CONGTYCPPYMEPHARCO

CONG HOA xA HOI CHU NGHiA VIET NAM. . .DQe l~p - Tl}'do - Hanh phtic

S6: 01/BC-HDQT Tp. Tuy ns« ngay 29 thang 0J nam 20 J 8

BAocAo TINH HINH QUAN TR! CONG TY NIEM YETNA.M2017

Kinh gfri: - Uy ban Chung khoan Nha nurrc- SO'Giao djch Chung khoan

- Ten cong ty niem yet: CONG TY CO PHAN PYMEPHARCO- Dia chi tru sa chinh: 166 - 170 Nguyen Hue, Phuong 7, Tp. Tuy Hoa, tinh Phil Yen

- Di~n thoai. 02573 829 165 Fax: 02573 824 717

Email: hcns@pymepharco.com

- V6n di8u l~: 652.275.000.000 a6ng- Ma chirng khoan. PMEI.Hoat dQng ella D~i hQi dAng e6 dong:

Stt S6 Nghi quyet/ Ngay NQi dungQuyet dinh

Dai hQid6ng c6 dong thuong nien nam 2017 thong quacac noi dung:

- Bao cao cua HQi dong quan tri v8 k~t qua kinh doanhnam 2016 va phuong hirong hoat dong narn 2017.

- Bao cao hoat dQng cua Ban kiem soat.

- Bao cao tai chinh nam 2016 dff duoc ki~m toan boiCong ty TNHH PricewaterhouseCoopers Viet Nam.

01/20 l71NQ- - To trinh phan phoi loi nhuan nam 2016.l. DHDCD 29106/2017 - To trinh lira chon dan vi kiern toan nam 2017 la Cong

ty TNHH PricewaterhouseCoopers Vi~t Nam.

- Bao cao thu lao HQid6ng quan tri, Ban ki~m soat nam2016 va k~ ho~ch nam 2017.

- To trinh thong qua vi~c Chu tich HQi d6ng qm'm trikiem T6ng Giam d6c Cong ty.

- To trinh thong qua phuang an tang v6n di8u l~ len652.275.000.000 d6ng bing hinh thuc chi tra c6 tucnam 2016 bing c6 phi~u.

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II. HQi dAng quan tr] (Nam 2017):

1. Thong tin v~ thanh vien HQi dAng quan tr] (HDQT):

Stt Thanh vien HDQT Chirc vu Ngay bit S6 bu6i Tyl~ Ly do khongd§.ulathanh hQP tham tham dir hQPvien HDQT HDQT dll(NK 2016- tham du hQp

2021)

1 Ong Huynh T.1n Chu tich B6 nhiem 717 100%Nam HDQT 16/05/2016

kiem TOD

2 Ong D6 Quang Oy vien B6 nhiem 717 100%Hofmh HDQT 16/05/2016

3 Ong Pham Van Tan Oy vien B6 nhiem 717 100%HDQT 16/05/2016

4 Ong Nguyen Mien Oy vien B6 nhiern 717 100%Tu.1n HDQT 16/05/2016

5 Ong Choo Yan Ho Oy vien B6 nhiem 417 57,1% Cong tic 0' xa,HDQT 16/05/2016 nhtrng noi dung

khong tham du hQPduoc trao doi quaEmail va di~n thoai

2. Hoat dQng giam sat cua HDQT dBi v6'i Ban Giam dBc:- HDQT dfl t6 chirc cac cuoc hop dinh ky thea quy dinh cua Dieu l~, Quy che hoat dong cua

HDQT.- Giam sat HDQT va Ban T6ng giam d6c Cong ty thuc hien Nghi quyet Dai hoi dong c6 dong,

Bien ban va Nghi quyet cua HQi d6ng quan trio- HDQT quan tam chi dao va giam sat sau sic d~n hO'.ltdQng:

+ D§.ym'.lnh hO'.ltdQng san xu.1t kinh doanh, d6ng thai kiem soat ch~t che chi phi de dambao hi~u qua kinh doanh va suc c'.lnh tranh tren thi tnrang.

+ Tang cuang cong tac quan ly, giam sat cong tac ban hang, d§.ym'.lnh thu h6i cong nq denang cao hi~u qua kinh doanh Cong ty.

+ Dao t'.lO,nang cao tay ngh~, ky nang lam vi~c chuyen sau cho can bQ nhan vien a t.1t cacac m~t cong taco

+ D§.ym'.lnh tang truang kenh OTC.+ Chi d'.lOcai ti~n cac quy trinh san xu.1t, 6n dinh ch.1t luqng san ph§.m.

3. Ho~t dQng cua cac ti~u ban thuQc HQi dAng quan tri:- Tham muu cho HQi d6ng quan tri thea chuc nang nhi~m V\l dfl duqc phan cong lien quan d~n

cac chinh sach phat trien ngu6n nhan lllc; luang thuang; kiem toan nQibQ,phat trien h~ th6ngph§.nm~m quan ly thea ERP.

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4. Cac Ngh] quyet cua HQi dAng quan tr] (Nam 2017):

Stt s6 Nghi quyet/ Quyet dinh Ngay NQi dung

1. 04/QD-HDQT 03/0112017 Chi quy An sinh Pymepharco dot 1 - Nam2017.

2. 05/QD-HDQT 24/02/2017 Cir doan can bQdi cong tac Trung Quoc

3. 06QD-HDQT 25/05/2017 Cir dean can bQ di cong tac Trung Quoc

4. 11/20171NQ-HDQT 22/06/2017 Thong qua nQi dung chuang trinh Dai hoic6 dong thuong nien ngay 29/06/2017.

5. 12/20 17INQ-HDQT 30106/2017 Thong qua viec trien khai thuc hien phuongan phat hanh c6 phieu tang v6n di~u l~Congty len 652,275 ty d6ng thea hinh thuc chitra c6 tire nam 2016 bang c6 phieu.

6. 13/QD-HDQT 11109/2017 Cir can bQdi cong tac Han Quoc,

7. 38/20 17INQ-HDQT 26110/2017 Xac dinh gia tham chien va ngay giao dichd~u tien cua c6 phieu PME tai Sa Giao dichChung khoan TP. H6 Chi Minh

8. 39INQ-HDQT 2211112017 Thong qua viec di chuyen dia di~m xaydung Nha may Non-Betalactam EU-GMP.

III. Ban ki~m soat (Nam 2017):

•)y

1. Thong tin ve thanh vien Ban Kiem soat (BKS):

Stt Thanh vien BKS Chuc V\l Ngay b~t s6 buoi Tyl~ Ly dod~u la hQp tham dg khong

thanh vien BKS hQp tham dgBKS (NK tham dg hQp2016 -2021)

1. Bui Phung Nfr Nhu TruOng B6 nhi~m 4/4 100%Nguy~n BKS 16/05/2016

2. Huynh Thi Lam Phuang Thanh vien B6 nhi~m 4/4 100%BKS 16/05/2016

3. Nguy€n Minh Hieu Thanh vien B6 nhi~m 4/4 100%BKS 16/05/2016

4. Phan D~c Huy Thanh vien B6 nhi~m 4/4 100%BKS 16/05/2016

2. Ho~t dQng giam sat ella BKS d6i vOi HDQT, Ban Tang Giam d6e di~u hanh va ea dong:- Ho~t dQng giam sat cua BKS d6i v6i HDQT, Ban Giam d6c di~u hanh va c6 dong duQ'cthgc

hi~n thea quy dinh Lu~t doanh nghi~p va Di~u l~ Cong ty.- BKS tham gia d~y du cac phien hQp cua HDQT, tham gia y kien thea chuc nang va nhi~m V\l

cua BKS d6i v6i HDQT va Ban T6ng giam d6c; cac y kien cua BKS d~u duQ'cghi nh~n vatri~n khai thgc hi~n.

3

Theo d5i '1 ki€n cua c6 dong, xem xet va d~ nghi HDQT, Ban T6ng giam d6c tra loi nhtrngthac mac lien quan d€n quyen 19i cua c6 dong.

3. Sl)' phai hop hoat dQng gifra BKS dai vrri hoat dQng cua HDQT, Ban Tang Giam dacdi~u hanh va cac can bQ quan ly khac:

- Ph6i hop voi don vi kiem toan doc l~p d~ l~p Bao cao tai chinh narn 2017.- Ph6i hop voi cac dan vi chirc nang trong Cong ty tien hanh viec kiem tra heat dong cua cac

don vi tnrc thuoc nham tang cuong cong tac quan 1'1cua Cong ty.HQi d6ng quan tri, Ban dieu hanh tao di~u kien thuan 19i cho Ban kiem scat thuc thi c6 hieuqua chirc nang ki~m soat tren tftt ca cac linh VlJChoat dong san xuftt kinh doanh va tinh hinhtai chinh cua Cong ty. Cac ki€n nghi cua Ban ki~m soM dugc HQi d6ng quan trt, Ban T6nggiam d6c di~u hanh quan Himva thlJChi~n ddy duo

IV. Dao t~o v~ qmln tri cong ty:

Cac thanh vien HDQT, thanh vien BKS, Ban T6ng Giam d6c, cac can bQ quan 1'1khac vaThu ky HQi d6ng quan tri dff tham gia cac kh6a dao t~o v~ quan tri Cong ty thea quy dinh, tieubi~u la chuong trinh dao t~o Leader Mindset, Middle Manager Mindset, day la chuong trinh daot~o ky nang quan 1'1nh~m nang cao hi~u qua cong vi~c d6ng thai t~o SlJdQng hJc g~n k€t trongh~ th6ng.

V. Danh sach v~ nguiri co lien quan cua cong ty niem y~t theo quy dinh t~i khoan 34 Di~u 6Lu~t Chung khoan (Nam 2017) va giao dich cua nguiri co lien quan cua cong ty v6'i chinhCong ty:

1. Danh sach v~ nguai c6 lien quan cua cong ty:

i(..~

STT Ten t6 Tai Chuc S6 Gifty Dia chi tn,l Thai Thai L'1chuc/ca khoan V\lt~i N,SH*, ng~y sa chinhl Dia di~m b~t di~m donhan glaO cong ty cap,naicap chi lien h~ ddu la khong

dich (n€u NSH nguaic6 con lachung c6) lien quan nguaikhoan c6 lien

quan

1 Huynh TAn Chu tich 16/05/2016Nam HDQT

kiemTGD

2 D6 Quang Thanh 16/05/2016Hoanh vien

HDQT

3 Ph~m Van Tan Thanh 16/05/2016vien

HDQT

4

4 Nguyen Mien Thanh 16105/2016Tufrn vien

HDQT

5 Choo Van Ho Thanh 16105/2016vien

HDQT

6 Truong T~n Ph6 16105/2016Lire T6ng

Giamd6c

7 Nguy~n Thi Ph6 16105/2016My Khang T6ng

Giamd6c

8 Ludwig Otto Ph6 16105/2016Friedrich T6ngK16ter Giam

d6c

9 Bui Phung Nfr Truong 16105/2016Nhu Nguyen BKS

10 Nguyen Minh Thanh 16105/2016Hi6u vien

BKS

11 Huynh Thj Thanh 16105/2016Lam Phuong vien

BKS

12 Phan D~c Huy Thanh 16105/2016vienBKS

T

..

....0,

2. Giao dich gitra cong ty voi nguoi co lien quan cua cong ty; hoac gitra cong ty voi e6 dongIon, nguoi noi bQ, nguoi co lien quan cua nguoi nQi bo:

STT. Ten t6 M6i S60ic1y Dia chi tru Thai S6 Nghi S6IuQ11g, Ohichirc/ca nhan quan NSH*, so chinh/ di~m quyet/ ty l~ nam chu

M ngay c~p, Dia chi giao Quyet gitt colien noi cap lien h~ dich dinh cua phieu sauquan NSH voi DHDCDI khi giaovoi cong HDQT ... dichcong ty thongty qua (n€u

co, neuro ngay

5

banhanh)

01 STADA Co 20061865 Nieuwe 31.961.475 MuaAizneimiUel dong 04/01/1991 Donk 9,

49% banAG (Tap doan Ian 4879 AC dich

cua Stada Etten - Vl,JService Leur, The hang

Holding S.v Netherlands h6a

3. Giao dich gitra ngiroi noi b(>cong ty niem y€t, ngiroi e6 lien quan cua nguoi noi b(>voi congty con, cong ty do cong ty niem y€t nam quyen kiern soat: Khong e6

4. Giao dich gitra cong ty voi cac d6i nrong khac:

4.1. Giao dich gitra cong ty voi cong ty rna thanh vien HDQT, thanh vien Ban Kiem soat, Giamd6e (T6ng Giam d6e) dieu hanh dffva dang la thanh vien sang l~p hoac thanh vien HDQT, Giamd6e (T6ng Giam d6e) dieu hanh trong thai gian ba (03) nam tro lai day (tinh tai thai diem l~p baocao): Khong e6

4.2. Giao dich gitra cong ty voi cong ty rna ngiroi co lien quan cua thanh vien HDQT, thanh vienBan Ki~m scat, Giam d6e (T6ng Giam d6e) di~u hanh la thanh vien HDQT, Giam d6e (T6ngGiam d6e) di~u hanh: Khong e6

4.3. Cae giao dieh khae eua eong ty (n€u e6) e6 th~ mang l,;tilqi feh v~t eh~t ho~e phi v~t eh~t d6i.v6'ithanh vien HDQT, thanh vien Ban Ki~m soM, Giam d6e (T6ng Giam d6e) di~u hanh: Khonge6

VI. Giao dieh eB phi~u ella DguO'i DQibQ va DgUm lieD quaD ella DgUm DQibQ (Niim 2017):

1. Danh saeh nguai n(>ib(>va nguai e6 lien quan eua nguai n(>ih(>:-\

Stt HQ ten Tai Chue V\l S6 Dia chi lien S6 e6 Tyl~ Ghikho{m t~i eong CMNDIH(> h~ phi€u So' So' ehuglaO ty (n€u e?i€u, ng~y hfru eu6i hfru,dieh co) / eap,DO'ieap ky cochung Quan h~ phi~ukhoan euoi(n€u e6) ky

1 Huynh TAn Chu tich 1.069.57 1.64%Nam HDQT

kiem TGD

1.1 Le Thi Chlnh M~

1.2 Nguy~n Thi VI!Thu H6ng

1.3 Huynh TrQng ConNghTa

1.4 Huynh Thi~n ConKhanh

1.5 Huynh Thi ChiHon

1.6 Huynh Thi Hoa Chi6

1.7 Huynh TAn AnhHi~p

1.8 Huynh TAn L~i Anh

1.9 Huynh TAn EmVi~t

2 1>6 Quang Thanh 58.936 0.09%Hoanh vien

HDQT

2.1 Nguyen Thi Mt(Quyen

2.2 Bui Thi Hu~ VO·

2.3 D6 Thi Thuy Con 3.657 0.006%Hang

2.4 D6 Thi Thanh ConKhanh

2.5 D6Thuy Minh Con

2.6 D6 Thi Quyen Chi

3 Pham Van Thanh 50.836 0.078%Tan vien

HDQT

3.1 Pham Van ChaThanh

3.2 ~guySn Thi MyAnh

3.3 Nguyen Thi VqVien

3.4 Pham Minh ConTuAn

3.5 Pham Thi ConH6ng Van

3.6 Pham Van Tam Anh

3.7 Pham Van EmThuan

3.8 Pham Thi Hi~p Em

4 Nguy~n Mien Thanh 57.500 0.088%Tu§n vien

HDQT

4.1 NguySn Mien ChaTam

4.2 Bui Thi Em My

4.3 Nguyen Thanh VqLoan

;(

I)1::;

7

4.4 Nguyen Mien ConTu§n Minh

4.5 Nguyen Mien ConHa Minh

4.6 Nguyen Mien EmTi6n

4.7 Ngan hang T6 chircTMCP Sai Gon co lienThirong Tin quan

4.8 Cong ty c6 T6 chircph~n Chung co lienkhoan Rong quanVi~t

5 Choo Yan Ho Thanh 0 0%vien

HDQT

6 Truong TAn Pho T6ng 103.150 0.158%Life Giam ct6c

6.1 Tnrong L~c Cha

6.2 Ha Thi Nhung My

6.3 Tr~n Thi Mong VgThom

6.4 Truong Tr§n ConNam Phong

6.5 Truong Gia ConHuan

6.6 Truong NgQc Con

An Thy

6.7 Tnrong Gia Con

Huy

6.8 Truong Thi ChiLoan

6.9 Truong Thj Em

Luan

6.10 Truong T§n Em

LUQ'ng

p

A

8

6.11 Truong Tfin Em

Luong

6.12 Truong T~n Em

Hoan

7 Nguy~n Th] Ph6 T6ng 39.375 0.06%My Khang Giam d6c

7.1 Nguyen Dinh ChaThinh

7.2 TrAn Thi My M~L~

7.3 TrAnHai Chong

7.4 TrAn CMu Tam Con

7.5 Trh Nguyen ConKhang An

7.6 Nguyen Thi ChiNgoc ThuAn

7.7 Nguyen Thj ChiMy H~nh

7.8 Nguyen Dinh AnhHuyen

7.9 Nguyen Thj EmMinh CMu

7.10 Nguyen Dinh EmKhue

7.11 Nguy6n Dinh EmQuy

8 Ludwig Otto Ph6 T6ng 0 0%Friedrich Giam d6cKloter

8.1 Stada Service T6 chirc 31.961.475 49%Holding B.V co lien

quan

9 Bui Phung Nfr Truong 42.502 0.065%Nhu Nguyen BKS

9.1 Bui TAnNgQc Cha

9.2 Phung Thi My M~L~

9.3 Vo Van Dung Chong

9.4 V0 Dan Quynh Con

I)

9

9.5 BuiPhung EmPhuc Ngan

10 Nguy~n Minh Thanh 6.855 0.011%Hi~u vien BKS

10.l Nguy6n Du Cha

10.2 To Thi Nam M~

10.3 Duong ru VqXuan

10.4 Nguyen Thi ConXuan Thu

10.5 Nguyen Thien ConAn

10.6 Nguyen Minh EmThao

10.7 Nguy6n Thi Em 9.993 0.015%Loan

10.8 Nguyen Thj EmH6ng Li6u

11 Huynh Thi Thanh 187.239 0.287%Lam Phuong vien BKS

11.1 Huynh Thanh Cha

1l.2 Nguyen Thj M~Nhung

11.3 Nguyen Le Thi Chong

1l.4 Nguyen Hoang ConKhai Binh

11.5 Huynh Thi Chi 90.916 0.139%KhiSt

11.6 Huynh Thj Lily Chi

11.7 Huynh Anh AnhTufrn

11.8 Huynh ThS EmDoanh

11.9 Huynh Dang EmNMt

12 Phan J)~c Huy Thanh 0 0%vien BKS

12.1 Phan Die Man Cha

10

12.2 Nguyen Thi M~Hoang Anh

12.3 Phan Thi Gai Vq

12.4 Phan Die ConChuang

12.5 Phan Hoang ConDi€m

12.6 Phan Thi Yen Chi

12.7 Phan Thi Lien Chi

12.8 Phan Thi Anh ChiThuy

12.9 Phan Thi My EmH~nh

2 O' d" h ' ,. 1\. bl'\. '\ ,. .l.lao Ie eua nzuor nor o va nzuoi co len quan Ol voi co pJ leu eua conz tv mem yet:

Stt Ngiroi Quan h~ voi ngtroi n<)i S6 e6 phieu sa S6 e6 phieu sa hiru Ly do tang,

thuc hien b<) htru dAuky cuoi ky giam (mua,ban,

giao dich chuyen d6i,

S6 e6 T)il~ S6e6 T)rl~thuong ...) ,~

~phieu phieu ).f'J

1 Cong,ty c6 Cong ty eo lien quan - Ong 0 0% 29 0.00% Mua/~~phan Nguyen Mien Tuan ;;

chungkhoan

Rong Vi~t

VII. Cac vin d~ cAn hru y khac: Khong e6CHU TICH HQI DONG QUAN TRI

* Noinh~n:- Nhu tren;- Luu Cty.

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