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ONG TY TNHH QUAN LY QUY SSI 6 .1 C Ngo Quyen, Ouan Hean Kiem, Ha N¢i

MST: 0102333992

BAO cAo TAI CHiNH Quy 4 Nam 2019

ke toan ua kinh doanh huyen tien t$ ao cao tai chinh i nh bien d(>ng V5n Chu SO' hCi'u

NO'i nh~n: LU'U CONG TY

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Cong ty TNHH Quan ly quy SSI 1 C Ngo Quyen - Hean Kiem - Ha Noi

Mflu s6 801 - CTQ (Ban hanh theo TT s6 125/2011 rrT-BTC

ngay 05/09/2011 cua B¢ Tai Chinh)

BANG CAN 001 KE TOAN Tei ngay 31 thang 12 nem 2019

Don vi ttnn: aong

Taisan Mas6 Thuyl!t minh

Tai ngay 31 thang 12 nam 2019

s6 dAu ky (0110112019)

2 3 4 5

I. Ti~n Vcl ~~ khoan IU'O'O_!!_ dU'O'ng ti~n _

1. Ti~n

2. Ca~ khoan tvO'ng dliO'ng ti~n

~I. cac k~~an d~u tll' tai chinh~an nan

1. 0au tlf ng~n ha_0 khac

2. DV' phong ton thM tai san ~-- -·-- Ill. cac khoan phai thu ngan han i --- 1. Phai thu cua kha~~~ang _

2. Tra trLYO'C cha ngLl'O'i ban

2. Phai thu n¢i b¢ ngiln __ h_an_

~- Phai thu heat dong n9h_ie.,_,.· p_v-'v _

5. Cac khoan phai thu khac

~Dl,I' phong phai thu kh6 doi (*)

,)V:_Tai sa~ ngan nan khac _

1. Chi phi tra trLl'O'C ng~n nan

100

---1---110

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--r __ 1_21

129

130

-----------

- 1· Thue va cac khoan phai thu Nha nuoc 5. Tai sa~_11_giln han khac

~ TAI SAN DAI H~N

- Nguyen gia

: Gia tri hao man luy ke (*)

2. Tai san c6 dinh vO hi_nh _

- Nguyen gi_a _

--------- I. Tai san c6 djnh .

1. Tai san c6 dinh hCYu hinh

• Gia trj hao m~>n luy ke (*)

1

1v. Tai san d~ h9n kha.£

1. Chi phi tra trU'O'C dai han

2. Cac khoan ky quy, ky CU'_2'C

3. Tai s_an thue thu_nhap hoa_:1 la,_i _

4. 0au ILi' dai nan khac

120_1-

131

132

111.1

111.2

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133 --1---

134

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111.3

135 --+--- 139

150

151

111.4

·1-------1-

111.5

152

153 ~-5

200

I 21oj 111.6 _

_ ._?_!_:I__ _ 6. 1 212 - -- 213 -1----

217

218

219

260

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6.2 --4--

111.7

261

-,?.§2 ~63

264

75,165,694,841

10,379,708,605 ,

61,3~4.255

____ 10,318,374,350

49,807,546,390

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(~.081,638,018)

23,277_._~91,661 I 13.763,!!30,510

11,330,994,000

____ 869.357.89~ I 1.580.132,081_,

132,938,329,741

48,671,418,633

82,078,630

48,589,340,003

60,277,884,598

61,996~1 ~.978 ,_

(1,718,935,38.2.)_

8,755,050,558

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711,1~4,8491 1,_214,609,~~

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---1--

TOng c¢ng tai san 270

_ 11,707,871,213

475,82~216

330,680,628 302,479,980

1,605,248,782 2,023,575,348

1,115,390,003 235,972,000

18,720,000

1,132,293,642 1,132,293,642 --- (1,132,293,642) (1,113,573,642)

1,115,390,003 217,252,000 ,

2,269,366,195 1,134,366,195

(1,153,976,192) !~17,114,195)

489,_858, 779 1,787,603,348

474,858,779 1,193,728,348 ---· 15,000,000 -- 593,875,000

-- -

134,543,578,523 77,189,270,189

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T~i ngay 31 thang 12 nam 2019

s6 dAu ky (01/01/2019)

~- NQ' PHAI TRL

:!i2' ngan h~n M. Vayngan~

~ NQU'O'i mua tra trll'O'C tien __ _ __

r· Thue v~ cac khoan phai n¢p Nha nvoc __

:5. Phai tra cong nhan vien

16. Chi phi p_hai tra_

?~~ai tra phai nop k~

11. NQ' dai han

-i-314_j_ 111.8 315

316

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2. Quy dl,J' ph6ng thi$t hai cho_nha dau tU'

B. NguOn vim chu s6' h[l'u r -- ---- 1. Ngu6n v6n _

1. Nguon v6n kinh doanh ----- 10. Quy khac thUOC vOn Chll SO' hCru I- -- . -- --- 11. LQ'i nh~an sau thue cnua phan phoi _

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410 6,000,000,000 -- 1-- --

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300

310

311

312

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36,120,042,541 ~--+----

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T6ng_ c¢ng nguOn v6n 430 134,543,578,519 77,189,270,189

cac chi tieu ngoai bang can d6i k~ toan

Chi tieu Mas6 Thuyet minh

T~i ngay 31 thang 12 nam 2019 s6 dau ky (01/01/2019)

1. Tai san co dinh thue nqoai

2 yat Ill' nh$n giCr ho _

3. Tai san nh$n ky CU'(,)'C

4. Na kh6 doi da xu· ly i--. ---· --- 5_~goc;1i 1$ cac loc;1i

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007

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T~i ngay 31 thang 12 nam 2019

s6 dau ky (01/01/2019)

h 1. Cac khoan l)hai tra cua nha d~u_ tv uy mac 051 111.13 1,079,946,149 1,085,045,843

Ngooi l~p bi~u Kil toan tn.F6'ng

V Pham Thanh Hll'ong Mai Huyen Ngoc

L~p, ngay 20 thang 01 nam 2020

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Miu s6 B02 - CTQ (Ban nanh theo TT s6 125/2011/TT-BTC

ngay 05/09/2011 cua B¢ Tai Chlnh)

BAO cAo KET QUA HO~ T OQNG KINH DOANH Quy 4 nam 2019

Chi tieu

2J C~c knoan gia~ trll' doanh thu

3J doanh tnu thuan

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Cong ty TNHH Quan ly quy SSI

1 C NgO Quylm - Hean Ki~m - Ha Nc;,i

Miu s6 801 - CTQ

(Ban hanh theo TT s612512011/TT-BTC

ngay 05/09/2011 coa BQ Tai Chinh}

BAO cAo LU'U CHUYEN Tl~N T~ Quy 4 nam 2019

Chitieu

CHUYEN TIEN _TU' HCl~_QNG KINH DOANH __

- K a hao TSCO

- C c ~!':l l~p d~ng

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12

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27

28

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41

42

43

44

45

46

47

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54

55

56

60

70

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M!u so B09 - CTQ (Ban hanh theo TT so 125/2011/TT-BTC

ngay 05/09/2011 cua Bo Tai Chinh)

THUYET MINH BAO cAo TAI CHINH Quy 4 nam 2019

11 o c~1fM HO~T o¢NG CUA oOANH NGHltP - in thlfc so hO'u von: Cong ty TNHH Quan 1,;, quy SSI la cong ty TNHH mot thanh vien dU'O'C tnann l~p tneo Quyet dinh so 194/2007/Ql>-SSI cua ~on t cci phan chlfng khoan Sai Gen ngav 1/4/2007 va hoar dong theo Giay phep thanh lip va heat dong so 19/UBCK-GP ngay 3/8/2007 do Uy ban

9hU' g khoan nha Ol(O'C cap. ~- n V\l'C hoat d9ng: Quan ly Quy, quan ly danh muc dau tU' 3- o g so nhan vien: 33 ngu>6'i .\- h ng anh hllang quan trong den tlnh hlnh klnh doanh trong nam bao cao (,. C i H sAcH Kf TOAN AP DVNG T~I l>O'N VI 1- C do ke toan ap dung: Che dO ke toan ap dung cha Cong ty quan ly quy dl\u tU' chung khoan ban hanh thee Quyet dinh s6 125/2011/TT-BTC ngay ?5/ 9 2011 cua so tai chinh r i n do) ke toan: bilt dau tlf 01/01 ket thuc vao ngay 31/12 hang nam ,_ alvi tien te sir d1,1ng trong ghl chep ke roan va nguyen tile, phU'ang phap chuyen doi cac dong tien khac: I> n vi tien ti\ sir d1,1ng trong ghi chep ke roan la l>ong Viet nam

f N U en t~C va phU'CYng phap chuyen doi cac dong tien khac: thee ty gia th\l'C te tai thai diem phat sinh nghiep Vl,I ~- 1 thlfc so ke toan ;ip d1,1ng: Nhit ky chung II. H, NG TIN s6 SUNG CHO cAc KHOAN MVC TREN BAO cAo TAI CHiNH

I

Orm vi tinh: dong

11.t. I nen NQidung __

1.1. Tien m~t I------ - - -- 1.2. Tien giri ngan hang _ -- _ _ _ --- _ _ ~ _ - Tien giri khbng ky h.in __ __ _ __ __ __ __ __

~~~ ---- - -- --------- o Ngan hong 8/DV - chi nh6nh Ha Thanh -· __ Ngan hong Ngor;,i thU'crng Viet Nam Tien gU'i tQi ngan hang Shinhan Ha Noi ~ ·- -- -- -- -- - -- - Tien glfi c6 thb'i nan thu hoi khOng qua ba thang k«! tit ngay glfi Ngan hong TMCP Soi Gan - Ha Noi Ngan hang TMCP Dau tU' va ph6t trien Viet Nam

Tong c(lng

,_ -- 82,078,630

__ 17,352,526,383

~ 000, 000~00Q 48,671,418,631

Tien ngo~I te

0

47,916,1791 142,246,173 ,-- 1,188,897,439 ~ 536,093,752

32,000,000,000. 11,000,000,000 , 67,005,096,040

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T~i ngay I 31/1212019

T;,i ngay 30/09/2019

USO

EUR

~p

_Nguyente

--l-

I-

34,334.~_j_

Tygia

-- 25,805.63

VND

886,Q_i l,085

__ l, 122,695,811

9,916,095,735

1,901,31s.839 I __ 101,313.21

__ 37,143.39

Ty gia VND

28,377.25

865,798,098

1,054,027,264

18,156,615,173 Total

111.2( Cac khoan dau tlf tal chinh ngin h;,n __ N(lldung

1--- -- -- -- - Ti~n giri c6 thai h9n thu hoi tre~a thang ke tll ngay glli :!gon hang TMCP Soi Gan - Ho NQi .

Ton_g_ c(lng

T~i ngay ± T~i ngay ~12/2019 30/09{20!_9 _

9,500,000,000 1 __ 6,000,000,000 9,500,000,000

1 hO'P dong tien glfi t.ii Ngan hang TMCP Sai Gen - Ha NOi 6 thang v6'i l~i suat 6.6%

TOnJ!. c(ln.J!.

6,000,000,000

T~ingay __ 30/09/2019

-- --- --- -i- 49,1.72,319,978 ~ 10,567,859,217 1- ~24,500,00Q_ 3,324,500,000 ,

52,496,819,978 13,892,359,217

1.i. Cac khoan phai thu ho;,t dong nghiep V\I

3.1. Ph.II thu t(t hoat d(lng quan ly quy Phi qua~ quy dau tU' thanh vien SSIIMF - - - Phi quan ly quy dau tll LO'i the canh tranh ben vCtng SSI ( SSI - SCA) Phi quan ly quy ETF SSIAM VNX50 J'_hi quan ly quy SSIBF __ __ __ __ __ _ __ Tong c(lng 3.2. Phai thu heat dong quan ly danh muc dau tlf

IPFiai thupm tltcachO'poong quanlv dan~ muc dauw __ -- -_ --

T;,ingay __ __ 31/lJ./2019 _

285,83_~.33~ 644,230,210 ~.025,16~ __ 66,518, 700

1,~95,6~_7,406

__ T~ingay 30/09/2019 ~2,916,66.? _610,917,939

95,001,301 ~10~ __ 913,945,008

haTthupni tfiirongwhc;tpaong quan Tycfanh mvc dautll' - 'l<ingcQrig- -- -- -- --

.3. Phaithitir ho;,t dong tlf van dilu tlf chvng khoan Phai thu tit heat dong nr van dau ttr cua to chuc Phai thu tit ho;,t dong ttr van dauwDSCAP II - T6n_1 co~ _ __ __ __ __ _

-- -- ---· - ---- -- -- -- --·-- -- -- _ 3,583,632,573

i3.4. Phal thu tir ho;,t dong quan ly dliu ttr chvng khoan_ _ Phi tv van dau tlf Quy SIF Phi nr van dau t;, Qu9 UCITS Tong cong 3.5 Ph.Ii thu tit ho;,t d~ng ph~ hanh va mua l;,i ch_LJ'_IIK cfirg_uy Phi phat hanh__ __ __

__ 2,118,673,_7l_8 ~_17,867~ ,_ _516,215,702 _ 618,017,266 _2,634,889,430 -- 3,235,884,549 _

-- -- __ ,__ -- --

-- 25,42-1,234 \ -- 204,334,335 _, -- _§186,157 31,989,367 _ 68,607,391

8,755,050,634 _236,323,702 9,303,089,337

11.4. I Cac khoan phai thu ng~n h;,n khac _ __T;,ingay_~ T;,ingay

,_!'!:!_ai th~i tien ~ -- -- - - -- -- -- - -- -- 31/12/2019_ _ -30/09/2019 Phai thu co tu-c - --- -- - -- --- -·- -- --· -- __ J _ 152,498,626 ~2,054,792

-- --- --- -- -•-- -- -- c~_khoan phai_!_~u khac -- 2,322,489,209 2,519,720,188

Tron_g_d6: Phai thu lai tien gll'i cua HO tien gU'i tren 3 thang Ph.ii thu lai tien _1lri cu~tien gll'i khong_g_u:i° 3 thang

T6n_1 c¢ng

__ 1,717,80! 150,780,818 152,498,626

111.J;, I Tai san IU'U d9ng khac

-- -- -- -- ---

711,134,849

11116.I n; san co dinh 6.1. Tai san co djnh hfru hlnh

Chi tieu 1. Nguyen gia isa dU' dau ky -- -- -- --· 2. 56tangtrong ~ -- -- __ __

Trong d6: Mua silm m6'i -- -- -- - - -- -- --- -- Xciy dr,mg m6'i 3. 56 giam trong ky ' Trang d6: _- _--_--__- __

Thanh ly NniiQ'ngoan -- - -­ ?:huyensang7:-CDC- -- -- ,4.SodU'cuoiky _- _- -- 11. Gia tr! hao mon 1_2§ dtrdau ky-- 2. Tang trong ky 3. Giam trong ky 4. S6dtr cu6i ky - Ill. Gia tr] con l;,i l, 56 dtr dau ky 2. s6 dU' cuoi k;-

M6ym6c

~ietL

,_ 136,810,000 1- 707,356,699 1- 288,126,943

Nhocvo vQt kien true

_707,356,699

Thiet bi ~phong

Tang cQng

-- -- -- ,-- -- -- ---------- --· -- -- -- -- -- --- -- -- --,

-- --- ,-- --- --- _,_ -- --- - - -- _, -- -- __ , __ -- --

_ 28s,126,943 I _1.132.293,642

-- -- -- ,-- -- --

6.2. Tai san c6 djnh vo hinh

Chi tieu

,Trong d6: _ __ __ __ __ _ Thanh ly __ __ __ __ __ Nhc.tO'ng ban 4.So dU' cuoi ky _ - -=--- __ __ 11. Gia tr] hao men L?_~dtr ciau ky - .?_._Tan_!I trong ky _ 3. Giam trong ky 4:S6 dtl cuoi k~- -

Quyen sirditng /lot

1. Nguyen gia __ __ __ -1- -- -- -- 1.S6 dv dau ky __ __ __ __ 2.2£_ tang t!ong ky __ __ __ __ __ __ Trong do: 'M~asamm6'i - --- --- -- -- --- 1-- --

Xciyd11ngm6'i 3. 56 gi6m rrang ky__ - __ --=__-

Phanmem

~.219,366,1_95_ ,_ __50,000,000

Tai son vo hlnh kh6c

__ , -- -- __ , __ --· -- -,

-- -- -- - --

~070,906,5~ _ ~069,665

Tong cQng

~219,366,~ -- 50,000,000

----·- -- 50,000,000

-- -- --- ,-- -- --

_2,269,366.~

--- - _ 1,070,906,527 -- 83,069,665

L 1·

111.7

f- - - - -- - - - - - - - - - - - - ·- - - - - - -~ 11.Giatriconlqi .--- __ • . S6 dv dau ky _ _ _ _ _ ·- _ _ _ _ 1,148,459,668 _ __ · _ 1,148,459,668

~- So dv cu6i ky 1,115,390,003 1,115,390,003

~ai san dai h~n khac Tqi ngay T9ingay __ Nl)i ~ung __

- - -- - - - -- ·- - -- - ~hi phi tra trvcc dai h~ -·

cac kho~.!:l_kY quy, ky cv<1c_

- - -- --- -I 30/09/2019

- - -- -- _,_ - --- -1- -------

______ ,_

-- - - - --t-

31/12/2019

~74,858,7~1- _2!_4,191,32?_

-- 15,000,000 _ _ 15,000,~

T6n_g_ cong 489,858,779 729,191,325

I I

I I

I

Khoan ky cv<1c ky quy la tien chuyen truoc d~t coc cho COng ty CP t~p dean Mai Linh, Cong ty CP Vinasun de SU' d1,1ng djch vu taxi thanh roan

bang the.

111.$. I Thue va cac khoan phal n9p nha nvac NOi dung T91 ngay T9i ngay 31/12/2019 30/09/2019

~ethu nh~p ca nhan_ -- -- _ _ -- -- --· _ -- -- _ 456,943,857 -- 117,464,585 Thue GTGT 61,994,884 Thue nha thau _ _ _ __ _ _ _ _ __ __ __ __ _ _ 43,469,204 ·__.J

Thue thu nh~p doanh nghiep _ _ _ __ -· _ _ _ _ _ 6,565,079,006 1,630,553,212 Ton;_ CQ_l1l 7_,127,486,951 1,748,017,797

111~-1 Cac khoan phai tra, phai n9p ngin h9n khac ______ NQidung __ -· _ _ __ T9ingay Tqingay

31/12/2019 30/09/2019

Phai tra bao hiem y te, bao hiem x~ hQi, BHTN 210,119,705 206,231,705 Phai tra phi dich vv phan phoi quy SIF, UCITS cho CFAL 4,963,502,299 3,645,488,672 Phai tra phi djch vv duy tri tai khoan quy SIF, UCITS - 4 334,377,339 Phai tra phi phat Hanh va mua l~i. phi tai knoan ph~n ph6i ccq 145,821,483 87,507,916 Phai tra khac phi kiem toan va nr van - 140,000,000 70,000,000 Phai tra knac - 1,634,751,939 U19,62s>ss

Ton_g_ c9ng 7,094,195,430 -5,963,231,390,

I I I

1, I

IU.1Q Ti&n gLPi cua nha dau tU' uy thac _ __ __ NQi dung___ _ _ __ Tqi ngay _ Tqi ngay

31/12/2019 30/09/2019 s6 dv dau ky -- -- -- -- -- _ 52,857,007,209 130,766,137,677 ~~trong ky __ __ __ __ _ 99,285,009,755 128,985,457,395 So giam trong ky (113,478,651,708) {206,894,587,863) s6 dlt cuoi ky 38,663,365,256 52,857,007,209

ltl.1i1 Danh m\lc cua nha dAu tU' uy thac _NQidung_

I

I I

12,1, Nha dau nr uy thac trong nucc Danh mvc co phieu_ _ _ _ _ _ 486,076,224,319 541,724,320,404 §nhmvcCP{NDTVHM) 1,874,800,000 _ 2,745,572,947

Danh rnuc trai phieu 12,2, NM dau tu uy thac nvci'c ngoai 'Danh rnuc c6 phieu 26,772,689,682 26,761,896,971

~~~~ ----- --- --- T6ng c9ng 514,723,714,001 571,231,790,322

11.~ 2 Cilc khoiln phill thu cua nha aau 111 uy thic

1

NQidung __

--------

I

1, I

Phai thu l~i tien g&i Ph.ii th~ai trai phieu -- -- --

Phai th u co tU'C Phai thu tien ban Chvng knoan _

Phai th u khac

T9i ngay + T9i ngay , 31/12/2019 -- 30/09/2019

_ ~.835,616 - f 4,387:_474,00f_ - -5,000 - - -- -- - -· - - -· _ _ 7~900,000 _

T6n_g_ c{jn_g_

111113 Cac khoan phal tra cua nhA dAu tU' uy thac

1,

2,647,377[_ 2,647,377 5,136,021,377\ 21,487,993

T9i ngay [ T~I ngay _ _ 31l_1~20~ . 30/09/2019 _,

Phai tra phi QLDM _ __ __. _ _ _ 982,371,287 _ 1,774,724,846 Phai tra thue va cac lo~i khac __ __ _ + 63,432,615 130,625,110

---------

II

thai tra tien mua CK Phai tra tien phi hru ky 18,790,886 21,399,576 I~ - -- - - - - - - - - - -· ~ i,!".hai tra phi mOi gi6'i giao oich __ _ _ _ _ 969,670 _ 3,750,825 Phai tra phi chuyen khoan chtrng khoan 131,347 303,293 Phai tra khac 14,250,3~5 14,140,345 Tc:ing c9ng 1,079,946,149 1,944,943,995

h I II

•.. I 1.1 ll. Tinh hinh thY'c hi~n nghla vy vo,i Nha mroc

CHi TIEU So con phai So phat sinh trong ky Luy ke tll' dau nam se con phai

Mas6 n¢p d~u ky Sb oh.ii nee se da noo S6 ohai noo soda noP n6P cu6i ky

. T~~J 10 1,748,017,797 6.493,573,856 1,114,104,699 6,493,573,856 1,114,104,699 7,127,486,954

1. h Je Tieu th1,1 dijc biet 11 - - - - -

2. hJ!fl GTGT 12 61,994,884 61,994,884 - 61,994,884

13 h11e TNDN 13 1,630,553.212 5,661,487,192 726,961,398 5,661,487,192 726,961,398 6,565,079 006

4. tiue Nha dat 14 - - - -

5. In n thue dat 15 - - - - -

6. hue TN ca nhan 16 117,464,585 684,776,168 345 296,896 684,776,168 345,296,896 456,943,857

7. lc C loai !hue khac (thue nha thau) 17 85,315,612 41,846,405 85,315,612 41,846 405 43,469 207

II. C re khoan phai n¢p khac 20 - - - - -

1. C ac khoan phi' le phi 21 - - - - -

2. Ciic khoan ohai nQD khac 22 - - - - -

T nb cong (30 = 10 + 20) 30 1,748,017,797 6,493,573,856 1,114,104,699 6,493,573,856 1,114,104,699 7,127,486,954

I I I I

I

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I ' I

I I

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IIJ.1 oanh thu t(t hoat d9ng n_g_hiet)_ Vl,I -· N9idung -· 1 Quy4nam2019

5.1. Doanh thu hoqt di)ng quan ly Quy dau tU' chLtng khoan hf quan ly Quy dau tlf thanh vien SSI {SSIIMF) hi quan ly Quy Oau tU' Lqi the canh tranh ben vu-ng SSI (S51 SC/\) ' hi quim ly Quy ETF SSIAM HNX30 _ __ _ _ _ _ _ _ _ _

:Phi quan ly Quy SSIBF f9ng - - - _ _ _ __ _ _ _ _ _ 15.2. Doanh thu ho;1t dc)ng quan ly danh muc Phi quan Iv_ danh mvc dau tu tren tai khoan_ktl_ach han.!L_ _ _ _ _ _ _ _

Phi quan ly tlt ho'e_ do~ quan ly d_a_nh m....l/_C dau tlf c6 phiguanly_ va _e.hf thU'6'ng_ _ _ _I_ 798,913,547

Ci)ng i5:i"°Doanh th~ tlt ho9t d9ng tU' v11n dau tU' Doanh thu tu heat dong tv van dau tir trong nuoc D~nh thu t~oat don_g_ tU' van dau tU' nuoc n_g_oai

Cc)ng 1s.iooanh thu tlt heat dl)ng quan ly dau tU' chitng khoan Phi quan ly dau tU' Quy SIF Phi _g_uan ly dau nr Quy l!_Q_TS _ _ _ _ _ _

C9!1g - - - - - -· - ~.5 ~anh thu tu- ho9t ~ng e_hat hanh va mua 19i chirng chi quy

~hip~athanhchvngchi~y ~hi !!:_Ua l~ch(tng c!!!_ qu­

CQ~ - - - -

- - - ,

- - - - ----

_428,750,00it_ 428,750,0Q.!_ 1,966,324,743 _ 1,683,762,948

__ 298,788,549 __ 287,253,265 _ 196,582,108 _ 200,581,4~,

3,527,127,911 711,595,896

--- ---·-----

_ ~_Q.!..089,17_4

680,000,00()_ _ ~3c815,352._

-- 901,089,174 \ _ 1,583,815,355

,_ ------~----- _ 2,120,523,241 ~- ~616,7.03,540 _ 516,641,402 _ _ 617,749,758_ _ 2,~~.164,64~ _ 3,234,453,298

_159,093,413 , 1~.310,175

_ 323,403,58! 11,078,144,264

_ 539,383,696 _ 368,543,97~ _ ~,927,6~,

11,905,210,860

ll111~ Doanh thu tlt ho9t dl)ng tai chinh __________ Nc)idung Quy4nam2019~ Quy3nam2019 Lai tien gt'.ri Ngan hang _ _ _ _ _ _ _ _ _ __ _ __ _ 188,449,928 _ 648,056,266 Cottrc -· 152,500,000 0

Hoannh~pdvphongchLtngkhoan _ __ __ _ _ _ _ _ _ _ _ O O

Lai kinh doanh chung khoan Chenh lech ty gia hoi doai _ _ _ _

Ton_g_ ci)ng . _ _ . _ -J _ 32,831,506,771~ 284,319,507

________ I__ _ 77,939,016 _ 1,963,268 33,250,395,77S 934,339,041

IIJ.1!7 Chi phi t(t ho;1t dc)ng tai chinh _________ Nc)idung Quy4nam2019 Quy3nam2019_

Chi phi kinh doanh chtrng khoan 108,228,249 825,411,268 ~V' phong giam gia cmrng khoan ngan han _ _ _ _ _ _ _ _ _ _ _ 1,438,237,000 _ _ _ _ Hean nh~p di/ phbng giam gia chvng khoan ngan nan {757,938,268) Chenh lech ty gia hoi doai {7,581,193) 130,718,543

- Ton_g_ cc)n_g_: 1,538,884,056 198,191,543

1.is Chi phi quan ly doanh nghiep

- - -- - - Chi phi nhan vien Chi phi khau hao TSCO _ _ __ _ Chi phi cOng CV, dung Cl,I Chi phi tU' v~kiem to~n Thue, phi va 1e phi j 44s,3o5,ooo7 448.305,ooo --- -- - -- -· -- - - - - - ----- -~'- ---

_ _ _ _ Quy 4 nam 2019 ~ Quy 3 nam 2019 _ _ _ _ ::_c 4,099,484,588 _ _ 1,800,140,487 - - - - -1- - 3,121,634 - - 3,126,331 _ ~,740,288 _ ~~654,813

Chi phi djch vv mua ngoai ~~ti~h~ - -- -· - -- - Chi phithueVP _ Cac chi phi khac

' Ton_8. c9ng_:

- -- ----· --

------------

287,090,339~ _ 163,546,088 _ 101,350,058 _ 103,447,928_ _ 55,953,351 _ ~90,97~ _1,223,058,356 _ 475,068,30.?_

6,283,103,614 3,079,379,927

llj.19 Chi phi ho9t d9ng nghitp v1,1

----·-- - Chi phi nhan vien Chi phfkhauhao TSCO - - -- - - - Chiphili~qu~i;;oLPPch(rngchiQuyvaQLDM - - - -- - - - - Chi phi bo ph~n nghiep vv Thue, phi phai n<)p - Chi phi chia se phi tlf viec quan ly quy _ _ _ _ __ .. _ _ _ _ _ Chi phi tu van dau tu _ __ _ _ _ _ _ _ _ _ __

- -- -- -----

------- - ---- 1- ---- -

Ton_8. cc)n_g_:

__ 332,292,822 L _ 422,432,353 8,013,653,427 l 6,064_,885,749

11.20. Giai thfch va thuyet minh ml)t s6 tlnh hinh va ket qua ho~t d9ng kinh doanh: 0.1. i+oat dOng quan ly quy

,_ T6ng s6 Quy dang thl/C hien quan ly: 4 Ti>ng so v6n cua cac Quy dal'I_II_ tmrc hi~n_g_uan ly ·

Quy dau nr thanh vien ss~ 343,000,000,000

Quy lqi the canh tranh ben vli'ng SSI (S51-SCA) 237,366,291,100

Quy ETF SSIAMHNX30 142,000,000,000

Quy dau tu trai phieu SSI (SSIBF) 66,4b2, 788,300

i>ng cQng 788,829,079~400

- ~6 lu-qng Quy l~p trong quy : 0

hi thu dU'O'C trong ky : Phi quan ly quy: Phi phat hanh va phi mua l~i chung chi quy mb:

3,213,848,989 7,890,445,401 323,403,588

o.lqac hoQt dong khdc cua c6ng ty quan /y quy. ~g ai roQt d6ng quon ly Qu9 dau tv thanh vien 551, Quji dau tv IQ'i the c9nh tronh bi?n vii'ng 551, Quy ETF 55/AM HNX30, Quy dou tu Trai phieu 551. Con 1jY con ttwc hi~n mot s6 noo dang rv van dClU tV vb quan ly danh muc dou tu ch&ng khoan cho Quji thanh l6p tQi Chau Au va ccic hoQt dong

Lu · Iv donh mvc dou tv, noo: dong w doanh va hoQt dong tv v6n dau tV ch&ng khoan.

11.~1 I Mot so chi tieu danh gia khai quat thl/C tr~ng tai chinh va ket qua ho~t dong kinh doanh cua cong ty _ _ Chi tieu _ _ _ _ _ I oan vj tinh J

Bi> tri CO' cau ta! san Tai san co djnh/T6ng tai sao 1- % f 0.83_!._l. 112% Tai san hru dong/Tong tai san _ _ _ _ _ _ _ _r:_ % _ _ _ _ 99.17~L- _ 98.88%'

-------

Kha nang thanh toan r~i~ 00' phai t,a-tren t6ng tai san (NQ' phai tro/t6ng toi son) Kha nang thanh toan hien hanh - Toi s6n ,;;;;iio~N(J'-;;gr,;-;;Q;; _ _ _ -- -- -- -- _

--------------- -· --··- ------- - -- -- _ .% _ L __ 12.6~ _ _ 7.53% _

__ _ Lan _, 7.79 - - -- -,-- -- -- --

Lan 7.79

_ Liln _\ _ __ 2.85

R0.13%

-~--, 16.97%

% 19.43%

13.03

Kha nang thanh roan nhanh (Toi son tvu dQn~Hbng t5n kho)/NQ' ngan hQn Kha nang thanh roan b~ng ti~n (Tien vo cac khoan tvang dvang tien/NQ' ng6n h9n) _ _ _

Ty suat IQ'i nhu~n ~t :~:: :~: ~~~:~ :~:~ ~~~nh thu - - -~ ~ ~--- -\ --- - % ---- j~- ~ - --~ r _- ~ -- (LQ'i nhu6n sau thue/Tong tai son) T~~t IO'i nhu~n tren von chu sb hCi'u _ _ _ _ _ '

{LQ'i nhuQn SOU thui/Von chu SO' hiru)

13.03

. - ,_ --- - 8.69

79.21%

------- 2.71%

2.93%

Oanh gia ti>ng quat cac chi ti~u: Cac chi tieu tai chinh tot ll).2j2 Ph11ang h116'ng klnh doanh trong ky t6'i: Til!p t1,1c phat trien cac Quy m6'i vii gia tang khach hang uy that quan ly danh rnuc dau tv, tang v6n

6 de dfy mfnh ho~t dQng t,,r doanh.

lfl.:U. Cac klen nghj: Hoan thitn hO'n nu-ache di;, ke toan cho Cong ty Quan ly quy

Ng11i>'i l~p bii!u Ke to.In tr116'ng

V Ph~m Thanh H11ang

>, ... C:

~

1 a •0

I

,0 (/) ,::::) ::c (.)

z 0 > (!) z ,Q Q z

<LU ai ::c z 'j: ::c z 'i= 0 ·< (.)

0 -< ID

u <O

·~ Q

~ '~ ?g ~ ~<~

't~ ,o ~~