Xuan Mai Quang NinhCon de
Thai diem bat dau la ngiroi co lien quan
Thai diem khong con la
ngaoi co lien quan
So lirgng co phieu cuoi ky
Chung minli thu, the can cuacTai khoan cluing khoanQuan h? Ngay bo nhiem
Loai co dong
TyleTen co dong Cluic vy Dja chi trv sa chinli/Dja chi lien he Ly dovaiSTT (%)So Ngay cap Nai capCDNB So Ngay md
Kliu 3, P. Cao Thing, TP Ha Long, Quang NinhNguyen Nlian Phong Con de Quang Ninh
P. Cao Thing, TP Ha Long, Quang NinhBo deNguyen Xuan De Quang Ninh
P. Cao Thang, TP Ha Long, Quang NinhPham Thj Duong Me de Quang Ninh
Nguyen Thj Thuy Quang Ninh TP Ha Long, Quang NinhChi nipt
P. Cao Thing, TP Ha Long, Quang NinhNguyen Xuan Kieu Anh nipt Quang Ninh
T6 9 Khu 7 P. Hong Ha, Ha Long, Quang Ninh 05/10/2017Noi bo 101219096 23/02/2011 Quang Ninh Ngiroi CBTT 05/10/2017 9812 Luai Anh Due 0 008C330359
0 NCLQLini Van Trpng 1
Trin Thj Ny NCLQ 160036722 03/06/2010 Nam DjnhI 3
Nguyen Thj Thu Huyen 19/03/1998 Quang Ninh 174NCLQ 6 100736349
NCLQ 7Luu Thu Uyen 1
Luu Thu Huang 1 NCLQ 7
BANG TONG HOP THONG TIN VE QUAN TRI CONG TY
Ten to chuc niem yet: Cong ty Co phan Than Nui Beo - Vinacomin.
Ma chung khoan: NBC
KhongNoi dung CoSTT
Mo hinh boat dong Cong ty
65%1 Cong ty co so huu Nha nuoc >50%
Mo hinh boat dong cua Cong ty theo quy djnh tai diem b, khoan 1, Dieu 134 Luat Doanh nghiep
Cong ty co kiem toan noi bo (true thuoc HDQT/BKS/BGD/Bo phan khac)
X2
X3
Dieu le Cong ty da dirge sua doi theo Luat doanh nghiep 2014
Cong ty da ban hanh Quy che quan trj Cong ty theo quy djnh tai Dieu 7 Nghj djnh 71/ND-CP.
Cong ty co bo nhiem nguoi phu trach quan trj Cong ty theo quy djnh tai Dieu 18 Nghj djnh 71/ND-CP
X4
X5
6 X
Thanh vien Hoi dong quan trj (HDQT)
Chu tjch HDQT kiem nhiem chuc danh Giam doc (Tong giam doc) ciia Cong ty.
Thanh vien HDQT cua Cong ty dong thai la thanh vien HDQT tai qua 5 Cong ty khac.
Thanh vien HDQT: Tir 3 nguoi den 11 nguoi
Toi thieu 1/3 tong so thanh vien HDQT la thanh vien khong dieu hanh (neu khong thi ghi so luong cu the)
Doi voi DN niem yet: Toi thieu 1/3 thanh vien HDQT la thanh vien doc lap (neu ' *» khong thi ghi so lirong cu the)
So cuoc hop HDQT nhieu hon 4 lan/nam
X1
X2
53
X4
X5
X6
Thanh phan cac tieu ban true thuoc HDQT. X7
Thu lao, chi phi boat dong va cac loi ich khac cua HDQT va tirng thanh vien tuan theo quy djnh tai khoan 3 Dieu 158 Luat doanh nghiep va Dieu le Cong ty. X8
Thanh vien Ban kiem soat (BKS)
So luong kiem soat vien: Tir 3 nguoi den 5 nguoi 21
KhongNoi dung CoSTT
Kiem soat vien lam viec trong bo phan ke loan X2
Kiem soat vien la thanh vien hay nhan vien cua Cong ty kiem toan doc lap thirc hien kiem toan cac bao cao tai chmh ciia Cong ty trong 3 nam lien triroc do.
Doi voi Cong ty niem yet va Cong ty dai chung do Nha mrac nam gin1 tren 50% von dieu le: Kiem soat vien la kiem toan vien hoac ke toan vien.
Trirdng BKS la kiem toan vien/ke toan vien chuyen nghiep
X3
X4
X5
X6 Truong BKS lam viec chuyen trach tai Cong ty.
So cuoc hop BKS nhieu hon 2 lan/nam. X7
Thu lao, chi phi boat dong va loi ich khac cua BKS va tirng thanh vien tuan theo quy djnh tai khoan 3 Dieu 167 Luat doanh nghiep va Dieu le Cong ty. X8
Ha Long, ngay 29 thdng 7 nam 2020
CBTTcose; tv yy£ Cl) THAN _^ TUAN NUI BUO
VTNAP^N
Anh Due
TAP DOAN CN THAN - KHOANG SAN VIET NAMCONG TY CO PHAN THAN NUI BEO - VINACOMIN
CONG HOA XA HOI CHU NGHIA VIET NAM
Doc lap - Tir do - Hanh phuc
Ha Long, ngay 29 thdng 7 ndm 2020
DANH SACK CO DONG NHA Nl/O'C, CO DONG LCfN
Kinh gui: So Giao dich chung khoan Ha Noi
Ma chung khoan: NBC
Ngay chot danh sach so huu: 18/06/2020
Phan loai co dong rf-i I Z' /NTy le co phieu nam
giu(%)
So So luong co phieu nam giu-
r-w-y A / nr' ^ i ^ r 1 AI en/ 1 o chirc ca nhan Ngay cap Ghi chuTT Co dong Nha nuoc
Co dong CMND/DKKDIon
Tap doan Cong nghiep Than - Khoang san Viet Nam (TKV) 09/02/2006 65%1 24.049.4310106300574x X
7G C HIEN CBTTNoi nhan:- Nhir tren (b/c);- HDQT (b/c), BKS (ecopy);- DK (cong bo tren Website);- Liru: Van tlur, TCLD.
'CONGTY COI'II AN
★ 1 THAN
•A7 0 oO '•t)
ONG TCLD
Luu Anh Dire