bao cao tinh hinh quan tri ngan hang - vietcombank

NGAN HANG TMCP

NGOAI THlTONG VIET NAM

Dja chi try sa chinh: 198 Tran Quang Khai, Ha Noi

Ma so DN: 0100112437

(cap thay doi Ian 11 ngay 07/11/2014)

S6^W/vcb-CL&TKTH

CQNG H6A XA H0I CHU NGHIAVIET NAMDoc lap - Tu- do - Hanh phiic

Ha Noi, ngayZCthdng 07 nam 2016

BAO CAO TINH HINH QUAN TRI NGAN HANG

6 THANG DAU NAM 2016

Kinh gui: - Uy ban chung khoan Nha nirac

- Sa Giao dich Chung khoan TP. Ho Chi Minh

Ten cong ty niem yet: Ngan hang Thuang mai Co phan Ngoai thuang Viet Nam

Dja chi try so" chinh: so 198 Tran Quang Khai, Ha Noi

Dien thoai: (84.4)39343137; Fax: (84.4) 39360049/38269067

Email: p tkhdqt.ho(g)vietcombank.com.vn

Von dieu le: 26.650.203.340.000 dong

Ma chu-ng khoan: VCB

I. HOAT DONG CUA DAI HOI DONG CO DONG

Ngay 15/4/2016, Ngan hang TMCP Ngoai thuang Viet Nam

(Vietcombank) da to chuc phien hop Dai hoi dong cd dong (DHDCD) thuang

nien Ian thu 9. Tren ca sa cac bao cao, ta trinh va qua qua trinh thao luan,

DHDCD da thong qua cac noi dung chinh sau day:

TT So Nghj

quyet

Ngay Noi dung

1 09/TN2016/

NQ-DHDCD

15/4/2016 Thong qua cac noi dung:

- Cac bao cao ciia: HDQT, cua Ban dieu

hanh, Ban kiem soat ve hoat dong nam 2015

va dinh huang hoat dong nam 2016.

1/45

TT So Nghj

quyet

Ngay Noi dung

- Bao cao tai chinh 2015 dugc kiem toan va

dugc Ban kiem soat tham dinh;

- Dinh huong va cac chi tieu hoat dong kinh

doanh chinh nam 2016 do HDQT trinh

DHDCD;

- Phuong an phan phoi lgi nhuan nam 2015;

- Muc thu lao cho Hoi dong quan tri va Ban

kiem soat nam 2016;

- Phuang an tang von dieu le bang viec phat

hanh co phieu thuang vai ty le 35% cho co

dong hien huu va phat hanh co phieu rieng le.

II. HOAT DONG CUA HOI DONG QUAN TRI (HDQT)

1. Thong tin ve thanh vien HDQT:

Trong 6 thang dau nam 2016, HDQT Ngan hang TMCP Ngoai Thuang

Viet Nam (VCB) da to chuc hop 39 phien (6 phien toan the va 19 phien theo ca

che thuang true va 14 Ian lay y kien bang van ban) de dinh huong, chi dao hoat

dong cua VCB trong tung thai ky, xem xet quyet djnh cac cong viec thuoc tham

quyen xu ly cua HDQT, cung nhu trao doi ve mot so chuyen de cu the khac.

TT Thanh vien Chuc vu Ngay bat So buoi Ty le Ly do

HDQT dau la hop tham khong

thanh vien HDQT du hop tham hop

HDQT tham du•

1Nghiem

Xuan Thanh

Chu tich

HDQT01/11/2014 39/39 100%

Pham Quang TV

2 Dung HDQT,

TGD

01/11/2014 39/39 100%

Nguyen TV

3 Danh Luang HDQT,

PTGD

02/10/2014 6/6 100%

2/45

TT Thanh vien

HDQT

Chucvu•

Ngay bat

dau la

thanh vien

HDQT

So buoi

hop

HDQT

tham du•

Ty le

tham

du hop

Ly do

khong

tham hop

4

Yutaka Abe TV

HDQT,

PTGD

30/09/2012 6/6 100%

5Le Thi Hoa TV

HDQT25/04/2013 39/39 100%

6Nguyen

Manh Hung

TV

HDQT26/12/2014 39/39 100%

7

Nguyen Thi

Dung

TV

HDQT

doc lap

25/04/2013 6/6 100%

Ghi chit:

: Cac ong Nguyen Danh Luang va Yutaka Abe la cac TV HDQTkiem nhiem, chi tinhty le tham gia hop doi vai cac phien hop toan the; Ngoai ra, can cu tinh chat tirng vuviec cu the, thanh vien HDQT Nguyen Danh Luang co the duac mai tham du cacphien hop thuang true nhung khong thong ke tai bang neu tren;: Bd Nguyen ThiDung la TV HDQT doc lap, chi tham gia cac phien hop toan the;

2. Hoat dong giam sat cua HDQT doi vol Ban dieu hanh (Tong giam

doc va cac Pho Tong giam doc):

Hoat dong giam sat cua HDQT doi vai Ban dieu hanh dugc thuc hien theo

Quy che quan tri noi bp ciia ngan hang. Ben canh do, Tong Giam doc cung dong

thai la TV HDQT do vay luon dam bao sir giam sat ciia HDQT trong hoat dong

dieu hanh. Tai cac phien hop thuang ky cua HDQT, Tong Giam doc co bao cao

ve moi mat hoat dong ciia ngan hang; bao cao viec trien khai thuc hien cac Nghj

quyet cua Dai hoi dong co dong (DHDCD), cac Nghj quyet, Quyet dinh cua

HDQT; bao cao mot so chuyen de theo yeu cau ciia HDQT. Mat khac, viec giam

sat ciia HDQT con dugc the hien thong qua hoat dong ciia bp may giam sat

thuoc Ban kiem soat. HDQT da giao cho Ban kiem soat dinh ky hang thang

kiem tra va bao cao tinh hinh thuc hien cac Nghj quyet, Quyet dinh ciia HDQT.

Trong 6 thang dau nam nay, bam sat dien bien thi truong, quan triet cac

phuong cham va quan diem chi dao dieu hanh da dat ra, HDQT da chi dao toan

3/45

he thong nghiem tuc thuc hien cac chii truong, chinh sach ciia Chinh phii,

NHNN; dam nhiem va hoan thanh tot cac nhiem vu dugc giao, gop phan on djnh

vT mo va thiic day tang truong kinh te xa hoi, the hien vai tro tien phong, vj the

ciia mot NHTM chii dao trong he thong. Viec phan cong nhiem vu dugc HDQT

thuc hien chi tiet tai tung vj tri lanh dao. Cung vai do, VCB da co nhieu doi mai

trong chi dao dieu hanh dac biet la vai cong tac khach hang; cong tac lap, giao

ke hoach, dieu hanh kinh doanh bam sat ke hoach, danh gia ke hoach; kjp thai

ghi nhan va xu ly cac vuong mac phat sinh ciia cac chi nhanh; de cao cong tac

quan tri riii ro. Viec ket noi chat che giua Chi nhanh va TSC, giua VCB vai cac

ca quan chuc nang trong cong tac xii ly thu hoi ng co van de da tiep tuc tao ra

nhung chuyen bien quan trong trong cong tac xii ly, thu hoi ng xau, ng ngoai

bang.

Cong tac kiem tra giam sat ciia VCB co nhieu buoc chuyen bien, bp may

Kiem tra npi bp tai Tru Sa chinh va cac khu vuc da phat huy dugc vai tro va vj

tri dpc lap trong viec kiem tra, giam sat, canh bao nii ro. Cong tac kiem tra, kiem

soat da bao quat cac llnh vuc hoat dong va dugc thuc hien co trgng tarn; chat

lugng cac khuyen nghj, ghi nhan dugc nang cao.

Doi vai viec trien khai cac du an nang cao nang lire quan trj va hoat dong,

HDQT da thuang xuyen giam sat, danh gia va co chi dao quyet liet, thuang

xuyen, kjp thai. Nguon nhan luc cho cong tac quan trj du an dupe chii trong tang

cuong, quy che quan ly du an dugc ra soat hoan thien... do do tien dp va chat

lugng trien khai nhieu du an da dugc kiem soat tot.

3. Hoat dong cua cac Uy ban thuoc HDQT:

Hien tai VCB co 03 Uy ban thuoc HDQT la: Uy ban Quan ly nii ro, Uy

ban Nhan sir va Uy ban Chien luge. Cac Uy ban hoat dong theo Quy che to chuc

va hoat dong ciia tung Uy ban do HDQT ban hanh.

Uy ban Quan ly nii ro tham mini cho HDQT trong viec phe duyet cac

chinh sach va djnh huong phii hop trong tung thai ky lien quan den cac loai nii

ro (nii ro tin dung, nii ro thj truong, nii ro hoat dong...), bao gom ca viec xac

djnh cac ty le, gioi han/han che va miic dp chap nhan nii ro ciia Ngan hang.

Trong nam 6 thang dau nam 2016, Uy ban Quan ly nii ro da to chuc 2 phien hop

djnh ky, phoi hop voi cac phong ban co lien quan de tiep tuc xay dung va hoan

thien cac quy che ciia VCB, tham mini de xuat cho HDQT ve cac chien luge,j

chinh sach quan ly nii ro, cac bien phap phong ngua nii ro tren nhieu mat hoat4/45

dong. Uy ban cung dong vai tro tich cue trong viec xiic tien trien khai cac sang

kien nham tung buoc ap dung Basel II theo 16 trinh da dugc phe duyet.

Uy ban nhan sir la uy ban co vai tro tham muu, tu van cho HDQT doi vaif » r t J *

cac van de lien quan den nhan sir, che dp tien luong, thu lao, tien thuang va cac

chinh sach dai ngp khac ciia VCB. Sau khi dupe dong bp cac van ban quy che ve

quan ly can bp, UBNS da tich cue, chii dong trong viec danh gia quan ly can bp

thuoc phan cap tham quyen. Trong thai gian qua, viec bo nhiem, bo nhiem lai

cac chuc vu lanh dao thuoc Tru So chinh va cac don vj kinh doanh deu dupe

thong qua boi UBNS, gop phan nang cao nang lire, chat lugng trong viec quan

ly can bo.

Uy ban Chien luge tham muu cho HDQT trong viec xay dung chien luge

phat triln kinh doanh ciia Ngan hang, bao gom ca danh gia thuc trang, muc tieutong thi, tarn nhin dai han, djnh huong chien luge, cac chi tieu kinh doanh chotung giai doan, giai phap va 16 trinh thuc hien. Uy ban da tham muu cho HDQT

trong viec dua ra cac djnh huong hoat dong ciia nam; dau moi chuan bj bao cao,

lam viec vai cac don vj lien quan ve viec danh gia thuc hien De an tai co cau

ngan hang, tham gia xay dung phuong an tang von dieu le.

4. Cac Nghj quyet cua HDQT:

Trong 6 thang dau nam 2016, HDQT da ban hanh 159 nghj quyet. Chi tiet

dupe thong ke 6 Phu luc 01 dinh kern.

III. BAN KIEM SOAT

1. Thong tin ve thanh vien BKS

TTThanh

vien BKSChuc vu

•

Ngay batdau/khong

con la thanh

vien BKS

So buoi

hop BKStham du

•

Tyletham

dir hop

Lydokhong

tham du•

h9P

1 Ba TruongLe Hien

Truong ThangBKS 6/2008

2/2 100%

2 Ba La ThjHong Minh

Thanh

vien

BKS

Thang6/2008

2/2 100%

3 Ba Do ThjMai Huong

Thanh

vien

BKS

Thang6/2008

2/2 100%

5/45

TTThanh

vien BKS

Ba Vu ThjBich Van

Chuc vu

Thanh

vien

BKS

Ngay batdau/khong

con la thanh

vien BKS

Thang4/2011

So buoi

hop BKStham du

2/2

Tyletham

du hop

100%

Lydokhong

tham du

hop

2. Hoat dong giam sat cua BKS doi vol HDQT, Ban Giam doc dieu

hanh va co dong:

BKS da thuc hien giam sat HDQT, BDH trong viec thuc hien cac djnh

huong va muc tieu kinh doanh nam 2016 ciia VCB dugc DHDCD thong qua,giam sat viec tuan thu quy djnh ciia phap luat, Dieu le Ngan hang trong viecquan tri, dieu hanh. Nhin chung, trong 6 thang dau nam 2016, HDQT va BDHda chi dao, dieu hanh hoat dong kinh doanh ciia VCB theo diing muc tieu, cac

chi tieu kinh doanh dat kit qua tot so vai ke hoach de ra; HDQT va BDH datuan thu cac quy djnh ciia Luat TCTD va Dieu le Ngan hang trong quan trj, dieu

hanh.

Thuc hien theo quy djnh cua Luat TCTD, BKS da thuc hien theo doi danhsach co dong sang lap, co dong Ion va ngudi co lien quan ciia TV HDQT, TV

BKS, TGD va cap nhat thong tin djnh ky. Trong 06 thang dau nam 2016, taiVCB phat sinh mot giao djch npi bp mua co phieu VCB, giao djch dugc thuchien diing quy djnh ve cong bo thong tin tren thj truong chung khoan.

3. Su phoi hop hoat dong giua BKS doi vol hoat dong cua HDQT,

Ban Giam doc dieu hanh va cac can bo quan ly khac:

Thuc hien Quy che quan trj npi bp VCB, BKS thuang xuyen tham gia cac

cupc hop thuang xuyen/djnh ky ciia HDQT/thuong true HDQT, cac cupc hopgiao ban hang thang ciia BDH. BKS cung dupe cung cap cac thong tin, tai lieuve cong tac quan ly, dieu hanh va hoat dong kinh doanh ciia ngan hang phuc vucho viec kiem soat ciia BKS. Cac thanh vien BKS dugc tham gia cac khoa hoc,

hoi thao nghiep vu nhim nang cao kien thuc quan trj, dieu hanh ngan hang.

Thong qua hoat dong kilm soat, BKS da dua ra cac de xuat, kien nghj vaiHDQT, BDH cac bien phap tang cuang kiem soat, giam thieu nii ro, dam bao

tuan thu cac quy dinh cua Phap luat, Dieu le va cac quy djnh npi bp, gop phan

6/45

nang cao chat lugng, hieu qua hoat dong cua Ngan hang va hoan thanh tot nhiem

vu kinh doanh 6 thang dau nam 2016 ciia VCB.

4. Hoat dong khac cua BKS (neu co):

Trong 06 thang dau nam 2016, BKS da thuc hien cong tac tham djnh

BCTC nam 2015 va 06 thang dau nam 2016, to chuc thuc hien 08 cupc kiem

toan npi bp doi vai cac hoat dong nghiep vu tai cac Chi nhanh, thuc hien giam

sat vai cac mang hoat dong ciia ngan hang, theo doi viec tuan thu cac ty le dam

bao an toan...

Trong 6 thang dau nam 2016, BKS dang trien khai Du an nang cao nang

luc kiem toan npi bp theo yeu cau ciia Hiep uoc von Basel II va Du an kiem

toan cong nghe thong tin, thuc hien dao tao can bp thuoc BKS...

IV. DAO TAO VE QUAN TRI

Cac khoa dao tao ve quan trj cong ty dugc HDQT, Ban dieu hanh bo tri

tham gia trong thai gian phii hop.

7/45

V. DANH SACH VE NGlTCfl CO LIEN QUAN

1. Danh sach ve nguoi co lien quan

TT

TEN TO

CHlTC/CA

NHAN

TAI KHOAN

GIAO DICH

CHUNGKHOAN

(NEU CO)

CHlTC

VU•

SO CMND /

DKKD

Dja chi Tru Sochinh

Thoi diem

bat dau la

nguoi co lienquan

Thoi diem

khong con languoi co lien

quan

Lydo

I HOI DONG QUAN TRI

1NGHIEM XUAN

THANH

Chii tich

HDQT

198 Tran QuangKhai, Hoan

Kiem, Ha Npi

01/11/2014

2PHAM QUANGDUNG

Uy vien

HDQT,

Tongr

Giam doc

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

01/11/2014

3NGUYEN DANH

LUTJNG

UV

HDQT,

PHO

TONG

GIAM

DOC

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

02/10/2014

4NGUYEN MANH

HUNG

UYVIEN

HDQT

198 Tran Quang

Khai, Hoan26/12/2014

8/45

,. . . .._•.,. -... • •,.. .

7

II

TEN TO

CHUC/CA

NHAN

LE THI HOA

YUTAKA ABE

NGUYEN THJ

DUNG

TAIKHOAN

GIAO DICH

CHUNGKHOAN

(NEU CO)

BAN KIEM SOAT

TRUONG LE

HIEN

LA THI HONG

CHlTC

V\J

UY VIEN

HDQT

UYVIEN

HDQT,

PHO

TONG

GIAM

DOC

UY VIEN

HDQT

TRTJ6NG

BKS

THANH

SO CMND /

DKKD

Dia chi Tru So• •

chinh

Kiem, Ha Npi


Kiem, Ha Npi


Kiem, Ha Npi

198 Tran Quang

Khai, Hoanr

Kiem, Ha Npi

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

198 Tran Quang

9/45

Thoi diem

bat dau la

nguoi co lienquan

25/4/2013

25/4/2013

25/4/2013

25/4/2013

25/4/2013

Thoi diem


quan

•-•-

Lydo

TT

TEN TO

CHUt/CA

NHAN

TAIKHOAN

GIAO DICH

CHUNG

KHOAN

(NEU CO)

CHlTC

VU•

SO CMND /

DKKD

Dja chi Tru Sochinh

Thoi diem

bat dau la

nguoi co lienquan

Thoi diem


quan

Lydo

MINH VIEN

BKS

Khai, Hoan

Kiem, Ha Npi

3DO THI MAI

HUONG

THANH

VIEN

BKS

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

25/4/2013

4VU THI BICH

VAN

THANH

VIEN

BKS

25 Ly ThuangKiet, Hoan

Kiem, Ha Npi

25/4/2013

III BAN DIEU HANH

1PHAM QUANG

DUNG

TONG

giAmDOC

Da neu tai muc 1.2

2NGUYEN THI

KIM OANH

PHO

TONG

GIAM

DOC

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

26/12/2014

3TRUONG THI

THUYNGA

PHO

TONG

So 5 Me Linh

Quan 1 Tp HCM1/12/2012

10/45

1 "• -

TT

TEN TO

CHLTC/CA

NHAN

TAI KHOAN

GIAO DICH

CHUNG

KHOAN

(NEU CO)

CHlTC SO CMND /

DKKD

Dja chi Tru Sochinh

Thoi diem

bat dau la

nguoi co lienquan

Thoi diem


quan

Lydo

GIAM

DOC

4DAO MINH

TUAN

PHO

TONG

GIAM

DOC

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

15/6/2012

5 DAO HAO

PHO

TONG

GIAM

DOC

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

1/8/2015

6PHAM THANH

HAPHO

TGD


Kiem, Ha Npi

1/8/2015

7PHAM MANH

THANG

PHO

TONG

GIAM

DOC

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

10/3/2014

8 DINH THI THAIPHO

TONG

>


01/6/2015

11/45

JMJhH- iyi^Mi

TT

TEN TO

CHUC/CA

NHAN

TAIKHOAN

GIAO DICH

CHUNG

KHOAN

(NEU CO)

CHlTC

vySO CMND /

DKKD

Dja chi Tru Sochinh

Thoi diem

bat dau la

nguoi co lienquan

Thoi diem


quan

Lydo

GIAM

DOC

Kiem, Ha Npi

9NGUYEN DANH

WONG

PHO

TONG

GIAM

DOC

Da neu tai muc 1.3

10 YUTAKA ABE

PHO

TONG

giAmDOC

Da neu tai muc 1.6

IV KE TOAN TRUTJNG

1

PHUNG

NGUYEN HAI

YEN

KE

toAntrltcjng

198 Tran Quang

Khai, Hoan

Kiem, Ha Npi

16/6/2011

IV CONG TY CO LIEN QUAN

Cong ty TNHHMot thanh vien

cho thue tai chinh

Tang 04, toa nha25T1,N05,

duong HoangDao Thiiy,

25/5/1998

12/45

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2. Giao dich giua ngan hang voi nguoi co lien quan cua ngan hang

Khong co

3. Giao dich giua nguoi noi bo ngan hang, nguoi co lien quan cua

nguoi noi bo voi cong ty con, cong ty do ngan hang nam quyen kiem soat

Khong co

4. Giao dich giua ngan hang voi cac doi tuong khac

4.1. Giao dich giua ngan hang voi cong ty ma thanh vien HDQT/BKS/

Tong Giam doc da va dang la thanh vien sang lap hoac thanh vien HDQT/Tong

Giam doc trong thai gian 3 nam tra lai day: Khong co.

4.2. Giao dich giua ngan hang voi cong ty ma nguoi co lien quan cua

thanh vien HDQT, thanh vien Ban Kiem soat, dieu hanh la thanh vien HDQT,

Tong Giam doc: Khong co.

4.3. Cac giao dich khac ciia ngan hang (neu co) co the mang lai lai ich

vat chat hoac phi vat chat doi voi thanh vien HDQT, thanh vien Ban Kiem soat,

Tong Giam doc: Khong co.

VI. GIAO DICH CO PHIEU CUA NGUTJI N0I BO VA NGI/CH

LIEN QUAN CUA NGUTJI NOI BO

1. Danh sach nguoi noi bo va nguoi co lien quan cua nguoi noi bo

Chi tiet dugc thong ke tai Phu luc 2 dinh kem.

2. Giao djch cua nguoi noi bo va nguoi co lien quan doi voi co phieu

cua ngan hang

TT Nguoi thuc

hien giao

dich•

Chuc vu So co phieu so

huu dau ky

So co phieu so

huu cuoi ky

Lydo

tang,

giamSo co

phieu

Ty le % So co

phieu

Ty le %

1 6ng NghiemXuan Thanh

Chii tich

HDQT

11.500 0,00043 21.500 0,00081 Mua

14/45

VII. CAC VAN DE CAN LUTJ Y KHAC

Khong co

TM. HQI DONG QUAN TRI

IU TICHNat nhan:

- Nhu dk giii (bao cao);- TV HDQT (dS biet);

Nguoi CBTT theo uy quyen (de cong bo);- Liru: Ban CL&TKTH. /

Nghiem Xuan Thanh

15/55

PHU LUC 1: CAC NGHI QUYET HDQT BAN HANH TRONG 6THANG DAUNAM 2016

STT So Nghj Quyet Ngay Noi dung

1 01/NQ-VCB-HDQT 13/01/2016

Phe duyet cap giai han tin dungdoi voi khach hang thuoc thamquyen HDQT

2 02/NQ-VCB-HDQT 13/01/2016

Phe duyet chii truong tai troASXH nam 2015 de xay dungtruong tieu hoc Chau Hoa,huyen Giong Trom, Ben Tre

3 03/NQ-VCB-HDQT 18/01/2016Phe duyet thay doi dia diem tryso Chi nhanh VCB Dong Nai

4 04/NQ-VCB-HDQT 19/01/2016Phe duyet mo hinh to chuc Chinhanh VCB Thanh Hoa

5 05/NQ-VCB-HDQT 15/01/2016Phe duyet phan phoi quy KTPLnhan dip Tet 2016

6 06/NQ-VCB-HDQT 19/01/2016

Phe duyet nhan chuyen nhuongQSD dat va QSH tai san trendat lam PGD Bong San thuocChi nhanh VCB Quy Nhan

7 07/NQ-VCB-HDQT 19/01/2016Phe duyet thay doi dai dien vonVCBtaiVCBF

808A/NQ-VCB-

HDQT19/01/2016

Phe duyet chu truong trien khaidau tu he thong LOS cho VCB

9 08/NQ-VCB-HDQT 19/01/2016

Phe duyet bo nhiem Pho Giamdoc Chi nhanh VCB Nam Ha

Noi

10 09/NQ-VCB-HDQT 20/01/2016

Phe duyet chii truong thueCong ty luat tu van dam phanhop dong du an Nang cao nangluc kiem tra, kiem toan npi bova chuyen doi chuc nang kiemtoan noi bo ciia VCB

11 10/NQ-VCB-HDQT 25/01/2016

Phe duyet dieu dong can bo giuchuc vu tai Chi nhanh VCB

Quang Ninh, Hai Phong

12 11/NQ-VCB-HDQT 25/01/2016

Phe duyet nhan sir cac chinhanh VCB tren dia ban Binh

Duong

13 12/NQ-VCB-HDQT 03/02/2016Phe duyet xep loai Chi nhanhVCB nam 2015

16/45

14 13/NQ-VCB-HDQT 28/01/2016


15 14/NQ-VCB-HDQT 03/02/2016

•?

Phe duyet tin dung thuoc thamquyen HDQT

16 15/NQ-VCB-HDQT 03/02/2016

• s -n

Phe duyet huong dan chuyenxep luong theo Bell Curve

17 16/NQ-VCB-HDQT 03/02/2016

Nghj quyet chi dao hoat dongkinh doanh phien hop thuangky thang 02/2016

18 17/NQ-VCB-HDQT 03/02/2016

7 •

Phe duyet cap giai han tin dungdoi vai khach hang thuoc thamquyen HDQT

19 18/NQ-VCB-HDQT 16/02/2016

Phe duyet ve viec to chuc Daihoi dong co dong thuang nien2016

20 19/NQ-VCB-HDQT 17/02/2016

Phe duyet dieu chinh thang,bang luong dong bao hiem xahoi cho can bo VCB

21 20/NQ-VCB-HDQT 19/02/2016

Phe duyet ban hanh Quy dinhve phuong phap danh gia vaTham quyen xu ly nii ro hoatdong tai VCB

22 21/NQ-VCB-HDQT 19/02/2016Phe duyet viec ra soat He thongXHTD noi bp ciia VCB

23 22/NQ-VCB-HDQT 19/02/2016Phe duyet ra soat Chinh sach duphong nii ro ciia VCB

24 23/NQ-VCB-HDQT 19/02/2016

r _


25 24/NQ-VCB-HDQT 18/02/2016

Phe duyet ban hanh quy dinh veGiai han tin dung doi voiKhach hang doanh nghiep

26 25/NQ-VCB-HDQT 18/02/2016Phe duyet bo nhiem lai Giamdoc Chi nhanh VCB Trung Do

27 26/NQ-VCB-HDQT 19/02/2016Phe duyet nhan su Chi nhanhVCB Nhan Trach, Dong Nai

28 27/NQ-VCB-HDQT 22/02/2016

Phe duyet chuyen tiep ke hoachmua van phong/nha dat tu nam2015 sang nam 2016 va pheduyet quyet dinh dau tu nhanchuyen nhupng QSD dat dS xaydung tru so PGD Cai Lay - Chi

17/45

nhanh VCB Tien Giang

29 28/NQ-VCB-HDQT 19/02/2016

t 1—

Phe duyet ban hanh Quy che tochuc va hoat dpng ciia Hpidong tin dung Doanh nghiepVCB

30 29/NQ-VCB-HDQT 19/02/2016

" 7 1—

Phe duyet ban hanh Quy che tochuc va hoat dpng ciia Hpidong tin dung Dinh che taichinh VCB

31 30/NQ-VCB-HDQT 19/02/2016Phe duyet giao nhiem vu kiemsoat vien, kiem toan vien

32 31/NQ-VCB-HDQT 19/02/2016

1 ' *Phe duyet quyet dinh dau tu vathuc hien du an PMO Basel II

33 32/NQ-VCB-HDQT 19/02/2016Phe duyet chii truong thoai vondau tu ciia VCB

34 33/NQ-VCB-HDQT 22/02/2016Phe duyet ke hoach XDCB2016 ciia VCB

35 34/NQ-VCB-HDQT 22/02/2016

* 1

Phe duyet dieu chinh tien dpxay dung try so VCB tai Ba Ria- Vung Tau

36 35/NQ-VCB-HDQT 22/02/2016

' i %"^ 1 * "~Z 'Phe duyet chuyen tiep ke hoachmua van phong/nha dat tu nam2015 sang nam 2016 va pheduyet quyet dinh dau tu nhanchuyen nhupng QSD dat de xaydung try so try so Chi nhanhVCB Ha Nam

37 36/NQ-VCB-HDQT 22/02/2016Phe duyet phuong an xay dungtru so Chi nhanh VCB Phii Tho

38 37/NQ-VCB-HDQT 22/02/2016

7

Phe duyet chii truong ban daugia cong khai tai san ciia VCB

39 38/NQ-VCB-HDQT 22/02/2016

Phe duyet nhan su phu trachdieu hanh Chi nhanh VCB

Long Khanh

40 40/NQ-VCB-HDQT 25/02/2016

7

Mot so nhiem vu trong tamtrong hoat dpng kinh doanh vaquan tri dieu hanh

41 41/NQ-VCB-HDQT 25/02/2016

— : ^

Phe duyet gia han hop dongthuc hien du an thay the hethdng CB

42 42/NQ-VCB-HDQT 25/02/2016Phe duyet phuong an phongchong khung bo ciia VCB

18/45

43 43/NQ-VCB-HDQT 25/02/2016

r *

Phe duyet dieu chinh thai giantrien khai Goi thau so 01 ciia

Du an Quan ly nii ro gian Ianciia VCB

44 44/NQ-VCB-HDQT 25/02/2016Phe duyet chii truong mua tryso Chi nhanh VCB Nam Dinh

45 45/NQ-VCB-HDQT 19/02/2016

* 7

Phe duyet dau tu he thong daotao true tuyen E learning

46 46/NQ-VCB-HDQT 25/02/2016

Phe duyet chii truong dieudpng, bo nhiem va bo nhiem laimot so nhan su trong he thongVCB

47 47/NQ-VCB-HDQT 08/03/2016

Phe duyet bo nhiem lai Giamdoc Chi nhanh VCB Ninh

Thuan

48 48/NQ-VCB-HDQT 09/03/2016Phe duyet ban hanh Quy chephong chong nia tien ciia VCB

49 49/NQ-VCB-HDQT 09/03/2016Phe duyet nhan su Giam docChi nhanh VCB Ha'Tinh

50 50/NQ-VCB-HDQT 09/03/2015Phe duyet bo nhiem lai can bpTSC

51 51/NQ-VCB-HDQT 17/03/2016Phe duyet ban hanh npi quy laodpng ciia VCB

52 52/NQ-VCB-HDQT 18/03/2016

'. ,

Phe duyet chii truong bo nhiemGiam doc Chi nhanh VCB Kon

Turn

53 53/NQ-VCB-HDQT 21/03/2016

Phe duyet ke hoach lua chpnnha thau doi voi goi thau PMOBasel II

54 55/NQ-VCB-HDQT 21/03/2016

7 ~ ~f


55 56/NQ-VCB-HDQT 21/03/2016

7 -

Phe duyet cap gioi han tin dungdoi vai khach hang thuoc thamquyen HDQT

56 57/NQ-VCB-HDQT 21/03/2016

7


57 58/NQ-VCB-HDQT 22/03/2016

Phe duyet chii truong thanh lapbp phan QLRR CNTT truethuoc Phong QLRRHD

58 59/NQ-VCB-HDQT 22/03/2016

i _7 _, r

Phe duyet y kien bieu quyet daidien von VCB tai Quy bao lanh

19/45

tin dung nhan dan TP HCM

59 60/NQ-VCB-HDQT 22/03/2016Phe duyet chuong trinh Ban lenam 2016 ciia VCB

60 61/NQ-VCB-HDQT 22/03/2016Phe duyet chuong trinh phattrien khach hang

61 62/NQ-VCB-HDQT 29/03/2016

' 7 1—

Phe duyet cap tin dung doi voikhach hang thuoc tham quyenHDQT

6262A/NQ-VCB-

HDQT29/03/2016

Phe duyet tarn phan phoi QuyKTPL '

63 63/NQ-VCB-HDQT 30/03/2016Phe duyet giao nhiem vu PGDdieu hanh VCB Phu Tho

64 64/NQ-VCB-HDQT 30/03/2016

Phe duyet danh gia tinh hinhthuc hien Ke hoach 2015 ciia

cac Phong/Ban/Trung tarn taiTSC

6564A/NQ-VCB-

HDQT30/03/2016

*

Phe duyet tin dung thuoc thamquyen HDQT

66 65/NQ-VCB-HDQT 30/03/2016

Nghj quyet chi dao kinh doanhphien hop thuang ky thang4/2016

67 66/NQ-VCB-HDQT 30/03/2016Phe duyet tai lieu hop DHDCDthuang nien nam 2016

68 68/NQ-VCB-HDQT 13/04/2016Phe duyet chii truong bo nhiemtai TSC

69 69/NQ-VCB-HDQT 14/04/2016

j—

Phe duyet ban hanh Quy chequan ly cong ty con ciia VCB

70 70/NQ-VCB-HDQT 14/04/2016Phe duyet tiep tuc cii dai dienvon VCB tai PVD

71 71/NQ-VCB-HDQT 14/04/2014Phe duyet chii truong dieu dpngnhan su TT CNTT ciia VCB

72 73/NQ-VCB-HDQT 14/04/2016

Phe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQT

73 75/NQ-VCB-HDQT 22/04/2016

n ~

Phe duyet chii truong bo nhiem,bo nhiem lai mot so nhan su cac

Chi nhanh trong he thong VCB

74 76/NQ-VCB-HDQT 14/04/2016

Phe duyet ke hoach mua samTSCD (khong bao g6m TBTH)thue mua van phong, thue kholuu tru chung tu, thue dat vanhan chuyen nhupng QSD dat

20/45

nam 2016 ciia VCB

75 77/NQ-VCB-HDQT 14/04/2016

r

Phe duyet ke hoach ngan sachQuang cao khuyen mai nam2016 ciia VCB

76 78/NQ-VCB-HDQT 14/04/2016

7

Phe duyet ke hoach ASXH nam2016 ciia VCB va chii truong,ke hoach mot so chuong trinhASXH nam 2016

77 79/NQ-VCB-HDQT 14/04/2016

^

Phe duyet chii truong dau tuxay dung cong trinh try so VCBDong Thap

78 80/NQ- VCB-HDQT 14/04/2016

Phe duyet chii truong dau tuxay dung cong trinh try so VCBLang Son

79 83/NQ-VCB-HDQT 14/04/2016

Phe duyet chii truong dau tuxay dung cong trinh try so VCBBac Lieu

80 84/NQ-VCB-HDQT 14/04/:£016

7


81 85/NQ-VCB-HDQT 14/04/:>016

_ X „*. f . _


82 88/NQ-VCB-HDQT 22/04/2016

Phe duyet tuyen dung va bonhiem Pho giam doc TT CNTTVCB

83 89/NQ-VCB-HDQT 26/04/2016

Phe duyet ngan sach cacchuong trinh canh tranh lai suatnam 2016

84 90/NQ-VCB-HDQT 26/04/2016Phe duyet chu truong phat hanhtrai phieu nam 2016 ciia VCB

85 91/NQ-VCB-HDQT 07/05/2015

Phe duyet chii truong va dutoan chi phi lua chpn tu van Duan hoan thien khung QLRRTTtheo yeu cau Basel II

86 93/NQ-VCB-HDQT 26/04/2016

f ^

Phe duyet bao cao tien dp trienkhai chuong trinh Basel IIthang 3 nam 2016

87 94/NQ-VCB-HDQT 26/04/2016Phe duyet thue tu van 6 sangkien Du an CTOM

88 95/NQ-VCB-HDQT 26/04/2016Phe duyet cap tin dung doi voikhach hang thuoc tham quyen

21/45

HDQT

89 96/NQ-VCB-HDQT 26/04/2016


90 97/NQ-VCB-HDQT 26/04/2016

Phe duyet chii truong tai troASXH nam 2016 de xay dungtruong hoc tren dia ban tinhLang Son

91 99/NQ-VCB-HDQT 26/04/2016


92 100/NQ-VCB-HDQT 06/05/2016

f -

Nghj quyet chi dao hoat dpngkinh doanh phien thuang kythang 05/2016

93 101/NQ-VCB-HDQT 09/05/2016

Phe duyet chii truong, bo nhiemlai, mien nhiem doi voi mot sonhan su trong he thong VCB

94 102/NQ-VCB-HDQT 09/05/2016Phe duyet chii truong nhan suVFC

95 102A/NQ-VCB-HDQT 09/05/2016Phe duyet thay doi dai dien vonVCB tai VFC

96 103/NQ-VCB-HDQT 09/05/2016

Phe duyet thanh lap Hpi dongsang kien VCB va ban hanhQuy che to chuc hoat dpng ciiaHpi dong sang kien VCB

97 104/NQ-VCB-HDQT 09/05/2016Phe duyet thanh lap BanHDHCN ngan hang ciia VCB

98 105/NQ-VCB-HDQT 09/05/2016

Phe duyet bao cao nghien cuukha thi va Ke hoach lua chpnnha thau Du an dau tu xay dungcong trinh try so Chi nhanhVCB Kon Turn

99 106/NQ-VCB-HDQT 09/05/2016

Phe duyet dieu chinh ke hoachdau thau du an xay dung khociia VCB tai Hung Yen

100 107/NQ-VCB-HDQT 13/05/2016

Phe duyet ket qua xep hang Chinhanh, Cong ty true thuoc nam2016

101 108/NQ-VCB-HDQT 12/05/2016Phe duyet ke hoach lao dpngnam 2016 ciia VCB

102 109/NQ-VCB-HDQT 13/05/2016Phe duyet khoan cap gioi hantin dung doi voi khach hang

22/45

thuoc tham quyen HDQT

103 110/NQ-VCB-HDQT 13/05/2016Phe duyet mo hinh to chuc ciiaVCBL

104 111/NQ-VCB-HDQT 16/05/2016

Phe duyet y kien bieu quyet ciiadai dien von VCB tai VCBT ve

ke hoach kinh doanh 2016 ciia

VCBT

105 112/NQ-VCB-HDQT 16/05/2016

Phe duyet y kien bieu quyet ciiadai dien von VCB tai VBB vkke hoach kinh doanh 2016 ciia

VBB

106 113/NQ-VCB-HDQT 16/05/2016

Phe duyet y kien bieu quyet ciiadai dien von VCB tai VCBM va

ke hoach kinh doanh 2016 ciia

VCBM

107 114/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VFC

108 115/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VCBS

109 116/NQ-VCB-HDQT 16/05/2016

Phe duyet y kien bieu quyet ciiadaj dien von VCB tai VCBF veke hoach kinh doanh 2016 ciia

VCBF

110 117/NQ-VCB-HDQT 16/05/2016Phe duyet ke hoach kinh doanh2016 ciia VCBL

111 118/NQ-VCB-HDQT 16/05/2016

Phe duyet cap tin dung doi vaikhach hang thuoc tham quyenHDQT

112 119/NQ-VCB-HDQT 10/05/2016


113 120/NQ-VCB-HDQT 16/05/2016

Phe duyet dieu chinh khoan captin dung doi voi khach hangthuoc tham quyen HDQT

114 121/NQ-VCB-HDQT 16/05/2016Phe duyet ban hanh Quy che tochuc hoat dpng ciia ALCO

115 122/NQ-VCB-HDQT 16/05/2016

Phe duyet ban hanh Quy dinhve phuong phap djnh gia chiingkhoan no va danh muc ngoaih6i tren kinh doanh thay thequyet djnh 412

23/45

116 123/NQ-VCB-HDQT 16/05/2016

' 1 iPhe duyet dieu chinh khoan captin dung doi voi khach hangthuoc tham quyen HDQT

117 126/NQ-VCB-HDQT 19/05/2016

Phe duyet ban hanh Quy chequan ly viec di nuac ngoai ciiacan bo VCB

118 127/NQ-VCB-HDQT 19/05/2016Phe duyet ban hanh Quy checong bo thong tin ciia VCB

119 128/NQ-VCB-HDQT 19/05/2016

Phe duyet Quy dinh ve chi traphu cap cong viec cho Nguoidai dien theo uy quyen kiemnhiem va Nguoi kiem nhiemkhac ciia VCB tai doanh nghiepkhac

120 129/NQ-VCB-HDQT 19/05/2016

Phe duyet chii truong mua sanpham bao hiem Bao An Gia ciiaVCLI cho nguoi lao dpng VCB

121 130/NQ-VCB-HDQT 19/05/2016

Phe duyet sua doi npi dung phigiao djch uy quyen cho VCBFdau tu

122 131/NQ-VCB-HDQT 19/05/2016Phe duyet gia han thuc hien hopdong du an thay the CB

123 132/NQ-VCB-HDQT 19/05/2016

Phe duyet y kien bieu quyet ciiadai dien von VCB tai Dai hpidong co dong nam 2016 ciiaVNA

124 133/NQ-VCB-HDQT 19/05/2016

Phe duyet thanh lap phongKhach hang doanh nghiep FDItrue thuoc Chi nhanh VCB TP

HCM

125 134/NQ-VCB-HDQT 19/05/2016

Phe duyet cap tin dung chokhach hang thuoc tham quyenHDQT

126 135/NQ-VCB-HDQT 19/05/2016

Phe duyet cap tin dung chokhach hang thuoc tham quyenHDQT

127 136/NQ-VCB-HDQT 24/05/2016

Phe duyet ban hanh Quy dinhve Tham quyen phe duyet tindung doi voi Khach hang thenhan va to chuc ciia VCB

128 137/NQ-VCB-HDQT 19/05/2016


24/45

129 138/NQ-VCB-HDQT

130 139/NQ-VCB.HDQT

131 140/NQ-VCB-HDQT

132 141/NQ-VCB-HDQT

133 142/NQ-VCB-HDQT

134 143/NQ-VCB-HDQT

135 144/NQ-VCB-HDQT

136 145/NQ-VCB-HDQT

137 146/NQ-VCB-HDQT

138 147A/NQ-VCB-HDQT

139 147/NQ-VCB-HDQT

140 148/NQ-VCB-HDQT

141 149/NQ-VCB-HDQT

142 150/NQ-VCB-HDQT

25/05/2016

25/05/2016

25/05/2016

25/05/2016

25/05/2016

25/05/2016

25/05/2016

25/05/2016

25/05/2016

26/05/2016

25/05/2016

26/05/2016

06/06/2016

06/06/2016

Phe duyet cap gioi han tin dungdoi vai khach hang thuoc thamquyen HDQTPhe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQTPhe duyet cap gioi han tin dungdoi voi khach hang thuoc thamquyen HDQTPhe duyet phuong an phat hanhtrai phieu nam 2016 ciia VCBPhe duyet phuong an kien truecong trinh try so VCB Thu DuePhe duyet sua doi, bo sung quydjnh ve bao cao doi voi cackhoan cap tin dung thuoc thamquyen HDQTPhe duyet quyet toan du an thuetru so Chi nhanh VCB Ha Noi

Phe duyet quyet toan du an thuetry so Chi nhanh VCB ThanhHoa

Phe duyet quyet toan du an thuetry so Chi nhanh VCB Ha Tay

Phe duyet dieu chinh tien dphoan thanh du an va thuc hien

phan con lai ciia goi thau xaylap so 12, thuoc du an xay dungtru so VCB Binh Thuan

Phe duyet chii truong bo nhiem,bo nhiem lai doi voi can bp cacChi nhanh VCB TP HCM, DaNang, Quang Nam, Tra Vinh,Quang Binh, Gia LaiPhe duyet bo nhiem lai Giamdoc Chi nhanh SGD

Nghj quyet chi dao hoat dpngkinh doanh phien thuang kythang 06/2016Phe duyet y kien nguoi dai dienvon VCB tai VCBT ve gia hannhiem ky ciia Tong giam docVCBT

25/45

143 151/NQ-VCB-HDQT 06/06/2016

Phe duyet ban hanh chuongtrinh hanh dpng thuc hanh tietkiem phong chong lang phi nam2016 ciia VCB

144 152/NQ-VCB-HDQT 06/06/2016

* 1


145 153/NQ-VCB-HDQT 06/06/2016

Phe duyet huong din thuc hienQuy djnh ve GHTD va thamquyen phe duyet tin dung

146 154/NQ-VCB-HDQT 06/06/2016

Phe duyet ke hoach trien khaichi tra co tiic nam 2015 phathanh co phieu tang von dieu letu nguon von chii so huu nam2016

147 156/NQ-VCB.HDQT 06/06/2016Phe duyet ban hanh chinh sachbao dam ciia VCB

148 157/NQ-VCB.HDQT 15/06/2016

Phe duyet chii truong tham giadau gia mua dat xay dung try saChi nhanh VCB Quang Trj

149 158/NQ-VCB.HDQT 15/06/2016

Phe duyet tiep nhan va bonhiem Truong ban hien dai hoacong nghe ngan hang VCB

150 159/NQ-VCB.HDQT 17/06/2016

Phe duyet chii truong tuyendung va cii giu chuc vu PTGDVBB

151 160/NQ-VCB.HDQT 17/06/2016Phe duyet ket qua xep loai Chinhanh VCB Quy I nam 2016

152 161/NQ-VCB.HDQT 17/06/2016Phe duyet don gia tien luonggiao Chi nhanh 2016

153 162/NQ-VCB.HDQT 17/06/2016

— 7 7

Phe duyet thanh lap Ban co vantrien khai phuong an nang caonang luc tai chinh ciia VCB

154 163/NQ-VCB.HDQT 28/06/2016Phe duyet tin dung thuoc thamquyen HDQT

155 164/NQ-VCB.HDQT 28/06/2016

7 3

Phe duyet ban hanh Quy che tochuc va hoat dpng ciia bp mayquan ly ciia cac du an nang caonang luc quan trj va hoatdpngtai VCB

156 165/NQ-VCB.HDQT 28/06/2016

Phe duyet thanh lap van phongdai dien ciia VCB tai khu vuc

phia nam

26/45

157 167/NQ-VCB-HDQT

158 168/NQ-VCB.HDQT

159 169/NQ-VCB.HDQT

28/06/2016

30/06/2016

30/06/2016

Phe duyet bo nhiem TruongVPDD khu vuc phia Nam ciiaVCB

Phe duyet chii truong tai troASXH nam 2016 cho cac tinh

Khanh Hoa, Thai Binh va HaTinh

Phe duyet cap gioi han tin dungdoi vai khach hang thuoc thamquyen HDQT

27/45

PHV LyC 2: DANH SACH CO DONG NQI B0 VA NGlTO»I CO LIEN QUAN

TTTEN TO CHlTC/CA

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28/45

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29/45

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