corporate social responsibility risks and responsible action of multinational enterprises

跨国企业的社会责任风险与责任行动CSR Risks and Responsible Action of Multinational Enterprises

跨国企业的

社会责任风险与责任行动CSR Risks and Responsible Action of

Multinational Enterprises

孙立会 Sun Lihui中国五矿化工进出口商会China Chamber of Commerce

of Metals Minerals Chemicals Importers and Exporters (CCCMC)

跨国企业的社会责任风险与责任行动CSR Risks and Responsible Action of Multinational EnterprisesContent 目录

“走出去”风险与问题盘点Risks and Challenges of “Outbound Investment”一

二商会负责任工商业行为工作Responsible Business Conduct Promotion Work of CCCMC

三促进可持续发展行动计划Sustainable Development Work Plan


“走出去”风险与问题

Risks and Challenges of “Outbound Investment”


缺乏国际化治理经验和能力Short of international governance experience and ability

缺乏国际化运营经验Short of global operation experience

缺少国际化人才Shot of global elites

政策环境不熟悉

Less knowledge of political environment

国际活动参与度不高Indifferent in participating global events

国际规则参与意识弱Less involvement in global regulation making

缺乏团结互助意识Lack of spirit of work in unity

风险评估体系不健全Unsound risk evaluation system

商业信息不对称Information asymmetry


环境健康安全人权劳工腐败社区发展透明度

Environmental Health SafetyHuman rights Labor CorruptionCommunity development Transparency

社会责任风险已成为走出去的主要障碍

CSR risk becoming the main barrier

国内找市长国外找酋长

资源禀赋 Resources Endowment 政局政策 Political situation and policy基础设施 Infrastructure市场供求Market supply and demand汇率波动 Exchange rate fluctuation区域政策 Regional policy

重视直接风险Pay attention to the direct risk

忽视间接风险Ignore the indirect risk


基于问题公关

基于现实改善

被动型--

为了

洗白

社会责任分类Classification of social responsibility

基于价值创造

基于竞争提升

主动型---

为了

洗牌

Improvement based on realityPublic relations based on Problem

Creation based on valuePromotion based on competitiveness


社会责任的三个层面Three aspects of social responsibility

必尽责任：别祸害别人

应尽责任：带去点什么

愿尽责任：创造点什么

Must do: Do not hurt othersShould do:Bring somethingbe willing to do:Create something


社会责任的三个阶段Three stages of social responsibility

“他们”：走出去，拿回来---掠夺

“你们”：走进去，带进去---责任

“我们”：融进去，本土化---使命

"They": go out and get it back"You": walk in, bring about"Us": integrate, localize


Add your title in here

Add your title in here

中国柠檬酸行业社会责

任标准

中国对外矿业投资行业社会责任指

引

中国负责任矿产供应链尽责管理指

南

天然橡胶可持续发展指

南

商会负责任工商业行为工作CCCMC'S WORK IN RBC

可持续标准

Chinese social responsibility standard for citric acid industry

Guidelinesfor SocialResponsibility in Outbound Mining Investments

Chinese Due Diligence forResponsbile Supply Chains

Guidelines for the sustainable development of natural rubber

Sustainable standards


商会负责任工商业行为工作CCCMC'S WORK IN RBC

可持续工具 TOOLS

供应链尽责

管理体系

操作手册

培训课件

指标体系

评估体系

社会责任融

入管理工具

社区关系

和发展工具

利益相关方识别与沟通

工具

Due diligence system for supply chain

Operating manuals and Trainingcourseware

Tools for CSR integration into management

Index and evaluation system

Community relationship and development tools

Tools for multistakeholders indentity and communication


标准可信度要求


94%

引导和帮助企业

� 增强社会责任意识

� 制定可持续发展战略

� 提高社会责任管理水平

� 建立社会责任管理体系

中国对外矿业投资社会责任指引Guidelines for Social Responsibility in Outbound Mining Investments

Guide and assist the Chinese mining companies in overseasinvestment�To rise the awareness of social responsibility�To develop sustainability strategies�To improve social responsibility management standard�To regulate the Chinese outbound mining investment andoperational behavior


� 中国自然资源领域第1个社会责任标准

� 国际自然资源领域第1个规范本国企业境外行为的标准

� 国际矿业领域第1个包容性、全面性社会责任标准


�First CSR standards for Chinese mining sector�First standard which regulates overseas investment of domestic enterprises in international mining�First CSR standards with inclusion and comprehensiveness


Corporate governance

Fair operation

Value Chain management

Human rights

Labor relations practices

Health and safety

Environment

local community engagement

组织治理

公平运营实践

供应链管理

人权

劳工实践

健康与发展

环境

社区参与

八大核心议题

8 CoreTopics



� 识别、防范和降低可能助长冲突、严重侵犯人权和严重过失

的风险

� 确保在整个供应链及项目生命周期内遵循国际规则，提高竞

争力

� 为企业落实尽责管理提供机制保障和工具支持

� 是中国业界参与全球资源治理的有益尝试

中国负责任矿产供应链尽责管理指南Chinese Due Diligence Guidelines for Responsible Mineral Supply Chains

�To identify, prevent and mitigate their risks of contributing to conflict, serious human rights abuses and risks of serious misconduct �To observe the UN Guiding Principles on Business and Human Rights during the entire life-cycle of the mining project�To operationalize and provide detail to the Chinese Guidelines for Social Responsibility in Outbound Mining Investments�Good attempt for Chinese industry participating in global resource governance


� 中国本土开发的负责任供应链标准

� 由发展中国家开发的负责任供应链标准

� 基于供应商视角开发的供应链标准

� 提出上下游参与者应承担共同而有区别责任

�The fist responsible supply chain due diligence standards developed in for in China and by a developing country�From the perspective of supplier�Both up stream and down stream should take differentiated responsibilities



权威性Authoritative

列入“中国和经合组织合作中期愿景和行动计划”

China-OECD Medium-Term Vision Statement and joint Programme ofWork for 2015-2016

包容性Inclusive

《联合国工商业与人权指导原则》

《经合组织尽责管理指南》

The United Nations Guiding Principles on Business and Human RightsOECD Due Diligence Guidance for Responsible Supply Chains of Minerals

一致性Feasible

推动同LBMA、EICC、RJC、ITRI、WGC等标准互认

Cross recognition with IGRLR,EU, LBMA, EICC,RJC and so on by using OECD platform



Premier Li ’s speech at OECD

Signing ceremony

CCCMC-OECD MOU



天然橡胶可持续发展指南Guidelines for Sustainable Development of Natural Rubber

《天然橡胶可持续发展指南》•为指南使用者提供尽责管理方法

•从社会环境、土地权属、自然环境和经济环境等方面帮助指南使用者识别风险、防范风险、降低风险

•从社会责任、环境责任、经济责任为指南使用者提供履行社会责任的方式方法

Guidelines for the sustainable development of natural rubber

•Provide a due diligence management approach to guide users

•Help guide users to identify risks, prevent risks, reduce risk fromthe social environment, land ownership, natural environment andeconomic environment.

•Provide the way to fulfill the social responsibility from the socialresponsibility, environmental responsibility, economic responsibility

• 在中英政府签署的可持续发展项目框架下（INFIT）

• 第一个国际天然橡胶领域的可持续标准

• 在全球范围内推广负责任天然橡胶供应链

z Under the framework of INFIT signed by the Chinese and

British governments

z The first international standard for the sustainable

development of natural rubber

z Promote responsible natural rubber supply chain globally


天然橡胶可持续发展指南Guidelines for Sustainable Development of Natural Rubber

下一步工作计划

开发操作手册和评价体系

开发《天然橡胶供应链尽责管理指南》

推进绿色信贷和责任投资

建议政府出台相应激励和约束机制

为企业开展可持续橡胶意识和治理能力

提升项目国公共部门治理能力

与多利益相关方开展合作促进指南实施

Next stepzDevelopment of operational manual and evaluation systemzDevelopment of Due diligence guidelines of natural rubber supply chainzPromotion of green credit and responsible investmentzSuggestion on establishment of incentive and restraint mechanisms to govermentzPromotion of Sustainable rubber awareness and governance capacity for enterprises zgovernance capacityzEnhance the governance capacity of public sector of project host countrieszCooporation with multiple stakeholders to promote implementation of guidelines


可持续矿业三年行动计划

Sustainable Mining 3 year Action Plan


中英政府可持续合作框架

China-UK sustainable cooperation frame

中德政府可持续合作框架

China-Germany sustainable cooperation frame

中国和经合组织合作愿景

China-OECD cooperation MOU

商会和世界银行合作框架

CCCMC-World Bank cooperation frame

可持续矿业三年行动计划列入多边合作议题


网络建设Network Building

形象传播Image Dissemination

增强认同Recognition

Enhancement

能力建设Capacity Building

最佳实践Best Practices

工具开发Instrument

Development履责评价

Assessment of Responsibility

Fulfillment

辅助资料Auxiliary Information

提升认同度与企业参与积极性

Promoting the Recognition for the Guidelines and the

participation Enthusiasm of Enterprises

提升企业社会责任意识和能力

Promoting CSR Awareness and Capability

提升中国企业负责任形象

Promoting a Responsible Image for Chinese

Enterprises

可持续矿业三年行动计划


搭建多方沟通对话平台


工作网络Network for Action plan


增进了解，推行标准Better understanding, promote standard

增强意识，提升能力Improve awareness and capability

防御风险，提升业绩Address risks, and improve performance

传播责任，树立形象Disseminate responsibility, build good image

4大目标 4 Goals


¾打造专业化负责任商业行为智力平台

¾组建最权威的国际专家团队

¾开发系列实用性标准化的工具和课程

¾培育有国际影响力的最佳实践案例

¾塑造国际公认的可持续矿业责任品牌

¾增强中国参与全球资源治理的能力

¾提升中国海外企业负责任形象

• Build a professional RBC intelligence platform

• Establish the most authoritative international expert team

• Develop a series of practical and standardized tools and courses

• Develop the best practice cases of international influence

• Shape the internationally recognized brand of sustainable mineral

responsibility

• Promote China's capacity to participate in global resource governance

• Promote the image of China's overseas enterprises

愿景 Vision


国际核心伙伴关系International Core Partners

联合国开发计划署联合国环境署世界银行经合组织

国际金融公司国际劳工组织世界自然基金会世界经济论坛

英国国际发展部德国国际合作机构加拿大勘探开发者协会


谢谢！Thank You！

孙立会

邮箱：[email protected]电话：010-65883591传真：010-65883592手机：13910099033