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S1
Endophyte inspired chemical diversity from beta-caryophyllene
Hao-Yu Tang, Jin-Ming Gao* and Qiang Zhang*
Contents
General Procedures ...................................................................................................................................................................... 2
Fermentatiuon Biotransformation of β-Caryophyllene ................................................................................................................ 2
Calculation Procedures ................................................................................................................................................................. 4
Figure S1. HPLC profiles of A. tubingensis KJ-9 fermentation ................................................................................................ 4
Figure S2. Assignments of 1H (500M Hz) and 13C (125M Hz) NMR Data .............................................................................. 5
Figure S3. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 1 ........................................................................... 7
Figure S4. HSQC of 1 ............................................................................................................................................................... 8
Figure S5. 1H-1H COSY ........................................................................................................................................................... 9
Figure S6. HMBC of 1 ............................................................................................................................................................ 10
Figure S7. NOESY of 1 .......................................................................................................................................................... 11
Figure S8. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 2 ......................................................................... 12
Figure S9. HSQC spectrum of 2 ............................................................................................................................................. 13
Figure S10. COSY spectrum of 2 ......................................................................................................................................... 14
Figure S11. HMBC spectrum of 2 ........................................................................................................................................ 15
Figure S12. NOESY spectrum of 2 ....................................................................................................................................... 16
Figure S13. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 3 ..................................................................... 17
Figure S14. HSQC of 3 ......................................................................................................................................................... 18
Figure S15. COSY of 3 ......................................................................................................................................................... 19
Figure S16. HMBC of 3 ........................................................................................................................................................ 20
Figure S17. NOESY of 3 ...................................................................................................................................................... 21
Figure S18. 1H (125M Hz) and 13C NMR of 4 ..................................................................................................................... 22
Figure S19. HSQC of 4 ......................................................................................................................................................... 23
Figure S20. 1H-1H COSY of 4 .............................................................................................................................................. 24
Figure S21. HMBC of 4 ........................................................................................................................................................ 25
Figure S22. NOESY of 4 ...................................................................................................................................................... 26
Figure S23. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 5 ..................................................................... 27
Figure S24. HSQC of 5 ......................................................................................................................................................... 28
Electronic Supplementary Material (ESI) for RSC Advances.This journal is © The Royal Society of Chemistry 2015
S2
Figure S25. 1H-1H COSY of 5 .............................................................................................................................................. 29
Figure S26. HMBC of 5 ........................................................................................................................................................ 30
Figure S27. NOESY of 5 ...................................................................................................................................................... 31
Figure S28. 1H (500M Hz) and 13C (125M Hz) NMR spectra of 6 ...................................................................................... 32
Figure S29. HSQC of 6 ......................................................................................................................................................... 33
Figure S30. 1H-1H COSY of 6 .............................................................................................................................................. 34
Figure S31. HMBC of 6 ........................................................................................................................................................ 35
Figure S32. NOESY of 6 ...................................................................................................................................................... 36
Figure S33. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 7 ..................................................................... 37
Figure S34. HSQC of 6 ......................................................................................................................................................... 38
Figure S35. 1H-1H COSY of 6 .............................................................................................................................................. 39
Figure S36. HMBC of 6 ........................................................................................................................................................ 40
Figure S37. NOESY of 6 ...................................................................................................................................................... 41
General Procedures
UV spectra were obtained using a Evolution 300 UV-vis Spectrophotometer (Thermo Fisher Scientific Inc., USA). IR were
recorded on a Bruker Tensor 27 spectrophotometer with KBr disks (Bruker Corp., German). Optical rotations were measured
on a Autopol III automatic polarimeter (Rudolph Research Analytical, USA). CD spectrum were obtained on a Chirascan CD
Spectrometer (Applied Photophysics Ltd., United Kingdom). ESI-MS was performed on a LTQ Fleet instrument (Thermo
Fisher Scientific Inc., USA). HR ESIMS was performed on an Agilent 6520 Accurate-Mass Q-TOF LC/MS spectrometer
(Agilent Technologies Ltd., USA). 1D and 2D NMR spectra were recorded on a AVANCE III (500 MHz) instrument (Bruker
Corp., German). Chemical shifts were reported using solvent residual as the internal standard. High performance liquid
chromatography (HPLC) analysis and semi-preparation was performed on a Waters 1525 instrument (Waters Corp.). Column
chromatography was performed on silica gel (90−150 μm; Qingdao Marine Chemical Inc., China), MCI gel (75−150 μm;
Mitsubishi Chemical Corp., Japan), Sephadex LH-20 (40−70 μm; Amersham Pharmacia Biotech AB, Uppsala, Sweden), and
Chromatorex C18 gel (40−75 μm; Fuji Silysia Chemical LTD., JPN). GF254 plates (Qingdao Marine Chemical Inc., China) were
used for thin-layer chromatography (TLC).
Fermentatiuon Biotransformation of β-Caryophyllene
The microorganism Aspergillus tubingensis KJ-9 was incubated in potato dextrose agar (PDA) at 25℃ for 3 days. One piece
(approximately 7 mm2) of mycelium and liquid state β-Caryophyllene with no solvent (333 μL) was fermented aseptically to a
S3
500ml Erlenmeyer flask containing 150 mL of potato dextrose (PD) liquid medium. 47 flasks were shook at 130 rpm, 27±0.5
OC for 10 days. Another 3 parallel controls were conducted at the same time. Ethyl acetate (EtOAc) extraction of the
fermentation and the controls were compared on HPLC with an Agilent TC-C18 column (250×4.6 mm, 10--100% methanol in
30 min, 1ml/min, detected at 254 and 210nm).
The fermentation broth was extracted by EtOAc to yield 12g of residue A. The residue was then chromatographed on a silica
flash collumn (eluted with gradient Chloroform-Methanol) to give four fractions (Fr.1-Fr.4). Fr.2 (3.4g) was subjected on a
Sephadex LH-20 (Methanol) and silica flash chromatography (eluted with gradient Petroleum ether-Acetone) to give three
subfractions (Fr.21-Fr.23). Fr.21 (760mg) was purified on a semi-preparative HPLC C18 column (Thermo BDS Hypersil 250×10
mm, eluted with 64% Methanol) to afford compound 3 (14mg), compound 5 (24mg) and compound 7 (21mg). Fr.23 (380mg)
was seperated on the semi-preparative HPLC C18 column (eluted with 55% Methanol) to yield compound 1 (16mg), compound
2 (2.8mg), compound 4 (24mg). Fr.3 (3.9g) was chromatographed with Sephadex LH-20 (methanol) and flash ODS column to
give seven subfractions (Fr.31-Fr.37). Fr.36 (197mg) was separated on the semi-preparative HPLC C18 column (eluted with 63%
methanol) to yield compound 6 (18mg).
Compound 1: white amorphous solid; [α]D29 –129.0 (c 0.14, CHCl3); UV (MeCN) λmax(logε) 248 nm (3.91); CD (MeCN) λ
(Δε in cm–1M–1) 205 ( –9.3), 224 ( –3.1), 248 ( –7.8), 329 (+1.1) nm; IR (KBr) vmax 3402, 2956, 2873, 2801, 1653, 1602, 1459,
1380, 1283, 1205, 1048, 1031 cm–1; 1H NMR and 13C NMR data, see Figure S2; ESIMS m/z 235.10 [M+H]+; HR ESIMS m/z
257.1508 [M+Na]+( calcd. for C15H22O2 [M+Na]+ 257.1512).
Compound 2: white amorphous solid; [α]D26 –115.6 (c 0.09, CHCl3); UV (MeCN) λmax(logε) 244 nm (3.98); CD (MeCN) λ (Δε
in cm–1M–1) 210 (+10.8), 246 ( –7.4), 335 (+1.7) nm; IR (KBr) vmax 3423, 2925, 2873, 1645, 1613, 1461, 1379, 1272, 1234,
1032 cm–1; 1H NMR and 13C NMR data, see Figure S2; ESIMS m/z 235.21 [M+H]+; HR ESIMS m/z 257.1504 [M+Na]+( calcd.
for C15H22O2 [M+Na]+ 257.1512).
Compound 3: colorless oil; [α]D26 –11.8 (c 0.12, CHCl3); UV (MeCN) λmax(logε) 193 nm (3.85); CD (MeCN) λ (Δε in cm–1M–
1) 207 ( –4.7), 239 (+8.1) nm; IR (KBr) vmax 3464, 2952, 2928, 1669, 1459, 1388, 1373, 1308, 1265, 1198, 1089, 1024 cm–1;
1H NMR and 13C NMR data, see Figure S2; ESIMS m/z 235.23 [M+H]+; HR ESIMS m/z 257.1505 [M+Na]+( calcd. for
C15H22O2 [M+Na]+ 257.1512).
Compound 4: colorless oil; [α]D29 –89.3 (c 0.08, CHCl3); UV (MeCN) λmax(logε) 237 nm (4.13); CD (MeCN) λ (Δε in cm–1M–
1) 201 (+8.4), 234 (–4.4) nm; IR (KBr) vmax 3440, 2949, 2870, 2852, 1660, 1442, 1379, 1685, 1319, 1296, 1252, 1048 cm–1; 1H
NMR and 13C NMR data, see Figure S2; ESIMS m/z 257.12 [M+Na]+; HR ESIMS m/z 257.1506 [M+Na]+( calcd. for C15H22O2
[M+Na]+ 257.1512).
Compound 5: colorless oil; [α]D26 –93.1 (c 0.11, CHCl3); UV (MeCN) λmax(logε) 193 nm (4.28); CD (MeCN) λ (Δε in cm–1M–
1) 200 (+11.7), 226 ( –3.0) nm; IR (KBr) vmax 3437, 2952, 2931, 2874, 1726, 1665, 1631, 1437, 1378, 1316, 1250, 1134 cm–1;
1H NMR and 13C NMR data, see Figure S2; ESIMS m/z 263.20 [M+H]+; HR ESIMS m/z 285.1452 [M+Na]+( calcd. for
S4
C16H22O3 [M+Na]+ 285.1461).
Compound 6: crystal; [α]D21 +60.5 (c 0.20, CHCl3); IR (KBr) vmax 3277, 2959, 2924, 2868, 1448, 1386, 1033, 993 cm–1; 1H
NMR and 13C NMR data, see Figure S2; EIMS m/z 236 [M]+; HR EIMS m/z 236.1775 [M]+( calcd. for C15H24O2 [M]+ 236.1776).
Compound 7: colorless oil; [α]D29 +46.1 (c 0.12, CHCl3); IR (KBr) vmax 3441, 2927, 2868, 1459, 1732, 1379, 1068, 1016 cm–
1; 1H NMR and 13C NMR data, see Figure S2; EIMS m/z 250 [M]+; HR EIMS m/z 250.1935 [M]+( calcd. for C16H26O2 [M]+
250.1933).
Calculation Procedures
A preliminary conformational search was performed in Conflex6.7 using MMFF94s forcefield.1 Conformers were saved and
further optimized using the density functional theory (DFT) method and CPCM solvent model at B3LYP/6-311++G(d,p) level
in Gaussian 09 software package.2 Frequency was calculated at the same level of theory to check optimized results. The stable
conformers with populations greater than 1% and without imaginary frequencies were submitted to ECD calculation by the
TDDFT [B3LYP/aug-cc-pVDZ or cam-B3LYP/TZVP] method associated with CPCM solvent model in MeCN. The excitation
energies (E), oscillator strength (f), rotatory strength in velocity form (Rvel), and rotatory strength in length form (Rlen) of the
lowest 32 excited states were calculated. ECD spectra of different conformers were summated in SpecDis 1.62 according to
their Boltzmann-calculated distributions.3 The half bandwidths and UV-shifts of CD summation were recorded as Table S1.
Table S1 Parameters in CD curves summation
Compd. NC* CD calculation method half bandwidth (σ, eV) UV-shifts (nm)
1 6 Cam-B3LYP/TZVP 0.30 +6
2 6 B3LYP/aug-cc-pVDZ 0.30 –11
3 1 Cam-B3LYP/TZVP 0.30 +5
5 2 B3LYP/aug-cc-pVDZ 0.29 –9
*NC, number of stable conformers
Figure S1. HPLC profiles of A. tubingensis KJ-9 fermentation
302520151050Retention Time (min)
0
0.25
0.50
0.75
Re
sp
on
se
1
2
4 65 3
7
ab
a, PD fermentationb, PD + caryophyllene fermentation
Chromatographi ccondition: Agilent TC-C18 column, gradient 10-100% MeOH in 30 min, detected by 230 nm
S5
Figure S2. Assignments of 1H (500M Hz) and 13C (125M Hz) NMR Data
S6
δ in ppm, J in Hz; aoverlapped
S7
Figure S3. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 1
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0Chemical Shift (ppm)
O
OH
H
1
65 60 55 50 45 40 35 30 25 20 15Chemical Shift (ppm)
200 180 160 140 120Chemical Shift (ppm)
1H NMR
13C NMR
DEPT 135
S8
Figure S4. HSQC of 1
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
10
20
30
40
50
60
70
80
90
100
110
120
130
O
OH
H
1
S9
Figure S5. 1H-1H COSY
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0
5.5
6.0
O
OH
H
2
S10
Figure S6. HMBC of 1
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
20
40
60
80
100
120
140
160
180
O
OH
H
1
S11
Figure S7. NOESY of 1
3.5 3.0 2.5 2.0 1.5 1.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
O
OH
H
1
S12
Figure S8. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 2
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0Chemical Shift (ppm)
1H NMR
OH O
2
200 190 180 170 160 150 140 130 120 110 100 90 80 70 60 50 40 30 20Chemical Shift (ppm)
DEPT 135
13C NMR
S13
Figure S9. HSQC spectrum of 2
7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
20
30
40
50
60
70
80
90
100
110
120
130
OH O
2
S14
Figure S10. COSY spectrum of 2
7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0
5.5
6.0
6.5
7.0
OH O
2
S15
Figure S11. HMBC spectrum of 2
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5
20
40
60
80
100
120
140
160
180
200
OH O
2
S16
Figure S12. NOESY spectrum of 2
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0
5.5
6.0
OH O
2
S17
Figure S13. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 3
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5Chemical Shift (ppm)
200 190 180 170 160 150 140 130 120 110 100 90 80 70 60 50 40 30 20 10Chemical Shift (ppm)
1H NMR
DEPT 135
13C NMR
OOH
H3
S18
Figure S14. HSQC of 3
2.0 1.9 1.8 1.7 1.6 1.5 1.4 1.3 1.2 1.1
15
20
25
30
35
40
45
50
6.50 6.25 6.00
128
136
144
OOH
H3
S19
Figure S15. COSY of 3
2.1 2.0 1.9 1.8 1.7 1.6 1.5 1.4 1.3 1.2 1.1
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2.0
2.1
OOH
H3
6.4 6.3 6.2 6.1
6.00
6.25
6.50
S20
Figure S16. HMBC of 3
6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
20
40
60
80
100
120
140
160
180
200
OOH
H 3
S21
Figure S17. NOESY of 3
7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0
5.5
6.0
6.5
7.0
OOH
H 3
S22
Figure S18. 1H (125M Hz) and 13C NMR of 4
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0Chemical Shift (ppm)
O
OHH
H
H
200 190 180 170 160 150 140 130 120 110 100 90 80 70 60 50 40 30 20Chemical Shift (ppm)
1H NMR
13C NMR
DEPT 135
4
S23
Figure S19. HSQC of 4
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
10
20
30
40
50
60
70
80
90
100
110
120
O
OHH
H
H
4
S24
Figure S20. 1H-1H COSY of 4
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0
5.5
6.0
O
OHH
H
H
4
S25
Figure S21. HMBC of 4
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
20
40
60
80
100
120
140
160
180
200
O
OHH
H
H
4
S26
Figure S22. NOESY of 4
2.6 2.5 2.4 2.3 2.2 2.1 2.0 1.9 1.8 1.7 1.6 1.5 1.4 1.3
1.0
1.5
2.0
2.5
3.0
3.5
O
OHH
H
H
4
S27
Figure S23. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 5
7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0Chemical Shift (ppm)
200 190 180 170 160 150 140 130 120 110 100 90 80 70 60 50 40 30 20 10Chemical Shift (ppm)
O
H
H
H
O
O
5
S28
Figure S24. HSQC of 5
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
10
20
30
40
50
60
70
80
90
100
110
120
O
H
H
H
O
O
5
S29
Figure S25. 1H-1H COSY of 5
5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0
5.5
O
H
H
H
O
O
5
S30
Figure S26. HMBC of 5
3.5 3.0 2.5 2.0 1.5 1.0
20
40
60
80
100
120
140
160
180
O
H
H
H
O
O
5
S31
Figure S27. NOESY of 5
3.0 2.5 2.0 1.5 1.0
1.0
1.5
2.0
2.5
3.0
O
H
H
H
O
O
5
S32
Figure S28. 1H (500M Hz) and 13C (125M Hz) NMR spectra of 6
10.0 9.5 9.0 8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5Chemical Shift (ppm)
152 144 136 128 120 112 104 96 88 80 72 64 56 48 40 32 24 16Chemical Shift (ppm)
H
H
OH
OH
6
S33
Figure S29. HSQC of 6
9.0 8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5
10
20
30
40
50
60
70
80
90
100
110
120
130
140
H
H
OH
OH
6
S34
Figure S30. 1H-1H COSY of 6
7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5
2.5
3.0
3.5
4.0
4.5
5.0
5.5
6.0
6.5
7.0
7.5
H
H
OH
OH
6
S35
Figure S31. HMBC of 6
7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5
10
20
30
40
50
60
70
80
90
100
110
120
130
140
H
H
OH
OH
6
S36
Figure S32. NOESY of 6
5.5 5.0 4.5 4.0 3.5 3.0 2.5
2.5
3.0
3.5
4.0
4.5
5.0
H
H
OH
OH
6
S37
Figure S33. 1H (500M Hz) and 13C (125M Hz) NMR and DEPT spectra of 7
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5Chemical Shift (ppm)
136 128 120 112 104 96 88 80 72 64 56 48 40 32 24 16Chemical Shift (ppm)
H
H
O
OH
7
S38
Figure S34. HSQC of 6
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
10
20
30
40
50
60
70
80
90
100
110
120
130
H
H
O
OH
7
S39
Figure S35. 1H-1H COSY of 6
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0
5.5
6.0
H
H
O
OH
7
S40
Figure S36. HMBC of 6
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
10
20
30
40
50
60
70
80
90
100
110
120
130
140
H
H
O
OH
7
S41
Figure S37. NOESY of 6
6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
5.0
5.5
6.0
H
H
O
OH
7
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