Phu luc so III BAO CAO TINH HINH QUAN TRI CONG TY

(Ban hanh kem theo Thong tu sS 52/2012/rr-BTC ngay 05 thdng 04 nam 2012 cua Bo Tai chinh hu&ng dan ve viec Cong bS thong tin tren thi truang chung khodn)

CONG TY CO PHAN DAU TU* VA XAY DUTVG

TIEN GIANG

CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Ttf do - Hanh phiic

S6: 03b /TICCO Tien Giang, ngay^i^^hang 9' nam 2012

B A O C A O T I N H H I N H QUAN T R I C O N G T Y (6 thang/nam)

Kinh gin: - Uy ban Chirng khoan Nha nirdc - So* Giao dich Chirng khoan

- Ten cong ty dai chung: CONG TY CP D A U T U V A X A Y DI/NG TIEN GIANG - Dia chi tru sa chinh: 90 Dinh Bo LTnh, phuong 9, TP My Tho, Tien Giang - Dienthoai: 0733 958589 -102 - Fax: 0733 850597 - Email: vphdqtticco@gmail.com - V6n dilu le: 80.000.000.000 VND - Ma chung khoan: THG

I. Hoat dong cua Hoi dong quan tri (Bao cao 6 thang/nam):

1. Cac cuoc hop cua Hoi dong quan tr i :

Stt Thanh vien HDQT Chu-c vu So buoi hop tham

' dir

Tyle Ly do khong tham du-

1 Ong: Doan Thanh Dat Chu tich 5/5 100%

2 Ong: Le Van Diep Pho Chu tich 2/5 40% 01 Ian uy quyen cho Ong Pham Minh Sang va Het nhiem ky tir ngay 27/4/2012

3 Ong: Nguyen Bang Gia Bao

Thanh vien 3/5 60% Het nhiem ky tu ngay 27/4/2012

4 Ong: Tran Hoang Huan Thanh vien 5/5 100%

5 Ong: Le Vinh Hien Thanh vien 3/5 60% Het nhiem ky tir ngay 27/4/2012

6 Ong: Le Phu Cu Thanh vien 5/5 100%

7 -K J

Ong: Nguyen Quoc Tin Thanh vien 4/5 80% ^ \

01 Ian uy quyen cho Ong Nguyen Hiru Hiep

8 Ong: Phan Van Nghiep Thanh vien 2/5 40% Thanh vien nhiem ky 2012-2016 k8 tir 27/04/2012

2. Hoat dong giam sat cua HDQT d6i voi Ban dihu hanh: - Kiem tra chat che hoat dong cua Ban Tong giam doc trong cac cong viec sau:

+ Giam sat cong tac chi dao dilu hanh hoat dong san xudt kinh doanh theo Nghi quy6t Dai hoi ddng C6 dong vai kk qua 6 thang dhu nam 2012 Doanh thu thuSn dat 200,798 ty d6ng, Igi nhuan sau thul TNDN 15,661 ty d6ng;

+ T6 chuc thanh cong DHDCD ngay 27 thang 4 nam 2012, tdng k i t nhiem ky hoat dong 2007-2011 va dinh huong hoat dong nhiem ky 2012-2016;

' ' ' ' + Trien khai viec chot danh sach c6 tuc nam 2011 va chi dao viec chi tra c6 tuc; + Ban hanh kip thoi cac Nghi quyet, Quyet dinh. Van ban phe duyet cac Quy dinh,

Quy che va k i lm tra viec duy tri ap dung; + Giam sat viec trien khai thirc hien cac noi dung khac trong NQ HDQT, dam bao

thuc hien tot cac ke hoach, nhiem vu da dugc HDQT thong qua; + Kiem tra viec chap hanh va tuan thu cac Quy dinh cua Luat Doanh nghiep, Dieu

le Cong ty va cac Quy dinh hien hanh cua Nha nuac; + Hoan thien thu tuc phat hanh c6 phieu tang von dieu le.

3. Hoat dong cua cac tieu ban thuoc Hoi dong quan tri: ( khong c6) II. Cac Nghi quyet/Quyet dinh cua Hoi dong quan tri (Bao cao 6 thang/nam):

stt So Nghi quyet/ Quyet dinh

Ngay Noi dung

1 01/NQ.HDQT 02/01/2012 Uy quyen cho Ong Tran Hoang Huan la nguai dai dien va thay mat Cong ty c6 phan Dau tu va Xay dimg Tien Giang ky ket hop dong vai Ngan hang Dau tu va Phat trien chi nhanh tinh Tien Giang

2 Ola/NQ.HDQT 02/01/2012 Uy quyen cho Ong Nguyen Hoang Nhan la nguai dai dien va thay mat Cong ty TNHH MTV Xay duiig TICCO ky kk hop d6ng vai Ngan hang Dau tu va Phat trien chi nhanh tinh Tien Giang

3 Olb/NQ.HDQT 02/01/2012 Uy quyen cho Ong Nguyen Thanh Nghia la nguai dai dien va thay mat Cong ty TNHH MTV Be tong TICCO ky kk hap d6ng vai Ngan hang Dau tu va Phat tr i ln chi nhanh tinh Tien Giang

4 02/NQ.HDQT 17/01/2012 De xuat muc chi c6 tuc nam 2011 bang tien mat vai ty le la 20%/v6n dilu le

5 03/NQ.HDQT 17/01/2012 Bo nhiem Ong Pham Minh Sang lam Thu ky Cong ty

6 04/NQ.HDQT 17/01/2012 Thue cong ty tu van 7 05/NQ.HDQT 17/01/2012 Tam ung thu lao Hoi dong quan tri nam 2011 8 06/NQ.HDQT 17/01/2012 Thii lao nguai dai dien von cua Cong ty tai

Cong ty khac nam 2011 9 07/NQ.HDQT 18/02/2012 Ke hoach ngan sach toan Cong ty nam 2012 10 08/NQ.HDQT 18/02/2012 Ke hoach ngan sach cong ty me nam 2012 11 09/NQ.HDQT 18/02/2012 Ke hoach ngan sach Van phong cong ty nam

2012 12 10/NQ.HDQT 18/02/2012 Ke hoach ngan sach X i nghiep co khi sua

chua nam 2012 13 11/NQ.HDQT 18/02/2012 Ke hoach ngan sach SBU Dau tu nam 2012 14 12/NQ.HDQT 18/02/2012 Ke hoach ngan sach X i nghiep kinh doanh

vat lieu xay dung nam 2012 15 13/NQ.HDQT 18/02/2012 Ke hoach ngan sach Cong ty TNHH MTV

Xay dung TICCO nam 2012 16 14/NQ.HDQT 18/02/2012 Ke hoach ngan sach Cong ty TNHH MTV

Be tong TICCO nam 2012 17 15/NQ.HDQT 18/02/2012

J , , ,

Ke hoach ngan sach Cong ty co phan Dau tu va Xay dung TICCO An Giang nam 2012

18 16/NQ.HDQT 24/02/2012 Chi CO tuc nam 2011 19 17/NQ.HDQT 24/02/2012 To chuc Dai hoi co dong thuong nien nam

2012 20 18/QD.HDQT 24/03/2012 Thanh lap Ban to chuc Dai hoi co dong

thuong nien nam 2012 21 19/NQ.HDQT 10/04/2012 Thoi gian to chuc Dai hoi co dong thuong

nien nam 2012 22 20/NQ.HDQT 02/05/2012 Bo nhiem Ong Doan Thanh Dat giu chuc vu

Chu tich HDQT Cong ty co phan Dau tu va Xay dung Tien Giang nhiem ky 2012-2016

23 21/QD.HDQT 02/05/2012 Tai bo nhiem Ong Tran Hoang Huan giu chuc vu T6ng Giam doc Cong ty c6 phan Dau tu va Xay dung Tien Giang nhiem ky 2012-2016

24 22/QD.HDQT 22/05/2012 Bo nhiem nguai dai dien theo uy quyen cua chu so htju Cong ty va giu chuc vu trong Hoi d6ng thanh vien Cong ty TNHH MTV Be tong TICCO

25 23/QD.HDQT 22/05/2012 Bo nhiem ong Vu Duy Hung lam kiem soat vien tai Cong ty TNHH MTV Be tong TICCO

26 24/QD.HDQT 22/05/2012 Bo nhiem nguoi dai dien theo uy quyen cua chu so huu Cong ty va giu chuc vu trong Hoi d6ng thanh vien Cong ty TNHH MTV Xay dung TICCO

27 25/QD.HDQT 22/05/2012 Bo nhiem Ong Truong Bich Huyen lam kiem soat vien tai Cong ty TNHH MTV Xay dung TICCO

28 26/QD.HDQT 22/05/2012 Cu nguoi dai dien phan von cua Cong ty co phan Dau tu va Xay dung Tien Giang tai Cong ty CO phdn TESTCO

29 28/NQ.HDQT 22/05/2012 Thay doi Nguoi dugc liy quyen cong bo thong tin

30 29/NQ.HDQT 22/05/2012 Phan cong nhiem vu thanh vien Hoi dong quan tri

III . Thay doi danh sach ve ngiroi c6 lien quan ciia cong ty dai chiing theo quy dinh tai khoan 34 Dieu 6 Luat Chirng khoan (Bao cao 6 thang/nam): - ^

ST T Ten to chu-c/ca nhan Tai khoan

giao djch chu-n^ khoan

(neu c6)

Chu"c vu tai cong ty (neu

c6) So CMND/

DKKD Ngay cap CMND/ DKKD

Noi cap CMND/ DKKD

Dia chi Thoi diem bat dau la ngiroi CO lien quan

Thoi diem khong con la ngvoi

CO lien quan

Ly do

1 Phan Van Nghiep Thanh Vien HDQT 310589232 10/3/2001 Tien

Giang ap 1, xa Dao Thanh, TP My The, Tien Giang

27/04/2012 Nghi quyet DHD CD nam 2012

2 Nguyen Ha Truong Hai

Trirong Ban kiem scat

025008680 19/07/2008 TP HCM 237/11 Ton That Thuylt, P3, Quan 4, TP HCM

27/04/2012 Nghi quyet DHD CD nam 2012

3 Phan Trong Liem 008C73024 9

Thanh vien Ban kiem scat

312005951 05/04/2004 Tien Giang

A3 9 My Thanh Hung F6 My The Tien Giang

27/04/2012 Nghi quyet DHD CD nam 2012

rV. Giao dich cua c6 dong noi bo va ngirdi lien quan (Bao cao 6 thang/nam):

1. Danh sach c6 dong noi bo va ngudi c6 hen quan

Stt Ten to churc/ca nhan Tai khoan giao

djch chumg khoan (neu c6)

Churc vu tai cong ty (neu c6)

So CMND/ DKKD

Ngay cap CMND/ DKKD

Nai cap CMND/ DKKD

Dja chi

So CO

phieu so hiJu cuoi

ky

Ty If so hiru CO phieu

cuoi ky

Ghi chii

1 Doan Thanh Dat 002C051477 Chii Tich HDQT 311426673 21/08/2000 Tien

Giang

48/1 Sp Ca, Tan Hiep, Chau Thanh, Tien Giang

200,000 2.5

Nguyen Thi Huong 312029717 27/10/2004 Ti6n Giang

48/1 ap Ca, Tan Hiep, Chau Thanh, Tien Giang

Vg

Doan Dang Khoa Du hoc va lam viec o My

Con

Doan Phuac Nguyen Du hoc o My Con

Doan Thi Dien

ap An Lac A, xa Luang Hoa Lac, Chg Gao, Ti6n Giang

Chi mot

Doan Thi Hoa

^p An Lac A, xa Luang Hoa Lac, Chg Gao, Tien Giang

Chi mot

Doan Thi Vj ap An Lac A, xa Luang Hoa Lac, Chg Gao, Tien Giang

Chi ruQt

Doan Due Tan 27/5 Phan Ngoc Hien, phuong 5, TP Ca Mau

Anh mot

Doan Tan Phirac ap Phu Lgi, Phu Kiet, Chg Gao, Tien Giang

Anh mot

Doan To Nhan Long Hoa B, Dao Thanh, TP My Tho, Tien Giang

Anh mot

Doan Thanh Kinh ap An Lac A, xa Luang Hoa Lac, Chg Gao, Tien Giang

Anh mot

Doan Thanh Phat ap An Lac A, xa Luang Hoa Lac, Chg Gao, Tien Giang

Anh mot

Doan Thanh Phuc ap An Lac A,xa Luang Hoa Lac, Chg Gao, Ti6n Giang

Em mot

Doan Thanh Nghiep •

13 Nguyen Bilu, TP Da Lat, Lam Dong

Em mot

2 Phan Van Nghiep Thanh 310589232 10/3/2001 Tien ap 1, xa Dao

vien HDQT Giang Thanh,My Tho,

Tien Giang Le Thi Chi 310016827 10/12/2010 Tien Giang

ap 1, xa Dao Thanh, TP My Tho, Tien Giang

3,000 0.04 Vg

Phan Thi Thien Huong 310683829 31/12/2012 Tihn Giang Con Phan Thijy Huong 024179750 09/01/2004 TPHCM Con

3 Tran Hoang Huan 002C051476 Thanh

vien HDQT/

TGD 311527409 30/08/2008 Tien

Giang 93K1, Nguyin Tri Phu-cmg, P7, My Tho, Tien Giang

178,610 2.23

Pham Thi Ly 310473318 30/6/2010 Tien Giang ap Dong, xa Kim Son, huyen Chau Thanh, Tien Giang

Me

>

Tran Thi Mai Trinh 310862997 30/6/2010 Tien Giang ap Dong, xa Kim Son, huyen Chau Thanh, Ti6n Giang

Chi

T r k Thi H u y k Chi 310862826 03/3/1986 Tien Giang 7/8 KPl , Le Thi Hong Gam, P6, TP My Tho, Tien Giang

Em

Nguyen Thu Hien 310860640 30/11/2011 Tien Giang 93K1, Nguyen Tri Phuong, P7, TP My Tho, Tien Giang

Vg

Tran Hoang Vy 312277901 30/10/2010 Tien Giang 93K1, Nguyen Tri Phuong, P7, Con

> ' . -~\ A II

~ • - - '•• -•'•'••••"'-^ • TP My Tho, Tien Giang

4 Le Phii C y Thanh

vien HDQT

022767382 02/04/2010 TP HCM TP HCM

Le Thi Bich Van 022643486 TP HCM Chi

Le Qu6c Hung 023667877 TP HCM Em

5 Vu Duy Hirng

Thanh vien Ban

kiem soat

310575019 11/06/2008 Tikn Giang

1/5A Thai Sanh Hanh, P8, TP My Tho, Tien Giang

29,520 0.37

Nguyen Thi Hai 312124956 27/10/2006 Tien Giang

1/5A Thai Sanh Hanh, P8, TP My Tho, Tien Giang

Vg

Vu Phucmg Thao 312046913 25/05/2005 Tien Giang

1/5A Thai Sanh Hanh, P8, TP My Tho, Tien Giang

Con

Vu Ngoc Lien 110774 05/07/1977 Quan doi

thon Nguyen, xa Yen Phuc, huyen Y Yen, tinh Nam Dinh

Cha

Vu Thi Thu 160851011 08/01/1975 Nam Dinh

thon Nguyen, xa Yen Phuc, huyen Y Yen, tinh Nam Dinh

Me

Vu Thi Huong 160551238 23/02/2009 Nam Dinh thon Nguyen, xa Yen Phuc, huyen Y Yen,

Em mot

tinh Nam Dinh

Vu San Hai 87076120 13/02/2009 Quan dpi Ban CHQS huyen NghTa Hung, tinh Nam Dinh

Em mot

Vu Thi Hoa 162987485 03/05/2006 Nam Dinh Xa Yen Loo, huyen Y Yen, tinh Nam Dinh

Em mot

Vu Thi Ha 312207506 26/01/2005 Tien Giang 27 khu pho 4, phuong 10, TP My Tho, T\hn Giang

Em mot

6 Phan Trong Liem 008C730249 Thanh

vien Ban Idem soat

312005951 05/04/2004 Tien Giang

A39 My Thanh Htfng, P6 My Tho,Tien Giang

5,700 0.07

Phan Van Thien 310307236 11/8/2004 Tien Giang T\hn Giang Cha Huynh Thi Be Nam 310564329 13/10/2005 Tien Giang Tien Giang Me Phan Trong Tuong 311471856 18/4/2003 Tien Giang Tien Giang Anh

mot Phan Trong Chanh 312095791 13/3/2006 Tien Giang Tidn Giang Em mot Phan Trong Thuy Mai 311779189 29/9/1999 Tien Giang Tien Giang Em mot Phan Trong Thuan Phong 311779190 13/9/1999 Tiln Giang Tien Giang Em mot Phan Toan Dien 311727235 25/9/2002 Tien Giang Tien Giang Em mot Nguyen Thi My Hanh 311455078 03/8/2007 Ti8n Giang

A3 9 My Thanh Hung F6 My Tho Tien Giang

120.060 1.5 Vg

7 Nguyen Bang Gia Bao 002C051473 Pho

TGD 310044939 29/06/2007 Tien Giang

47 Dinh Bo Linh, P3, TP My Tho, Tien Giang

77,000 0.96

Nguyen Chan Binh

ap Phu Le, xa Phu Due, huyen Chau Thanh, tinh Ben Tre

Cha

Nguyin Thi Lan

20/2 Nguyen Van Nguyen, P8, TP My Tho, Tien Giang

Me

Dang Hoang Yen 310033344 15/9/2004 Tien Giang 47 Dinh Bo LTnh, P3, TP My Tho, Tien Giang

Vg

Nguyen Bang Van Thao 311536429 03/03/2003 Tien Giang

12P Thu Khoa Huan, PI , TP My Tho, Tien Giang

700 0.01 Em ruot

8 Tran Van Quang 008C730752

Ngiroi diro'c uy quyen C B T T

310224072 02/07/2010 Ti6n Giang

51/1 Le Thi Hong Gam, P6, TP My Tho, Tien Giang

24,000 0.3

Nguyen Ngoc Huong 310575785 27/06/2005 Tien Giang

51/1 Le Thi H6ng Gam, P6, TP My Tho, Ti6n Giang

Vg

9 Nguyen Hoang Son 008C730722 Ke toan trtfong 311561135 18/05/2011 Tien

Giang

ap Tru-cmg Xuan B, xa Thanh Binh,

700 0.01

huyen Cha Gao, tinh Tien Giang

Nguyen Thi Le 310521207 23/10/2006 Tien Giang ap Truong Xuan B, xa Thanh Binh, huyen Chgf Gao, tinh Ti^n Giang

Cha

V o T h j C a m 310483466 23/10/2006 Tien Giang ap Tniong Xuan B, xa Thanh Binh, huyen Chg Gao, tinh Tien Giang

Me

Tran Thj Thanh Ha 312306105 22/04/2011 Tien Giang ap Truong Xuan B, xa Thanh Binh, huyen Chg Gao, tinh Tien Giang

V g

Nguyen Hoang Liem

311637477 03/08/1996 Tien Giang ap Truong Xuan B, xa Thanh Binh, huyen Chg Gao, tinh Tien Giang

Em rugt

2. Giao dich c6 phieu:

Stt Ngiroi thyc hien giao djch Quan hf vol co dong noi bO So CO phiei dau

1 so* hfru So CO phieu so" hCru cuoi ky

L y do tang, giam (mua, ban, chuyen

doi, thudng...)

Stt Ngiroi thyc hien giao djch Quan hf vol co dong noi bO

So CO phieu Tyle So CO phieu Tyle

L y do tang, giam (mua, ban, chuyen

doi, thudng...) 1 Le Quoc Hum^ Em Ong Le Phu Cir - T V HDQT 400,000 5% 410,720 5.13% Mua 2 Cong ty C O phan chung khoan 780,000 9.75% 302,970 3.79% Ban

Ngan hang Dau tu va phat trien Viet Nam

> •• •

3 Phan Trong Liem Thanh vien Ban kiem soat 46,700 0.58% 5,700 0.07% Ban 4 Le Quoc Hung Em Ong Le Phu Cu - TV HDQT 410,720 5.13% 60,720 0.76% Ban

3. Cac giao dich khac: (cac giao djch cua c6 dong noi bo/ c6 dong Ian va nguai lien quan vai chinh Cong ty).

V. Cac van de can liru y khac (Bao cao 6 thang/nam)

Chu tjch H D Q T ^ Cy ten va dong diu)