Ngay b~t se buAi Ly do

Stt Thanh vien HDQT Clnrc vI}.d§u/khong hQp Ty I~ khongcon la thanh HDQT (%) tham dl)'vienHDQT tham du hop

CT HDQT tir1 O. Nguyen Tri~t CTHDQT 24/04/2013 02/02 100

TV HDQTtil'

2 6. Nguyen D(l'CThuan Thanh vien 2008 02/02 100

3 6. Thai Hoang Long Thanh vien TV HDQT ttl' 02/02 100

II. H(_)id6ng quan tr] (Bao cao nam 2015):

1. Thong tin v~ thanh vien H(_)id6ng quan tr] (HDQT)

Trong nam 2015, Hoi d6ng quan tri Cong ty dil t6 chirc hop hop dinh ky vao ngay10/6/2015 va ngay 11109/2015.

CM tich Hoi d6ng quan tri dil chu tri Dai h(li d6ng c6 dong thuong nien nam 2015 vaongay 18/06/2015 thanh cong t6t dep, voi ty l~ c6 dong tham du tren 68% c6 phan c6 quyen bieuquy~t.

Stt s6 Nghi quy~t/Quy~t dinh Ngay Noi dung

1 s6 021NQ- VNTB 18/06/2015 HQP D~i h(li d6ng c6 dong thuong niennam 2015

I. Hoat d(_)ngcua Dai h(_)id6ng cA dong:

Thong tin v~ cac cuoc hop va Nghi quyet/Quyet dinh cua Dai hQi d6ng c6 dong (bao g6m ca cacNghi quyet cua Dai h(li d6ng c6 dong diroc thong qua duoi hinh thirc l~y y kien bang van ban)

V6n di~u l~: 115.000.000.000d6ng (Ml}t tram mutri lam ty tf6ng)

Mil clnrng khoan: VTJ

Email: vntbinvest@vnn.vnf)i~n thoai: (08) 3956 0681 Fax: (08) 3956 0682

Ten cong ty niem y~t: Cong ty cA ph§n Thuong mai va D§u to' VI NA TA BA

Dia chi tru so chinh: 899, duong Ba Thang Hai, phuong 4, quan 11, TP HCM.

- Dy ban Chung khoan Nha nurrc- S&Giao djch Chung khoan

Kinh gfri:

BAa cAo TiNH HiNH QUAN TR! CONG TY NIEM YET(Narn 2015)

TP.HCM, ngay 26 thang 01 nam 2016se: QLjBC_HDQT

CQNG HOA xA.HQI CHUNGHIA ~T NAMD(_)cI~p - Tl)' do - Hanh ph tic

CONG TY CO PHAN1lI(fONG ~ VADAv Tl1 VI NA TABA

Phu luc 56 05BAo cAo TiNH HINH QUAN TR! CONG TY

(Ban henh kern theo ThOngtU's6 15512015fTT-BTG ngay 06 thang 10nem 2015 cuaB(J Tei chinh hU'ang dfJnGong b6 thong tin tren thi twang ctumi; khoan)

.::..::.~:~,,,02089~NG i'Y:PHAr.I~AIVA f);':.:ATA B)______../,r,p H6C~.~Ngay b~t

S8 bu6i Tyl~ Lydo

Stt Thanh vien BKS Chirc vI} dftu/khOng hQpBKS tham khOngeon Ia thanh tham dl}' dl}' tham dl}'vien BKS hqp hop

Khong con laNguyen Truong BKS Chuy€n d6i

1 6. Nguyen ThS Lang trucmg BKS nam 2015 eong tae

Khong con laThanh vienBKS nam ChuySn d6i

2 6. Le Viet Hung Thanh vien 2015 eong tae

III. Ban ki~m soat (Bao cao nam 2015)

1. Thong tin v~ thanh vien Ban Ki~m soat (BKS)

Tai Dai hQi d6ng e6 dong thuong nien nam 2015 da tiSn hanh bfru thay thS b6 sung haithanh vien Ban Kiern scat nhiem ky 2013 - 2018 voi thanh vien sau:

Stt se Ngh] quy~tl Ngay NQi dungQuy~t dinh

1 S601/NQ-VNTB 02/02/2015 Phe duyet KS Hoach Kinh doanh 2015

2 S604/NQ-VNTB 15/09/2015 Lua chon Cong ty kiem toan BCTC nam 2015Phe duyet kinh phi phat trien thi tnrong thuoc la

3 S605/NQ-VNTB 15/09/2015 baa narn 2015PM duyet dieu ehinh quy luang duoc trich nam

4 S6 06/NQ- VNTB 15/09/2015 2015

2. Hoat dQng giam sat ella HDQT d6i VOl Ban Giam d8e:

.H9i d6ng quan tri Cong ty da thuc hien viec giam sat d6i voi Ban Giam d6e va cac can b9quan ly cua Cong ty thong qua viec thea d5i, kiem tra cac baa cao tai chinh, cac baa cao thongke, cac baa cao kS hoach san xuat kinh doanh dinh ky, cac buoi hop giao ban cua Cong ty, nhamdam baa cac hoat dong san xuat kinh doanh cua Cong ty thirc hien dung thea cac quy dinh cuaphap luat va dung tinh than nghi quyet cua Dai hQi d6ng e6 dong.

Trang nam 2015, cong tac giarn sat cua H9i d6ng quan tri t~p trung vao cac nhiem vuchinh nhu: Thuc hien t6t Dai h9i e6 dong thirong nien nam 2015; tai co eau lai cac hoat dongkinh doanh chinh, cac khoan dfru ttr tai chinh cua Cong ty; d6ng thoi su dung cac nguon v6n hrud9ng va v6n yay co hieu qua, t~p trung phat trien cac nganh ngh€ lien quan dSn nganh thuoc la,tren tinh than thuc hien cac Nghi quyet cua H9i d6ng quan trio

3. Hoat dQng ella cac ti~u ban thuQe HQi d6ng quan tr]: Khfmg eo ti~u ban

4. Cac Ngh] quy~t/Quy~t djnh ciia HQi d6ng quan tr] (Bao cao nam 2015)

20104/2012TV HDQTtlr

4 6. Nguyen Van Thinh Thanh vien 24/0412013 02/02 100

B. Nguyen T Thu TV HDQTtir

5 Nguyet Thanh vien 2008 02/02 100

Lydo

Taikhoan Chu'c Bfa chi tr\) Thiri di~m ThO'i di~mS Ten til giao dfchV\) t~i

Sa Gi§y SO' chin hi b~t dfiu la khong conT chu'c/ca chu'ng NHS*, ngayT nhin khOlln ding ty c§p,noic§p Bfa chi lien ngU'iri co la ngU'o'jco

(n~u co) (n~u co) NSH h~ lien quan IiCnquan

2. Hoat di}ng giam sat ella BKS d6i VOl HDQT, Ban Giam d6c di~u hanh va c6 dong

Hoat dQng giam sat cua Ban kiem scat luon tuan thu Philp luat, dam bao tinh chinh xac,khach quan, cong khai va kip thoi,

Ban kiem scat kiern tra, giam sat viec quan ly dieu hanh Cong ty thong qua viec giam sathoat dong cua HDQT va Ban Giam D6c trong cong tac quan Iy, dieu hanh, viec chftp hanh luatphap, ch€ dQ chinh sach cua Nha mroc, viec thirc hien Nghi quyet cua Dai hQi d6ng c6 dong vadieu I~ Cong ty trong hoat dQng san xuftt kinh doanh.

HQi Dong Quan Tri, Ban Giam d6c dieu hanh da thuc hien t6t vai tro quan ly va dieuhanh Cong ty voi k€t qua dat dUQ'Ck€ hoach kinh doanh nam 2015 cao han k€ hoach Dai hoid6ng c6 dong thuong nien nam 2015 de ra.

Trong nam 2015, Ban kiem soat chua ghi nhan truong hop nao vi pham quy dinh vbtrach nhiern, nghia VlJ cua nguoi quan ly Cong ty va cling khong nhan duoc kien nghi hoackhieu nai nao cua c6 dong ve tinh hinh hoat dong cua Cong ty.

3. S\I'ph6i hop hoat di}ng gifra BKS d6i VOl hoat di}ng ella HDQT, Ban Giam d6c di~uhanh va cac can bi}quan Iy khac

HQi D6ng Quan Tri, Ban Giarn d6c dieu hanh cling da h6 tro va tao dieu kien de BanKiem SoM thirc hien chirc nang cua minh. Ban Kiem Soat nhan diroc dfty du tai lieu, thu moitham du cac cuoc hop cua HDQT va da cir nguoi tham du tftt ca cac cuoc hop cua HDQT. Cac ykien cua BKS giri den HDQT, Ban Giam d6c dieu hanh duoc phan h6i dfty du va kip thoi,

4. Ho~t di}ng khac ella BKS (N~u co)

IV. Dao tao v~ quan tri cong ty

Cac kh6a dao t;;tove quan tri cong ty rna cac tMnh vien HDQT, thanh vien BKS, Giam d6c(T6ng Giam d6c) dieu hanh, cac can bQ quan ly khac va Thu ky cong ty da tham gia thea quydinh ve quan tri cong ty

V. Danh sach v~ ngum co lien quan ella cong ty niem y~t theo quy dlnh t~i khoan 34 di~u6 Lu~t Chung khoan (Bao cao nam 2015) va giao dich ella ngum co lien quan ella cong tyvOichinh Cong ty

1. Danh sach ngum co lien quan ella cong ty

Bit dftu laTruong Truo-ng ban

3 Ba vn Thi Mai Thuy BKS 01107/2015 01101 100

Bit dftu laThanh vien thanh vien

4 Ba NguySn T Thu Binh BKS nam 2013 01101 100

Bit dftu laThanh vien thanh vien

5 Ba Nguyen Thi Dung BKS 18/06/2015 01101 100

Tai khoan CM"c S6 c6 Ty I~so"

Stt Ho ten giao djch vu t,i S6CMND/ Dja chi phi~u hun c6 Chi chuclnrng cong ty so·hun phieukhoan (n~u (n~u co) Hi} chi~u, cu6i ky cu6i ky

co) ngay c~p,nO'icap

4. Giao djch gifra cong ty vOi cac d6i tu(}'ngkhac

4.1"Giao dich gitra cong ty voi cong ty rna thanh vien HDQT, thanh vien Ban Ki~rn soat, Giamd6c (Tong Giam d6c) di€u hanh da va dang la thanh vien sang l~p hoac thanh vien HDQT, Giamd6c (T6ng Giam d6c) di€u hanh trong thai gian ba (03) nam tro lai day (tinh tai thoi diem l~pbao cao: Khong co

4.2. Giao dich gitra cong ty voi cong ty rna nguoi co lien quan cua thanh vien HDQT, thanh vienBan Kiern soar, Giam d6e (T6ng Giam d6e) di€u hanh la thanh vien HDQT, Giarn d6e (T6ngGiam d6c) di€u hanh: Khong co4.3. Cac giao dich khac cua cong ty (neu co) co th~ mang lai loi ieh v~t chat hoac phi v~t chatd6i voi thanh vien lIDQT, thanh vien Ban Ki~m soat, Giam d6e (T6ng Giam d6c) di€u hanh:Khong co

VI. Giao djch c6 phi~u cua nguoo ni}ibi}va nguoi lien quan cua nguoo ni}ibi}nam 2015:

1. Danh sach nguoi n9i b9 va nguoi co lien quan cua ngiroi n9i b9: (Dinh kern danh sach)

Ten cong ty Thiri S6IuQ'ng,Quan S6 con, cong ty di~m ty I~ n~m

Nguoi thue h~ v6'i CM"c VI.! CMNDIH Dja chi doCTNY giao giu"co ChiStt hi~n giao ngu'o"i t,i CTNY hQchi~u, . . djch phi~u sau

djch nQibQ ngay cap, naJ?l quyen khi giao chu

not cap kiem soat dich

3. Giao djch gifra ngutri ni}i bi}cong ty niem y~t, nguoo co lien quan ciia nguot ni}i bi}vOicong ty con, cong ty do cong ty niem y~t niim quyen ki~m soat

M6i S6 Ci~y S6 Nghjquan h~ Dja chi S6 IU'I]"ng,ty I~

Tent6 lien NHS*,tru SO" Thili di~m quy~t/Quy~t n~m giu"c6

Stt clnrc/ca ngay c~p, chinh/ giao djch djnh ciia phi~u sau khi Chiquan noi dip DHDCDIHDQ chunhan vo"i NSH) Dja chi VOl cong ty T ... thong giao djchcong ty lien h~ qua(n~u co)

2. Giao djch gifra cong ty vOi nguiri co lien quan cua cong ty; ho~c gifra cong ty vOi c6dong Ion, nguei ni}i bi}, nguei co lien quan ciia nguoi ni}i bi}

:NG T't)' PHA~MAl VA DA

,~TAB,.c.:>. PHOS:~::~,~

VII. Cac v§o d~ do luu y khac Khong co.

S8 c8 phi~u so' S8 c8 phieu so' htru Ly do tang, giilm.NgU"oithuc hi~n giao Quan h~ v6i c8 hfru d~u ky cu8i ky (mua, ban,Stt djch dong nQi bQ chuyen d8i,

S8 c8 TYI~ S8 c8 Ty I~phi~u phi~u thuong ...)

1 Nguyen Tri€t 67.500 0,592 67.500 0,5922 Nguyen Due Thuan 76.300 0,669 76.300 0,6693 Nguyen Thj Thu Nguyet 20.000 0,175 20.000 0,1754 Nguyen Van Thjnh 30.000 0,263 30.000 0,263

2. Giao dich cua nguoi n9i h9 va nguoi co lien quan d6i voi c6 phieu cua cong ty niem y~t

Ulikhoan Chrrc Ty I~giao s6 c&djch VI} t~i S6CMNDI phieu so· hfru

cong ty HQchi~u, cliStt Ho ten chung (n~u ngaydp, Dja chi so· hfru phieu Ghi chukhoan co) noi cap cu6ik}' cu6ik}'(n~uco)

1 Nguy~n CT 020225117; 33 dm'rng 8, khu dan elfTri~t HDQT 03/10/2011; ven song Tan Phong 67.500 0,592

HCM Quan 7HCMThl'mh

Nguy~n Due vien 021912218; 565/70 Nguy~n Trai P72 Thu~n HDQT- 09/12/2008; 76.300 0,669Q5HCM

GD HCMPhan Thi Bao 565/70 Nguyen Trai P7

Phugng 020857115 Q5HCM 0 0 M!fruotNguyen Thi 565/70 Nguyen Trai P7Thu Thuy 020857116 Q5HCM 0 0 Chi ruot

Nguyen Dire 565/70 Nguyen Trai P7Thanh 020857118 Q5HCM 0 0 Anh ruot

Nguyen Dtrc 565/70 Nguyen Trai P7Tin 020857117 Q5HCM 0 0 Anh ruot

Nguyen Thi 565/70 Nguyen Trai P7Thu Huang 022381963 Q5HCM 0 0 Em ruot

Nguyjn Ngoc 565/70 Nguyen Trai P7Nga 021851068 Q5HCM 0 0 Vq

Nguyen Thuy 565/70 Nguyen Trai P7Th\lc Uyen 024735275 Q5HCM 0 0 Con ruot

Nguyen Thuy 565/70 Nguyen Trai P7 Con ruotTram Anh Q5HCM 0 0 (con nho)

Nguy~n Thj Thanh 020403164; 125 Ba Huyen Thanh3 Thu Nguy~t vien 07/06/2000; Quan, P.9, Q.3, 20.000 0.175

HDQT HCM TP.HCM

NguySn Thu 020020984; 10011 Nguyen DInhThuy 1110111995; Chi€u P da kao QI Me ruot

HCM TPHCM

Le Ngoc Van 023664096; 125 Ba Huy~n Thanh Con ruotVy 20112/2013; Quan, P.9, Q.3, TP.HCMHCM

Le Ng9c Hai 024088144; 125 Ba Huyen Thanh Con ruotHCM Quan, P.9, Q.3, TP.HCM

Le Ngoc 025731767; 125 Ba Huyen ThanhHiSu 16/07/2013; Anh mOt

HCM Quan, P.9, Q.3, TP.HCM

Thai Hoang Thanh 022383492; B15-8 C/c Khanh HQi4 Long vien 07/07/2010; 1, 360C B~n Van Dbn

HDQT HCM PIQ4TpHCM 0 0

DANH SACH NGUOl NQI BQ vA NGUOl co LIEN QUAN CVA NGUOI NQI BQ

Cong ty CP T6ng 991GCNTVL Lftu 3, S6 Toa nhaChung khoan giam K; Central Park, 117-119 300.000 3,632 Cong ty

Nh~t Vi¢t d6c 1211112008 Nguyen Du, P. B~n lien quanThanh, Q.l, TP.HCM

Bili Thi Hao 023888997; C19-C20 Ap Moi 1, Tan

2010412001 Xuan, Hoc Mon, Tp Mv ruotHCM

Trftn Thj 024163901 B15-8 C/c Khanh HOi 1,XuanHang c~p 360C B~n Van D6n PI Vq

2011012003 Q4TpHCM

Thai Hoang B15-8 C/c Khanh HOi 1,Khoi 360C B~n Van D6n PI Con ruot

Q4TpHCM

Thai Hoang B15-8 C/c Khanh HOi 1,Van Khanh 360C B~n Van D6n PI Con ruot

Q4TpHCM

Thai Hoang 022383530 C19-C20 Ap Mai 1, TanGiang dp Xuan, Hoc Mon, Tp Em ruot

08/04/2000 HCM

Nguy~n Van Thanh 011536705; 987 Hang Ha, Chiroug5 Thjnh vien 18/05/2011; Duong, Hoan Kiem, Ha 30.000 0.263

HDQT Ha NiH Noi

6 Nguy~n Th€ 0202590751; 108/24V Trftn QuangTong Ph6GD 02/5/2008; Di~u PI4-Q3--

TP.HCM Tv.HCM 0 0

Nguyen this6 1 -,19 i.e B chung cu

Thuy QuynhGo Dau 2 - Truong Vinh Chj ruotky - Quan Tan phu -Tp.HCM 0 0

Nguyen thi 16 - duong B6 - PI2-QMy Huang tan Binh - Tp.HCM 0 0

Chj ruot

Nguyen 10411 An Binh -P5-Q5-Dinh Hai Tp.HCM 0 0

Em ruot

Nguyen Hfru 165 Huynh van Banh -D<;lt P12 -QPhu Nhuan - Em ruot

Tp.HCM 0 0

Nguyen thi 108/24 V Tran QuangMinh Hoan Di¢u -P14 - Q3 - Em ruot

Tp.HCM 0 0

Nguyen Dire 53 Nguyen San - PhuToan Thanh - Q Tan Phu - Em ruot

Tp.HCM 0 0

Nguyen Van 108/24 V Trftn QuangTuyen Di¢u -P14 - Q3 - Em ruot

Tp.HCM 0 0

Vii.Thj Mai Trufrng 026021991; 36 Trjnh Dinh Thao, B7 1.08 Cc Toa Nba Sen

Thuy BKS 11/07/2015; Xanh, P.Hoa Th~nh,Tp.HCM Q.Tiin Phu, Tv.HCM 0 0

vo Dtrc Tuy 270854890;0 DI5, KP5, P.Tan Hiep, Cha0911012000; Bien Hoa, D6ng Nai 0 0

CA D6ngNai

Trinh Thi 270044917;DI5, KP5, P.Tan Hi~p,

Thuyet 31/0112007; Bien Hoa, D6ng NaiMy

CA D6ngNai 0 0

Hoang Quang 026021990; 36 Trinh Dinh Thao, B1.08 Cc Toa Nha Sen Ch6ngHiSn 11107/2015; Xanh, P.Hoa Th;;mh,Tp.HCM o.rs» Phu, Tp.HCM 0 0

VUDire 271512641; DI5, KP5, P.Tan Hi~p, Anh ruotThanh 01108/2001; Bien Hoa, D6ng NaiCA D6ngNai 0 0Thanh 025219397; 82/2/38 Dinh Bi} Linh,

8 Nguy~n Th] vien 04/03/2010; P26, Qu~n Binh Thanh,Thu Binh BKS CAHCM Tp.HCM 0 0

025419849; 82/2/38 Dinh BQ Linh,Nguyen Van 06/0412011; P26, Quan Binh Th~nh,

Thang CA.HCM Tp.HCM 0 0 Cha ruot025419850; 82/2/38 Dinh BQ Linh,

Doan Thi 06/0412011; P26, Quan Binh Thanh,Tinh CA.HCM Tp.HCM 0 0 My ruot

023897236; 82/2/38 Dinh BQ Linh,Nguyen Thi 3010512010; P26, Quan Binh Thanh,Kim Cue CA.HCM Tp.HCM 0 0 Chi ruot

025079949; 8212138 Dinh BQ Linh,NguySn Tu~n 08/04/2009; P26, Quan Binh Thanh, -~)502099_

Dung CA.HCM Tp.HCM 0 0 Em ruot ~Thanh 142361607; Can BL14, Chung err ')NGTY

9 Nguy~n Thi vien 28/07/2009; Beehome, 16 Nguy~n -JPHANDung BKS CAHiii f)u-c Thuan, P13, Qu~n MAl VA OAU

Dmrnz Tan Binh 0 0

~142498926; 576 duong Trftn HungNguyen Van 26/10/2006; Dao, phuOng NgQc Cha ~Chi€n CAHili Chau, TP Hili Duong,

Duong tinh Hili Duong 0 0

141279778; 576 duong Trftn HungNguySn Thi 19/04/2000; D~o, phuOng NgQc

Thuy CAHili MvChau, TP Hili Duong,Duong tinh Hili Duong 0 0

Nguyen Hoai261112048; Can BLl4, Chung cu12/08/2009; Beehome, 16 Nguyen ChongNhan CABinh Dire Thu~n, P13, Quan

Thuan TanBinh 0 0

142743274Nguyen Thi 27/7/2000; t6 dan ph6 D6ng Til 1,

Quyen CAHili Phuong Phil LiSn, Quan Em ruotDuong Ki€n An, TP. Hili Phong

0 0

NguySn Thi576 duong Trftn Hung

Em ruotDao, phuOng NsocNgQcUyen o. (Can nho)Chau, TP Hili Duong,

tinh Hili Duong 0 0

~Trufrng 023711127; 16 I' Hung Phu, F9,Cao Phmrc phOng 31103/2015; Q8,HCM 0 0

10 Thlii Hoa TC-KT Tp.HCM

020883695; 16 I'Hung Phil, F9, Q8, MvPhan Kim

23111/2009, HCM 0 0Lang

Tp,HCM

351485461; 16 I'Hung Phil, F9, Q8, VgTr~n Thj Kim 011C0507/0812010; HCM 0 0

Loan 6726An Giang

023818532; 16 I'Hung Phil, F9, Q8, Em ruotCao Phiroc31112/2014; HCM 0 0

Khanh HoaTp,HCM