cn_20090813_n135007_nse3772886

CONTRACT NOTE (Pursuant to Regulation 3.5) (Capital Market Segment of NSE)

CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUENTS AS BROKERS

& AGENTS RELIGARE

SECURITIES LIMITED Regd Office:  19, NEHRU

PLACE NEW DELHI - 110 019 011-55562200

Web Site :

For any queries/complaints write to us at Email :

Corp Office:  19, NEHRU PLACE NEW DELHI - 110 019

011-55562200 MEMBER: NATIONAL

STOCK EXCHANGE OF INDIA LTD. SEBI

REGN.NO.INB230653732 TRADING & MEMBER

Code.06537

Dealing Office: 169,3RD FLOOR,TTK ROAD,ALWERPET,CHENNAI,TAMILNA

DU 600018

To,

  SIVAGNANAM PONRAJ DAKSHINAMOOR CODE :N135007  

  41/1

  NORTH USMAN ROAD

NORTH POST OFFICE QUARTERS II FLOOR T NAGAR C CHENNAI 600017 INDIA

    Pan # BARPS5916B

Contract Note No : N/NN/150/3772886

TRADE DATE : 13/08/2009

SETTLEMENT NO : 2009150

SETTLEMENT DATE :

17/08/2009 To 17/08/2009

Sir / Madam,I/We have this day done by your order and on your account the following transactions:

Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following

transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day done by your order and on your account the following transactions: Sir / Madam,I/We have this day

done by your order and on your account the following transactions: To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act. To be Stamped as per the provisions applicable under the relevant Stamp Act.

Order No

Order Time

Trade No.

Trade Time Security

Bought Qty

Sold Qty

Gross Rate Per Security

Gross Total

Brokerage

Net Rate Per Security

Service Tax

STT Amount

Amount Rs

              Rs. Rs. (Total) Rs. Rs. Rs. Rs.  

01838094

13:22:16

01557212

13:22:16 

ADLABS FILMS LTD

1   325.40

325.40 0.08 325.480

0 0.008

2   325.48

01921152

13:36:06

01640980

13:36:06 

ADLABS FILMS LTD

1   324.15

324.15 0.08 324.230

0 0.008

2   324.23

01869028

13:27:35

01645954

13:36:46 

ADLABS FILMS LTD

1   323.00

323.00 0.08 323.080

0 0.008

2   323.08

02455549

14:49:53

02168937

14:49:53 

ADLABS FILMS

2   324.00

648.00

0.16 324.0800

0.0165

  648.16

LTD

01880993

13:29:44

01599913

13:29:44 

ADLABS FILMS LTD

  3 324.50

973.50 0.24 324.420

0 0.024

7   973.26

02265925

14:25:32

01996395

14:25:32 

ADLABS FILMS LTD

  1 323.55

323.55 0.08 323.470

0 0.008

2   323.47

02274878

14:28:54

02021065

14:28:54 

ADLABS FILMS LTD

  1 323.75

323.75 0.08 323.670

0 0.008

2   323.67

       * STT JOBBING *

5   324.14

1620.70       0.41  

       * TOTAL STT *

              0.41  

02001077

13:47:16

01733575

13:47:16 

BHARTI AIRTEL FV5

1   410.55

410.55 0.10 410.650

0 0.010

3   410.65

02013102

13:48:46

01744199

13:48:46 

BHARTI AIRTEL FV5

1   410.00

410.00 0.10 410.100

0 0.010

3   410.10

02344106

14:35:56

02070220

14:35:56 

BHARTI AIRTEL FV5

1   409.40

409.40 0.10 409.500

0 0.010

3   409.50

01858173

13:25:36

01576180

13:25:36 

BHARTI AIRTEL FV5

  2 409.95

819.90 0.20 409.850

0 0.020

6   819.70

01885127

13:30:25

01603616

13:30:25 

BHARTI AIRTEL FV5

  1 410.50

410.50 0.10 410.400

0 0.010

3   410.40

       * STT JOBBING *

3   410.06

1230.18       0.31  

       * TOTAL STT *

              0.31  

01896469

13:32:09

34746764

13:32:09 

I C I C I BANKING CO

1   743.50

743.50 0.19 743.690

0 0.019

6   743.69

01901008

13:32:47

34750554

13:32:47 

I C I C I BANKING CO

1   743.45

743.45 0.19 743.640

0 0.019

6   743.64

022613 14:24: 350985 14:29: I C I C I 1   746.1 746.1 0.19 746.2900.019   746.29

60 56 40 02  BANKING CO 0 0 0 6

02518961

14:57:49

35304680

14:58:10 

I C I C I BANKING CO

1   756.00

756.00 0.19 756.190

0 0.019

6   756.19

02533668

14:59:37

35315500

14:59:42 

I C I C I BANKING CO

2   755.55

1511.10 0.38 755.740

0 0.039

1   1511.48

02547064

15:01:03

35331914

15:01:05 

I C I C I BANKING CO

2   756.50

1513.00 0.38 756.690

0 0.039

1   1513.38

01850937

13:24:18

34710550

13:24:34 

I C I C I BANKING CO

  2 747.00

1494.00 0.38 746.810

0 0.039

1   1493.62

02056669

13:55:42

34877462

13:55:42 

I C I C I BANKING CO

  2 746.40

1492.80 0.38 746.210

0 0.039

1   1492.42

02235154

14:21:11

35043415

14:21:11 

I C I C I BANKING CO

  1 748.05

748.05 0.19 747.860

0 0.019

6   747.86

02446216

14:48:43

35233287

14:48:43 

I C I C I BANKING CO

  2 755.30

1510.60 0.38 755.110

0 0.039

1   1510.22

02461397

14:50:34

35245742

14:50:34 

I C I C I BANKING CO

  1 756.40

756.40 0.19 756.210

0 0.019

6   756.21

       * STT JOBBING *

8   750.94

6007.52       1.50  

       * TOTAL STT *

              1.50  

02204856

14:16:55

35016752

14:16:59 

JINDAL STEEL FV1

1   3121.00

3121.00 0.78 3121.78

00 0.080

3   3121.78

02228539

14:20:12

35087975

14:27:24 

JINDAL STEEL FV1

1   3118.00

3118.00 0.78 3118.78

00 0.080

3   3118.78

01994289

13:46:28

34823173

13:46:30 

JINDAL STEEL FV1

  1 3084.00

3084.00 0.77 3083.23

00 0.079

3   3083.23

02209965

14:19:08

35030008

14:19:08 

JINDAL STEEL FV1

  1 3125.00

3125.00 0.78 3124.22

00 0.080

3   3124.22

       * STT JOBBING *

2   3112.00

6224.00       1.56  

       * TOTAL STT *

              1.56  

02465652

14:51:08

35249905

14:51:08  ONGC 1   1165.

90 1165.

90 0.29 1166.1900

0.0299   1166.1

9

02559872

15:02:26

35343532

15:02:26  ONGC 1   1166.

95 1166.

95 0.29 1167.2400

0.0299   1167.2

4 02284323

14:28:06

35092480

14:28:06  ONGC   2 1165.

50 2331.

00 0.58 1165.2100

0.0597   2330.4

2

       * STT JOBBING *

2   1165.96

2331.92       0.58  

       * TOTAL STT *

              0.58  

02438202

14:47:42

68609988

14:47:52 

RELIANCE INDUSTRIES

1   2018.10

2018.10 0.50 2018.60

00 0.051

5   2018.60

02345897

14:36:12

68503625

14:36:12 

RELIANCE INDUSTRIES

  1 2024.30

2024.30 0.51 2023.79

00 0.052

5   2023.79

       * STT JOBBING *

1   2021.20

2021.20       0.51  

       * TOTAL STT *

              0.51  

       * STT ROUND OFF *

              0.13  

       [SERVICE TAX]

                0.99

       [OTH CHARGES JOB]

                2.21

       [~STT TRD CHG.~]

                5.00

       DR. TOTAL                 19466.

66

       CR. TOTAL                 19412.

49

       DUE TO US.                 54.17

OTHER LEVIES, IF

ANY:  

YOUR CHEQUE REQUESTED FOR THE COST SHOWN HEREIN PLEASE PAY IMMEDIATELY FOR YOUR

PURCHASE/DEBIT

YOU ARE REQUESTED TO SEND SHARE/DEBENTURE CERTIFICATE ALONGWITH TRANSFER DEEDS DULY SIGNED IMMEDIATELY

Note:Selling rate inclusive of dividends,if any.  

  Brokerage has been charged as stated and has

  This contract constitutes and shall be deemed to

been at rates not exceeding the official scale of brokerage and indicated separately. This contract is subject to the Rules,Bye-laws,Regulations and usages of The National Stock Exchange of India Limited. In matters where the exchange is a party to the dispute, the Civil Courts at Mumbai shall have exclusive jurisdiction and in all other matters, proper courts within the areas covered under the Regional Arbitration Centre shall have juridiction in respect of arbitration proceedings failing under or conducted in that Regional Arbitration Centre

Authorised Signatories:                                       

constitute as provided overleaf an agreement between you and me/us and in event of any claims (whether admitted or not), differences or disputes in respect of any dealings and contracts of a date prior or subsequent to the date of this contract (including any question whether such dealings, transactions or contracts have been entered into or not) shall be referred to arbitration as provided in the rules.Bye-laws and the regulations of The National Stock Exchange of India Limited.The provisions printed overleaf form a part of the contract.                    Yours Faithfully, For   RELIGARE SECURITIES LIMITED            Authorised Signatory            Member of National Stock Exchange of India Ltd.,   PAN : AAACF1952D

S.Tax Regn # : SB\DELHI\545\EC\96

  EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION

EXTRACTS FROM

THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION

EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING

TO ARBITRATION EXTRACTS FROM THE BYELAWS & REGULATIO

NS PERTAINING TO ARBITRATION

(1)

All claims,differences or disputes between the Trading Members inter se and between Trading Members and Constituents arising out of or in relation to dealing,contracts and transactions made subject to the Bye-Laws, Rules and Regulations of the Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity,construction,interpretation,fulfillment or the rights,obligations and liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-laws and Regulations.

All claims,difference

s or disputes between the Trading Members inter se a

nd between Trading Members and Constituents arising

out of or in relation to dealing,contracts and trans

actions made subject to the Bye-Laws, Rules and Regu

lations of the Exchange or with reference to anythin

g incidental thereto or in pursuance thereof or rela

ting to their validity,construction,interpretation,f

ulfillment or the rights,obligations and liabilities

of the parties thereto and including any question o

f whether such dealings, transactions and contracts

have been entered into or not shall be submitted to

arbitration in accordance with the provisions of the

se Bye-laws and Regulations. All claims,differences

or disputes between the Trading Members inter se and

between Trading Members and Constituents arising ou

t of or in relation to dealing,contracts and transac

tions made subject to the Bye-Laws, Rules and Regula

tions of the Exchange or with reference to anything

incidental thereto or in pursuance thereof or relati

ng to their validity,construction,interpretation,ful

fillment or the rights,obligations and liabilities o

f the parties thereto and including any question of

whether such dealings, transactions and contracts ha

ve been entered into or not shall be submitted to ar

bitration in accordance with the provisions of these

Bye-laws and Regulations. All claims,differences or

disputes between the Trading Members inter se and b

etween Trading Members and Constituents arising out

of or in relation to dealing,contracts and transacti

ons made subject to the Bye-Laws, Rules and Regulati

ons of the Exchange or with reference to anything in

cidental thereto or in pursuance thereof or relating

to their validity,construction,interpretation,fulfi

llment or the rights,obligations and liabilities of

the parties thereto and including any question of wh

ether such dealings, transactions and contracts have

been entered into or not shall be submitted to arbi

tration in accordance with the provisions of these B

ye-laws and Regulations.

(2)

In all dealings,contracts and transactions which are made or deemed to be made subject to the Byelaws, Rules and Regulations of the Exchange,the provisions relating to arbitration as provided in these Byelaws and Regulations and shall form and shall be deemed to form part of the dealings,contracts and transactions and the parties shall be deemed to have entered into an arbitration agreement in writing by which all claims,differences or disputes of the nature referred to in clause (1) above shall be submitted to arbitration as per the provisions of these Byelaws and Regulations.

In all dealings,contracts

and transactions which are made or deemed to be mad

e subject to the Byelaws, Rules and Regulations of t

he Exchange,the provisions relating to arbitration a

s provided in these Byelaws and Regulations and shal

l form and shall be deemed to form part of the deali

ngs,contracts and transactions and the parties shall

be deemed to have entered into an arbitration agree

ment in writing by which all claims,differences or d

isputes of the nature referred to in clause (1) abov

e shall be submitted to arbitration as per the provi

sions of these Byelaws and Regulations. In all deali

ngs,contracts and transactions which are made or dee

med to be made subject to the Byelaws, Rules and Reg

ulations of the Exchange,the provisions relating to

arbitration as provided in these Byelaws and Regulat

ions and shall form and shall be deemed to form part

of the dealings,contracts and transactions and the

parties shall be deemed to have entered into an arbi

tration agreement in writing by which all claims,dif

ferences or disputes of the nature referred to in cl

ause (1) above shall be submitted to arbitration as

per the provisions of these Byelaws and Regulations.

In all dealings,contracts and transactions which ar

e made or deemed to be made subject to the Byelaws,

Rules and Regulations of the Exchange,the provisions

relating to arbitration as provided in these Byelaw

s and Regulations and shall form and shall be deemed

to form part of the dealings,contracts and transact

ions and the parties shall be deemed to have entered

into an arbitration agreement in writing by which a

ll claims,differences or disputes of the nature refe

rred to in clause (1) above shall be submitted to ar

bitration as per the provisions of these Byelaws and

Regulations.

(3)

All claims,differences or disputes referred to in clause (1) above shall be submitted to arbitration within six months from the date on which the claim, difference or disputes arose or shall be deemed to have arisen.The time taken in conciliation proceedings,if any,initiated and conducted as per the provisions of the Act and the time taken by the Relevant Authority to administratively resolve the claim,differences or disputes shall be excluded for the purpose of determining the period of six months.

All claims,differences or disputes r

eferred to in clause (1) above shall be submitted to

arbitration within six months from the date on whic

h the claim, difference or disputes arose or shall b

e deemed to have arisen.The time taken in conciliati

on proceedings,if any,initiated and conducted as per

the provisions of the Act and the time taken by the

Relevant Authority to administratively resolve the

claim,differences or disputes shall be excluded for

the purpose of determining the period of six months.

All claims,differences or disputes referred to in c

lause (1) above shall be submitted to arbitration wi

thin six months from the date on which the claim, di

fference or disputes arose or shall be deemed to hav

e arisen.The time taken in conciliation proceedings,

if any,initiated and conducted as per the provisions

of the Act and the time taken by the Relevant Autho

rity to administratively resolve the claim,differenc

es or disputes shall be excluded for the purpose of

determining the period of six months. All claims,dif

ferences or disputes referred to in clause (1) above

shall be submitted to arbitration within six months

from the date on which the claim, difference or dis

putes arose or shall be deemed to have arisen.The ti

me taken in conciliation proceedings,if any,initiate

d and conducted as per the provisions of the Act and

the time taken by the Relevant Authority to adminis

tratively resolve the claim,differences or disputes

shall be excluded for the purpose of determining the

period of six months.

(4)

Save as otherwise specified by the Relevant Authority the seat of arbitration for different regions shall be as follows :

Save as otherwise specified

by the Relevant Authority the seat of arbitration f

or different regions shall be as follows : Save as o

therwise specified by the Relevant Authority the sea

t of arbitration for different regions shall be as f

ollows : Save as otherwise specified by the Relevant

Authority the seat of arbitration for different reg

ions shall be as follows :

  SEATS OF ARBITRATION SEATS OF ARBITRATION SE

ATS OF ARBITRATION SEATS OF ARBITRATION

REGIONAL ARBITRATION CENTRES (RAC)

REGIONAL ARBITRATION CENTRES (RAC) STATES & UNION TERRITORIES COVERED BY THE RAC  

  DELHI   Delhi,Haryana,Uttar Pradesh,Himachal Pradesh,Punjab,Jammu & Kashmir,Chandigarh,Rajasthan,Uttranchal

Delhi,

Haryana,Uttar Pradesh,Himachal Pradesh,Punjab,Jammu

& Kashmir,Chandigarh,Rajasthan,Uttranchal

  KOLKATTA

  West Bengal,Bihar,Jharkhand,Orissa,Assam,Arunachal Pradesh,Mizoram,Manipur,Sikkim,Meghalaya,Nagaland,Tripura,Chattishgadh..

West Benga

l,Bihar,Jharkhand,Orissa,Assam,Arunachal Pradesh,Miz

oram,Manipur,Sikkim,Meghalaya,Nagaland,Tripura,Chatt

ishgadh..

  CHENNAI

  Andhra Pradesh,Karnataka,Kerala,Tamilnadu,Andaman & Nicobar,Lakshadweep,Pondicherry.

Andhra Pradesh,Karnataka,Kerala,Tamilnad

u,Andaman & Nicobar,Lakshadweep,Pondicherry.

  MUMBAI

  Maharashtra,Gujarat,Goa,Daman,Diu,Dadra & Nagar Haveli,Madhya Pradesh

Maharas

htra,Gujarat,Goa,Daman,Diu,Dadra & Nagar Haveli,Madh

ya Pradesh

(5)

Save as otherwise specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows :

Save as otherwise specified by the Rele

vant Authority, the criteria for selection of seat o

f arbitration for a particular matter is as follows

: Save as otherwise specified by the Relevant Author

ity, the criteria for selection of seat of arbitrati

on for a particular matter is as follows : Save as o

therwise specified by the Relevant Authority, the cr

iteria for selection of seat of arbitration for a pa

rticular matter is as follows :

PARTIES TO DISPUTE

PLACE OF FILING THE APPLICATION FOR ARBITRATION

PLACE OF FILING THE

APPLICATION FOR

ARBITRATION PLACE OF HEARING

  TM*V/s TM

a) If the dealing offices of both Trading Members from where the dealing was carried is situated in any of the states covered by particular RAC then the Application for Arbitration shall be filed by the Applicant - Trading Member in that RAC.

b) If the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by

a) If the dealing offices of both Trading Members from where the dealing was carried is situated in any of the states covered by particular RAC

different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent-Trading Members dealing office is situated.

then the Application for Arbitration shall be filed by the Applicant - Trading Member in that RAC.

b) If the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent-Trading Members dealing office is situated. The hearing shall be held at the RAC where the Applicant Trading-Member has filed the Application for Arbitration and the Respondent-Trading Member shall attend the hearing in that particular RAC.

  TM V/s C* &C V/s TM

The Application for Arbitration shall be filed by the Applicant at the RAC   covering the state in which the constituent orinarily resides.

The Application for Arbitration shall be filed by the Applicant at the RAC   covering the state in which the constituent orinarily resides.

The hearing shall be held in that RAC where the Applicant has filed the Application for Arbitration and the Respondent shall attend the hearing in that particular RAC.

(6)

Unless otherwise specificially agreed in writing between the Trading Member and the Constituent, in respect of any claims,disputes and differences arising out of the Internet trading between the Constituent and the Trading Member, the seat of arbitration shall be the Regional Arbitration Centre within the area in which the Constituent ordinarily resided at the time of relevant trading, provided however in respect of a Non-Resident Indian Constituent, the seat of arbitration shall be the RAC in the area of which the correspondence office of the Trading Member is situated.

Unless otherwise specificially agreed in

writing between the Trading Member and the Constitue

nt, in respect of any claims,disputes and difference

s arising out of the Internet trading between the Co

nstituent and the Trading Member, the seat of arbitr

ation shall be the Regional Arbitration Centre withi

n the area in which the Constituent ordinarily resid

ed at the time of relevant trading, provided however

in respect of a Non-Resident Indian Constituent, th

e seat of arbitration shall be the RAC in the area o

f which the correspondence office of the Trading Mem

ber is situated. Unless otherwise specificially agre

ed in writing between the Trading Member and the Con

stituent, in respect of any claims,disputes and diff

erences arising out of the Internet trading between

the Constituent and the Trading Member, the seat of

arbitration shall be the Regional Arbitration Centre

within the area in which the Constituent ordinarily

resided at the time of relevant trading, provided h

owever in respect of a Non-Resident Indian Constitue

nt, the seat of arbitration shall be the RAC in the

area of which the correspondence office of the Tradi

ng Member is situated. Unless otherwise specificiall

y agreed in writing between the Trading Member and t

he Constituent, in respect of any claims,disputes an

d differences arising out of the Internet trading be

tween the Constituent and the Trading Member, the se

at of arbitration shall be the Regional Arbitration

Centre within the area in which the Constituent ordi

narily resided at the time of relevant trading, prov

ided however in respect of a Non-Resident Indian Con

stituent, the seat of arbitration shall be the RAC i

n the area of which the correspondence office of the

Trading Member is situated.          

  *"TM" stands for "Trading Member" and "C" stands for "Constituent" *"TM" stands for "Tradi

ng Member" and "C" stands for "Constituent" *"TM" st

ands for "Trading Member" and "C" stands for "Consti

tuent" *"TM" stands for "Trading Member" and "C" sta

nds for "Constituent"

  For more details please refer to Chapter XI of the Byelaws and Chapter 5 of Capital Market Trading Regulations of National Stock Exchange of India Limited.

For more details please refer

to Chapter XI of the Byelaws and Chapter 5 of Capita

l Market Trading Regulations of National Stock Excha

nge of India Limited. For more details please refer

to Chapter XI of the Byelaws and Chapter 5 of Capita

l Market Trading Regulations of National Stock Excha

nge of India Limited. For more details please refer

to Chapter XI of the Byelaws and Chapter 5 of Capita

l Market Trading Regulations of National Stock Excha

nge of India Limited.