competence, ahmad sarosh & anmol singh
TRANSCRIPT
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SUBMITTED BY: - SUBMITTED TO:-
AHMAD SAROSH GAURAV ASHESH
ANMOL SINGH (ASST PROF.)
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(1)-Competencies are generic knowledge, motive, trait,
social role or a skill of a person linked to superior
performance on the job. -Hayes (1979)
(2)-Competencies are personal characteristics that
contribute to effective managerial performance.
-Albanese (1989)
(3)-It is my hope that competencies will provide us
with shared language for talking, in concrete terms,
about high performance and managerial excellence. I
believe that a shared view of the standards we are
striving to achieve will assist us in our continuing
efforts to prepare the Organization to meet the
challenges ofthe 21st century.
Kofi Annan (secretary-general)
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CompetenceIn Building the Future, the Secretary-General has indicated that the Organizations greatest
strengthand the key to our successis the quality of our staff and managers. He has
stressed that, to capitalize on this strength, we need to create an organizational culture and
environment that enables staff to contribute to their maximum potential. Experience in other
organizations has shown that when seeking to create a new culture and build human resources
capacity for the future, it is important to define organizational core competenciesthe
combination of skills, attributes and behaviours which are essential for all staffas well as
the additional managerial competencies required by all those who manage others. Once
organizational competencies have been defined, they can be used as a base on which to build
and strengthen other human resources systems such as recruitment, placement, development
and performance appraisal.
Competence (or competency) is the ability of an individual to perform a job properly. A
competency is a set of defined behaviours that provide a structured guide enabling the
identification, evaluation and development of the behaviours in individual employees. As
defined, the term "competence" first appeared in an article authored by Craig C. Lundberg in
1970 titled "Planning the Executive Development Program". The term gained traction when
in 1973, David McClelland, Ph.D. wrote a seminal paper entitled, "Testing for Competence
Rather than for Intelligence". It has since been popularized by one-time fellow McBer &
Company (Currently the "Hay Group") colleague Richard Boyatzis and many others. Its use
varies widely, which leads to considerable misunderstanding.
Some scholars see "competence" as a combination ofknowledge, skills and behaviour used to
improve performance; or as the state or quality of being adequately or well qualified, having
the ability to perform a specific role. For instance, management competency might include
systems thinking and emotional intelligence, and skills in influence and negotiation.
Competency is also used as a more general description of the requirements of human beings
in organizations and communities.
Competency is sometimes thought of as being shown in action in a situation and context that
might be different the next time a person has to act. In emergencies, competent people may
react to a situation following behaviours they have previously found to succeed. To be
competent a person would need to be able to interpret the situation in the context and to havea repertoire of possible actions to take and have trained in the possible actions in the
http://en.wikipedia.org/wiki/Employmenthttp://en.wikipedia.org/wiki/David_McClellandhttp://en.wikipedia.org/wiki/Richard_Boyatzishttp://en.wikipedia.org/wiki/Knowledgehttp://en.wikipedia.org/wiki/Skillshttp://en.wikipedia.org/wiki/Behaviorhttp://en.wikipedia.org/wiki/Skillhttp://en.wikipedia.org/wiki/Rolehttp://en.wikipedia.org/wiki/Managementhttp://en.wikipedia.org/wiki/Emotional_intelligencehttp://en.wikipedia.org/wiki/Negotiationhttp://en.wikipedia.org/wiki/Negotiationhttp://en.wikipedia.org/wiki/Emotional_intelligencehttp://en.wikipedia.org/wiki/Managementhttp://en.wikipedia.org/wiki/Rolehttp://en.wikipedia.org/wiki/Skillhttp://en.wikipedia.org/wiki/Behaviorhttp://en.wikipedia.org/wiki/Skillshttp://en.wikipedia.org/wiki/Knowledgehttp://en.wikipedia.org/wiki/Richard_Boyatzishttp://en.wikipedia.org/wiki/David_McClellandhttp://en.wikipedia.org/wiki/Employment -
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repertoire, if this is relevant. Regardless of training, competency would grow through
experience and the extent of an individual to learn and adapt.
Competency has different meanings, and continues to remain one of the most diffuse terms in
the management development sector, and the organizational and occupational literature.
What are competencies?
The term competency refers to a combination of skills, attributes and behaviours that are
directly related to successful performance on the job.
Core competencies are the skills, attributes and behaviours which are considered important
for all staff of the Organization, regardless of their function or level.
Managerial competencies are the skills, attributes and behaviours which are considered
essential for staff with managerial or supervisory responsibilities.
Why are competencies important?
Core and managerial competencies are not specific to any occupation. One could demonstrate
the competency of teamwork or client orientation, for example, in performing any job.
Specific technical competencies are not included in the model of United Nationscompetencies for the future. To complement the core competencies, individual departments
may choose to define functional competencies related to their respective areas of work.
Defining competencies is important both for the Organization and for staff. Competencies are
forward-looking. They describe the skills and attributes staff and managers will need in order
to build a new organizational culture and meet future challenges. They help organizations
clarify expectations, define future development needs, and do more focused recruitment and
development planning. Competencies provide a sound basis for consistent and objective
performance standards by creating shared language about what is needed and expected in an
Organization.
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B u i l d i n g a L e a d e r s h i p C o m p e t e n c y M o d e l
This should not be thought of as the final word in creating a leadership appraisal program, but
rather as a guide or brainstorming tool. Each organization has its own process and culture.
Canned tools and processes often fail as they do not provide ownership to the participants and
fail to account for the different cultures, climates, and nuances found in every organization.
For effective change to take place you must involve the individuals in the development and
implementation of a new process. This guide uses a five stage approach for building a
competency model:
o
Stage OneAssemble Focus Team and create a list of processeso Stage TwoBuild behavioral indicators for each process
o Stage ThreeCategorize the data
o Stage FourOrder each category
o Stage FiveValidate your competency model
Stage One-Assemble Focus Team and Create a List of Purpose
The first stage in building a Leadership Competency Model is to assemble a Focus Team
composed of a cross-functional mix of first-line leaders, middle leaders, and senior leaders.
Larger organizations might want to build different models for the upper and lower echelons
of leadership. These individuals should be Expert Practitioners. That is, they should be the
best-in-class in their fields. Using interviews, surveys, observations (including information on
how individuals act, think, and feel while doing their jobs) and other activities, create a list of
the major processes and the requirements needed by leaders to carry them out in an
exemplary fashion.
Ensure that any observations or interviews are performed on Expert Practitioners.
Competencies are based on what an expert does to get his or her job done, NOT what you or
someone else might think needs to get done.
To get them started, you might have them think about some good leaders that they have also
served with. You can also reverse this by having them list some important competencies
missing from bad leaders (bosses) they served with. After they have gone through a complete
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brainstorming session, you can then show them this list or another of your choosing for
comparison. Remind them to cover the entire spectrum of job-relevant abilities, including
reasoning and social skills.
Stage Two-Build behavioural indicators for each process
In Stage Two, the members of the team identify the major behavioral indicators for each
competency that must be performed to produce the desired outputs. Going through each
competency, list the major behavioral indicators (Skills, Knowledge, Attitudes) needed for
superior performance (normally two to four). These behavioral indicators need to be:
o Future-focused rather than need or problem-focused as they are creating a powerful
tool to guide the organization.
o Part of a strategic planning or organizational change process model. The best results
are often achieved when built in tandem with other processes.
Stage Three-categorize the data
In Stage Three, you categorize the data. The Pyramid of Leadership shows an example of a
leadership competency list divided into three categories, Core, Leadership, and Professional;
with the behavioral indicators listed for each process. The core competencies is required of
all individuals within the organization, the leadership competencies are specialty items for
managers and supervisors, while the professional competencies are specific for each position.
Be careful when building professional competencies for leaders. Unlike fish, who die when
they are out of the water, leaders who are out of their territory often bring new insights and
freshness to the organizations they are leading. Insure that the chosen behavioral indicators
are really the required skills, knowledge, or attitudes.
For example, the late Seattle School Superintendent, John Stanford, was one of the best
things that every happened to the district; yet he was a former Army General and City
Manager without experience or education in educational institutions. It would have been a
great loss for the district if the professional competency list for his job had been so stringent,
that he never got the job.
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Although some organizations may list their competencies in three stages as shown in Chart
Two, others might find it to their advantage to categorize their competency listings in a
different manner. For example, other methods might be where the competency is
demonstrated:
o with individuals (clients, subordinates, peers)
o within organization
o within community
Or aligned with the organization's goals:
o Build Committed Teams
o Make Delighted Customers
o Maintain Public Favorability
o Grow A Competitive Operating Advantage
o Create Superior Financial Performance
o Provide Superior Stockholder Return
o Beat the Competition
The method you use to organize the competencies should be one that breaks it into smaller,
more manageable chunks of information that can easily be identified and used throughout the
organization. Again, what makes sense in one organization, might fail in another
organization.
Stage Four- orders each category
Stage Four orders each category. Have the team number each competency in its order of
importance for each category. One method for doing this is to list each competency on a Post-
It note. Then, going through each category at a time, arrange competencies from the most
important competency to the least important. Finally, determine if any of the competencies at
the bottom of each category can be discarded. The main reason for performing this exercise is
that the team probably listed too many competencies to be easily evaluated. Later, this will
help them determine a manageable number for a cut-off point. At his point, it is OK if too
many competencies are listed. The determining factor for the correct number will come
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6. Benchmarking: Compare your results with another best-of-class organization that is
similar to yours.
7. Balanced Scorecard: Expert Practitioners identify the competencies needed to achieve
the desired organizational goals across the complete spectrum of the organization. For
example, the scorecard might measure organizational performance across a number of
perspectives, such as financial, customers, internal business processes, and learning
and growth. This method works best for the upper ranks of leaders. Its goal is to base
performance on several indicators that measure the ability for long term growth,
rather than strictly measuring short term financial success.
8. Customer Service Standards: The only competencies measured are those that help
meet required customer service standards. It is used in organizations where
performance-oriented budgets are appropriated for service standards, not line items.
9. Interviews: Investigates the attributes of the superior and average performers through
the use of critical behavior interviews. In these interviews, individuals describe work
situations in which they were effective and ineffective. The interviewer does not
know if the person being interviewed is an average or superior performer. The
analysis produces two sets of competencies: (1) minimum competencies that apply to
both average and superior performers, and (2) major competencies that apply only to
superior performers.
10.Have job incumbents rate the competencies in terms of their importance for superior
job performance. Their responses are then used to develop an inventory that contains
the "best estimate" characteristics of superior performers.
Once the results of the validation process have been collected and compiled, the Competency
Team uses the information to revise the instrument. You might have to go through this
process several times until the Focus Team is satisfied with the end results. Sometimes it ishelpful to use a different methodology for each iteration of the validation process. Your
completed competency model should have some similar components as Leadership
Competency Model:
o The competencies are divided into major groups (in this case - core, leadership, and
professional).
o Each group lists the major competency processes, normally from the most important,
to the least important.
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What Does Gap Analysis Mean?
1) The process through which a company compares its actual performance to its expected
performance to determine whether it is meeting expectations and using its resources
effectively. Gap analysis seeks to answer the questions "where are we?" (current state) and
"where do we want to be?" (target state).
2) A method of asset-liability management that can be used to assess interest rate risk or
liquidity risk excluding credit risk. Gap analysis is a simple IRR measurement method that
conveys the difference between rate sensitive assets and rate sensitive liabilities over a given
period of time. This type of analysis works well if assets and liabilities are compromised offixed cash flows. Because of this a significant shortcoming of gap analysis is that it cannot
handle options, as options have uncertain cash flows.
SERVQUAL Model
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5 GAPS
Gap 1
The difference between actual customer expectations and managements idea or perception of
customer expectations
Gap 2
Mismatch between managers expectations of service quality and service quality
specifications
Gap 3
Poor delivery of service quality
Management
Perceptions
of Customer
Expectations
Expected
Service
Service
QualitySpecifications
Management
Perceptionsof Customer
Expectations
Service
Delivery
Service
Quality
Specifications
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Gap 4
Differences between service delivery and external communication with customer
Gap 5
Differences between Expected and Perceived Quality
Gaps Model
Service
Delivery
External
Communications
to Customers
Expected
Service
Perceived
Service
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There are 22 items which can be rated
Modern looking equipment, prompt service, understanding of needs, etc.
These items are broken up into 5 dimensions:
Tangibles (Items 1-4)
Reliability (Items 5-9)
Responsiveness (Items 10-13)
Assurance (Items 14-17)
Empathy (Items 18-22)
Tangibles: appearance of physical facilities, equipment, personnel, and
communication materials
Reliability: ability to perform the promised service dependably and accurately
Responsiveness: willingness to help customers and provide prompt service
Assurance: knowledge and courtesy of employees and their ability to convey trust
and confidence
Empathy: the caring, individualized attention the firm provides its customers
- Reliability is the most important dimension
- Tangibles is the least important dimension
- There is a shared importance between Reliability and Responsiveness
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Succession Planning
Succession planning can be defined as the procedure of identifying potential leaders in an
organization to fill important positions in the near future. It is important for any organizations
to find the right people who will fill key positions. Organizations can be extremely selective
when it comes to deciding on candidates for strategically significant and key positions with
great power and responsibility. Hence, they adopt an elaborate and comprehensive system
of selection, vetting, grooming and orientation. It is imperative that strategic positions in any
organization are filled with people who have a clear idea of what the organization stands for
and who have the organizational aims in mind as they pilot the company.
There is no single model of succession planning since organizations can be vastly different
in terms of size and strategy. However, succession planning as a strategic exercise,
concerns itself with only a few and significant positions to the depth of two or three levels of
management. The modern approach towards succession planning takes into account the
needs of the organization and the aspirations and desires of the employees to reach a plan
that appeals to all concerned.
Organizations may expect the following from a succession planning exercise:-
Making the procedure of filling important strategic positions with candidates drawn
from a wider pool allowing greater choice.
Ability to decide quickly on the ideal candidate.
Customized grooming and orientation of would-be successors by careful design of
their work experiences, skills and abilities by proper training.
Creating a talent pool in the organizations.
In the past it was felt that the process of succession planning should be kept confidential.However, modern succession planning procedures are transparent and internal jobs are
increasingly advertised.
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Some of the activities which come under succession planning are:
Identification of potential successors
Widening the talent pool from which potential successors are drawn by
analyzing more people.
Study of the gaps and surpluses which have been discovered by the process
of planning.
Feedback on the actual exercise of selection and to verify if the selected
individual has acquired the skills and qualities necessary.
A succession planning cannot function in isolation; it needs to be linked to other
organizational process such as recruitment, training etc to be successful. The succession
planning program needs constant inputs from the employee appraisal and assessment
program to give a feed back on the status of the employees development. The succession
planning must decide on the methods adopted for the cultivation of skills within the
organization to meet requirements in the coming years. It also needs to finalize and
implement development customized towards the requirement of every individual in the
talent pool.
It is critical in any organization that the positions at the top are manned by people who areaware of the organizations values, nature and strategy. In this regard, succession planning
plays a vital role in guaranteeing that the critical positions are filled by people who have a
hands-on experience and feel of the organization who will use their knowledge and
experience in tandem with the organizations long term objectives and strategic goals.
Develop Employees for Succession Planning
To develop the employees you need for your succession plan, you use such practices aslateral
moves, assignment to special projects, team leadership roles, and both internal and
external training and development opportunities.
Through your succession planning process, you also retain superior employees because they
appreciate the time, attention, and development that you are investing in them. Employees are
motivated and engaged when they can see a career path for their continued growth and
development. To effectively do succession planning in your organization, you must identifythe organizations long term goals. You must hire superior staff.
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You need to identify and understand the developmental needs of your employees. You must
ensure that all key employees understand their career paths and the roles they are being
developed to fill. You need to focus resources on key employee retention. You need to be
aware of employment trends in your area to know the roles you will have a difficult time
filling externally.
The potential appraisal refers to the appraisal i.e. identification of the hidden talents and skills
of a person. The person might or might not be aware of them. Potential appraisal is a future
oriented appraisal whose main objective is to identify and evaluate the potential of the
employees to assume higher positions and responsibilities in the organizational hierarchy.
Many organisations consider and use potential appraisal as a part of the performance
appraisal processes.
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Potential Appraisals
The potential appraisal refers to the appraisal i.e. identification of the hidden talents and
skills of a person. The person might or might not be aware of them. Potential appraisal is a
futureoriented appraisal whose main objective is to identify and evaluate the potential of
the employees to assume higher positions and responsibilities in the organizational hierarchy.
Many organisations consider and use potential appraisal as a part of the performance
appraisal processes.
Potential appraisal can serve the following purposes:
To advise employees about their overall career development and future prospects
Help the organisation to chalk out succession plans
Motivate the employees to further develop their skills and competencies.
To identify the training needs.
Techniques of potential appraisal:
Selfappraisals
Peer appraisals
Superior appraisals
MBO
Psychological and psychometric tests
Management games like role playing
Leadership exercises etc.
Potential appraisal helps to identify what can happen in future so that it can be guided and
directed towards the achievement of individual and organizational growth and goals.
Therefore, potential should be included as a part of the Performance appraisal in
organisations.
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References
1. Collin, 1989
2. Dreyfus, Stuart E.; Dreyfus, Hubert L. (February 1980). A Five-Stage Model of theMental Activities Involved in Directed Skill Acquisition. Washington, DC: Storming
Media. Retrieved June 13, 2010.
3. Raven, J., & Stephenson, J. (Eds.). (2001). Competency in the Learning Society. New
York: Peter Lang.
4. Robinson, M. A. (2010). Work sampling: Methodological advances and new
applications. Human Factors and Ergonomics in Manufacturing & Service Industries,
20(1), 4260.http://dx.doi.org/10.1002/hfm.20186
5. Robinson, M. A., Sparrow, P. R., Clegg, C., & Birdi, K. (2007). Forecasting futurecompetency requirements: A three-phase methodology. Personnel Review, 36(1), 65
90.http://dx.doi.org/10.1108/00483480710716722.
http://en.wikipedia.org/wiki/Stuart_Dreyfushttp://en.wikipedia.org/wiki/Hubert_Dreyfushttp://www.dtic.mil/cgi-bin/GetTRDoc?AD=ADA084551&Location=U2&doc=GetTRDoc.pdfhttp://www.dtic.mil/cgi-bin/GetTRDoc?AD=ADA084551&Location=U2&doc=GetTRDoc.pdfhttp://dx.doi.org/10.1002/hfm.20186http://dx.doi.org/10.1108/00483480710716722http://dx.doi.org/10.1108/00483480710716722http://dx.doi.org/10.1002/hfm.20186http://www.dtic.mil/cgi-bin/GetTRDoc?AD=ADA084551&Location=U2&doc=GetTRDoc.pdfhttp://www.dtic.mil/cgi-bin/GetTRDoc?AD=ADA084551&Location=U2&doc=GetTRDoc.pdfhttp://en.wikipedia.org/wiki/Hubert_Dreyfushttp://en.wikipedia.org/wiki/Stuart_Dreyfus