bo tai cpificfl cong hoa xa hqi chij nghia viej nam /qd ... · 62/2010/qh12 ngdy 24 thang 11 nam...
TRANSCRIPT
BO TAI cpificfl CONG HOA xA HQI CHiJ NGHIA VIEJ NAM SO CIAO NCH CHONG KHOAN TP.HCM Dc lap - Ty do - Hanh phtic
SO: 23+ /QD-SGDHCM Minh pile Ha Chi Minh, ngay 07 thang 5 nam 2020
QITYET DINH Chap thu'an niem yet chtitg quyen có bao dam
TONG GIAM DOC Sei GIAO DICH CHUNG MIOAN THANH PHO HO 011 MINI!
Can dr Lust Chang khoan sa 70/2006/QH11 ngay 29 thang 06 nam 2006 dm Quoc hOi va Lut sin dai ha sung mat so dieu eds. Luat Chimg khoan se, 62/2010/QH12 ngay 24 thang 11 nam 2010;
Can dr Nghi dinh s6 58/2012/ND-CP ngay 20 thang 07 nam 2012 cUa Chinh pith quy dinh chi tiet va huOng dan thi hanh mat so dieu dm Lust Ch'ing khoin va Lugt scm dôi, b6 sung mat s8 dieu dm Lust Chung khoan va Nghi dinh s8 60/2015/ND-CP ngay 26 thang 06 nam 2015 saa dôi, ha sung mat so dieu cUa Nghi dinh 58/2012/ND-CP;
Can cfr Thong tu só 107/2016/TT-BTC ngay 29 thong 06 nam 2016 dm BO truang BO Tài chinh huamg dn chao ban va giao dich chimg quyen c6 bao dam;
Can dr Quyet dinh só 2399/9D-BTC ngay 21 thang 11 nam 2017 dm BO truang BO Tai chinh ban hanh Dieu le to &Ire va hoat (tang dm Sec Giao dich Chung khoan Thanh pha H6 Chi Minh;
Can dr Quyet dinh s6 69/QD-SGDHCM ngay 02 thang 03 nam 2018 eta Tang Giam doe S& Giao dich ChUng khoan Thanh pho H6 Chi Minth ve vice ban hanh Quy che niem yet va &mg ha thong tin dal vâi chimg quyen c8 bao dam tai S& Giao dich Chung khan Thanh phô H6 Chi Minh;
Can dr ha so dang 1c5f them yet chimg quyen co bao dam elm Cong ty C6 phan Ching khoan MS Viet Nam;
Theo de nghi cüa Gian doc Phong Quail 1Sr va Tharn dinh Niem yet,
QUYET DINH:
Dieu 1. ChAp thuan dang k57 niem yet chUng quyen c6 bao dam do Cling ty C6 phan Chung khoan KIS Via Nam phat hanh:
Ten di' chic phat hanh: Gong ty CO phan Chain khofin MS Vi§t Nam
Ten viet tat: MS
Giky phep thanh lap va hog dOng Gong ty chimg khoan 56/UBCK-GPHDICD do fTy ban Chitng khoan Nha ntroc cap ngay 05 thang 7 nam 2007
Von dieu le: 1.897.011.000.000 eing (Mat nghin tam tram chin muvi bay tf) khong tram mu& mat trieu tang)
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
Dia chi try so( chinh: Tang 3, 180-192 Nguyen COng Tr*, Phuang Nguyen Thai Binh, Quan 1, Thanh pia H6 Chi Minh
Dien thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chung quyan c6 bao dam do C6ng ty CO. plan Cluing khoan KIS Viet Nam phat hanh dirge niem yet tai S6 (Mao djeh Chung khoan Thanh pia H6 Chi Minh theo cac nOi dung sau:
Leal chimg khodn: Chfrng quyen c6 bfio dam
Ten cluing quyen: Ching quyen.CTD.KIS.M.CA.T.01
MA chung quyen: CCTD2001
MA ISIN: VNOCCTD20014
MA chimg khoan ca sex: CTD
Ten t6 chi:re phat hanh cluing lchoan ca ser: CTCP Xfiy Dying Coteccons
Loai cluing quyan: Mua
Kiau chUng quyen: Chau Au
Phuong thuc tfurc hien quy'en: Bing lien
Th6i han: 08 thing
Ngay dao ham 16/12/2020
TST le chuyan d6i: 10:1
Gia thuc hien: 80.888 ding
Se lucmg chüng quyen them yet: 1.000.000 chitin quyen (Met trieu chang quyen)
Ngay chinh thIrc giao dich: 11/5/2020
Dieu 3. Cong ty C6 plan Chung khaki KIS Viet Nam phai than tla pháp luat Viet Nam, cat guy dinh ye chUng khoin yâ thi trirOng chUng khoan, cac quy dinh cüa Quyet dinh nay.
Dieu 4. Quyet dinh nay có hieu luc ketü ngay k1.
. Dieu 5. Gam doe PhOng QuAn 1 va Th6 dinh Niem yet, Giam 46c PhOng Quail 11 Thanh yien, Gam dee Thong Giam sat Ciao dich, Giam dee PhOng Thong tin Thi trutmg va Cong ty CO plan Chung khoin MS Viet Nam do trach nhiem thi hanh Quyet dinh nay./y1
Noi - Nhu dieu 5;
UBCKNN; TTLKCKVN; Luu: VT, NY (08)
HOSE BM-7.31/1-BH1-04/2018 Trang 2/2
--rskr
BO TAI CH1NH CONG HOA 3CA HOI CHt NGIMA VIET NAM SO GIAO NCH CHtING 1CHOAN TP.HCM Dc lap - Tv do - Hanh phtic
SO: 232 /QD-SGDHCM Thànhpho'Hd Chi Minh, ngoy 07 thang 5 nom 2020
QUYET DINH Clap thu4n niem yet chting quyen co bar) dam
TONG GIAM DOC SO GIAO DICH CHUNG ICHOAN THANH PHO HO CIA MINI!
Can dr Luat Chung khoan So 70/2006/QH11 ngay 29 thing 06 nam 2006 dm Quoc hOi va Lust sfra dOi be,' sung mot st) dieu Goa Lust Chung khoan so 62/2010/QH12 ngay 24 thang 11 nam 2010;
Can al Ngbi dinh so 58/2012/ND-CP ngay 20 thang 07 ndm 2012 dm Chinh phil quy dinh chi tiet va huang‘ thi hanh s6 dieu cna Luat ChUng khoan vã Lut sin doi, be sung mOt dieu eia Luat Chung khoan va Nghi dinh so 60/2015/ND-CP ngay 26 thang 06 nAm 2015 sin. d6i, 1)6 sung mOt sO dieu efia Nghi dinh 58/2012/ND-CP;
Cdn al Thong tu sot 107/2016/TT-BTC ngay 29 thang 06 ndm 2016 dm BO truerng BO Tai chinh huang dan chap ban va giao dich chirng quyOn cep bao dam;
Can eft Quyet dinh 86 2399/QD-BTC ngay 21 thang 11 narn 2017 cilia BO truang BO Tai chinh ban hanh Dieu le to chile va hoat dOng cüa So Giao dich Chung khoan Thanh pho HO Chi Minh;
Can ell Quyet dinh so 69/QD-SGDHCM nsay‘ 02 thang 03 nam 2018 Gila Tong Giam doe So. Giao dich Chung khoan Thanh pho HO Chi Minh ye vice ban hanh Quy che niem yet va ding bo thong tin doi vol chirng quyen c6 bao dam tai S6 Giao dich Chung khoan Thanh pho H6 Chi Minh;
Can dr hO sa d'ang k niem ydt cling quyen c6 bao dam dm °Ong ty CO phan ChUng khoan MS Via Nam;
Theo de nghi ciaa Giant cioc PhOng Quan I va Thim dinh Niem yet,
QUILIT DINH:
Dieu 1. Chip thuan tang k niem yet chimg quyen c6 bao dam do C8ng ty CO phan Chi:mg khoan KIS Viet Nam phat hanh:
Ten to chile phat hanh: Ciing ty CO plan Chirng khoin MS Viet Nam
Ten viet tit: MS
Gidy phop tharth lap va hoat . dOng ding ty chfrng khoan so: 56/UBCK-GPHDICD do lil)r ban Chung khoan Nha nuot cap ngay 05 thang 7 nam 2007
Von dieu le: 1.897.011.000.000 ang (Mat nghin tam tram chin muai bay 0, khong tram meat Wit trieu clang)
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
Dia chi try sâ chinh: Ting 3, 180-192 Nguyen Citing Tr*, PhuOng Nguyen Thai Binh, Quell 1, That pho Ha Chi Minh
Dien thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chfmg quyen c6 bao dam do Cong ty C6 phen Ching khoan KIS Via Nam phat hanh dinyc niem yet tai SO: Giao dich Chung lchoan Thanh ph6 H6 CM Minh theo cac nei dung sau:
Loai chUng khodn: Chung quyen co bao dim
Ten chung quyen: Ching quyen.HPG.KIS.M.CA.T.06
MA chang quyen: CHPG2006
MA ISIN: VNOCHPG20063
MA chang khodn ca sec HPG
Ten tó chuc phat hanh chUng khoan c ser: CTCP Tip Doan Hoa Phat
Loai chimg quyen: Mua
Kieu chi:mg quyen: Chau Au
Phucmg thac time hien quyen: Bang tien
Thai han: 05 thing
Ngay dao han: 16/09/2020
TST le chuyen d6i: 2:1
Gia time hien: 22.020 ding
S6 lugng chang quyen niem yet: 4.000.000 chting quyen (Bon trieu quldn)
Ngay chinh thirc giao dich: 11/5/2020
Dieu 3. C6ng ty Ca ,phen Ching khok MS Via Nam phai than thu phap lua Via Nam, cac quy dinh ye chUng Ichoin ya thi truang chUng Ichoin, ck quy dinh cüa Quyet dinh nay.
Dieu 4. Quyet dinh nay c6 hieu lye ke tit ngay k.
Dieu 5. Giant doe Phang Quan 157 Ira Them dinh Niem yet, Giam dee Phong Quan 11 Thanh yien, Giam doe Pheng Gian sat (Mao dich, (Ham doc PhOng Th6ng tin TM truâng va Ceng ty Co phAn Chung khoan MS Via Nam c6 tech nhiem thi hanh Quyet dinh nay./..$4
No'i nhfin: - Nhu dieu 5; - UBCKNN; - TTLKCKVN; - Luu: VT, NY (08) titi
HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2
BO TAI CHiNH CONG 110A XA IIQI Cliff NGIliA VIET NAM so GIAO NCH CHONG KHOAN TP.HCM DOc lap - Ty do - Hanh phtic
SO: 2.35 /QD-SGDHCM Thanh pho Hd Chi Minh, ngay 07 thang 5 nam 2020
QUYET DINH ChAp thu4n niem yet chting quyen có bao dam
TONG GIANI DOC Sei GIAO BICH CHUNG KEIOAN THANH PII0 HO CHI MOM
Can dr Luat Chung khan sia 70/2006/QH11 ngay 29 thang 06 nam 2006 dm QuiSc hai vi Luat sfra d6i b6 sung mat so diau cda Luat Chung khoan so 62/2010/QH12 ngdy 24 thang 11 nam 2010;
Can dr Nghj dinh só 58/2012/ND-CP ngay 20 thang 07 nam 2012 dm Chinh phil quy dinh chi tiet vi hinting, clan thi hanh mat so dieu elm Luat Chung khan vi Luat sita deli, be sung mat so dieu cda Luat Chung khoan va Nghi dinh so 60/2015/ND-CP ngay 26 thang 06 nam 2015 sfra dOi, 1,6 sung met so dieu tha Nghi dinh 58/2012/ND-CP;
Can dr Thang tu so 107/2016/TT-BTC ngay 29 thing 06 nam 2016 dm BØ trusUng BO Tai chinh huong dan chao ban vi giao dich clung quyan c6 ban dam;
Can th Quyet dinh so 2399/QD-BTC ngay 21 thing 11 nam 2017 cda BO tnrang BO Tai chinh ban hanh Dieu le to chile vi hoat clang dm Sx Giao dich Chung khan Thanh pho Ha Chi Minh;
. Can cly Quyet dinh so 69/QD-SGDHCM nsay, 02 thing 03 nam 2018 cda Tang Giam clOc So Giao dich Chfrng khoan Thanh pho Ho Chi Minh ye via ban hanh Quy che them yet vi cang be' thong tin &Si \Teri chung quyan có bao dam tai S& Giao dich Chung lchoan Thanh phi') He Chi Mitt;
Can dr 16 so 'Tang kY them yet chUng quyan có bdo dam cda C6ng ty CO phOn Chung Ichoan MS Viet Nam;
Theo de nght tha Giam doc Phong Quan I vi Thant dinh Niem yet,
QUYET DINH:
Dieu 1. Chap thuan 'Tang kY them yet cluing quyan có bdo dam do C6ng ty CO phan Cluing khoan XIS Via Nam phat hanh:
Ten tO chirc phat hanh: COLT ty CO phOn Chtling khoin MS Viet Nam
Ten viat fit MS
Giddy phep thanh lap vi hat Tang cong ty chung khan se: 56/UBCK-GPHDKD do Oy ban Chimg khoan Nha mat cap ngay 05 thing 7 nam 2007
Von dieu le: 1.897.011.000.000 clang (Mot nghin tam tram chin mad bay tf) khong tram meal mat trieu clang)
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
OT S. uito CHUNG KHOAN THANH RHO
H6 CHI MINH
Dia chi nu so* chinh: Tang 3, 180-192 Nguyen C6ng TriTr, Fluter-rig Nguien Thai Binh, Quan 1, Thanh ph6 H6 Chi Minh
Di'en thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chang quyen c6 bao darn do C6ng ty C6 phan Chang khoan KIS Via Nam phat hanh dirge niem yet tai S6 Giao dich Chang khoin Thanh pho H6 Chi Minh theo cac n(Ii dung sau:
Loai cluing khoan: Chthig quyen c6 bio dam
Ten chfrng quyen: Chasing quyen.HPG.KIS.M.CA.T.05
Ma chtimg quyen: CHPG2007
Ma ISIN: VNOCHPG20071
ma cluing khoan ca se: HPG
Ten tó chive ph& hanh chung khodn ccr sa: CTCP Tap Doan Him Phil
Loai cluing quyen: Mua
Ki&i chimg quyen: Chau Au
Phucmg thfre thuc hien quyan: Wang tin
Thad han: 03 thang
Ngay dap han: 16/07/2020
TS+. 16 chuyen doi: 1:1
Gia thuc hien: 22.999 deng
S6 lugng chfrng cluyen them yet: 2.500.000 chtin quyen (Hai trieu neim tram nghin cluing quyen)
Ngay chinh Mire giao dich: 11/5/2020
Dieu 3. Cong ty CO phan Chang khoan MS Viet Nam phai tuan tha phip luat Viet Nam, cac quy clinh ye chi:mg Ichoin va thi trtrang chimg khoan, cac quy dinh caa Quyet dinh nay.
Dieu 4. Quyet dinh nay c6 hien lye Ice t& ngay kST.
Dieu 5. Giarn doe PhOng Quan15, va Tham dinh Niem yet, Giam doe Phong Quan 1St Thanh vien, Giam dOc Phang Giam sat (Mao dich, Giam doe Phong Th6ng tin Thi truting va Cling ty CO phart Chirrig lchoan MS Viet Nam c6 trach nhiem thi hanh Quyet dinh nay.911
Nai nhrin: Nhu diL 5;
- UBCKNN; TTLKCKVN;
- Luu: VT, NY (08) \Id
HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2
BO TAI CHINH SO GIAO DICH CHUNG KHOAN TP.HCM
S6: 2215 /QD-SGDHCM
CONG 110A XA HOT CHU NGH1A VIET NAM Dc Cap - Tv do - Hunh phtic
Thanh pho 116' Chi Minh, ngay 07 thing 5 ;lam 2020
QUYET DINH ChAp thu4n niem yet chting quyen có bio dam
TONG GIAM DOC SO GIAO INCH CHUNG KHOAN THANH PHO HO CHI MINE
Can dr Lust Chung khoan so 70/2006/QH11 ngay 29 thang 06 nam 2006 dm Queic hoi va Lug &era dOi bo sung mOt so diau eta Lug Chung khoan se 62/2010/QH12 ngay 24 thang 11 nam 2010;
Can cir Ngihi dinh se 58/2012/ND-CP ngay. 20 thang 07 Warn 2012 eta Chinh phil quy dinh chi tiet va hudmg, clan thi hanh mOt so dieu eta Lug Chung Ichoan va Lug sera dolt, b6 sung mOt so dieu elm Lug Chiing khoan va Nghi dinh s6 60/2015/ND-CP ngay 26 thang 06 nam 2015 sira dOi, ho sung mot so dieu eta Nghi dinh 58/2012/ND-CP;
Can dr Thong tu se 107/2016/TT-BTC ngay 29 thang 06 nam 2016 dm BO truOng BO Tai chinh huong d'Ari chao ban va giao dich chung guy& et, bao dam;
Can cfr Quyet dinh se 2399/QD-BTC ngay 21 thang 11 nam 2017 eta BO throng BO Tai chinh ban hanh Dieu 18 to chirc va hog dOng eta Sà Giao dich Chlmg khoan Thanb ph6 H6 Chi Minh;
Can cu Quyet dinh so 69/QD-SGDHCM ngay 02 thang 03 ilam 2018 eta Toting Gign doe Set Giao dich Chung khoan Thanh pho HO Chi Minh ye vie ban hanh Quy che niem yet va cong be thong tin &Si yeti chimg quyen cO bao dam tai SO Giao dich Chung khoan Thanh pho H6 Chi Minh;
Can ctyr ha so dang k9 them yet chang quyen eO bao dam eta C6ng ty CO phAn Chung khaki KIS Vig Nam;
Theo a nghi cna Giam doe Phong Quan 19 va ThAm dinh Niem yet,
QUYET DINFI:
Dieu 1. Chap thuan dang k niem yet chUng quyen cO bao dam do Ding ty CO phan Ching khoan KIS Via Nam phat hanh:
Ten th chile phat haph: Ceng ty C6 Olen ChUng khoan KIS Viet Nam
Ten viet tat: MS
Giay phep thAnh'lap va hog &Ong cong ty ehüng khoan so: 56/UBCK-GPHDKD do fly ban Ching Ichoan Nha nuorc cap ngay 05 thang 7 nam 2007
Vein dieu 18: 1.897.011.000.000 d'Ong (Mat nghin tam tram chin meat bay t3", khong tram mirth mOt trieu doing)
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
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nhDào
Dia chi tru so. chinh: Tang 3, 180-192 Nguyen Cling Tr*, Phuang Nguyezn Thai Binh, Quan 1, Thanh pho H6 Chi Minh
Dien thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chung quyen c6 bao dam do Cong ty C6 Wan Chung khoan MS Via Nam phat hanh duce niem yet tai SO Giao dich Chang khoin Thanh ph6 H6 Chi Minh theo cac nOi dung sau:
Loai chang khoan: Chung quyen c6 bao dam
Ten chung quyen: Chtmg quyen.MSN.KIS.M.CA.T.05
ma chting quyen: CMSN2002
MA IS1N: VNOCMSN20022
Ma chung khoan co so: MSN
Ten t6 chirc phat hanh cluing khoan ca sa: CTCP Tap Doan Masan
Loai chimg quyen: Mua
Kieu ehfrng quyen: Chau Au
Phuang tithe thuc hien quyen: Bang den
Thai han: 05 thang
Ngay dao han: 16/09/2020
TS, le chuy'en d6i: 4:1
Giá thuc hien: 62.999 dOng
,S6 lugng chung quyen niem yet: 4.000.000 chaing quyen (Ban trieu cluing quyen)
Ngay chinh that giao dich: 11/5/2020
Dieu 3. Clang ty CO ,phan Chung khoan MS Via Nam phai tuan thit phip luat Via Nam, cie quy dinh ye chimg khoan va thi truOng eluting khodn, cac quy dinh Gila Quyet dinh nay. .
Dieu 4. Quyat dinh nay có hien luc ke ta ngly
Dieu 5. Giam d6c Phang Quan 1' ya Tham dinh Niem yet, Giam d6c Phang Quan Thanh vien, Giam dac Phang Giam sat Giao dich, Giam doe Phang Theing tin Thi
twang và C6ng ty Co phan Ching khoan MS Via Nam cat trach nhiem thi hanh Quyet dinh naylly1
No'i nhtat - Nhu dill 5; - UBCKNN;
TTLKCKVN; Luu: VT, NY (08)0/
HOSE_BM-7.31/1-8111-04/2018 Trang 2/2
BO TAI CHINH CONG HOA XA WM CHO NGII1A VIET NAM SO GIAO BICH CHUNG ICHOAN TP.HCM Dec lap - Tv do - Hanh phtle
Se: 2.311_ /QD-SGDHCM Thanh pho Ha Chi Minh, ngdy 07 dying 5 ndm 2020
QUYET DINH Chaz p thuan niem yet cluing quyen co bao dam
TONG GIA.M DOC SO GIAO DICH CHUNG 1CHOAN THANII PHO HO CIII MINI!
Can cfr LuAt Chung khoan se 70/2006/QH11 ngay 29 thang 06 nam 2006 cilia Quick hed. va LuAt sith dai be sung met s6 dieu cüa Luat Chang khoan se 62/2010/QH12 ngay 24 thang 11 narn 2010;
Can cir Nghi dinh se 58/2012/ND-CP ngay 20 thang 07 nam 2012 dm Chinh phü quy dinh chi tiet va huung dn thi hanh mOt se dieu tha Luat Ching khoan va LuAt sira din, be sung met so dieu tha Luat Chung khoan va Nghi dinh s6 60/2015/ND-CP ngay 26 thang 06 nam 2015 sia del, be sung met so dieu tha Nghi dinh 58/2012/ND-CP;
Can cU Th6ng tu s6 107/2016/TT-BTC ngay 29 thang 06 narn 2016 dm BO twang BO Tai chinh huang clan chao ban va giao dich chfrng quyen c6 bao darn;
Can dr Quyet dinh se 2399/QD-BTC ngay 21 thang 11 nam 2017 tha BO truemg BO Tã.i chinh ban hanh Dieu 14 t8 chfrc va hoat dOng tha SO: Giao dich Chirng khoan Thanh pho H6 Chi Minh;
Can dr Quyet dinh se 69/QD-SGDHCM ngay 02 thang 03 narn 2018 tha Ping Giam dee Set Giao dich Chung khoan Thanh pho H8 Chi Minh ye viec ban hanh Quy che niem yet va cOng be thong tin dei vei chimg quyen c6 bao dam tai Sec Giao dich Chung khoan Thanh phe HO Chi Minh;
Can cfr ho so dang ky niem yet chimg quyen c6 bao darn dm COng ty CO phAn Chung khoan MS Viet Nam;
Theo de nghi tha Giam dee Ph6ng Quan 19 va ThArn dinh Niem yet,
QUYET DjNH:
Dieu 1. Chap thuAn dang k9 niem yet chung quyen c6 bao dam do Cong ty C6 phan Chung khoan KIS Viet-Nam phat hanh:
Ten t6 chirc phat hanh: Cling ty C phan Chuang khoin MS Viet Nam
Ten viet tat: MS
GiAy phop thanh lap va hoat dOng Gong ty chUng khoan so: 56/UBCK-OPHDICD do 1,1y ban Chirng khoan NM nuec cAp ngay 05 thang 7 nam 2007
Von dieu 14: 1.897.011.000.000 &Ong (Mat nghin tam tram chin mtrai bay EY khong tram mttdri mot &lett thing)
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
Dia chi try Or chinh: TAng 3, 180-192 Nguien C8ng Trit, PhuOng Nguyen Thai Binh, Quart 1, Thanh pho H6 Chi Minh
Dien thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chung quyen cif) tho darn do Cong ty C phen Chung khoan KIS Via Nam phat hanh duce them yet ti SO Giao dich Chung khoan Thanh ph8 H6 Chi Minh theo cac nOi dung sau:
Loai chimg khodn: Chtimg quyen c6 bao dam
Ten chimg quyen: Chfing quyen.MSN.KIS.M.CA.T.04
MA chting quyen: CMSN2003
ma ISIN: VNOCMSN20030
MA chimg khoan co se: MSN
Ten th chitc phat hanh chung khoan cct se: CTCP T#p Doan Masan
Loth chimg quyen: Mna
Kieu chimg quyen: Chau Au
Plurcmg thire thyc hien quyen: Bang teen
Thei han: 03 thang
Ngay dao han: 16/07/2020
TST le chuyen doi: 2:1
Gia thvc 69.999 ding
S6 luong chimg quyen them yet: 2.000.000 chting quyen (Hai trieu cluing quldn)
Ngay chinh thIrc giao dich: 11/5/2020
Dieu 3. Cong ty CO phen Chung khoan KIS Via Nam phai than thit phap Wet Viet Nam, cac quy dinh Ira chimg khoin vi thi truOng cling khoin, the quy dinh tha Quyet dinh nay.
Dieu 4. Quyet dinh nay co hien lkrc ke tit ngly1c5r.
Dieu 5. Giam d6c Phong Quan 151 va Th6m dinh Niem yet, Giam dee PhOng Quan Thanh vien, Giam doe PhOng Giam sat Giao dich, Giam doe PhOng Th8ng tin Thi
truemg va Cong ty CO phen Ching khoan KIS Viet Nam eel trach nhiem thi hanh Quyet dinh nay./.1,1
Noi nhon: - Nhu di6u 5; - UBCKI\N; - TTLKCKVN; - Ltru: VT, NY (08) ifr/
ILO
1AM DOC AM DOC IM t
CHONG KHOAN THANH PH6
H6 CHI MINH
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.9.frAnh Dao
HOSE BM-7.31/1-BHI -04/2018 Trang 2/2
BO TAI CHINH CONG HOA XA HQI CHO NG111.4 V1tT NAM SO GIAO DICH CHONG 1CHOAN TP.HCM 04c 14p - Tv* do -1-14nh phtic
240 /QD-SGDHCM Thanh pho Ho' Chi Mink ngay 07 thing 5 nam 2020
QUYET DINH ChA p thu4n niem yet chting quyen co bat) dam
TONG GIAM DOC SO GIAO DICH CLUNG ICHOAN THANH PHO HO C111 MINI!
Can dr Luat Chung khoan s6 70/2006/QH11 ngay 29 thing 06 nam 2006 dm Quoc hoi va Lust sita dei be sung mOt 58 dieu cüa Luat Ching khoan so 62/2010/QH12 ngly 24 thang 11 nam 2010;
Can cit Nghi dinh s6 58/2012/ND-CP ngay 20 thang 07 nam 2012 dm Chinh phO quy dinh chi tiet va huang &An thi hanh met so dieu cüa Lua Chung khoan va Luat sim dei, be sung met so dieu caa Lula Chung khoan va Nghi dinh se 60/2015/ND-CP ngay 26 thang 06 nam 2015 siita dei, be sung mOt se dieu tha. Nghi dinh 58/2012/ND-CP;
Can cir Thong tu 56 107/2016/11-BTC ngay 29 thang 06 nam 2016 cila BO twang BO Tai chinh huang dAn chao ban va giao dich chung quyeric6 bao dim;
Can dr Quyet dinh s6 2399/9D-BTC ngay 21 thang 11 nam 2017 dm BO tracing BO Tai chinh ban hart Dieu le to chat va haat dOng cUa Sâ Giao dich ChUng Ichoin Thanh phe He Chi Minh;
Can dr Quyet dinh s6 69/QD-SGDHCM ngay 02 thang 03 Mm 2018 caa Tong Giam dee SOr Giao dich Chung khoan Thanh pho He Chi Minh ye viec ban hanh Quy the niem yet va ding be th6ng tin del vai cluing quyen c6 bao dam tai So Giao dich Ching khoan Thanh phe He Chi Minh;
Can cir he sa dang k niem yet chUng quyen c6 bao dam oh Cong ty C6 phan Chirng khoan KIS Via Nam;
Theo a nghi cüa Giam dee PhOng Quan 19t va ThAm dinh Niem yet,
QUYET DINH:
Dieu 1. Chap thulan dang k9 niem yet chUng quy'en c6 bao dam do COng ty C6 phAn Chung khoan MS Viet Nam ph& hanh:
Ten tO chile phat hanh: Ging ty Co phan Ching khoin MS Viet Nam
Ten viet tat: MS
Gidy pile? .thanh lap va hoat (long ding !)/ chimg khoan se: 56/UBCK-GPHDKD do Uy ban Ching khoan Nha &roc cap nay 05 thang 7 Mm 2007
Von dieu le: 1.897.011.000.000 dang (Mat nghin tam tram chin mutti bay ti killing tram mu& mat trieu ang)
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
•
oAr
CWING KHOAN THANK PH6
HO CHI MINH
Dia chi try sâ chinh: Tang 3, 180-192 Nguyen Clang Tit, Phtreng Nguyen Thai Binh, Quan 1, Thanh ph6 H6 Chi Minh
Dien thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chi:mg quyen co bao dam do Cong ty C6 phan ChUng khok KIS Viet Nam phat hanh duce niem yet tai So. Giao dich Chung khoin Thanh pho H6 Chi Minh theo cac nti dung sau:
Loai chimg khoan: Cluing quyen co Ho dam
Ten chimg quyen: Charng quyen.ROS.KIS.M.CA.T.02
Ma chUng quyen: CROS2002
Ma ISIN: VNOCROS20029
Ma chimg khoan ca sec ROS
Ten t6 chile phat hanh chimg khoan ca sa: CTCP ray dtrng FLC Faros
Loai chUng quyen: Mua
Kik cluing quyen: Chau Au
Phuong thIrc thuc Men quyen: Bang tien
Thai han: 08 thang
Ngay dao han: 16/12/2020
TS, chuyen doi: 1:1
Gia thuc hien: 7.227 &Mg
St Wong chung quyen niem y6t: 2.000.000 chting quyen (Hai trieu chieng quydn)
Ngay chinh thirc giao dich: 11/5/2020
Dieu 3. C6ng ty C6 phan Chung khoan KIS Viet Nam phai tuan thti phip luat Via Nam, cac quy dinh v chUng Ichoin va thi twang chimg khoin, ck quy dinh aim Quyet dinh nay.
Dieu 4. Quyet dinh nay cO hieu lac ke tir ngay lgrr.
Di'eu 5. Giam d6c Phong Quanbirva Tan dinh Niem yet, Giam doe Phong Quan Thanh viên, Giam doe Phi:0g Giam sat Giao dich, Giam doe PhOng Thong tin TM
twang va C6ng ty CO phan Ching Ichoan KIS Via Nam c6 trach nhiem thi hanh Quyet dinh nay./i)n
No'i nhon: - Nhu dieu 5; - UBCKNN;
TTLKCKVN; Ltru: VT, NY (08)0",
HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2
BO TAI CHINN SO GIAO DICH CHUNG ICEIOAN TP.HCM
Sa: 2.36 /QD-SGDHCM
CONG HOA XA HQI CHU NGITIA VIET NAM DO lap - Tv do - Haab phfic
Thanh pho lid Chi Minh, ngety 07 thang 5 na'm 2020
QUYET DINH Chap thqn niem yet chting quyen có bao dam
TONG GIAM DOC SO GIAO DICH CHONG MIOAN THANH PHO HO CHI MINH
Can cir Luat Ching khoan só 70/2006/QH11 ngly 29 tang 06 nam 2006 dm Quac hOi va Luat sin d6i ba sung mat 56 dieu ca Lust Chung khan s6 62/2010/QH12 ngay 24 thang 11 narn 2010;
Can dr Nght dinh se 58/2012/ND-CP ngay 20 thang 07 nam 2012 dm Chinh phñ quy dinh chi tiet va Song, dan thi hanh mot so dieu cfra Luat Ching khoan va LuSt sira dôi, ba sung maat so dieu cria Luat ChUng khoan va Nghi dinh so 60/2015/ND-CP ngay 26 thang 06 narn 2015 dm en, ha' sung mat so dieu caa Nghi dinh 58/2012/ND-CP;
Can dr Thong tu só 107/2016/TT-BTC ngay 29 thang 06 nam 2016 cria BO tru&ng BO Tai chinh huang d'An chao ban va giao dich chimg quyen c6 bao darn;
Can cis Quyet dinh s6 2399/QD-BTC ngay 21 thang 11 nam 2017 dm BO txtrang BO Tài chinh ban hanh Dieu le to chic va host clang cria So Giao dich ChUng lchoan Thanh pha Ha Chi Minh;
Can dr Quyet dinh s6 69/QD-SGDHCM ngay 02 thang 03 nam 2018 dm Tang Giam doe SO Giao dich ChUng khoan Thanh pho Ha Chi Minh va viec ban hanh Quy ch niem yet va ding bo thOng tin dai voi chAng quyen c6 bao dam tai SO Giao dich ChUng khan Thanh pho H6 Chi Minh;
Can cfr h6 so clang k9 niem yet chUng quyen có bao dam dm Cong ty C6 phan Chirng khoan KIS Viet Nam;
Theo de' nghi cüa Giam d6c Phong Qua/115r va ThArn dinh Niem yet,
QUYIET DINH:
Dieu 1. Chap than clang k31/ niem yet chung quyen có bao dam do C6ng ty C6 phan Chirng khoan KIS Viet Nam phat hanh:
Ten to chile phat hanh: Clang ty CO phA'n Chong khoan MS Viet Nam
Ten viet tat: MS
Gifay phep thanh rap va host tang Ong ty chimg khean s6: 56/UBCK-GPHDKD do ITIy ban Chung khan Nha nude cap ngay 05 thang 7 nam 2007
Von dieu re: 1.897.011.000.000 (tang (Mat nghin tam tram chin meat bay t)) khong tram min mat trieu dong)
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
Dia chi fru sO chinh: Tang 3, 180-192 Nguyen Cong Trar, Phueng Nguyen Thai Binh, Quan 1, Thanh pho H6 Chi Mirth
Dien thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chang quyen co bao dam do Cong ty Co phan Chung khothi MS Via Nam phat hanh dugc niem yet tai SO Giao dich Cheng khoan Thanh phi; HO Chi Minh theo cac nOi dung sau:
Loai chung khan: Chfrng quyen co bao dam
Ten chi:mg quyen: Cheing quyen.STB.KIS.M.CA.T.04
MA cheng quyen: CSTB2003
MA ISIN: VNOCSTB20030
Ma eh-dug khoan ca se: STB
Ten to charc phat hanh cheng khoan co se: Ngan hang TMCP Sai Gen Thuang Tin
Loai cheng quyen: Mua
Kik chi:mg quyen: Chau Au
Phucmg thee thtrc hien quyen: Bang tien
Thai han: 05 thing
Ngay dao han: 16/09/2020
TS, le chuyen del: 1:1
Gia thtrc hien: 11.111 ding
,S6 luqng cheng quyen them yet: 3.000.000 chUng quyen (Ba trieu cluing quyen)
Ngay chinh thee giao dich: 11/5/2020
Dieu 3. Clang ty CO phan Chang khoan KIS Via Nam phal than the phip luat Via Nam, the quy dinh ye cheng khoin va thi twang cheng khoin, cac quy dinh cüa Quyet dinh nay.
Dieu 4. Quyet dinh nay cO hieu lye ke te ngay k.
Dieu 5. Giam doc Phong Quan 15, va Tham dinh Niem yet, Giam dee Ph6ng Quan 151 Thanh vien, Giam doe Phong Giam sat Giao dich, Giam doe Phong ThOng tin Thi trueng vã COng ty Co phan Chang khoan MS Via Nam co trach nhiem thi hanh Quyet dinh na.y./."
Nat nh'etn: IAM DOC Nhu dieu 5; I eLIAMBOC
- UBCKNN; - TTLKCKVN;
Ltru: VT, NY (08)
Anh Dào
HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2
•
6AT 2 CHUNG KHOAN THANK PH6
1-16 CHI MINH
BO TAI CHINH SO GIAO NCH CHUNG 'MOAN TP.HCM
Sti• 2.39 /QD-SGDHCM
CQNG HOA XA HOI CHU NGH1A VIET NAM Dec Yap - Ti; do - Haub phtic
Thanh phi; Ha Chi Mink ngay 07 thong 5 nam 2020
QUYET DINH Chat p thuan niem yet chting quyen co bao dam
TONG GIAM DOC SO GIAO NCH CHUNG ICHOAN THANH PHO HO CHI MINH
Can cix Luat Chung khoin sa 70/2006/QH11 ngay 29 thang 06 nain 2006 dm Quoc hai va Luat sfra dal bo sung mat so dieu eta Luat Ching khoan s6 62/2010/QH12 ngay 24 thang 11 nam 2010;
Can dr Nevi dinh s6 58/2012/ND-CP ngay 20 thang 07 nam 2012 cila Chinh pht quy dinh chi tiet va huoing clan thi hanh mat so dieu eta Luat Chang khoan va Luat süa doi, bo sung mat s6 dieu eta Luat Ching khoan va Nghi dinh so 60/2015/ND-CP ngay 26 thang 06 nam 2015 Ria dai, b6 sung mat 56 dieu eta Nghi dinh 58/2012/ND-CP;
Can cir Thong tu se 107/2016/TT-BTC ngay 29 thang 06 nam 2016 dm BO turfing BO Tai chinh huring dan chao ban va giao dich chimg quyen c6 bao dam;
Can dr Quyet dinh sO 2399/QD-BTC ngay 21 thang 11 nam 2017 eta BO tithing BO' Tai chinh ban hanh Dieu le to cluic va hoat clang dm SO (Mao dich Ching khoan Thanh phi') H6 Chi Minh;
Can cis Quyet dinh só 69/QD-SGDHCM ngay 02 thang 03 nam 2018 eta Tang Giam die Sri (Mao dich Cluing khoan Thanh pho H6 Chi Minh ye vice ban hanh Quy die ni8m yet va ding ba thong tin doi vdri cluing quyen c6 bao dam tai SO Giao dich Chung khoan Thanh phi') Ha Chi Minh;
Can dr h6 so dang 1c5r niem yet chimg quyen c6 bao dam dm COng ty C6 phan ChUng Ichoan KIS Vi8t Nam;
Theo de nghi eta Giam dac Phong Quan 1 va Tharn dinh Niem yat,
QUYtT DINH:
Dieu 1. Chap thuan clang ky niem yet cluing quyen c6 bao dam do Cong ty C6 phan Chung khoan MS Viet Nam phat hanh:
Ten t6 ehüe ph& hanh: C8ng ty CO phAn Chtling khoin MS Viet Nam
Ten viet fat: MS
Giay phep thanh lap va hoat clang Gong ty chi:mg khoan 56/UBCK- GPHDICD do fly ban Chung khoan Nha nmic cAp ngay 05 thang 7 nam 2007
Ven dieu le: 1.897.011.000.000 dang (MOt nghin tam tram chin meal bay If, khong tram mteeri mat trieu clang)
HOSE BM-7.31/1-BH1-04/2018 Trang 1/2
Dia chi try se( chinh: fang 3, 180-192 Nguygn Clang Tit, PhuOng Nguyen Thai Binh, Quart 1, Thanh phO H6 Chi Minh
Dien thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chung quyen c6 bao dam do Cong ty C6 phAn Chung khoan KIS Via Nam phat hanh dugc niem yet ti So. Giao dich Chang khoan Thanh pho H6 Chi Minh thee eae nOi dung sau:
Loai chi.mg khoan: Chting quyen co bao dim
Ten chi:mg quyen: Chtimg quyen.VIC.KIS.M.CA.T.04
MA chirng quyen: CVIC2002
MA ISIN: VNOCVIC20027
MA chi:mg khoan ccr sec 'TIC
Ten ttli chue phat hanh chung khoan Cu so.: Tip Doin Vingroup - CTCP
Loai chimg quyen: Mua
Kieu chung quyen: Chau Au
Phuong thire thye hien quyen: Bang tin
TWA han: 03 thing
Ngay dao han: 16/07/2020
Tj'r le chuyen d6i: 5:1
Gia thge hien: 108.888 ding
,S6 Ittcmg chimg quyen niem yet: 2.000.000 chiing quyen (Hai triett chting quyen)
Ngay chinh tithe giao dich: 11/5/2020
Dieu 3. Ging ty C6 ,phAri Chfrng khoan KIS Via Nam phii tuan tha phip luat Via Nam, cac quy dinh ve cluing khoan va thi tnrang chimg kholn, eac quy dinh efra Quyet dinh nay.
Dieu 4. Quyet dinh nay c6 hieu lye ketü ngay k.
Dieu 5. Giam doe PhOng Quan va Thim dinh Niem yeti Giam dOc Phong Quan 15r Thanh vien, Giam doe Phong Giam sat Giao dich, Gam d6c PhOng Thong tin TM tnrimg va Cong ty Co phAn Chung khoan KIS Via Nam e6 trach nhi'em thi hanh Quyet dinh nay./."/
Nai nhcan - Nhu diL 5;
UBCKNN; TTLKCKVN;
- Lau: VT, NY (08) DA/
GIAM DOC IAMDOC OAT
CHUNG KHOAN TWANH PH6
H6 CH( MINH Li
41.
Anh Dim
HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2
BO TAI CH1NH CUING HOA XA HQ! CHU NGHiA WET NAM sO GIAO MICH CHUNG KHOAN TP.HCM Dec lap - Tv do - Hanh phfic
SO: 2.36 /QD-SGDHCM Thanh ph a Ha Chi Mink ngay 07 thang 5 thin 2020
QUYET DINH ChAp thuen Mem yet chting quyen c6 bio dam
TONG GIAM DOC SO GIAO DICH CHUNG 1CHOAN THANH PHO HO CHI MINH
Can eft Luat Chirng khoan se. 70/2006/QH11 nay 29 thang 06 nim 2006 dm QuOc hOi va Luat sira dOi bia sung mot só dieu cüa Lust Ching khoan so 62/2010/QH12 ngay 24 thang 11 nam 2010;
Can ctir N4h1 dinh s6 58/2012/ND-CP ngay 20 thang 07 nail: 2012 tha Chinh phi" quy dinh chi tiet va huerng clAn thi hanh mOt s8 dieu cüa Luet ChUng Ichoin va Luat sira di, b6 sung mot sot dieu cUa Luat Chung Ichoin va Nghl dinh so 60/2015/ND-CP ngay 26 thang 06 nam 2015 stra dOi, bri sung mot so dieu tha Nghl dinh 58/2012/ND-CP;
Can dr Thong tu se 107/2016/TT-BTC ngay 29 thang 06 clam 2016 tha BO toeing BO Tai chinh huong d'An chao ban va giao dich chung quyen c6 bao dam;
Ca'n S Quyat dinh so 2399/QD-BTC ngay 21 thang 11 nam 2017 tha BO truemg BO Tai chinh ban hanh Dieu le tO chirc va hoat dOng cña SO Giao dlch Chiing khoan Thanh phO HO Chi Minh;
Can cir Quyet dinh s6 69/QD-SGDHCM ngay 02 thang 03 nam 2018 &la TOng Giam doe SO Giao dich Chang khoan Thanh pho HO Chi Minh ye viec ban hanh Quy che niem yet va c8ng b6 th8ng tin doi ved chUng quyEn có bao dam tai SO Giao dich Chung khoan Thanh 016 HO Chi Minh;
Can dr h6 so clang k niem yet cluing quyen c6 bao dam tha Cong ty CO phAn Chung lchoan KIS Viet Nam;
Theo de' nghi tha Giam cloc PhOng Quart 1 va ThAm dinh Niem yet,
QUYET DINH:
Dieu 1. Chap .thuan clang k)? niem yet chung quyen c6 bao dam do COng ty CO phan Chung khoan.KIS Viet Nam phat hanh:
Ten tO eh& phat hanh: Ging ty CO phan Ch'ing khofin XIS Viet Nam
Ten viet tat: MS
Giay phep thanh lap va hoat dOng thing ty chimg khoan so: 56/UBCK-GPHDKD do ty ban Chung lchoan Nha nuerc cap ngay 05 thang 7 nam 2007
V6n dieu le: 1.897.011.000.000 oiling (Mat nghin tam tram chin ?meal bay tf) khong tram mu& mat trieu eldng)
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
CHONG KHOAN THANK PFlei
H6 CHI MIN
Dia chi try se( chinh: Tans 3, 180-192 Nguy'en .Cong Trti, Phuang Nguyen Thai Binh, Quan 1, Thanh pho H6 Chi Minh
Dien thoai: (84-28) 3914 8585 Fax: (84-28) 3821 6898
Dieu 2. Chang quyen 96 bao dam do Cong ty C6 phan Chang khodn MS Viet . Nam phat hanh dirge niem yet tai SO Giao dich Cluing khoin Ththih ph6 H6 Chi Minh theo cac nth dung sau:
Loai chimg khodn: Ch'ing quyen co bao dam
Ten cluing quyen: Chfrng quyen.V12E.KIS.M.CA.T.05
MA chung quyan: CVRE2004
ma ISIN: VNOC'VRE20040
ma chimg khoan ea sac VRE
Ten th chile phat hanh chi:mg khoan co sa: CTCP Vincom Retail
Loai chi:mg quyan: Mua
Kiel' chang quyan: Chau Au
Phuang thirc thgc hien quy6n: Bang ben
Thed han: 03 thang
Ngly dao han: 16/07/2020
TS! le chuyen doi: 1:1
Gid Mut hien: 29.999 demg
S6 luong cluing quyen niem yet: 1.000.000 chirng quyen (Mat trieu chthtg quyen)
Ngay chinh tithe giao dich: 11/5/2020
Dieu 3. Cling ty CO phan Ching khodn MS Viet Nam phai tuan thi phip luat Viet Nam, cac quy dinh va chimg khoin va thi truOng chang khoan, cac quy dinh caa Quyet dinh nay.
Dieu 4. Quyet dinh nay có hieu lye ke tCr ngay k3.r.
Dieu 5. Giam dee Ph6ng Quan 19 va Thana dinh Niem yet, Giam doe Ph6ng Quan 19 Thanh vien, Giam doe Ph6ng Giam sat Giao dich, Giam doe PhOng Th6ng tin Thi truong va Cling ty CO phan Chang khodn KIS Viet Nam c6 trach nhiem thi hanh Quyet dinh nay./.
/)
Noi nhOn: - Nhtr dieu 5; - UBCKNN; - TTLKCKVN; - Ltru: VT, NY (08)A,
HOSE J3M-7.31/1-81-11-04/2018 Trang 2/2