CONG TY TAI CHiNHco PHAN XI M.ANGS6:;{2.~/2016/CFC-BC

CQNG HoA xA HQI CHU NGHiA VI~T NAMDQc l~p - T1}'do - Hanh phuc

u«N(Ji, ngay.2,9 thang()[nam 2016

BAocAo TINH HINH QuAN TRJ CONG TY(Nam 2015)

Kinh gm: Uy ban Chung khoan Nha mrec

Ten cong ty dai chung: Cong ty Tai chinh C6 phfut Xi mang

Dia chi tru sa chinh: T~ng 17 toa nha Mipec, s6 229 Tay Son, phirong Nga Tir Sa, D6ng

Da, Ha N<)i

Dien thoai:

V6n di~u l~:

04.6270.2127

604.921.000.000 d6ng

Fax: 04.6270.2128

Email: infor@cfc.com.vn

I. Hoat dQng cua D~i hQi dAng c8 dong

Trong nam 2015, Cong ty tai chinh c6 phan xi mang (CFC) da:t6 chirc Dai h<)id6ng c6 dong

thirong nien 2015 vao ngay 25/04/2015. Dai h<)ida: nhat tri thong qua toan van nghi quyet Dai

h<)id6ng c6 dong s6 570ICFCINQ-HDQT ngay 25/04/2015.

STT Sa nghj quy~t Ngay NQi dung

1 570ICFCINQ- 25104/2015 • Thong qua bao cao cua HDQT, cua BKS v~ kSt quaHDQT hoat d<)ngnam 2014 va dinh huong hoat dong nam

2015.

• Thong qua phuong an pharr phoi loi nhuan, trich l?pcac quy va chia c6 ruc nam 2014.

• Thong qua phuong an hoan thi~n tau CFC 04, CFC05: h,ra ch9n phuong an D~u tu hoan thi~n - t6 chuckhai thac - nhU9'Ilgban khi co co h9i;

• Thong qua phuong an tai co du CFC giai d01;ln2014-2015 da: duqc NHNN phe duy~t; thong quavi~c b6 sung nganh ngh~ kinh doanh la h01;ltd<)ngcho thue tai chinh va cho thue v?n hanh thea quydinh cua NHNN;

• K€t qua b~u b6 sung HDQT va BKS CFC nhi~m ky2013-2018.

1

.~

II. Hoat dQng cua HQi dAng quan tr]

1. Cdc cuoc h9P HOi d6ng quan tri (HDQT)

Trong nam 2015, HDQT dfl t6 chirc 4 ky hQP (hop ngay 14/0112015,13/4/2015,09/7/2015 va

13/10/2015) va I~y y ki~n 9 lfut (Nghi quyet bang van ban cac ngay 06/02/2015, 17/03/2015,

07/04/2015, 10106/2015, 16/06/2015,30106/2015,01/09/2015, 0611012015, 12/1112015).

Ngay bit sadiu/khong bu8i

Ty I~ Ly do khongSTT Thanh vien HDQT Clnrc vu eon la thanh hQp

vien HDQT tham(%) tham dl}'

dl}'

1 LeNamKhanh Chu tich 22/05/2012 414 100%

2 Nguyen Thi Thanh Ha Thanh vien 22/05/2012 414 100%

3 Van Quang Due Thanh vien 21/04/2013 414 100%

Thanh vien4 Nguyen Thi Kim Thanh 21104/2013 4/4 100%

dQel~p

Thanh vienMiSnnhi~m

III 100% Mien nhiern5 NguySn Thi NgQCChi ill 17/0312015 ill 17/03/2015

Thanh vienMien nhiem

3/3 100% Mien nhiem6 Nguyen Ti~n Thang tir 1511012015 tit 15/10/2015

Dinh Ngoc Vi~n Thanh vien Mien nhiem011 0% Mien nhiem

7tir 17/03/2015 ill 17/03/2015

B6 nhiern thay

8 Pham Thi Thanh Thanh vien 25/04/2015 313 100% th~ tit

25/04/2015

B6 nhiem thay

9 Pham Thuy Duong Thanh vien 25/04/2015 313 100% thS tit

25/04/2015

2. Hoat dong gidm sat cua Hoi d6ng quan tri d6i voi Tang Giam d6c

Hoat dong giam sat cua HDQT d6i voi T6ng Giam d6e Iuon duQ'c thlJc hi~n thea dUng quy

ch~ t6 ehue va hO<;ltdQng eua HDQT va quy eh~ t6 ehue va hO<;ltdQng eua Ban Di~u hanh; Chu

y~u thong qua cae eUQehQP dinh ky va xin y kiSn bfulg van ban, qua do T6ng Giam d6e thuang

xuyen bao eao kip thai v~ mQi hO<;ltdQng kinh doanh eua CFC, triSn khai thve hi~n dung cae nghi

quySt eua HDQT.2

/r

l .

3. Hoat d6ng cua cac tdu ban thuoc H6i d6ng quan tri

HQi d6ng Xu ly rui ro, Uy ban Quan ly rui ro va Uy ban Nhan SlJdll trinh HDQT thong qua

viec hoan thien co cau t6 chirc, dong thai dll thirc hien cac cuoc hQP d~ thuc hien cac cong tac

chuyen mon, illv§n cho HDQT, th~ hien OOusau:

STT Van banNgay bien

NQi dungban

HQPUy ban QLRR ngay 16112/2014

1 53/2015/CFC-BB 08/01/2015 NQi dung chinh: Ra soat, danh gia kien nghi sua d6i b6

sung h~ thong Quy che, quy pham cua CFC

2 68/2015/CFC-BB 12/01/2015 HQPUy ban Nhan SlJngay 1611212014

Uy ban Nhan SlJ dll bao cao va ki~n nghi HDQT cac nQi

dung chinh sau:

- CO'du t6 clnrc va dinh bien nhan SlJ

- Tlnrc hien cac chinh sach nhan SlJ

3 496/2015/CFC- 08/04/2015 HQPHQi d6ng Xu ly rui ro ngay 08/04/2015

BB NQi dung chinh: Bao cao tinh hinh xu ly no va su dl;mg

trich l~p dlJ phong quy 1/2015 cua CFC

4 777/2015/CFC- 02/07/2015 HQPHQi d6ng Xu ly rui ro ngay 02/07/2015

BB NQi dung chinh: Bao cao tiOOhiOOxu ly ng va su dl,ll1g

trich l~p dlJ phong quy lI12015 cua CFC

5 1116/2015/CFC- 09110/2015 HQPUy ban Quan ly rui ro ngay 09110/2015

BB NQi dung chiOO: thlJc hi~n cac quy~t diOOcua Uy ban

Quan ly rui ro t';li bien ban hQP s6 53/2015/CFC-BB

ngay 08/0112015 va k~ hO(;lchthlJc hi~n 03 thling cu6i

nfu:n2015.

6 111812015/CFC- 09110/2015 HQPHQi d6ng xu ly rui ro ngay 09110/2015

BB NQi dung chinh: Bao cao tiOOhiOOxu ly ng va su dl,mg

trich l~p dlJ phong quy 1III20 15 cua CFC

7 1337/2015/CFC- 09112/2015 HQPHQi d6ng xu ly rui ro ngay 0911212015

BB NQi dung chiOO:Bao cao tiOOhiOOxu ly ng va su dl,ll1g

trich l~p dlJ phong quy IV12015 cua CFC

8 141112015/CFC- 25/12/2015 NQi dung chiOO: hQp phien thuoog ky thea chilc nang,

BB nhi~m VlJ cua DBNS.

3

4. Cac Nghi quyet/Quyet dinh ella H(Jia6ng quan tri

sa Nghi quyetSTT Ngay NQi dung

IQuy~tdjnh

1 181120151NQ- 26/112015 Nghi quyet cuoc hQP HDQT ngay 14/01120 l S-Phien

HDQT thuong ky

2 283/20151NQ- 06/02/2015 Nang bac luong chirc danh cong viec nam 2015

HDQT

3 397/20151NQ- 17103/2015 B~u thay th~ 02 thanh vien HDQT do dirong nhien mat

HDQT tu each.

4 484/20151NQ- 07104/2015 Phe duyet danh sach nhan SlJ du ki~n b~u b6 sung 02

HDQT thanh vien HQi d6ng quan tri, 01 thanh vien Ban KiSm

soat

5 541120151NQ- 21/04/2015 CUQchop HDQT ngay 13/04/2015 - Phien thuong ky

HDQT

6 709/20151NQ- 10106/2015 Phan cong nhiem vu cua cac Uy vien HDQTHDQT

7 725/20151NQ- 16/06/2015 Lira chon don vi kiem toan bao cao tai chinh va h~

HDQT thong kiem soat nam 2015.

8 760/20151NQ- 30106/2015 Mi~n nhiem clnrc vu Pho T6ng giam d6c va Giam d6cHDQT chi nhanh H6 Chi Minh d6i voi ong Van Quang Dire

9 813/20151NQ- 13107/2015 CUQchQPHDQT ngay 0910712015- Phien thuong ky

HDQT

10 237/2015/QD- 01/09/2015 Quyet dinh ban hanh Quy che Bao lanh

HDQT

11 1093/20151NQ- 0611012015 Phan cong nhi~m V\l Clla cac Uy vien HDQT

HDQT

12 1153/20151NQ- 23110/2015 CUQchQPHDQT ngay 13/10/2015 - Phien thuOng ky

HDQT

13 1238/20151NQ- 12111/2015 Phan cong nhi~m V\l cac Uy vien HDQT

HDQT

P 4

III. Ho~t dQng cua Ban ki~m soat

1. Thong tin v€ thanh vien Ban Kidm soat (BKS)

Ngay b~t sa bu8id§u/khong con hQp Ty l~

Ly do

STT Thanh vien BKS Chtrc v\l khongla thanh vien tham (%)

tham dl!HDQT d\l'

1 Nguyen Viin D~ Truong Ban 14/04/2011 414 100%

Mi~n nhiern1/2 50% Ban cong

2 Pham Thi Thu Ha Thanh vien 25/04/2015 tac

Nguyen Duy Dung Thanh vien 21/04/2013 214 50% Ban cong3

tac

B6 nhiem

4 Nguyen Quang Bao Thanh vien 25/04/2015 212 100% thay thS til

25/04/2015

2. Hoat dong giam sat cua BKS d6i voi HfJQT. Ban gidm d6c di€u hann va c6 dong.

Hoat dong giam sat cua BKS d6i voi Tong Giam d6c luon diroc thuc hien thea dung quy che

t6 chirc va hoat dQng cua BKS va quy che t6 chirc va hoat dong cua Ban Di6u hanh.

3. Sl;Cph6i h9P hoat d(jng giiia BKS d6i voi hoat dong cua HfJQT. Ban Gidm d6c di€u hanh

va cac can b(j quan If;khac.

Trong nam 2015, BKS chi d:;toban Ki€m toan nQi bQ dff thlJc hi~n 10 cUQcKi€m toan, 08

cUQcki€m tra tinh hinh thlJc hi~n kiSn nghi cua Ki~m toan vien d6ng thai cling tham gia xu ly va

thu h6i ng x~u, g6p phk nang cao ch~t lugng hO<;ltdQng cua CFC.

4. Hor;ztd(jng khac cua BKS.

Ban Ki~m soat va Ban ki~m toan nQi bQ CFC dffban hanh Chinh sach Ki€m toan nQi bQ, x§.y

dlJllg quy dinh v6 Phong ch6ng rna ti6n va phit hanh 21 ban tin ban nguy~t v6 van ban phap lu~t.

IV. Dilo t~o v~ quan tri cong ty

./ CFC ph6i hgp cung Basico t6 chilc cac kh6a h9C phap lu~t (thanh phk tham gia: T6ng Gicim

d6c, Ban Di6u hanh, cac can bQquan ly va toan th€ CBCNV) .

./ CFC ph6i hgp cirng ProSkill t6 chilc kh6a h9C "Ky niing thuySt trinh va lam vi~c nh6m"

(thanh phk tham gia: T6ng Gicim d6c, Ban Di6u hanh, cac can bQ quan ly va toan th~

CBCNV).

5

./ CFC phoi hop cling VitaShare t6 chirc khoa h9C "Do hrong nang luc quan 1yMSAI & KPIs"

va "Van hoa doanh nghiep" (thanh phan tham gia: T6ng Giffin d6c, Ban DiSu hanh, cac can

be> quan 1yva toan th~ CBCNV) .

./ CFC phoi hop cling TalentPool t6 chirc khoa h9C "Quan tri Sl,I thay d6i" (thanh phan tharn

gia: T6ng Giarn d6c, Ban DiSu hanh va cac can be> quan 1Y).

V. Thay d8i danh sach v~ nguoi co lien quan cua cdng ty d~i cluing theo quy

djnh tai khoan 34 Di~u 6 Lu~t Chung khoan

1. Danh sdcn v~ nguoi co lien quan cua cting ty.

(Theo phu luc I dinh kern)

2. Giao dich giil'a cong ty voi nguoi co lien quan cua cong ty; hodc giiia cong ty voi cddong lon, nguoi noi bo, nguoi co lien quan cua nguoi ruii bo: Khong phdt sinh.

3. Giao dich.giiia nguoi noi bo cong ty niem yit, nguoi co lien quan cua nguoi n9i b9

vai cong ty con, cong ty do cong ty niem yit nam quy~n kiim soat: Khong phat

sinh.

4. Giao djch giil'a cong ty vat cac ddi tUl)'ngkhac.

4.1 Giao dieh gifra cong ty v6i eong ty rna thanh vien HDQT, thanh vien BKS, giarn

d6e di~u hanh dffva dang la thanh vien sang l~p ho~e thanh vien HDQT, giarn d6e

di~u hanh trong thai gian ba (03) narn tra l':liday: Khong phat sinh.

4.2 Glao dieh gifra eong ty v6i eong ty rna ngmJi e6 lien quan eua thanh vien HDQT,

thanh vien BKS, Giarn d6e di~u hanh la thanh vien HDQT, giarn d6e di~u hanh:

Khong phat sinh

4.3 Cae giao dieh khae eua eong ty (n~u e6) e6 th~ rnang l':li lqi ieh v~t eh§.t ho~e phi

v~t eh§.t d6i v6i thanh vien HDQT, thanh vien BKS, Giarn d6e (T6ng giarn d6e)

di~u hanh: Khong phlit sinh.

VI. Giao djeh eB phi~u ella ngrrOl nQi bQ va ngrrOl lien quan eua ngrrOi nQi bQ:

1. Danh sach ngu&i n(>ib(>va ngu&i co lien quan cua ngu&i n(>ib(>:

(Theo ph\11\1cI dinh kern).

6

2. Giao dich cua nguoi ruii b(Jva nguoi co lien quan ct6i voi cdphieu cua cong ty niem yit:

(Thea phu luc II dinh kern).

Tran trong bao cao! ,

Noi nh~n:Nhu k/g;

Luu VT; PKT-TH~

;,Ii

..

fo 7

., .- 1 wr--'" .;- ..... ._ I.

PHV LVC I: DAND SACH vi: NGUClI NQI BO vA NGU(1I co LIEN QUAN CVA CONG TY

TKgiao Noi cap

Lien hf s6 clls6 Ngayc§pChtrc VI} voiphi~u s(rTen djch CMND/D Dia chi Ghi chuSTT t~i cong ty CMND/DKKD CMND/DKKD thanhchung KKD huu

vienkhoan

HDQT

Chii tjchCong an 012, BTl, T6 20 Khu

1 LENAMKHANH 030940888 14/1112006 Hai nha ()'Th] tr§o C§u 0 0%HDQT

Phoog Di~o , Til' Liem, Hit NQi1.1 r.e Dinh Hu'u Da mat Bo1.2 Nguyen Thi Hao Damat M~

012, BTl, To 20 Khu1.3 Nguy6n Thi Anh 013225911 8/8/2009 nha (]Th] tn1nCi~uDi6n , Vq

Tir Liem, Ha Noi

012, BTl, To 20 Khu1.4 r.e Thi Thu ThllY 013345747 15/10/2011 nha (]Th] td.n C~u Di6n , Con

HI' Liern, Ha N<)i

l.5 t.e Thi Y~n 180566901 5111/2012Xa Kim Lien, Huyen

ChiNam Dan, Nghe An

1.6 Le H6ng San 017193222 8/6/2010TT Chuc San, Chuang

Em traiMy,HaN<)i

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phi~u sO'Ten djch CMND/Il Ilja chi Ghi chuSTT t~i cong ty CMNDIDKKD CMND/f)KKD thanhchung KKD huu

vienkhoan

1.7 Le Th] Kim Oanh 031737709 18/1/2009Phuong Lam Ha, Kien

Em gaiAn, Hili Phong

1.8 r.e Thi Lan 031761796 3/8/2009Phuong Du Hang, r.e

Em gaiChan, Hili Phong

1.9 Le Binh Hoan 182127165 17/3/1995Xa Kim Lien, Huyen

Em traiNam Dim, Nghe An

1.10 Nguyen Th! Binh 111044547 28/5/2011TT Chuc San, Chuang

Em dauMy, HaN<)i

L 11 r.s Thi Hanh 182178266 7/3/1996Xa Kim Lien, Huyen

Em dauNam Ban, Nghe An

1.12 Duong Xuan Tien 031217729 7/9/1999Phuong Lam Ha, Kien

Em r~An, Hili Phong

1.13 Tdn Ngoc Cong 031902288 21/7/2011Phuong Du Hang, Le

Em r~Chan, Hili Phong

Thanhvien Cong an

P902 Nhit A2 Ngo 229NGUYENTHl Ph8 Vong - Phmrng2 HDQT 011339655 4/1/2000 TPHit 0 0%THANHHA DAng Tam - Hai Bit

TAng NQiTrung - Hit NQi

Giam d8c

9/L

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Chuc v\I sa Ngay cAp vOiphi~u sO'Ten djch CMNDID Ilia chi Ghi chu

STT tai cdng ty CMND/IlKKD CMNDIDKKD thanhchung KKD htru

vienkhoan

2.1 Nguyen D(rc Ttr D1}mat B6

2.2 Phan Thi Thanh Lang 010456198 5/6/2006Phong 1I6-E5, Phuong

M~Mai, Dong Da, Ha N('>i

P902 Nha A2 Ng5 229

2.3 Nguy~n Phi Long 011341988 10/8/2006Ph6 Vong - Phuong

ChongD6ng Tam - Hai BaTrung - Ha N('>i

P902 Nha A2 Ng5 229

2.4 Nguyen Xuan Tai 0123731420 1118/2004Ph6 Vong - Phuong

ConDong Tam - Hai Ba

Trung - Ha N('>i

Nguyen Twin HiliPhong 116-E5,PhuO'ng Anh

2.5 011666452 4/7/2011Mai, D6ng Da, Ha N('>i trai

2.6 Nguyen HAng Nga 012064640 20/911997Phong 116-E5, Phuong

Chi dauMai, D6ng Da, Ha N('>i

2.7 Nguyen Tu~n Phong 011783149 18/6/2009Phong 116-E5, Phuong

Em traiMai, D6ng Da, Ha N(,>i

2.8 Phan Thi Y~n 013004704 18/9/2007Phong 116-E5, Phuong

Em dauMai, D6ng f)a, Ha N('>i

10 ~

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Ten djch CMNDlD Dja chi phieu so· Ghi chuSTT tai cong ty CMNDlDKKD CMNDlDKKD thanhchirng KKD hfru

vienkhoan

Nguyen Thi ThanhPhong 1712-0TC I Bac

2.9 011807860 6/5/2008 Linh Darn, Dai Kim, Em gai 40.000 0,07%Thuy

Hoang Mai, Ha NQi

Phong 1712-0TC 1 Bac2.10 Hoang Hong Ngoc 011466576 18/6/2007 Linh Dam, Di;liKim, Emr~

Hoang Mai, Ha NQi

Thanh T~p th~ CO'khi Xay3 vAN QUANGDUC vien 012076560 13/7/2001

Cdng andung D~i M6, xii Tay 0,00%

Ha NQiM6, Til' Liem, Ha NQi

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T~p th~ CO'khi Xay dung3.1 Van Quang H6i 010516040 30/9/2004 Di;liM6, xii Tay M6, Ttl' B6

Liem, Ha NQi

T~p the Co khi Xay dung32 Tran Thj NgQc H6i 010516255 30/9/2004 DC;liM6, xii Tay M6, Ttl' My

Liem, Ha NQi

3.3 r.e Thj Thanh Dung 011939221 11411996P.607, so 16Ngo Tat To,

VqVan Mieu, Ha NQi

3.4 Van Quynh Phuong Con nho, chua co CMNDP.607, s6 16Ngo Tat To,

ConVan MiSu, Ha NQi

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chung KKD hfruvien

khoan

T~p the Co khi Xay dungAnh

3.5 Van Quang Hi~u 012335707 2/6/2000 £)~iM6, X3 Tay M6, 'rotrai

Liern, Ha N<)iT~p the Co khi Xay dung

3.6 Nguyen Thi Hoa 012103193 18/1/2007 £)~iM6, X3 Tay M6, ro Chi dauLiem, Ha N<)i

Thanh4

PH~MTHlvien 012009274 10/07/2010 HaNQi

Can hQ44, 31 Thi Sach,0%-THANH Hai Ba Trung, Ha NQi

HDQT

4.1 VGQuang Nguyen 013088309 30106/2011 HaN<)iCan h<)44, 31 Thi Sach,

Ch6ngHai Ba Tnrng, Ha N<)i

4.2 VGHuy Phong Con nho chua co CMNDCan h<)44,31 Thi Sach,

ConHai Ba Trung, Ha N<)i

4.3 Pharn Th~ Nam £)8:m§.t 86

Hili 95 Luang Th~ Vinh, Hai4.4 Phi Thi Khi 140230422 05/01/2007 M~

Duong Duong

Hai Minh Tan, Kinh Mon,4.5 Pham Thi Thuy 141875227 09/09/2014 Emgai

Duong Hili Duong

12 -«.

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vienkho3n

Nguyen Ti~n DungHili Minh Tan, Kinh Man,

Em rS4.6 141826308 05/03/2010Duong Hili Duong

4.7 Pharn Thi Nien 013029178 02/05/2013 HaNQiTap the buu dien, Dong

Em gaiNhan, Ha NQi

4.8 Dam Van Mai 011579359 02105/2010 HaNQiT?p the buu dien, Dong

Em rSNhan, Ha NQi

4.9 Pham Thi Tim Dong 013309722 28/04/2012 HaNQiP66,CT5, Don Nguyen 2,

Em gaiTT Djnh Cong, Ha NQi

4.10 Nguy~n Trong Vinh 013021712 30112/2007 HaNQiP66,CT5, Don Nguyen 2,

Em rSTT Dinh Cong, Ha N9i

Pham Th~ PhuongHili 95 Luong Th~ Vinh, Hili

4.11 142303092 23/09/2003 Em traiDuong Duong

Hili 95 Luong The Vinh, Hili4.12 Bao Thj Ly 145407011 08/05/2006 Em dau

Duong Duong

NGUYEN THl KIMThanh Phong 412 F2 T~p th~

5 vien 011922940 10/10/2006Cong an

Thanh Cong 2, P. Lang 0 0%THANH HaNQi

HDQT H~, Q.Dtmg Da, Hit.NQi5.1 Nguyen Quang V~ Dffmat 80

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vienkhoan

Phong 412 F2 T?p the5.2 Pham Thj Ban 010064909 Thanh Cong 2, P. Lang M~

H~, Q.D6ng Da, Ha N9i

Phong 412 F2 T?p the5.3 Nguyen Chi Cuong 013175286 2/4/2009 Thanh Cong 2, P. Lang Chong

H~, Q.D6ng Da, Ha N9i

Phong 412 F2 T?p the5.4 Nguyen Phuong Chi Con nho, chua co CMND Thanh Cong 2, P. Lang Con

H~, Q.D6ng Da, Ha N9i

Phong 412 F2 T?p the5.5 Nguyen Quang Minh 011903074 Thanh Cong 2, P. Lang Em trai

,H~, Q.D6ng Da, Ha N9i

Phong 412 F2 T?p the5.6 Nguyen Thi Nguyet 012205855 16/5/2005 Thanh Cong 2, P. Lang Em gai

H~, Q.D6ng Da, Ha N9i

Phong 412 F2 T?p the5.7 Nguyen Thien Long 182207571 17/2/2000 Thanh Cong 2, P. Lang Emr~

H~, Q.D6ng Da, Ha N9i

14 ~

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Phong 412 F2 T~p the5.8 Nguyen Quang Nhat 012227040 Thanh Cong 2, P. Lang Em trai

H(;l,Q.D6ng Da, Ha N9i

C\lC

canh sat

ThanhDKQL

S6nhalA,ng676,ph6PH~MTHiJy cu tru

6 vien 030182000071 18/04/2014 Hoa lam,Vi~tHung, 0 0%DUONG vaHI>QT

DLQGLong Bien,Ha NQi

v~Dan

cu

6.1 Pham Van Quyet N1174540 18/02/2008C9ng

Cong hoa Sec B6hoa Sec

Hfti 149 TruongMy, TP Hfti6.2 Luong Thi Vl,I 140200938 06/09/2011 My

Duong Duong, Hai Duong

HftiSo nha lA, ng5 76, pho

6.3 Nguyen Quang Thinh 142084936 28/03/2011 Hoa lam, Viet Hung, ChongDu'O'ng

Long Bien, Ha N9i

15~

TK

giao Noi capLien h~ sA c6Chuc Vl} sA Ngaydp vo'iTen djch CMND/D Dja chi phieu SO' Ghi chuSTT tai cong ty CMNDIDKKD CMNDIDKKD thanhchung KKD hfruvienkhoan

HaiSo nha lA, ng5 76,pho

6.4 Pham Lan Phuong 141796749 12/12/2010 Hoa lam, Vi~t Hung, Chi gaiDuong

Long Bien, Ha N(>i

So nha lA, ng5 76,pho6.5 Nguyen Minh Anh Con nho, chua co CMND Hoa lam, Vi~t Hung, Con

Long Bien, Ha N(>i

So nha lA, ng5 76,pho6.6 Nguyen Minh Thu Con nho, chua co CMND Hoa lam, Vi~t Hung, Con

Long Bien, Ha N(>i

BKS

TruongP1509 JSC 34, Ngo 164

Cong an Khuat Duy Ti~n, P.7 NGUYEN vAN D:E: ban Ki~m 011708515 9/10/2000 0 0%soat

Hit NQi Nhan Chinh, Q. Thanh

Xuan, Hit NQi

7.1 Nguyen Hien 161327672 17/9/2006Khu 9 -TT Thinh Long -

B6Hai Hau - Nam Djnh

7.2 Pham Thi Tiell 160234546 4/7/1978Khu 9 -TT Thinh Long -

MyHai Hau - Nam Dinh

16~

TK

giao Noi capLien h~

S6 c6S6 NgaydpChirc V\I vO'i

phieu si'rTen djch CMND/D Dja chi Ghi chuSTT t~i cong ty CMND/DKKD CMNDIDKKD thanh

chung KKD hfruvien

khoan

P IS09 JSC 34, Ng5 164

7.3 Bui Th! Hong 01 I789118 14/6/2002Khuat Duy Ti~n, P. Nhan

VqChinh, Q. Thanh Xuan;:

HaNQi

PlS09 JSC 34, Ng5 164

7.4 Nguyen Dan Thi Con nho, chua co CMNDKhuat Duy Ti~n, P. Nhan

Con gaiChinh, Q. Thanh Xuan,

HaNQi

P1S09 JSC 34, Ng5 164

Nguyen ThienKhu~t Duy Ti~n, P. Nhan Con

7.S Con nho, chua co CMNDChinh, Q. Thanh Xuan, trai

HaNQi

7.6 Nguyen Thi VI,I 163127238 71712008Khu 9 - TT Thinh Long -

Chi gaiHai Hau - Nam Dinh

7.7 Pharn Van VietKhu 9 - TT Thinh Long-

Anh r~Hai H~u - Nam Dinh

Nguyen Van Huynh Dii m~tAnh

7.8Trai

7.9 Nguyen Van An 162246496 1911111996 Khu 9 - TT Thinh Long - Em trai

17~

TK

giao Noi capLien h~ s6 c6

Chirc VI} s6 NgayC§p v6'iTen djch CMND/D Dja chi phi~u SO' Ghi chu

STT tai cong ty CMND/DKKD CMND/DKKD thanhchung KKD hfru

vienkhoan

Hili Hau - Nam Dinh

7.10 Trfrn Thi TuaiKhu 9 - TT Thinh Long -

Em dauHili Hau - Nam Dinh

NGUYENDUY Thanh Cong an51B2 T~p the HV Tai

8DUNG

012300063 12/1111999 chinh, cAu Di~n, Til' 0 0%vien BKS Ha NQi

Liem, Ha NQi

8.1 Nguyen Duy Yen na mat Bo

51B2 T?p the HV Titi8.2 Tr&n Thj Bich Thl) 011346589 29/3/2005 chinh, Cfru Di~n, Ilr My

Liem, HitNQi

8.3 Nguyen Thu Giang 012300576 17/1211999Hoa Bang, Cau Giay, Hit

Em gaiNQi

51B2 T?p the HV Titi

8.4 Nguyen Thi Van Hit 012484534 211112002 chinh, Cau Di~n, Tir Vq

Liem, Hit NQi

Nguyen Duy Tung51B2 T?p the HV Titi

Can8.5 chfnh, C&uDi~n, Tu

Duong traiLiern, Hit NQi

18~

TK

giao Noi capLien h~

S6 c6Clnrc VI} S6 NgayC§p v6'iTen djch CMND/D Dja chi phieu SO' Ghi chuSTT t~i cdng ty CMNDIDKKD CMNDIDKKD thanh

chung KKD hfruvien

khoan

Nguyen Duy Hili 51B2 T~p the HV TitiCon8.6 chinh, C~u Di~n, re

Phong traiLiem, Hit NQi

8.7 Vil San Tung 011954171 28/2/2008Hoa Bang, Cau Giay, Hit

Em r~NQi

NGUYEN QUANG ThanhS8 9, ngo 82, Ph~m

9 011957434 31105/2011 HaN{}i Ngoc Thach, D8ng Da, - o(YoBAo vien BKS

HaN{}i

9.1 Le Thj f)6 Quyen 012908533 26102/2009 HitNQiS6 9, ng6 82, Pharn Ngoc

VqTh~ch, D6ng f)a, Hit NQi

9.2 Nguyen Van Doan 010043964 26105/2005 HitNQiS6 9, ng6 82, Pham Ngoc

B6Thach, f)6ng Da, Hit NQi

9.3 Ng6 Thj Phuc 010108108 06107/2013 HitNQiS6 9, ng6 82, Pham Ngoc

M~Thach, Dong Da, Hit NQi

9.4 Nguyen Ngoc Mai Con nho, chua co CMNDS6 9, ng6 82, Pharn Ngoc

ConThach, Dong f)a, Hit NQi

9.5 Nguyen Quynh Anh Con nho, chua co CMNDS6 9, ng6 82, Pham NgQc

ConTh~ch, D6ng f)a, Hit NQi

19 .rt>

TK

giao Noi cipLien h~

S6 cBS6 NgaycipChu'c vu v6'i

phieu S(I'Ten djch CMND/D Dja chi Ghi chuSTT t~i cong ty CMND/DKKD CMNDIDKKD thanhchung KKD hfru

vienkhoan

So 6A, 11 Dam Trau,Anh

9.6 Nguyen Quang Tu~n 012435597 06/11/2001 HaNQi P.B?ch Dang, Hai Batrai

Trung, Ha NQi

So 6A, 11 Dam r-s«,9.7 Luang Th] Tuyet 011622718 02/04/2008 HaNQi P.B?ch D~ng, Hai Ba Chi dau

Trung, HaNQi

147 Old Canterbury9.8 Nguy~n Quang Dong N1424333 26/10/2010 Australia Road, Dulwich Hill, Em trai

NSW 2203, Australia

Tr~n Thi Luong147 Old Canterbury

9.9 N1543378 21112/2011 Australia Road, Dulwich Hill, Em dauKhanh

NSW 2203, Australia

BDH

P 12B04, tAng 12A,BiJINGUYEN Ph6 Tang Cong an Chung cu B4, Pham

10 012068078 12/6/2007 0 0%QuYNH giam d5c Hit Nt}i Ngoc Thach, Kim Lien,

Hit Nt}iHit Nt}i

10.1 Bui Nguyen Dong 012428293S6 37, T6 2, Ng5 Chua

B6Nen, Lang Thuong, Dong

20/----

TK

giao Noi capLien h~

S6 c6Chirc VI} sA Ngayc§p v6'iTen djch CMND/D Dia chi phieu SO' Ghi chuSTT t~i cong ty CMND/DKKD CMND/DKKD thanh

chung KKD huuvien

khoan

Da, Hit N<)i

Cong anSo 37, To 2, Ngo Chua

10.2 D6 Thi Minh f)(rc 010446498 6/7/2006 N~n, Lang Thirong, D6ng M~HitN<)i

f)a, Hit N<)i

So 37, to 2, ngo Chua10.3 Pham Quynh Nga N~n, Ling Thuong, f)6ng VQ'

Da, HitN<)i

So 37, To 2, Ngo Chua10.4 Bui Thi Nguyen Thao 012354688 N~n, Ling Thuong, Dong Em gai

Da, Hit N<)i

So 37, To'2, Ngo Chua10.5 Bui Quynh Khue Con nho, chua co CMND N~n, Lang Thuong, Dong Can gai

Da, Hit N<)i

Bui Nguyen D(rcse 37, T6 2, Ngo Chua

Can10.6 Con nho, chua co CMND Nen, Lang Thuong, DongKhanh trai

f)a, Hit N<)i

21,/L-

TK

giao Noi dipLien h~ sa c6sa Ngay dipChuc VI} vO'i

phi~u so'Ten djch CMND/D Dja chi Ghi chuSTT t~i CODgty CMNDIDKKD CMNDIDKKD thanh

chung KKD hfruVieD

khoan

Cong an P1605 CT2, Chung cuNGUYEN TUYET K~ toan Nang Huong, 583 Nguy~n11 0151138959 22/12/2001 Thai 0 0%NHUNG trurrng Trai, Van Quan, Ha Dong

BinhHaNQi

I1.I Nguy~n Hfru SanhTan Hoa, Hung Ha, Thai

B6Binh

11.2 Tr~n Bich HuyenTan Hoa, Hung Ha, Thai

M~Binh

11.3 Nguyen Blch NgaTan Hoa, Hung Ha, Thai

Chi gaiBinh

11.4 Nguy~n Thuy HoanTan Hoa, Hung Ha, Thai

Chi gaiBinh

P1605 CT2, Chung cu

11.5 Tr~n Tu~n Dung 012488463Nang Huang, 583

ChongNguyen Trai, Van Quan,

Ha Dong, Ha NQi

P1605 CT2, Chung cu

11.6 Tr~n Phuong Thuy Can nho, chua co CMNDNang Huang, 583

Con gaiNguyen Trai, Van Quan,

Ha Dong, Ha NQi

22~

TK

giao NoidpLien h~

S6 cBS6 NgaydpChtrc VI} veri

phieu s(rTen djch CMNDID Dja chi Ghi chuSTT tl.licong ty CMND/DKKD CMNDIDKKD thanh

chung KKD hfruvien

khoan

P1605 CT2, Chung cu

TrAnD(rc MinhNang Huang, 583 Con

11.7 Con nho, chua co CMNDNguyen Trai, Van Quan, trai

Ha Dong, Ha NQi

23 .:«.

PHV LQC II: GIAO DJCH CO PHIEU CVA CO DONG NQI BQ vA NGUClI LIEN QUAN

STT Ho ten Chirc VI} tai congty/ Quan h~J)~u ky Cu6i ky Ly do tang /giiim

SLCP Ty l~ SLCP Ty l~

LENAMKHANHHDQT

1 Chli tich HDQT - 0%

2 NGUYEN THJ THANH HAThanh vien HDQT

Tong giam doc - 0%

2.1 NGUYEN THJ THANH THUY Em gai 0 0% 40.000 0,07% Mua co phieu

3 VAN QUANG DUC Thanh vien HDQT - 0%

4 PH~M THI THANH Thanh vien HDQT - 0%

5 NGUYEN THI KIM THANH Thanh vien HDQT - 0%

6 PRAM THUY DUONG Thanh vien HDQT - 0%

NGUYEN VAN DBBKS

7 Truong ban Kiern soat - 0%

8 NGUYEN OUY DUNG Thanh vien BKS - 0%

9 NGUYEN QUANG BAO Thanh vien BKS - 0%

BOI NGUYEN QuYNHBDH

10Ph6 Tong giarn doc - 0%

11 NGUYEN TUYETNHUNG K~ toan truong - 0%

24A-----

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