-CONG TY C6 PHAN QUAN wY QUY fiAu TUDODja chi: Tang 9-07, Vincom Center D6ng Khcri, 72 Le Th6nh T6n, Phirimg Bin

ilRed Capital Nghs, Qu§n 1, TP HCMMST: 0102665814

BAO CAO TAI CHINH

QUY \ - NAM 2018

TP HCM, Thang 4 nam 2018

CONG TY CO PHAN QUAN LY QUY DAU TU' DODja chi: Tang 9-07, Vincom Center Dong Khfti, 72 Le Thdnh Ton, Phuomg Ben Ngh6,Ql.TPHCM

SDT: 028.6285.7168

Mau so B01-CTQ

(Ban hanh Iheo TTsd 125/2011/TT-BTCngay 5/9/2011 cua BQ Tai chinh)

MST:0102665814

BANG CAN DOI KE TOANTAI NGAY31/03/2018

o<o

THUYETMINH

CHITIEU S6 CU6l QUYMASO SO DAU NAM *

A. Tai san ngfln han 44,979,858,882100 59,424,043,898

1. Tien va tu-ong dirong tien 13,343,204,743110 V.01 6,642,207,695

- Tien 13,343,204,743111 6,642,207,695

- Tircmg dircmg tien 1122. C6c khoan dau tir tHi chinh ngSn han 120 V.02 52,395,539,903 30,721,745,203

- Dau tu ngin han 30,721,745,203121 52,924,158,943

- Dy ph6ng giam gia dau tu ngin han (*) 129 (528,619,040)

3. Cac khoan phai thu ng3n han 300,542,222130 794,099,144

- Phai thu khach hang 131

- Tra triroc cho ngucri ban 105,990,630132 123,720,000

- Phai thu npi bp ngdn han 133

- Phai thu hogt dpng nghigp vu 134 V.03 171,822,222 683,108,514

- Cac khoan phai thu kh£c 135 5,000,000 5,000,000V.04

- Dir phong phai thu ngSn han kho doi (*) 1394. Hang ton kho 140

5. Tai san ng3n han khdc 150 85,754,078 120,809,792

- Chi phi tra trirflc ngin han 120,809,79285,754,078151

- Thue GTGT dirge khau trCr 152

- Thue va cac khoan kh&c phai thu nh£ nuoc 154

- Giao djeh mua ban lai trai phieu chinh phu 157

- Tai san ngin han khac 158

B. Tÿi san dhi han 200 977,393,688 1,045,756,686

1. Cac khoan phai thu dai han 210 303,135,036 303,135,036

- Phai thu kMch hang 211

- Von kinh doanh d dom vj tryc thupc 212

- Phai thu dai han npi bp 213 V.05

- Phai thu dai han kMc 303,135,036 303,135,036218 V.06

- Dyr phong phai thu dai hjin kh6 d6i (*) 219

2. Tai san co djnh 220 152,670,852 162,513,714

2.1. Tai san co djnh hftu hlnh 152,670,852 162,513,714221 V.07

- Nguyen gid 196,857,273 196,857,273222

- Gia trj hao m6n lOy k8 (*) (44,186.421) (34,343,559)223

2.2. T&i san co djnh cho thud tai chinh 224

- Nguyen gia 225

- Gia trj hao mon luy k4 (*) 226

2.3. Tai san co dinh vo hinh V.08227

- Nguyen gia 228

- Gia trj hao mon luy k6 (*) 2292.4, Chi phi xay dung co ban dd dang 230

3. Cac khoan dau tir tai chi'nh d&i han V.09250

- Dan tir vao cong ty con 251

- Dau tir vao cong ty lien doanh lien ket 252

- Dau tir dai han khac 258

- Dy phong giam gid dau tir dai hÿn (*) 259521,587,800 580,107,9364. Tai san d&i han kh£c 260

- Chi phi tra trirflc dai han 261 V.10 521,587,800 580,107,936 *- Tai san thue thu nh$p hoSn lai 262

/- Tai san dai han khac 268

TONG TAI SAN 46,025,615,568270 60,401,437,586

NGU6N V6N BA. No- phai tra 312,362,592 362,933,803300

1. Ngnganhan 310 312,362,592 362,933,803

1. Vay ngin hyn 311

2. Phai tra ngircri ban 9,773,365 13,420,2263123. Ngiroi mua tra tien trirac 3134. Thug va cac khoan phai nQp nha nude 176,589,227 220,695,395314 V.ll

5. Phai tra ngirai lao dpng 3156. Chi phi phai tra V.12 126,000,000 128,818,1823167. Phai tra noi bp 3178. Cac khoan phai tra phai ngp ngin han khac V.13319

9. Dy phong ngin han phai tra 32010. Quy khen thjqng, phuc lyi 323

11. Giao dich mua ban lai tr&i phieu chi'nh phu 32712, Doanh thu chira thirc hien ngftn han 328

II. Ny dai han 330

1. Phai tra dai han cho ngufri b&n 331

2. Phai tra dai han noi by 3323. Phai tra dai han kMc 3334, Vay v£nqdai han 3345. Thug thu nhap hoan lai phai tra 335

6. Dy phong try cap mat vigc l&m 336

7. Dyr phong phai tra dai han 3378. Doanh thu chira thyc hien dai han 338

9. Quy phat trign khoa hoc va cong nghg 339

lO.Quy dy phong boi thufimg thi?t h<ii cho nhi dau tir 359

B. Nguon von chu sd hfru 45,662,681,765400 V.19 60,089,074,994

1. V6n dau tu cua chu sa htru 70,000,000,000 57,250,000,0004112. Thang dir von co phan 3,825,000,000412

3. V6n kh£c cua chu so htfu 413 70,000,000 70,000,000

4. C6 phigu quy (*) 4145. Chenh lech danh gia lai tai san 415

6. Chenh lech ty gid hoi doai 4167. Quy dau tu phat trien 417

8. Quy dy phong tai chinh 418

9. Quy khac thupc von chu so huu 419

10. Lyi nhuan sau thue chira phan ph6i (11,657,318,235)(13,805,925,006)420

T6NG CONG NGUON VON (440 = 300 + 400) 60,401,437,586 46,025,615,568440

Chi tieu C

Cac chi tieu ngo&i bang can doi ke loin C1. Tai san co djnh thue ngoai 001

2. Vat tir, chumg chi co gia nhan gifr hq 002

3. Tai san nhan ky cuyc 0034. Nq kh6 d6i da \\i ly 004

5. Ngoai cac logi 00536. Chumg khoan liru ky cua cong ty quan ly quy 13,709,000,000 1 1,070,000,000006

6.1. Chung khoan giao djch 007 13,709,000,000 11,070,000,000 C<6.2. Chumg khoan tam ngung giao djch 008 C6.3. Chumg khoan cam c6 009 Ui6.4. Chung khoan tam giu 010 n6.5. Chumg khoan chathanh toan 011

46.6. Chung khoan phong Ida cha rut 012

6. 7. Chumg khoan cha giao dich 013

6.8. Chung khoan ky quyl dam bao khoan vay 014

6.9. Chung khoan sura loi giao djch 015

7. Chumg khoan chua luru ky cua cong ty quan ly quy 020

8. Tign guri cua nha dau tu uy thac 100,712,288V.15 97,043,792030

- Ti§n gui cua nha dau tu uy thac trong nirac 97,043,792 100,712,288031

- Tien guri cua nha dau tu uy thac nude ngoai 032

9. Danh myic dau tu cua nhA diu tu uy thac 8,800,000,000 13,106,450,000040 V.169.1. Nha dau tu liy thac trong nirqc 8,800,000,000 13,106,450,000041

9.1. Nha dau tur uy thde nude ngoai 042

10. Cdc khoan phai thu cua nha dau tu uy thac 050 V.17

1 1. Cdc khoan phai tra cua nha dau tu uy thac 30,262,222 21,931,181051 V.18

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C6NC TY C6 PIIAN QUAN LY QU? DAU TIT D6 MSU S6 B02-CTQDja chi: Ting 9-07, Vincom Center D6ng Kh<5i, 72 Le Thanh Ton, Phuhng Ben Nghd, (Ban hemh Iheo TTsS125/2011/IT-BTC ngay 5/9/2011 cua B0Ql.TPHCM

SDT: 028.6285.7168

Tai chinh)

MST:0102665814

BAO CAO KET QUA HOAT DQNG KINH DOANHQuy I NSm 2018

Luy ke tirdau nflm den cuoi quy |Thuyet

minh

QuyM3 soChi tieu

N3m nay N3m trirfrcN3m trirfrcNflm nay

6 72 51 3 4 DA

431,828,433 1,030,193,054431,828,433 1,030,193,0541. Doanh thu VI.l01 >

V2. Cac khoan giant trir doanh thu 02 A'

3. Doanh thu thuan ve hoat dong kinh doanh

(10=01-02)1,030,193,05410 431,828,433 1,030,193,054 431,828,433

4. Chi phi hoat dong kinh doanh, gia von h<ing211,800,000537,464,250 211,800,000 537,464,25011 VI.2

bdn

5. Loi nhuan gop cua hoat dong kinh doanh(20=10-11)_ 20 818,393,054(105,635,817) (105,635,817)818,393,054

5,470,0484,938,3106. Doanh thu hoat dong tai chinh VI.3 4,938,310 5,470,04821(130,917,478)7. Chi phi tdi chinh (130,917,478) 531,692,20522 V1.4 531,692,205

8. Chi phi gudn ly doanh nghiep 1,516,217,059 788,982,4051,516,217,059 788,982,40525 VI.59. Lgi nhugn thuan tir hogt dgng kinh doanh(30=20+(21-22)-25)_ (2,148,606,771)165,798,175 165,798,175(2,148,606,771)

10. Thu nhap khac 31 VI.6

11. Chi phi khde 32 VI.7

12. Lpi nhuan khde (40 = 31 -32) 40

13. Tong Igi nhuan ke toiin triroc thue (50 = (2,148,606,771) 165,798,175165,798,17550 (2,148,606,771)30 + 40)

14. ThudTNDNhien hanh 51 VI.815. Thug TNDN hoSn lai 52 VI.8

16. Lgi nhuan sau (hue thu nhap doanhnghien (60=50-51-52)_ 165,798,175165,798,175 (2,148,606,771)60 (2,148,606,771)

17, LSi tren c6 phiSu (*) 2970 (335)(335) 29

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C6NG TY C6 PIIAN QUAN L* Qut DAU TU’D6Dja chi: Tdng 9-07, Vincom Center Ding Khdi, 72 Li Thinh Tdn, Phutmg Ben Nghi, Ql, TP HCMSBT: 028.6285.7168 MST:0102665814

Mau t6 B03-CTQ(Ban hanh theo TTso 125/2011/TT-BTC ngay

5/9/2011 cua BO Tai chinh)

BAO CAO LUtJ CHUYEN TIEN T$Quy1Nim 2018

Thuyet

minhM2

Quy 1.2018 Quy 1.2017Chi tieuso

1. Lu-u chuyen tien tir boat dpng kinh doanh 1 -1. L<ri nhuQn trwdc thue (2,148,606,771) 165,798,17501 22. Dieu chinh cho cac khoan (128,717,762)533,523,592

-KhauhaoTSCD N3.785,86202 9,842,862

- Cac khoan du ph6ng (132,503,624)03 528,619,040

- L2i, lo chenh lech ty gi& hoi doai chua thyc hipn

- LSi, lo tir hopt dpng dau tu

04(4,938,310)05

0- Chi phi lai vay 063. Lpi nhugn fir hogt dgng kinh doanh tru&c thay doi von hru d$ng 08 (1,615,083,179) 37,080,413

r.3,001,742,959- Ting, gidm c&c kho2n phai thu 09 (21,708,856,818) _- T2ng, giam hang ton kho 10

- Ting, giam cac khoan phai tra (Khong ke 13i vay phai tra, thue thu nh§pdoanh nghiep phai nop)_ (50,571,211) (81,368,870)11

103,142,496- T2ng, giam chi phi tri tru6c. 12 93,575,850

- Tien lai vay da tra 13- Thue thu nhjlp doanh nghiep da npp 14

- Tien khu khac tu hogt dpng kinh doanh 15

- l ien chi khdc cho boat d$ng kinh doanh 16

Liru chuyen tien thuan tir hogI dpng kinh doanh 3,060,596,99820 (23,280,935,358)

II. Lu-u chuyen tien tir boat d$ng dau tu

1 , Tien chi dl mua sdm, xay dyng TSCD vd ede tai s&n dai hpn khac 21

2. Tien thu tu thanh ly, nhirgmg bdn TSCD vd cac tdi sail dai hpn khdc

3. Tien chi mua cac cong cy no cua don vj khac_2223

4. Tien thu tu thanh ly ede cong cyi n? cua don vj khac 24

5. Tien chi dau tu gop von vao don vj khdc 256. Tien thu h6i dau tu R6P v6n vdo don vj kh&c 267. Tien thu lai tien gtri, co tuc va lpi nhugn dupe chia 27 4,938,310

Liru chuyen lien thuan tir liogt dpng dau tu 4,938,31030III, l.u-u chuyen tien tir boat d$ng tai chi'nh

1. Tien thu tir phdt hinh co phieu, trai phieu, nhgn von gop cua chu sd hihi 31 16,575,000,000

2. Tien chi trd von gop cho cac chu sd hiru, mua Igi co phieu cua cong ty daphdt hilnh_ 32

3. Tien vay ngdn hgn, ddi hgn nhgn duijrc 334. Tit-n chi tra np goc vay 34

5. Tien chi tra ng thue tai chinh 356. Co tire, l<jri nhugn da tra cho chu so hum 36

Liru chuyen lien lliuan lit Iwat dpng lai clilnli 40 16,575,000,000

l.iru chuyen tien thuan trong ky (50 = 20+30+40) (6,700,997,048) 3,060,596,99850

Tien vd tirong dirong tien dau ky 2,005,107,02260 13,343,204,743

Anh hufrng cua thay doi ty gia hoi doai quy doi ngoyi tg 61Tien vd tirung dirirng tien cuoi ky (70 ~ 504-60+61) V11.3S 6,642,207,695 5,065,704,02070

Ngay nam 2018

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C6NG TY C6 PHAN QUAN LY QUY DAU TIT D6Dja chi: ling 9-07, Vincom Center Ding Khdi, 72 L6 ThlnhTdn, Phudng Bln Nghl, Ql, TP HCM

Mau so B09-CTQ

(Ban hanh theo TTs6 125/201l/TT-BTC ngay

5/9/2011 cua BQ Tai chinh)

THUYET MINH BAO CAO TAI CHINHQuy I n&m 2018

I DAC Dl£M HOAT DQNG CUA CONG TY

1- Hinh thirc so hfhi von

C6ng ty Cl phdn Quin ly quy Dau tu Do (trirac day la Cong ty cl phan quan ly quy IB) lei c6ng ty cl phdn duyc

thlnh lap tpi HIN$i, ViftNamV6n dieu Ip cua C6ng ty:70.000.000.000 VND (Bly muai ty ding).Try sir chinh cua Cdng ty tpi: Ting 9-07, Vincom Center Dong Khdi, 72 Le Thlnh Ton, Phudng Ben Nghl, Ql,

TP HCM

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+ C6ng ty C6 phdn quin ly quy Dau tu II m$t c6ng ty cl phdn duyc thlnh l|p theo Gidy phlp thlnh l§p vl hopt

dyng kinh doanh so 29/UBCK-GP ngly 03/03/2008 do Uy bln chdng kholn Nhl nude cdp vdi ten ban dau II

Cong ty cl phan quin iy quy Ddu Khl Toln Cdu.+ C6ng ty duyc cdp gidy phlp dieu chinh s6 34/GPDC-UBCK ngly 14/05/2012 dieu chinh gidy phlp thlnh l|p

vl hopt dyng ting von dieu lp len 30.000.000.000 ding.+ C6ng ty dupe chinh thuc dli ten thlnh Cdng ty Cl phan quin ly quy dau tu IB vdi vln dieu 1? 57.250.000.000ding thdi theo gidy phlp si 22/GPDC-UBCK ngly 03/09/2015 do Uy ban chdng kholn Nhl Nude cdp.+ Gidy phlp dieu chinh II si 32/GPDC-UBCK ngly 09/12/2015 do Uy ban chung kholn Nhl Nude cdp dupe

doi ten thlnh Clng ty cl phdn quin ly quy IB.+ Gidy phlp dieu chinh si 10/GPDC-UBCK ngly 27/06/2016 do Uy ban chung kholn Nhl Nude cdp, thay dlingudi dpi diyn theo phlp luat II ong Le Duy Thin.+ Gidy phlp dieu chinh II so 12/GPDC-UBCK ngly 16/8/2016 do Uy ban chung kholn Nhl nude cdp dieu

chinh try sd chfnh cua Clng ty vl Ting 9, si 52 phi LI Dpi Hlnh, Phudng Le Dpi Hlnh, Q.Hai Bl Trung, TP

HI N|i.

+ Gidy phlp dilu chinh si 10/GPDC-UBCK ngly 18/10/2017 dli tin Cong ty thlnh Cong ty cl phdn Quin lyquy Ddu tu D6, dja chi try sd chinh chuyen vl Tdng 9-07, Vincom Center Ding Khdi, 72 Le Thlnh Tin, Phudng

Bln Nghl, Ql, TP HCM vl Ting Gilm die ding thdi II ngudi dai diyn phlp lupt II ong Nguyen Tudn Trung.+ Gidy phlp dilu chinh gdn nhdt si 22/GPDC-UBCK ngly 7/3/2018 do Uy ban Chdng kholn Nhl nude cdpdilu chinh ting von dilu 1? len 70.000.000.000 ding+ C6ng ty duyc phlp thyc hiyn clc nghiyp vy kinh doanh sau:

Quin ly quy dau tu chdng kholn

Quin ly danh myc ddu tu chdng kholn

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3- Tong so cdng nhan vien: 15

II CHE D0 VA CIHNII SACH KE TOAN AP DÿNG TAI CONG TY

1 Nien dy ke toln

NiSn d$ ke toln bit ddu td ngly 01 thing 01 vl ket thuc vlo ngiy 31 thing 12 hing nlm.

Ky kl toin quy 1 nlm 2018 duyc bit dau td 01/01/2018 vl kit thde vlo 31/03/2018.

2 Don vj tien tp sir dyng trong ghi chip ke toln va nguyen tic. phuong phlp chuyen doi clc dong

tien khlc:

C6NG TY C6 PHAN QUAN L* QU¥ DAU TI/DDDja chi: Tang 9-07, Vincom Center Dong Khdi, 72 L6 ThAnhT6n, Phudng Ben Nghd, Ql, TP HCM

Mau so B09-CTQ

(Ban hanh theo TTso 125/2011/TT-BTC ngay5/9/2011 cua BQ Tai chinh)

CAc bao cao tai chi'nh cua Cong ty dugc trinh bay theo don vj dong Vi?t Nam (VND).

III. Chuan myc va Che d§ ke toAn Ap dyng

1 Che dy ke toAn ap dung

C6ng ty dp dyng Che d$ Ke toAn theo Thong tu so 125/2011/TT-BTC ngAy 05 thAng 09 nAm 2011 cua BQ TAichinh. Theo thong tu nAy he thdng bAo cAo tai chinh cua cSng ty bao gdm cAc bAo cAo sau:

BAng CAn ddi ke toAn (dang d&y du)

BAo cAo kit quA hoat d<?ng kinh doanh (dyng day du)

BAo cAo luu chuyin tien t§ ( dyng diy du)

BAng thuyet minh bAo cAo tai chinh

2 Tuyen bo viyc tuan thu chuan myc ke toAn va che dy ke toan do BQ Tai chinh ban hAnh:

<Mau so BOla-CTQ

Mau s6 B02a-CTQ

Mau so B03a-CTQ

Mau so B09a-CTQ

i

\

IC6ng ty da Ap dyng cAc Chuin myc ke toAn Vift Nam vA cAc vAn bAn hudng dSn ChuAn myc do NhA nude daban hanh. Che d$ ke toAn c6ng ty dang Ap dyng theo Thong tu 125/2011/TT-BTC ngAy 05/09/2011.

3 Hinh thuc so ke toan ap dyng:

C6ng ty thyc hiyn hlnh thurc s6 ki toAn: Nhat ky chung

Nguyen tAc ghi nhan tien vA cAc khoAn tuong duong tien

Tiin vA cAc khoAn tuong duomg tien bao gom tien mat tyi quj>, cAc khoAn tiin gui khong ky hyn, cAc khoAn tien

gui c6 ky hyn dudi 3 thAng, cAc khoAn dAu tu ngAn hyn cd khA nAng thanh khoAn cao, de dAng chuyen doi thAnhtiin vA ft rOi ro lien quan din vi$c biin d$ng gi A trj.

Dau tu cluing khoAn ngAn han

Dau tu chung khoAn ngAn hyn duyc phan loai thAnh chung khoAn niem yet vA chung khoAn chua niem yit.Chung khoAn niem yit dugc ghi nhan ban dau theo giA mua vA dugc dAnh giA lyi tyi ngAy lap bAng can doi ke

toAn. Dau tu ngAn hyn dugc ghi nhyn theo giA goc trir dy phdng giAm giA cAc khoAn dAu tu chung khoAn. Dy

phdng giAm giA cho cAc khoAn dau tu chung khoAn dugc Cong ty thyc hiyn theo hudng dSn tai Thdng tu si228/2009/TT-BTC do BQ TAi chinh ban hAnh ngAy 07/12/2009 vA Thdng tu 146/2014/TT-BTC do BQ TAi chinhban hAnh ngAy 06/10/2014.

Phuong phAp ghi nhan TSCD vA Khau hao TSCD

Ap dyng theo Thdng tu 45/2013/TT-BTC ngAy 25 thAng 4 nAm 2013.TAi sAn cd djnh hdu hinh dugc trinh bAy theo nguydn giA tru giA trj hao mdn lOy ki. Nguyen giA tAi sAn c6 djnh

hdu hinh bao gom giA mua vA toAn b<? cAc chi phi khAc lien quan tryc tiip din vi?c dua tAi sAn vAo trang thAi sinsAng sir dyng. CAc chi phi phAt sinh sau khi tAi sAn cd djnh huu hinh da dugc dua vAo hoyt dgng nhu chi phi sira

chua, bAo du&ng vA dyi tu thufimg dugc hych toAn vAo bAo cAo ket quA hoyt dQng kinh doanh tyi thdi diem chiphi phAt sinh.TAi sAn co djnh hCtu hinh dugc khiu hao theo phmmg phAp dudng thing dya tren thdi gian huu dung ude tinhcua tAi sAn.

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Doanh thu hoyt dgng kinh doanh bao gom doanh thu tir hoyt dgng quAn ly quy, quAn ly danh myc dAu tu, tu vAndau tu chirng khoAn. CAc khoAn doanh thu nAy dugc ghi nhyn tren bAo cAo ket quA hoyt dQng kinh doanh tren co

sdr hgp dong ky ket vA giA trj thyc te thyc hiyn.

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vA lai tien gui kh6ng ky hyn,...

V- THONG TIN B6 SUNG CHO CAC KHOAN MVC TRlNH BAY TRONG BANG CAN D6l K£ TOAN:

(Dan vj tinh: dong)

So dau namV.01 - Tien So cuoi ky

- Tien m$t 2,195,196 23,987,671

- Tien giri Ngan hing 13,319,217,0726,640,012,499

-Tirong duong tien

T6NG CQNG 13,343,204,7436,642,207,695

So cuoi ky So dau namV.02 - C$c khoan dau tir tai chinhngSn han So lugng So lugng Gia trj TGia tri

M-Tien giri tren 3 thang

- Co phieu dau tu ngSn han (chi tiltdanh myc co phieu bj giam gia/rui I1,107,0001,370,900 52,924,158,943 30,721,745,203

<ro)%

-Co phieu chua niem yet

- Trii phieu dau tu ngSn hyn (chi tietdanh myc trai phieu bj giam gii/ruiro)

- Diu tu ngSn han khac

-Du phdng dau tu ngan han (528,619,040)

Tong cgng 1,107,000 30,721,745,2031,370,900 52,395,539,903

Trong d6:

- C6phieu NHHla 370.900 cd phieu:

- Cd phieu GEXla 1.000.000 cd phiiu:

31,276,229,040

21,647,929,903

So dau ndmSo cuoi kyV.03- Cac khoan phai thu boat dong nghiyp vy

- Phai thu hoyt dong quan ly quy dau tu chung khoanva cong ty dau tu chung kho&n

- Phai thu hoyt d$ng quan ly danh myc dau tu 29,822,222 21,108,514

- Phii thu phi thucrng hoyt dgng

- Phai thu hoyt d$ng tu van dau tu chung khodn 142,000,000 662,000,000

- Phai thu tCr hoyt dpng nghifp vy khac

Tong cgng 171,822,222 683,108,514

So dau namV.04- Cac khoan phai thu ngSn han khic So cuoi ky

- Phai thu t&i sin thieu chd xu ly

- Phai thu v!cl turc va lgi nhuyn dugc chia

- Phai thu nguoi lao dgng

- Phai thu khac 5,000,000 5,000,000

Phai thu khac

Ky quy, ky cugc ngan han 5,000,0005,000,000

Tong cgng 5,000,000 5,000,000

So dau namSo cuoi kyV.05- Phai thu dai han ngi b?-Von cap cho dom vj cap dudi

- Phai thu dai h?n npi bp Wide

Tong c$ng

So dau ndmSo cuoi kyV.06- Phai thu dai han Wide

- Cac khoan tien nh?n uy thac

303,135,036 303,135,036- Phai thu dai hgn khac

Ky quy, ky cupc dai hgn 303,135,036 303,135,036 i

Tong cpng 303,135,036303,135,036 y

N

V.07 - Tang, giam tai san co djnh him hinh: •1

May m6c,thiet Phuang ti?n vgn tai.

truyen danTong c0ngDgng eg quan lyKhoan mge

b! C

Nguyen gia TSCD him hinh

So du dau ky 196,857,273 196,857,273

- Mua trong ky

- Ket chuyen tu Xay dgng co ban da dang

-Giam trong ky(*)

So du cuoi ky

Gid trj hao m6n luy ke

So du dau ky

- Khau hao trong ky

-Giam khau hao trong ky (*)

So du cuoi ky

196,857,273 196,857,273

34,343,559 34,343,559

9,842,8629,842,862

44,186,421 44,186,421

Gid trj c6n lai cua TSCD hiru hinh

- Tgi ngay dau ky 162,513,714 162,513,714

- Tgi ngay cuoi ky 152,670,852 152,670,852

V.08- Tang, giam tai san co djnh vo hinh:

Ban quyensang che

Quyen su dgng Quyen phat TSCD vo

hinh khdeTong cOngKhoan mge

dit hanh

Nguyen gid TSCD vo hinh

So du dau ky

- Mua trong ky

- T8ng kh6c

- Thanh ly, nhupng ban

- Giam khde

So du cuoi ky

Gid trj hao mon luy ke

S6 du dau ky

- Khau hao trong ky

- TSng khac

- Thanh ly, nhugng bdn

- Giam khdc

So dir cuoi ky

Gid Irj c6n Igi cua TSCD vo hinh

- Tÿi ngdy dau ky

- Tai ngdy cu6i ky

So dau kySo cuoi kyTy If dauV.09- Cdc khoan dau tir tdi cln'nh ddi han

So ItfgnngSo luyngtu- Gid trjGid trj

A- Dau tu vdo cong ty con

B- Dau tu vdo cong ty lien doanh lien ket /ÿ

C- Dau tu dai han khdc

D- Da ph6ng giam gid dau tu ddi hanJ

So cuoi ky So dau ndmV.10 - Chi phi tra trudc ddi han )

521,587,800 580,107,936- Chi phi tra trudc khdc

521,587,800 580,107,936Cfng

V.l I- Thue vd cac khoan phdi nfp nhd nude So cuoi ky So dau ndm

- Thue thu nhap doanh nghifp

- Thue thu nh$p cd nhan 220,695,395176,589,227

- Thue gid trj gia tang

- Cdc loai thue khdc

- Cdc khodn phi. If phi vd cdc khoan phdi nop khdc

220,695,395C$ng 176,589,227

So dau ndmSo cuoi kyV.12- Chi phi phdi tra

- Trich trude chi phi tien luong trong thiri gian nghi

phdp

128,818,182126,000,000- Chi phi phdi trd khdc

128,818,182Cfng 126,000,000

So dau ndmV.13- Cdc khoan phdi trd. phai nfp ngdn han khdc S6 cuoi ky

- Kinh phi c6ng dodn

- Bao hidm xd hpi

- Bdo hifm y tl- Phai trd nhd dau tu

- Phai tra lpi nhuan sau thue ve NHCT

- Cdc khodn phdi trd. phdi nop khdc

Cfng

So dau ndmSo cuoi kyV.14- Tdi san thue ngodi:

(1)- Gid trj tdi san thue ngodi

- TSCD thue ngodi

- Tdi sdn khdc thue ngodi

(2) T6ng s6 tien thu6 toi thiÿu trong tucmg lai cua hop

dong thue hoat dong tdi san khong huy ngang theo cdcthdri han

2,287,163,6462,049,165,396

- Tu 1 ndm tra xuong 987,692,742999,592,656

- Tren 1 ndm den 5 ndm 1,299,470,9041,049,572,740

- Tren 5 ndm

V.1S- Tien gui cua nha dau tir uy thac: Ky truocKy nay

- So dir dau ky 6,911,220,349100,712,288

- So tang trong ky 183,690,432,0866,592,279,248

- So giam trong ky (189,638,979,349)(6,595,947,744)

- So du cuoi ky 962,673,08697,043,792

So dau n3mV.16- Danh muc dau tur cua nha dau tu uy th£c So cuoi ky

16.1. Nha dau tir uy th£c trong nu-6c

- Danh myc co phieu 4,306,450,000

- Chumg chi Tien gui

- Tien gui NH c6 ky hyn

- Danh myc trai phieu I/- Chung khodn phai sinh

- Danh myc ede khoan dau tu theo chi djnh khac 8,800,000,0008,800,000,000 *13,106,450,000Cyng 8,800,000,000

16.2. Nha dau tu- uy thde nude ngoai: So cuoi ky So dau nim

- Co phieu niem yet:

- Co phieu khong niem yet:

V.17. Cac khoan phai thu cua nha dau tu- uy

thac

V.18. Cac khoan phai tra cua nha dau tu uy30,262,222 21,931,181

thac

V.19. Tinh hinli tang, giam nguon von chu so* hu-u

So dau ky So cuoi kyChi tieu T3ng trong ky Giam trong ky

6 8A 2 51. Von dau tu cua chu sd hOu

12,750,000,000 70,000,000,00057,250,000,000

2. Thjng du von co phan 3,825,000,000 3,825,000,000

3. Von khac cua chu sd hOu 70,000,000 70,000,000

4. Co phieu quy

5. Chenh l?ch danh gid lyi tAisan

6. Chenh l?ch ty gia hoi doai

7. Quy dau tu phat trien

8. Qu>> dy phong tai chinh

9. Cdc Quy khac thupc vonchu sd hdu

10. L?i nhuan chua phan phoi (11,657,318,235) (2,148,606,771) (13,805,925,006)

Cyng 14,426,393,229 60,089,074,99445,662,681,765

VL THONG TIN BO SUNG CHO CAC KHOAN M\JC TRINH BAY TRONG BAO CAO KET QUA

HOAT DQNG KINH DOANH:

(Don vj tinh: dong)

VI.1. Tong doanh thu hoat d$ng nghipp vu (M3 so 01) Ky nay nam trirocKy nay

+ D.thu hopt dpng quin ly quy DTCK vi cong ty DTCK

+ Doanh thu hopt dpng quin ly danh myc dau tu 1,030,193,05433,675,625

+ Doanh thu tir phi thircmg hoat dpng 398,152,808

+ Doanh thu hopt dpng tu van dau tu chung khoan

+ Doanh thu khic

1,030,193,054431,828,433C$ng

*VI.2. Chi phi hoat dpng kinh doanh, gia von hang ban Ky niy n3m trirocKy niy

+ Chi phi hopt dong quin ly quy DTCK va cong ty DTCK

+ Chi phi hopt dpng quin ly danh myc dau tu chung khoin 537,464,250 211,800,000V.

+ Chi phi hopt dpng tu van dau tu chung khoin /

+ Chi phi hopt dpng nghipp vy khic

+ Gia von hing bin

Cong 211,800,000537,464,250

VI.3. Doanh thu hopt dpng tii chinh (Mi so 21) KJ1 nay Ky nay nim triro'c

- Lii tien guri 5,470,0484,938,310

- L3i dau tu trii phiSu. tin phieu

- Co turc, lpi nhuan dupe chia

- Doanh thu hopt dpng kinh Doanh chirng khoan

- Hoin nhap dy phdng

- Doanh thu hopt dpng tii chinh khic

Cong 5,470,0484,938,310

V1.4. Chi phi tai chinh (M3 so 22) Ky niy nam tru6cKy niy

- Lii tien vay

- Chiet khau thanh toin. lii bin hing tri chpm

- Lo do thanh ly cic khoin dau tu ngin hpn. dai hpn

- Lo chenh lpch ty gii hoi doii da thyc hipn

- Lo chenh lpch ty gii h6i doii chua thyc hipn

- Lo tir hopt dpng kinh doanh churng khoin

- (Hoin nhpp)/ Trich lpp dy phong giim gii chung khoin kinhdoanh

(132,503,624)528,619,040

- Dy phong giim gia cac khoin dau tu dii hpn

- Chi phi tii chinh khic 3,073,165 1,586,146

C$ng (130,917,478)531,692,205

VI.5. Chi phi quan ly doanh nghiÿp Ky niy Ky niy n5m triroc

368,624,565- Chi phi nhan vien 771,352,609

103,142,496- Chi phi vyt li?u. cong cy lam vi?c 89,900,938

- Chi phi khau hao tai san co djnh 3,785,8629,842,862

- Chi phi thue, phi, 1$ phi 26,057,60054,575,533

- Chi phi djch vy mua ngodi 372,368,717 233,371,882

- Chi phi khdc 54,000,000218,176,400

Cyng 1,516,217,059 788,982,405

VI.6. Thu nhap khdc Ky niy n2m trirocKy nay

- Ph?it vi pham h<yp dong

Cyng

VI.7. Chi phi khac Ky nay nam trirocKy nay i- Tien phÿt

- Thanh ly cong cy dyng cy

- Khdc

C§ng

VI.8. Chi phi thuc thu nhap doanh nghifp (Ma so 51) Ky nay nam trirdcKy nay

- Chi phi thue thu nhap doanh nghi?p tinh tren thu nhap chju thuequy hi?n hanh

V. NHtfNG THONG TIN KHAC

Ngay k’ thang 4 nam 2018Giam Doc

en, dong ddu)Phu trach ke toan

(Ky, ghi ro hq ten)

Ngirfri lap

(Ky, ghi rd hq ten) 'y

yCONGTÿs

niLe Tran Bich Thao Truong Thanh Tu n Trung