scra annex-c-03
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-
7/25/2019 scra Annex-C-03
1/3
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i,t:',lli
AI{I{EXIIRE'AI
tBAlfK'S \A$'{Ei
I.IHQ&qf
KmErpBq -c*&&
Thh
ir to
ecrt&
that
we
hava
h&ed the
at&nahedppsmt[eur
for
outwsrd
rcmnittsnsr*
i-om
$.C.R.A
of MIS
for sa
amount
of
.snd
ound
t
to be n compliance
ith the
eriterinprcvidedby SBP,Furtherwenlsaundertske o makegood he
[ets
n
csscof
any
brechlnon-rsmpliance
is-fr=vis
SFrs
c&e*rl*rt,
Uat
mey
be
h&hl&hted
during
any
subsquent
amdih
Itt
F'orm
Nol
Cuetodhn:
4ntb.trired
Sbrogorv-ll)
$,s,
h,,
riad$kulatorg.f2l
-
7/25/2019 scra Annex-C-03
2/3
A}TNEXURE'B'
Balance
wilable
in
SCRA
as
ou
Less
ast outward
emitteilce
'idp
SBp
rypr.oval
Ne.
dated
s
T0JrAt
cRE[){Xs
Credits
on
a/c
of
sale
proceerls
of shares
Credits
on
a/c
of divideads
t]redits
on
a/c
af inward
rernittances
Creditsonalchrrsfer from otherSCRAg
Total
se&s
ff,
TCITALDESTT$
Debits
on
a/b
ofpurchase
fshares
Debits
on#c of lacaldirbursements
Debib
sn a/c
of
outward
remithaneeside
SBp approlal
No.
dated
neUits
*naforsfurto
other
SCR s
Totql
deffis
Irbt balance
qrthe
date sf asication
-
7/25/2019 scra Annex-C-03
3/3
r)
r)
2)
3)
4)
s)
6)
b)
l)
2)
3)
4)
5)
6)
7,
8)
c)
$,rttg$mxRe
::t:Y,1t-Pest.whether
sp*cific
on
ca.se
o
case asis
or
standing
nshlctioils.
uopylres)
of
divide.nd(s)
warrantr;i*;
order{s).
----'r
copy(ies)
of
cash
tatement(s)reflectinscrrrent astr arance(s)n the$cRA aswpll a.q
fffn{t*
stafgrent
n
r,u'iJu;ffi?h
divictenct(s}
ur,
*rdit
d
n
he
ccoust.
^evloenc-e.
'g.
Cl)c
cartificat
*h.;d
investment'of
o,
rugi trrtion
of security
n
the
nane
of
&e
investor.
liqilTtt
*Suil*t
outwardremitlancc
f divirtends
n
case
ofpartiat
remittancas,
o
avoid
any
exae$s
utllorv.
&rsure
hat
he
souraeg
f
cradits
nto
he
SCRA are
not other
han
a)
Fareign
nwand
smittances
i.e.
FTT,
by debiting
an FCA
or VOSTR{)
account).
b)
Credits
due
o
saleproceeds
fshares
anddil.idends.
c)
Transfers
rom anotler SCRA. _
.P$pcEEqs
r,$r{sRsff.
Client
egnest
vhether
pecilic
on
case
o
case
basis
or
standing
nstnrctions.
The
elated
Sale
bitl
somthe
member
f
the
StockExchange f,owing
he
amount
of
sale
proceeds.
Where.the
Pecurity
s
on
the
Cenhal
Depository
System,
he
CDS's
ckonological
tstr$action
tatem*nt
howing
all
movements
fthe **c*ity'in the
name
of the nve..star
Only
the
gtatement
offoreign
investor's
ndividual
accousf
r his sub-accouflt
aintained
by theparticipantcf f;X'Sslrnul.J g 6s6i+ilteet.he stafement f ffoup accountor rnain
account
hould
not
be
accepte*
In
case
+'here
lre
s*cwity
is
not
on
th*
CDS.
r*pafridion should
only
be allowed
against
those
securities
hat
are
registered
n the
narne
of the foreign inveitor
anclnot
tJta
in
sbeet
name,
etc.
lash
stalement(s)
eflecting
he
arraitability
f
funds.
Enstne
hat
the
diffsrence
-between
the
date
of
credit
of sale
proceeds
n SCRA
and he
date
ofdebit
ofshmes
rom
the
cu,stody
hauld
not be
more
han hvo
vorking
days.
Vigilance
agaitst
outward
cruittance
f
sale
proceeds
n casee
f
partial
rimiliances
o
avoid
Bily
exce$s
utflow.
Esrgure
hat
he
sourc+s
f credits
nto
the
scRA arenot other hao
a)
Foreign
Inward
remittances
i.e.
FTT, by debiting
an FCA
or VOSTRO
account).
b)
Credits
due
o saleproceeds
f ehares nddividends.
ci
Transfers
rom
another
SCRA.
npsqr,T*gHs
1|
copy
of
inntructions
eceived
rom the
foreign
non-residentlient.
?)
Casl
statement(s)
eflecting
ar,railabilig
fttre
funds.
3i MainteruleeofCDC
recount{s}.
4)
Ensrne
hat
be
sources
fcredit-q
nto he
s(;RA
aresot cfher has
a)
Forergr-r
mt'ard
remittances
{i.e.
FTI, by debiting an FCA
or VOSTRO
account).
b) Credirs
due
c
sale
proceeds
f
shares
nddividenrls.
c)
Trmsfersfrom
anotler
SCRA.
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