cong hoa xa hoi chu nghia viet nam doc lap -...

CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Ty do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

Ha Noi, ngay 11 thang 10 nam 2019 ......., day... month ... year......

BAO CAO KET QUA GIAO DICH CO PHIEU CUA NGlTOI NOI BO CUA CONG TY DAI CHUNG, NGlTOI NQl BO CUA QUY DAI CHUNG VA NGUOl CO LIEN QUAN

CUA NGlTOI NOI BOREPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELA TED PERSONS OF INTERNAL PERSON

Ki'nh gui: - Uy ban Chung khoan Nha nude- Sd Giao dich chung khoan TP HCM- Cong ty Co phan Dich vu Hang khong Taseco

To: - The State Securities Commission- The Stock Exchange- The public company/ The fund management company

1. Thong tin ve to chtrc thuc hien giao dich/ Information on individual/ organization:

- Ten to chuc/ Name o f individual/organization: CONG TY CO PHAN DICH VU HANG KHONG THANG LONG

- Quoc tich/ Nationality: Viet Nam

- So CMND, Ho chieu, The can cudc (doi vdi ca nhan) hoac So Giay chung nhan dang ky doanh nghiep, Giay phep hoat dong hoac giay td phap ly tuang duang (doi vdi to chuc), ngay cap, noi cap/ ID card/Passport No. (in case o f individual) or Certificate o f business registration No. (in case o f organization), date o f issue, place o f issue:

- Dia chi lien he/Dia chi tru sd chinh/ Address:

- Dien thoai/ Telephone: Email: Website:

- Chuc vu hien nay tai cong ty dai chung, cong ty quan ly quy (ndu co) hoac m6i quan he vdi cong ty dai chung, cong ty quan ly quy/ Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Co dong ldn.

2. Thong tin ve ngudi noi bo cua cong ty dai chung/quy dai chung la ngudi co lien quan to chuc thuc hien giao dich (doi vdi trudng hap ngudi thuc hien giao dich la ngudi co lien quan cua ngudi noi bo cua cong ty dai chung/quy dai chung)/ Information about internal person o f the public company/public fund is related person o f trading individual/organization (in case trader is related person o f internal person o f the public company/public fund):

a. Ho va ten ca nhan: Pham Ngoc Thanh

- Quoc tich: Viet Nam

- So Ho chieu:

- Bia chi thudng tru:

- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Chu tich HBQT

- Moi quan he giua ca nhan/to chuc thuc hien giao dich vdi ngudi noi bo/ Relationship o f individual/organization executing transaction with internal person: Chu tich HBQT

- S6 luqng, ty le c6 phi£u/chung chi quy ma ngudi noi bo dang nam giu (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 125.000 co phieu, chiem 0,28%

b. Ho va ten ca nhan: Nguyen Minh Hai


- S6 CMNB:


- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Pho Chu tich Hoi dong quan tri

- Moi quan he giua ca nhan/to chuc thuc hien giao dich vdi ngudi noi bo/ Relationship of individual/organization executing transaction with internal person: Pho Chu tich HBQT, Tong Giam doc

- So luqng, ty le co phieu/chung chi quy ma ngudi noi bo dang nam giu (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 62.500 co phieu, chiem 0,14%

c. Ho va ten ca nhan: Le Anh Quoc


- S6 CMNB:


- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Pho Chu tich Hoi dong quan tri/ Tong Giam doc

- Moi quan he giua ca nhan/to chuc thuc hien giao dich vdi ngudi noi bo/ Relationship o f individual/organization executing transaction with internal person: Pho Chu tich HBQT

- So luqng, ty le co phieu/chung chi quy ma ngudi noi bo dang nam gift (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 62.500 co phieu, chiem 0,14%

d. Ho va ten ca nhan: Dao Tien Dirong


- S6 CMNB:


- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Thanh vien Hoi dong quan tri

- Moi quan he giua ca nhan/to chuc thuc hien giao dich vdi ngudi noi bo/ Relationship o f individual/organization executing transaction with internal person: Pho Tong Giam doc

- So luqng, ty le co phieu/chung chi quy ma ngudi noi bo dang nam giu (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 37.500 co phieu, chiem 0,083%

e. Ho va ten ca nhan: Tran Thi Loan• •


- So CMND:


- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Truong Ban kiem soat

- M6i quan he giua ca nhan/to chuc thuc hien giao dich vdi ngudi noi bo/ Relationship o f individual/organization executing transaction with internal person: Thanh vien HBQT, Ke toan trubng.

- S6 luong, ty le co phieu/chung chi quy ma ngudi noi bo dang nam giu (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 53.750 co phieu, chiem 0,12%

f. Ho va ten ca nhan: Nguyen Thi Hirdng


- So CMNB:


- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Thanh vien Ban kiem soat

- Moi quan he giua ca nhan/to chuc thuc hien giao dich vdi ngudi noi bo/ Relationship o f individual/organization executing transaction with internal person: khong co

- So luong, ty le co phieu/chung chi quy ma ngudi noi bo dang nam giu (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 0 co phieu, chiem 0%

g. Ho va ten ca nhan: Dang Kim Ngan


- S6 CMNB:


- Bien thoai:

- Chuc vu hien nay tai cong ty dai chung: Thanh vien Ban kiem soat

- Moi quan he giua ca nhan/to chuc thuc hien giao dich vdi ngudi noi bo/ Relationship o f individual/organization executing transaction with internal person: khong co

- So luong, ty le co phieu/chung chi quy ma ngudi noi bo dang nam giu (neu co)/ Number, ownership proportion o f shares held by the internal (if any): 0 co phieu, chiem 0%

3. Ma chung khoan giao dich/ Securities code: AST

4. Cac tai khoan giao dich co co phieu/chung chi quy neu tai muc 3/Trading account numberwith shares/fund certificates mentioned above:................... tai cong ty chung khoan/ Insecurities company:

5. So luong, ty le co phieu nam giu trudc khi thirc hien giao dich/ Number, ownership proportion o f shares/fund certificates held before transaction: so luong 22.875.000 co phieu, ty le: 50,83%

6. So luong co phieu dang ky mua: 75.000 co phieu.

7. So luong co phieu da giao dich (mua) **/ Number o f shares/fund certificates traded

(purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred/swap): 75.000 co phieu.

8. S6 lugng, ty le co phieu nam giu sau khi thuc hien giao dich/ Number, ownership proportion o f shares/fund certificates held after executing transaction: So lugng 22.950.000 co phieu, ty le: 51%

9. Phuong thuc giao dich/ Mode o f transaction: thoa thuan va khdp lenh

10. Thai gian thirc hien giao dich/ Transaction period: tu ngay/from: 11/10/2019 den ngay/to 11/10/2019.

** (Trong trudng hop khong thuc hien het so lugng dang ky, ngudi noi bo/ ngudi co lien quan phai giai trinh nguyen nhan.)/* (In case o f failing to execute full registered number, the internal person/ related person o f internal person shall need to explain the reasons.)

TO CHLTC BAO CAO/NGlTCW DlTOC UY QUYEN CONG BO THONG TIN

NAME OF REPORTING ORGANIZATION/ INDIVIDUAL/PERSONS AUTHORIZED TO DISCLOSE

INFORMATION(Ky, ghi ro ho ten, dong dau - neu co)

c.p M

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