appendix 12 nguoi noi bo va nguioi co lien quan report …

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sO GIAO Digi CHONG KHOAN WHO CHI MINH 56: 5145C DEN NO y. 421 fig Chuygn• Luru M sci PHV LVC SO 12 APPENDIX 12 BAO CAO KET QUA GIAO DICH CO PHIEU/CHING CHI QUI COA NGUOI NOI BO VA NGUI OI CO LIEN QUAN REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS (Ban hanh kern theo Thong tie sa 155/2015/TT-BTC ngay 06 thing 10 ndm 2015 clia Bd Tai chinh hiding doin cong bó thong tin tren thi truthig ch&ng khocin) (Promulgated with the Circular No I 55/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets) G HOA XA UQI CHU NGHIA 'VIET NAM DO Ip - Ty. do - I4nh phtic E SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Tp HCM, ngay 02 thcing 12 ntim 2020 BAO CA.0 KET QUA GIAO DICH CO PHIEU/CHITNG CHI QUI CEA NGU0I NO BO CVA CONG TY HAI CHUNG, NGU01 NOI B() CEA QUI DAI CHUNG VA, NGU01 CO LIEN QUAN CIJA NGU0I NOI BO REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh - lify ban Ching khoan Nha nuferc So Giao dich chung khoan Cong ty dai chung/ C8ng ty quan 1 guy To: - The State Securities Commission The Stock Exchange The public company/ The fund management company

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Page 1: APPENDIX 12 NGUOI NOI BO VA NGUIOI CO LIEN QUAN REPORT …

sO GIAO Digi CHONG KHOAN WHO CHI MINH

56: 5145C DEN NO y. 421

fig Chuygn•

Luru M sci

PHV LVC SO 12 APPENDIX 12

BAO CAO KET QUA GIAO DICH CO PHIEU/CHING CHI QUI COA NGUOI NOI BO VA NGUIOI CO LIEN QUAN

REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS

(Ban hanh kern theo Thong tie sa 155/2015/TT-BTC ngay 06 thing 10 ndm 2015 clia Bd Tai chinh hiding doin cong bó thong tin tren thi truthig ch&ng khocin)

(Promulgated with the Circular No I 55/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets)

G HOA XA UQI CHU NGHIA 'VIET NAM DO Ip - Ty. do - I4nh phtic

E SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

Tp HCM, ngay 02 thcing 12 ntim 2020

BAO CA.0 KET QUA GIAO DICH CO PHIEU/CHITNG CHI QUI CEA NGU0I NO BO CVA CONG TY HAI CHUNG, NGU01 NOI B() CEA QUI

DAI CHUNG VA, NGU01 CO LIEN QUAN CIJA NGU0I NOI BO REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND

CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF

INTERNAL PERSON

Kinh - lify ban Ching khoan Nha nuferc So Giao dich chung khoan Cong ty dai chung/ C8ng ty quan 1 guy

To: - The State Securities Commission The Stock Exchange The public company/ The fund management

company

Page 2: APPENDIX 12 NGUOI NOI BO VA NGUIOI CO LIEN QUAN REPORT …

1. Thong tin ve cá nhan/t8 eh& thvc hien giao dich/ Information on individual/ organization:

- H9 va ten cá nhan/Ten t6 chic/ Name of individual/organization: CTCP Chang khan Ban Viet

Queic tich/ Nationality: Wet Nam

- sti CMND, 110 chiau, The can cuarc (dOi voi cá nhan) hoc SO Giay chimg nhain dang 1(57 doanh nghiep, Giay phep hog dOng hoc giay to phap tucmg duong (doi vOi tã chic): 69/GCNTVLK ngay cap: 16/11/2007 nth cap: TTLKCKVN I ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue.

Dia chi lien he/Dia chi try so chinh/ Address: nap tai chink Bitexco, Tang 15, 02 Hcii Trait, P Ban Nghé, Q I, TP HCM

Dien thoai/ Telephone Fax. Email: Website:

- Chat vv hien nay tai Gong ty dai chang, c8ng ty pan 151 qup (neu c6) hoc m61 quan he vari cong ty dai chüng, Gong ty quan 1S, qup/ Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company:

Chirc vv tai cong ty dal chang, ding ty quan 15, qup tai ngay dang giao dich (neu co)/ Posittion in the public company, the fund management company at registration date (if any): ... va ngay lchong con la ngued nOi b0 hoc ngtrai c45 lien quan cM ngueri nt)i 1)0 dm ding ty dai chang, c6ng ty guar' 111. qup:

(neu ro 1)2 do) */ and date on which is no longer internal person or related person of internal person of the public company, the fund management company:

*: Myc nay chi death cho truerng hop chtra hit thoi hgn clang hj giao dich, dai Nam citing kj, khong con la nguyiri nOi bo hoac ngtreri co lien quan cita ngtreei nOi ba caa ding ty dgi chang, ding ty quan lj guy/ This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, the fund management company.

2. Th8ng tin ve ngued nOi b0 cña c8ng ty dal chimg/quydi chang la ngtrOi c6 lien quan cUa cá nhan/to eh& thvc hien giao dich (dai vOl trtrerng hop ngtrol thyv hien giao dich là ngtrui có lien quan ata ngtedri nai eta cUa cong ty dgi chang/qu9 dgi chang)I Information about internal person of the public company/public fund is related person of trading individual/organization (in case trader is related person of internal person of the public company/public fund):

1313 •

CONG CO PH

RING K

BAN 11

Page 3: APPENDIX 12 NGUOI NOI BO VA NGUIOI CO LIEN QUAN REPORT …

Ho va ten nguai nei be/ Name of internal person: Dinh ()wing Holm

QuOc tich/ Nationality: Viet Nam

SO CMND, HO chin, The can mot/ ID card/Passport No.:

Dia chi throng fru/ Permanent address:

- Dien thoai lien he/ Address: Fax: Email:

- Chirc vu tai c8ng ty dai chfing, ding ty quan 15, quy tai ngay cá nhan/tO chirc neu tai mix 1 dang 192 giao dich/ Posittion in the public company, the fund management company at date on which individual / organization referred to in paragraph 1 to register the transaction: ...

Chirc siv hien nay tai cong ty di chimg, ding ty quan 1' guy/ Currently posittion in the public company, the fund management company: Thanh Vien H31 Deng Quan Tri

MOi quan h gift cá nhan/tO chirc thuc hien giao dich vOi ngued nOi 1:10/ Relationship of individual/organization executing transaction with internal person: Pho tang Gicim Dec

Sa lugng, tS, 1 c6 phieu/chUng chi quy ma nguiyi nOi b clang nam gift (nu co)/ Number, ownership proportion of shares held by the internal Of any):

MA chUng khoan giao dich/ Securities code: DIG

Cac tai khoan giao dich cal c phieu/chUng chi quy nett tai muc 3/Trading account number with shares/fund certificates mentioned above: tai Ong ty chung khoan/ In securities company:

SO lugng, t l cO phi'eu/chung chi quy nAin gift truot lchi thuc hien giao dich/ Number, ownership proportion of shares/fund certificates held before transaction: 29,420,089 c phi'du (twang throng: 9.59%)

So lugng,c6 phieu/chimg chi quy clang lc/ mua/ban/cho/dugc cho/tAng/dugc tang/thira ke/chuyen nhugng/nhan chuyen nhugng/ Number of shares/fund certificates registered to purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred: : 29,420,089 co phieu.

SO lugng co phi'eu/chung chi qu da giao dich (mua/ban/cho/dugc cho/tang/dugc tang/thin Ice/chuyen nhugng/nhan chuyen nhugng/hoan doi) **/ Number of shares/fund certificates traded (purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred/swap): 29,420,089 ce phieu.

SO lugng, t9 1 c6t phieu/chimg chi quy narn gift sau lchi dive hien giao dich/ Number, ownership proportion of shares/fund certificates held after executing transaction: 0 a phieu (twang throng: 0%)

TY \ AN HOANI

Page 4: APPENDIX 12 NGUOI NOI BO VA NGUIOI CO LIEN QUAN REPORT …

Phucmg thirc giao dich/ Mode of transaction: Ciao dick thee: thufm tren So gine dick Chieng khocin TPHCM (HSX)

Thai gian thuc hien giao dich/ Transaction period: 02/12/2020

** (Trong tnrang hap khong unit hien het so luang tang 1c5r, nguei nOi 130/ ngued có lien quan phai giai trinh nguyen nhan.)/* (In case of failing to execute full registered number, the internal person/ related person of internal person shall need to explain the reasons.)

CA NHA' N/TO CHOC BAO CAO/ NGIrel1 MAX 17TY QUYEN CONG BO

THONG TIN NAME OF REPORTING

OR INDIVIDUAL/ PERSONS AUTHORIZED

TO DISCLOSE INFORMATION ghi rb" ho ten, clang dciu - neu có) -

(Signature, ful ,fie and seal - in case of . 8 ' ••Ze s on)

COG TV Co PHA,

CHUNG KHOA

BAN VI

'TO HAI TOng Giam Dere