CONG TY CO PHANDAY cAp DI.tN VI-tTNAM

CONG HOA xA HOI em) NGHiA VIET NAM. . . \

DQc l~p - T\I' do - H~nh phuc

Tp.HCM, ngay 25 thdng 01 ndm 2017

eONG BO THONG TIN TREN eONG THONG TIN DI:E:NTITeVA VY BANcmrxc KHoAN NHA NU'OCvA SGDCKTPHCM

(co thJ sit dung dd cong bd thong tin d6ng thai din UBCKNN va SGDCK)

Kinh gi'ri: - Uy ban Chung khoan Nha mnrc- 86' Giao djch Chung khoan TP HeM

Cong ty: C6 phfuJDay cap dien Vi~t NamMil chirng khoan: CAVDia chi tru sa chinh: 70-72 Nam Ky Kh6i Nghia, Phuong Nguy~n Thai Binh, Q.l, TPHCMBi~n thoai: 38299443Fax: 38299437Ngiroi thuc hien cong b6 thong tin: Le Quang DinhBia chi: 70-72 Nam Ky Khai Nghla, PhuongNguyen Thai Binh, oi, TPHCMBi~n thoai (di dong, co quan, nha rieng): 38299443Fax: 38299437Loai thong tin cong b6 D 24 gio D 72 gi« D beltthuong D thea yell ciu IKldinh ky:

NQi dung thong tin cong b6 (*):Cong ty CP Day Cap dien Vi~t Nam cong b6 Bao cao quan tri narn 2016.Thong tin nay dil duoc cong b6 tren trang thong tin dien ill cua cong ty VaG ngay 25/01/2017tai duong din: http://www.cadivi-vn.com/vnlbao-cao-quan-tri.html

Chung toi xin cam k~t cac thong tin cong b6 tren day la dung sl,Ith~t va hoall tom chiu trachnhi~m truac phap lu~t v~ n¢i dung cac thong tin d1lcong b6.

T,li li~udinh kern:Baa cao

LE QUANG D:JNH

CADIVICONG TY co PI-JANDAy cAp D1&NV~T NAM (CADIVI)Dja chi: 70-72 Nam Ky KM'i Nghia - QU~D1 - TP.HCMDi~Dtho:;li:Tel: 38.299.443 - 38.292971; Fax: 38.299437E-mail: cadivi@cadivi.vD; Website: www. cadivi.vD

KSTL-JO.13HfSJ"): OJ!lJJ1

Trong,~J.VJ

,CONG TY CO PHAN

DAy·cAl' IHtNVI~T NAM

s6: 14/BC-H£)QT

CONG HOA xA HOI CHU NGHiA VI~T NAMDQc I~p - Tl}' do - Hanh phuc

TP.HCM, nqay 24 thanq 01 narn 2016

BAo cAe TiNH HiNH QUAN TRI CONG TY NIEM YETREPORT ON CORPORATE GOVERNANCEOF LISTING COMPANY

(narn 2016)

Kinh glJ'i: OYBANCHfrNGKHOANNHANU6cso' GIAO DICH CHUNG KHOAN

To: - The State Securities Commission- The Stock Exchange

_Ten cong ty niem y~tIName oflisting company: CTY CP DAY cAp DI~N VI.¢T NAM_Dia chi tru sa chinhl Address of headoffice: 70-72 Nam Ky Khoi Nghia - Q.l- TP.HCM_Dien thorP/Telephone:(08)38299443-38292972 Fax:(08)38299437 Email: cadivi@cadivi.vn- V6n diSu l~/ Charter capital: 288.000.000.000 dBng- Mil chtmg khoan/ Securities code: CAY

I. Hoat dgng ella D~i hgi dang eO dong/ Activities of the General Meeting ofShareholdersThong tin v~ cac cuoc hop va Nghi quyet/Quyet dinh cua Dai hoi d6ng c6 dong (bao g6m cacac Nghi quyet cua Dai hOi d6ng c6 dong duoc thong qua dtroi hinh thirc l~y y kien bang vanban)/ Information on meetings and resolutions / decisions of the General Meeting ofShareholders (including the resolutions of the General Meeting of Shareholders adopted inthe form of written comments).'

s6 Ngh] quy~tl Quy~tdjnhResolution/Decision

No.

NgayDate

SttNo.

Ngi dungContent

- Thong qua cac bao caoL Bao cao k~t qua SXKD nam 20152. Bao cao heat dong cuaHOi d6ng quan tri3. Bao cao cua Ban kiem scat4. Bao cao tai chinh nam 2015 da: duoc ki~rn

toan- Thong qua k~ h01;lchSXKD nam 2016- Thong qua phuang an phau ph6i lqi nhu~n I

nam 201515/3/2016 - Sua d6i Di~u l~ C6ng ty c6 phAil Day cap

di~n Vi~t Nam- Bfiu b6 sung Ba Vil Thanh Huang van Ban

ki~m soat NK 2012-2017 thay cho Ong ,Ph1;lmTufrn Anh.

- Thong qua vi~c uy quy~n eho HOi d6ngquan trt eh<;>nC6ng ty ki€m toan BCTC 'nam 2016 I

- Thong qua thu lao cua HOi d6ng qwin tri va 'Ban ki~m soat nam 2016 I

1

2

Thong qua phuong an chao ban c6 phieu racong cluing

11110/2016 Sua dbi BiSu l~ Cong ty- B§.u thay thS thanh vien HOi dBng quan tri

NK 2012-2017

II. HQidAngquan trj (Bao cao 6 thang/nam)/ Board of Management (Semi-annual/annualreports):

1. Thong tin v~ thanh vien HQi dAng quan tr] (HDQT)/ Information about themembers of the Board of Management:

SttNo Thanh vien HDQTIBO.tlf's Chirc Ngay bit sa bu8i Tyl~ Ly do I:

member YIJ.IPosition diu/khong con hQp tham khOngla thanh vien HDQT dlJ.· thamHDQTlDay tham hQplPer dl! ,becoming/no df!.INumbe centage l1(}p/Re Ilonger member r of asons ,

of the Board of attendance for I

Management absenceI

1 6nglMr. Nguyen Hoa CU011g Chu tich 18/4/2012 18118 100%

2 6ng/Mr. Hoang Nghia Dan Ph6 chu 18/4/2012 18118 100%tich

3 6nglMr. Nguy~n L9C TV 1814/2012 18/18 100%HDQT

4 6nglMr. Doan Hoai Thanh TV 18/4/2012 18/18 100%HDQT I

5 6ng/Mr. Le Quang Dinh TV 171412013- 09118 50% IIHDQT 2117/2016

5 6ng/Mr. Nguyen Dinh HUng TV 2117/2016 09/18 50%HDQT

2. Hoat dQng giam sat cua ImQT d6i vrri Ban Ciam d6c/ Supervision by the BODover the Director (General Director):Mac du trong nam co thay dMmot 86 vi tri nhan SlJ dp trung va c~p cao cling nhu 18. coc~u t6 chirc nhung voi SlJ chi dao nhay ben, linh heat, sau s~c va SlJ giam sat thuongxuyen, lien tuc cua HQi d6ng quan tri ali giup cho T6ng giam d6c va cac can bQqmln lykhac diSu hanh mQi ho~t dong san xu~t kinh doanh cua cong ty thea huang 6n oinh vaphat tri6n m~, dung dinh huang 'Chi€n luQ'C phat tri6n cong ty giai do~ 20 12-20l7,tfun nhin d€n nam 2020'.

3. Ho~t dQng cua cac ti~u ban thuQc HQi dAng quan tril/ Activities of the Board ofDirectors' committees: khfmg c6.

4. Cae Nghj quy~t/Quy~t djnh cua HQi dang quan trj (Bao cao 6th{mg/nam)/Resolutions/Decisions of the Board of Directors (Semi-annual/annualreports):

2

SttNo.

NgayDate

sa Ngh] quyet,Quy~t dinhResolution/

Decision No.

NQi dungContent

1 28A120161 NQ-HDQT 14/01/2016 Phe duyet 111uasam t11,I'C tiep may keo 12 duong

2 29/20161 NQ-HDQT 15/01/201616/02/2016

Phien hop ngay 25/01/2016Phien hop s6 15/201630/20161 NQ-HDQT

4 31/20161 NQ-HDQT 29/3/2016 Plllen h9P s6 16/2016

5 32/20161 NQ-HDQT 31/312016 Chon doi tac chien luoc va cu dai dien gop von taiCong ty CP CADIVI Mien B~c

6 33/20161 NQ-HDQT 04/4/2016 De C11 irng cu vien tham gia HDQT, BKS C6ng ty CPCADIVI 111i~nB~c

7 34/20161 NQ-HDQT 24/5/2016

27/612016Phien hop s6 17/2016Phien hop ngay 27/6/2016- Giam v6n di~u 1~ cua Cong ty CP CADIVI Mi@n

B~cI- Di@uchinh nganh nghe kinh doanh cua Cong ty- Chuyen d6i 1110hinh hoat dQng cua Cong ty CP

CADIVI Mien B~c nr Cong ty c6 ph§n sang Congty TNHH 1110tthanh vien

- CU nguoi dai dien v6n; b6 nhiem thanh vienHDTV, Kiem soat vien va Tfmg giam d6c

- Thong qua Di~u 1~Cong ty TNHH 1119tthanh vienCADIVI Mi~n B~c

8 35/20161 NQ-HDQT

9 36/2016/NQ-HDQT 2117/2016 Phien hop so 18/201610 37/2016/NQ-HDQT11 .38/2016/NQ-HDQT

17/8/201621/9/2016

Phien h9P so 19/2016Phien h9P so 2012016

21

103/20 16/QD- HDQT

14/1012016 Thong qua ke hoach chi tiet ve viec su d\lng von tImduqc tu dqt phat hanh chUng khoan ra c6ng chUng

12 39/20161 NQ-HDQT

13 40/20161 NQ- HDQT 18/10/2016 Thong qua ho sa phat hanh ohung khoan ra congchUng

14 41/20161 NQ-HDQT 25/10/2016 Bo nhi~m Ke toan twang C6ng ty co pharr Day capdi~n Vi~tNam

15 42/2016/NQ-HDQT 15/11/2016 Phien hQp so 21/201616 43/20161 NQ-HDQT 16/11/2016 Phien hQPngay 16/111201617 44/2016/NQ-HDQT 20/12/2016 Plllen hQp so 22/201618 55/20161 NQ-HDQT19 96/20 16/QD-HDQT

29112/201625/01/2016

Phien hQpngay 2911212016Phe duy~t chuyen luang Tong giam doc

20 97/20 16/QD- HDQT 25/0112016 Ke ho<;tchto chuc D<;tih9i dong co dong thuO'n_gniennam2016

98/20 16/QD-HDQT

22 99/2016/QD-HDQT

16/02/2016

16/02/2016

Dieu chinh ngay to chuc D<;tih9i dong co· dongthuang nien nam 2016Thong qua k~ ho<;tchchi ti~t t6 chuc D<;tih9i d6ng c6dong thuang nien nam 2016

23 100120 16IQD-HDQT 16/02/201616/02/2016

16/02/2016

Phe duy~t Tong quy luang nam 2015PhS duy~t quy~t toan ho3.n thanh d\I an 'Xay d\IngNha may san xu~t· day cap di~n Mi@nTrung - Giaid0<:tl12'Phe duy~t ehuy€n nhuqng tai san thi~t bi san xu~t daycap di~n ill eho Cong ty TNHH MTV CADIVI D6ngNai

24 101/2016/QD-HDQT

2913/2016 Phe duy~t ehu truang thanh l~p Cong ty co phanCADIVI Mi€llB~c

25 102/201 6/QE>-HDQT

26

3

27 104/20 16/QU- HDQT 29/3/2016 Quyet toan thu lao HQi dong quan tri va Ban kiemscat nam 2015

28 105/20 16/QD-lIDQT 24/5/2016 PM duyet chu tnrorig to clnrc lai Phong Thi truong vaPhong Thuong 111?-i

29 106/20 16/QD-HDQT 24/5/2016 Cham dirt heat dong Chi nhanh Cong ~ co phan Daycap dien Viet Nam - Chi nhanhMien Bac

30 107/20 16/QD-HDQT 24/5/2016 Chuyen n11UQ11gquyen SlT dung d~t va tal san tren d~ttai m(lt bing s6 799 Kinh Duong VU011g,Phuong 12,Quan 6, TP H6 Chi Minh

31 108/2016/QD-lIDQT 24/5/2016 Chap thuan cho Ph6 tong giam doc Cong ty duoc thoiviec

32 109/2016/QU-HDQT 24/5/2016 Phe duyet phU011gan bo nhiem Giani doc Xi nghiepThanh My

33 110/2016/QU-HDQT 24/512016 PM duyet uy quyen vay von ella cac ngan hang, tochirc tin dung

34 111/2016/QD-HUQT 2415/2016 Chon Cong ty Idem toan bao cao tai chinh nam 201635 112/2016/QU-lIDQT 2415/2016 PhS duyet chu trU011gl~p du an dS xay dung nha may

san xu~t cua Cong ty CP CADIVI Mien B~e

36 113/2016/QU-lIDQT 21/7/2016 PM duyet chu trU011gsap xep I~ bQmay to clnrc, sapxSp lai lao d9ng

37 114/2016/QD-lIDQT 21/7/2016 Chap thuan D011 xin tir nhiem thanh vien Hoi dongquan tri NK2012-2017 cua Ong LS Quang Dtn11

38 115/20161QD-lIDQT 21/7/2016 B6 n11i~mbe sung Ong Nguy~n Dinh HUng la thanhvieh Hoi d6ng quan tri NK2012-2017

39 116/2016/QD-HDQT 21/7/2016 PM duy~t d~u tll' may keo 8 duang

40 117/2016/QD-HDQT 21/7/2016 PM duy~t chu tru011g tang von dieu I~41 118/20 16/QD-lIDQT 17/8/2016 Phe duy~t h~g mve 'Nha xll'ang rna rQng -Dv an

Nha may san xu§.t day cap di~n'

42 119/2016/QD-lIDQT 1718/2016 ThoM v6n d~u tu t~i Cong ty CP Day cap di~n Vl~tThai

43 120120161QD-lIDQT 17/8/2016 Ke ho~ch t6 chuc DlIDCU bat thuang nam 201644 121/20 161QD-lIDQT 17/8/2016 Ch~p thu~ D011 xin tir nhi~m Chu tich Hoi d6ng

thanh vien Cong ty TNHH m<)t thanh vien CADIVID6ng Nai cua ong Nguy~n Loc

45 122/20 161QD-HDQT 17/8/2016 B6 nhi~m ang Nguy€n Dinh HUng la Chu tich HQid6ng thanh vien Cong ty TNHH mOt thanh vienCADIVI D6ng Nai

46 12312016IQD-HDQT 1718/2016 Ch~p thu~ chu tnt011g gia cong san phAm cho C6ngty TNHH mot thanh vien CADIVI Mi€n B~c

47 124/20161QD-HDQT 17/8/2016 PM duy~t Phuang an ley hQ'Pd6ng lao Gong vOi angDoan Hoai Thanh

48 125/2016/QD-HDQT 1718/2016 V/v giam sat ho~t dong san xuat kinh doanh cua C6ngty

49 126/2016/QU-HDQT 17/8/2016 ' PM duy~t phi dich Vl,llam thu tvc t~i 799 Kinh DuangVuang Phuang 12 Qu~ 6 TPHCM

50 127/2016/QD-HDQT 22/912016 Doi ten Chi nhanh Cong ty co pharr Day cap di~n Vi~tNarn -Xi nghi~p Tan A

51 12812016IQD-lIDQT 2219/2016 Di dai Chi phanh Cong ty co pharr Day cap di~n Vi~tNarn - Nhamay CADIVI Sai GOl1

52 129/20 16IQD-HDQT 2219/2016 Doi ten Chi nhanh Cong ty co pharr Day cap di~n Vi~tNarn - XN Thanh My

4

53 130/20 16/QD-HDQT 22/9/2016 Cham dirt heat dQng Chi nhanh Cong ty co pharr Daycap di~n Vi~tNam - Xi nghiep Long Bien

54 13112016/QD-HBQT 22/9/2016 Cham dirt hoat dQ11gChi 11ha11hCong ty co phan Daycap di~n Vi~t Nam - Chi nhanh Mien Trung

55 132/2016/QD-HDQT 2219/2016 Phe duyet dang ky b6 sung nganh, nghe kinh doanhcua Chi nhanh Cong ty c6 phan Day cap dien Vi~tNam - Nha may CADIVI Mien Trung

56 133/2016/QD-HBQT 2219/2016 Phuong an b6 nhiem Giam doc chi nhanh

57 134/20 16/QD- HDQT 22/9/2016 Phuong an mi~n nhiem Giam doc chi nhanh

58 135/2016/QD-HBQT 2219/2016 Phe duyet di~u chlnh 1119t86 goi thau thuoc KS hoachIva chon nha than Dir an "Nha may san xu~t day capdien - Giai dean 2:Dau ill xay dung moi nha xuongva b6 sung thiet bi san xu~t day cap di~n"

59 136/20 16/QD-HBQT 22/9/2016 V/v du an Cao oc Van phong CADIVI (hQ'P khoi)

60 13712016/QB-HDQT 22/9/2016 Bi~u chinh phuong an thoai v5n diu ill tai Cong tyCP Day cap di~n Vi~t Thai

61 138/2016/QD-HBQT 22/912016 Phe duyet keo dai thai gian bo nhiem Ke to8.11tnrongcua Ong Vo Htru Luyen

62 139/2016/QB-HBQT 2219/2016 V/v nghi viec de hucmg ehe oQ BHXH cua Ong VoHUuLuy~n

63 140/2016/QD-HBQT 22/9/2016 Bo nhi~m ba Ngo Hong Nga lam Kie111soat vienCong ty TNHH MTV CADIVI D6.ng Nai

64 141/2016/QB-HDQT 2219/2016 Thong qua lee ho~eh chi tiet to chue D~i hQi dong codong b~t thuang nam 2016

65 142/2016/QD-HDQT Chap tl1U~ Don xin nghi hUll truoe tuoi eua Ong15/11/2016 Nguy~n LQc

66 143/20 16/QD-HDQT 15/11/2016· Bo nhi~m Ong Le Quang Dinh gift ehuc Tong giamd6e Cong ty CP Day cap di~n Vi~t Nam

67 144/20 16/QB- HDQT 15/11/2016 V/v bo nhi~m Ngum d~i di~n thea phap lu~t cua Congty TNHH MTV CADIVI B6ng Nai

68 145/20 16IQD-HDQT 15111/2016 Chuyen luong mm cho Pho Tong GiaID doc Cong tyCP Day cap di~n Vi~t Nam

69 146/2016/QD-HDQT 15111/2016 Sua doi, bo sung Dieu l~ Cong ty TNHH MTVCAD IVTD6.ngNai

70 147/20 161QD-HBQT 15/11/2016 V/v xu ly ton that thue 4 nam 2012-2015

71 148/2016/QB-HBQT 23112/2016 T~ giao ke ho~ch nam 2017

72 149/20 16/QB-HBQT 23112/2016 T~ dUng dau tu d\f an Cao oe Van phong CADIVI(hgp kh5i)

73 150/2016/QD-HDQT 23112/2016 T~ trich cac quy n3m 2016 eua Cong ty

74 15112016/QD-HBQT 23/1212016 Tang von dieu l~ Cong ty TNHH MTV CADIVIB6.ngNai

75 152/2016/QB-HBQT 2311212016 Tang von dieu l~ Cong ty TNHH MTV CADNI MienB~c

76 15312016/QD-HDQT 29112/2016 Phe duy~t Ke ho~eh mua sam v~t ill nguyen li~uchinh n3m 2017 cua C6ng ty CP Day cap di~n Vi~tN,am (CADIVI) va phe duy~t mQt so n9i dung ehuyeu eua cac giao dichihQ'p dong phat sinh c6 lien quan

77 154/20 16/QB- HDQT 29112/2016 VI,! xin gia h~ thai gian dang cy, nQP ti~n mua c6phanCADIVI

5

TIl. Ban ki~m soat (Bao cao 6 thang/nam)1 Supervisory Board (Semi-annual/annualreports):

1. Thong tin v~ thanh vien Ban Ki~m soat (BKS)IIn/orl1wtion about members -0/Supervisory Board:

sttNo. Thanh vien Clnrc Ngay bit S6 bu6i T5r 1~tham dl1 Ly do

BKSMembers yVPosition d~u1khong hQpBKS hQpPercentage khong

of con lit thanh tham dl}.' tham dl}'

Supervisory vien BKS Number of hQpReasons

Board Day attendance for absencebecoming/no I

longer I,

member ofthe

SupervisoryBoard

1 GnglMr. Truong 18/4/2012-113 33% Tir nhiem

Pham Tuan ban 15/3/2016 I

Anh,

2/3 67% B~ub6 sung!I

2 BalMs. VU Truong 15/3/2016Thanh Hirong ban

3 Ong/Mr. Ngo Thanh 18/4/2012313 100%

Quang HUng vien

4 Gng/Mr. Du Thanh 1814/20123/3 100%

VlnhH6ng vien I

Quan I

2. Hoat dQng gram sat ella BKS d6i v6i HDQT, Ban Giam d6c di~u hanh va c&dongSurveillance activities of the Supervisory Boardtoward the Board ofManagement, BoardofDirectors and shareholders:

* V~hoa: d9ng cua H9i dang Quim tri:_ Trong nam 2016, lIDQT co su thay d6i v6 nhan S\!" Ong Le Quang Dinh thai gitr chirc vuthanh vien HDQT, va b~u b6 sung ong Nguy~n Dinh Hung lam thanh vien HUQT ill ngay21107/2016._ Tir thang 1/2016 d&n 12/2016, HQi d6ng quan tri da h9P va Ban hanh 18 Nghi quyet cacphien h9P ella HUQT va 59 Quyet dinh lien quan d&nnhi~m V\l quy6n h?-n ella HUQT, d.eNght quy~t, Quy&t dinh ella HDQT dUQ'eban hanh thea dUng lu~t, kip thai, phu hgp v6i chilenang, nhi~m ~ da dUQ'equy dinh t?-iDi6u l~ Cang ty.

_ HUQT da:ho?-t dQng dung ehue nang, nhi~m ~, tuan thu quy dinh ella phap Iu~t,Di6u l~ T6 chile va ho?-t dQng ella Cong ty, Nghi quy&teua D?-ihOi d6ng e6 dang.

* v~hO{lt il9ng cua Ban Tang Giam d6c:_Ngay 24/05/2016 HDQT ban hfmh quySt dinh ch§.p thu~ cho Pho t6ng giam d6e Cang tyang Nguy~n Trung Truang thai vi~e illngay 01707/2016._ Tu 01 thang 12 nam 2016 nhan s\!' trong Ban di6u hanh co Sl;I thay d6i l6n, ang Le QuangDinh - Pho T6ng giam d6c Cong ty Idem T6ng giam d6e Cang ty TNHH mQt thanh vienCADlvr D6ng Nai duqe b6 nhi~m lam T6ng giam d6e eang ty CADlvr thea QuySt dinh s6

6

- - - - - ._ -----------------

143/20 16/QD-1IDQT ngay 15/11/2016 cua HQi a6ng quan tri, thay cho ong Ong Nguy~n LQc

aa xin tir nhiem,_Trang nam 2016, Ban T6ng giam a6c aa tri~n khai thuc hien t6t cac Quyet dinh, Nghi quyetcua HDQT, Nghi quyet cua DHDCD; th~ hien trach nhiem cao trong viec dieu harm; BanT6ng giam d6c luon chi dao cac bo phan clnrc nang ra scat phat hien nhung chi phi bM hop ly,kip thoi diSu chinh nham giam thieu chi phi nhu chi phi hQi hQP, khanh ti€t, chi phi luang ...11h[111muc tieu cuoi cung ha gia thanh san pham._ Ban T6ng giam a6c dll di~u hanh Cong ty dung chirc nang, nhiem vu va quyen h(;\11. Hoatdong ella Ban t6ng giam d6c dung nguyen t~e va mang lai hieu qua trong heat dong san xuatkinh doanh.

3. Sl! ph&i hgp ho~t dQng gifra BKS d6i vo'i ho~t dQng ella HDQT~ Ban Giam d6c di~uhanh va cae ean bQ quan ly khacl The coordination among the Supervisory Boardwith theBoard of Management, Board of Directors and different managers:_ Ban ki8m soat all ph6i hqp chi;itehe vai 1IDQT, Ban Giam d6c trong hO£;t,tdQng ki~m tra,giam sat nhung v~n duy tri Sl,I dQc l~p clla minh trong vi~c thvc hi~l1 ehue nang, nhi~111Vl,laueycquy dinh tl;1iLu~t doanh nghi~p va DiSu l~ Cong ty._HQi d6ng quan tri, Ban T6ng giam d6c dll t£;t,oaiSu ki~n thu~n lQ'ia~ Ban ki€rn soat thvc hi~nnhi~rn Vl,l ella rninh. Ban ki~rn soM co tharn gia mQt s6 cUQch9P ella HQi d6ng quan tri, dUQ'ecung dp dfry du cac thong tin va tai li~u lien quan d€n hO£;t,taQng clla HQi a6ng quan tri vaCong ty.4. Ho~t dQng khae eiia BKS (n~u co)IOther activities of the Supervisory Board (if any):khong co.

IV. Dao t~o v~ quan trj eong tyl Training on corporate governance:Cac khoa dao tl;10 vS quan tri eong ty rna cac thfmh vien HDQT, thanh vien BKS, Giam d6c(T6ng Giam d6c) diSu hanh, cac can bQ quan ly khac va Thu Icy cong ty da tharn gia thea quydinh vS quan tIi cong tyl Training courses on corporate governance which members of Boardof Management, members of the Supervisory Board, Director (CEO), other managers andcompany secretary was involved in accordance with regulations on corporate governance:Cac thanh vien HDQT, Ban ki€m soat, T6ng giarn d6c va Thu ky cong ty dSu all tham gia cackh6a dao t£;t,oquan tri cong ty thea quy dinh.

V. Dauh sach v~ ngrrb'i eo lien quan ctia cong ty niem y~t theo quy dinh t~i khoan 34 Di~u6 Lu~t Chung khmin (Bao cao 6 thang/nam) va giao djch cua ngrrOi co lien quan ellacong ty vo-i chinh Cong ty 1List of affiliated persons oftlze public company as specified inclause 34, Article 6 of the Securities Law (Semi-annuallannual reports) and transactions ofaffiliated persons of the Company with tlte Company)1.Danh sach v~ ngrrO'i eo lien quan Clla cong tyl List of affiliated persons of the Company;'xem phl,lll,lcdinh kern.2. Giao djch gifra eong ty voi ngrri)'i eo lien quan ella cong ty; ho~e giu'a cong ty vo-i c6dong lo-n~ngrr<ri nQi bQ~ngrr<ri eo lien quan ella ngrr<ri nQi bQITransactions between thecompany and the affiliated persons or between the company and major shareholders, internalpersons and relatedperson of internalperson: xern ph\l l\lc dinh kern.

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