development of national hospital accreditation system 37 ... · pdf...

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2015/9/23 1 Dr. Wui - Chiang Lee, MD, PhD, MHS President, Asian Society for Quality in Healthcare (ASQua) Former CEO, Joint Commission of Taiwan Former Director-General, Department of Medical Affairs, Ministry of Health and Welfare 1 Development of National Hospital Accreditation System 37 - year Experience of Taiwan 李偉強博士 Dr. Wui-Chiang Lee Agenda Development of accreditation system Characteristics of hospital accreditation Performance and impacts Continuous improvement Lessons sharing Conclusions 2

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Page 1: Development of National Hospital Accreditation System 37 ... · PDF file9/23/2015 · of Health and Welfare 1 Development of National Hospital ... 1.4 Employee education and training

2015/9/23

1

Dr. Wui-Chiang Lee, MD, PhD, MHS

President, Asian Society for Quality in Healthcare (ASQua)

Former CEO, Joint Commission of Taiwan

Former Director-General, Department of Medical Affairs, Ministry

of Health and Welfare

1

Development of National Hospital

Accreditation System ─

37-year Experience of Taiwan

李偉強博士Dr. Wui-Chiang Lee

Agenda

Development of accreditation system

Characteristics of hospital accreditation

Performance and impacts

Continuous improvement

Lessons sharing

Conclusions

2

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2

李偉強博士Dr. Wui-Chiang Lee

Objectives of Accreditation

Assuring quality and safety care

Patient-centered medical services and management

Addressing risk management

Protecting patient right

Assuring infection control after SARS

Continuous quality improvement

Capabilities as a teaching hospital

Compliance to government policies

3

李偉強博士Dr. Wui-Chiang Lee

Evolution of Accreditation System

1978 Accreditation launched by Ministry of

Education and Department of Health

1986 Medical Care Act

1995 Linked to NHI contract and reimbursement

1999 Entrust accreditation program to Taiwan Joint

Commission on Hospital Accreditation

2003 Accreditation reform after SARS

2007 New accreditation standards (version 1)

2011 Standard revision (version2)

2014 Patient-focused methods (version 3)

4

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李偉強博士Dr. Wui-Chiang Lee

Characteristics

5

Government’s responsibility by law

Hospital grading and classification

Linked to NHI contract and reimbursement

Tender plan to professional accrediting organization

Uniform accreditation standard

Reasonable cost and public disclosure

李偉強博士Dr. Wui-Chiang Lee

Granted by Law

Medical Care Act

Article 28: The central competent authority shall conduct

accreditation of hospitals

Article 121: The central competent authority shall collect

accreditation fee for the accreditation of hospitals

Regulations Governing Contracting and

Management of National Health Insurance

Medical Care Institutions

Article 9: for hospitals or clinics to apply for in-patient

reimbursement, they shall be accredited by the central

competent authority

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4

李偉強博士Dr. Wui-Chiang Lee

Government Responsibilities

Ministry of Health and Welfare:

to make sure quality of care, patient safety, and policy

compliance

to certify training capability for post-graduation (PGY) and

specialty trainings

Ministry of Education:

to certify teaching facilities and capabilities for internship

and pre-graduation trainings

Local Healthcare Bureaus:

to audit facilities and manpower sufficiency and policy

compliance

7

李偉強博士Dr. Wui-Chiang Lee

Hospital Grading and Classification

Classifications Medical

service

grading

Teaching &

research

grading

Special

mission

grading

Medial Center ++ ++ ++

Regional Hospital + + -

District Hospital + - -

Psychiatric

Hospital

++/+ +/- -

Children Center ++ ++ ++

8

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李偉強博士Dr. Wui-Chiang Lee

The Main Criteria of Hospital Classification

Hospital Structure

Professional discipline

Manpower

Clinical teaching facilities and capability

Clinical and basic research capacity

Care process, results and continuous improvement

Patient safety and risk management

Effective administration

Emergency/Critical/Cancer care

Effective medical policy

9

李偉強博士Dr. Wui-Chiang Lee

Linked to NHI Contract and

Reimbursement

Fundamental requirement to NHI contract

Medical center is reimbursed higher than regional

and district hospitals

A certain high-risk procedures and high-tech

facilities are only allowed at medical centers

Good reputation attracts more patients

Large-scale hospitals attract and retain medical

staffs and specialists

10

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李偉強博士Dr. Wui-Chiang Lee

11

MOHW Entrusts TJCHA to Conduct

Hospital Accreditation Program

Accreditation contract

Entrust accreditation

program

Surveyor

TJCHA

Apply and pay for accreditation

Report Accreditation

Processes

李偉強博士Dr. Wui-Chiang Lee

12

Taiwan Joint Commission on Hospital

Since 1999

Non-profit, non-governmental, organization

Renamed: Joint Commission of Taiwan (since 2014)

Fund contributors

Department of Health

Taiwan Medical Association

Taiwan Hospital Association

Taiwan nongovernmental hospitals

and clinic associations

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李偉強博士Dr. Wui-Chiang Lee

TJCHA’s Missions

TJCHA

Accreditation

&Certification

Patient Safety (PS) Program

Disease Prevention & Health Promotion

Publication

Education

QI Activities

health promotion in schools and pharmacies

●PS reporting ● PS goals●PS culture survey ● PS awareness week

● hospital, psychiatric hospital, teaching hospital● psychiatric rehabilitation institution, psychiatric

nursing home● infection control, hand hygiene, IRB, Chinese

Medicine ● Emergent and Critical Care Ability Classification,

Special Care Center, Disease-Specific Care, Health Check-up Program

● healthcare professional training programs

●quality contest (HQIC)● measurement system (TCPI)●promotion of quality improvement tools (PDCA、RCA, TRM )

Journal, teaching guide, textbooks

● train the trainer ●healthcare faculty ●surveyors

13

李偉強博士Dr. Wui-Chiang Lee

14

Since 2006 Since 2007 Since 2013

International Recognition as a Professional

Accreditation Body

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李偉強博士Dr. Wui-Chiang Lee

Asian Society for Quality in Health Care

1. India: National Accreditation Board for Hospitals and Healthcare

Providers (NABH)

2. Indonesia: Komisi Akreditasi Rumah Sakit (KARS)

Indonesian Commission on Accreditation of Hospitals

(ICAHO)

3. Japan: Japan Council for Quality Health Care (JCQHC)

4. Korea: Korea Institute of Healthcare Accreditation (KOIHA)

5. Malaysia: Malaysian Society for Quality in Health (MSQH)

6. Mongolia: National Centre for Health Development of Mongolia

7. Philippine: Philippine Council on Accreditation for Healthcare

Organization (PCAHO)

8. Thailand: The Healthcare Accreditation Institute

9. Taiwan: Joint Commission of Taiwan (JCT)

李偉強博士Dr. Wui-Chiang Lee

Evolution of Accreditation Standards

16

2011 New Hospital Accreditation Standards

(2007~2010)

Old Hospital Accreditation Standards

( before 2006)

Hospital Management1. Vision、Strategies and Community

FunctionsAdministrative management

Medical Care 2. Management and Operations Surgery

3. Patient Rights and Safety Internal medicine

4. Healthcare Systems and operations Nursing

5. Appropriate Healthcare Operations Pharmaceutical

6. Appropriate Nursing Care Radiation

7. Comfortable Healthcare Environment

and Care

Clinical laboratory (transfusion) and

pathology

(add in 1990)

8. Human Resources and Quality

ImprovementPsychology(add in 1991)

Emergency medicine(add in 1993)

Infection control(add in 1996)

2 surveyor teams(administrative, medical care)

3 surveyor teams(administrative, medical, nursing)

10 Surveyor teams

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李偉強博士Dr. Wui-Chiang Lee

Continuous Quality Improvement

17

PLAN

DO

CHECK

ACT

PLANPLAN

sPatient-centered

Safe

Efficient

Timely

Effective

Equal

李偉強博士Dr. Wui-Chiang Lee

18

Accreditation Standards

– Part 1: Hospital Management

1.1 Management strategy

1.2 Staff management and support system

1.3 Human resources management

1.4 Employee education and training

1.5 Medical records & information management

1.6 Safe environment and equipment

1.7 Patient-oriented services

1.8 Crisis management and disaster response

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李偉強博士Dr. Wui-Chiang Lee

19

Accreditation Standards

– Part 2: Medical Care

2.1 Patient rights

Communication, informed consent, privacy

2.2 Health care quality management

2.3 General medical care/safety

2.4 Specialized medical care/safety

ER, ICU, psychiatric, dialysis, respiratory care

2.5 Medication safety

2.6 Anesthesia and surgical safety

2.7 Infection control and antibiotic use

2.8 Lab work, pathology and radiology safety

李偉強博士Dr. Wui-Chiang Lee

20

Accreditation Standards

– Part 3: Teaching Capability

3.1 Resource, facilities, and management

3.2 Trainers’ training programs

3.3 Cross-specialty training and teamwork

3.4 Teaching and research performance

3.5 Resident, PGY and intern training programs

3.6 Other medical workers’ training programs

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李偉強博士Dr. Wui-Chiang Lee

Survey Methods

A 4-year cycle

Experienced and well-trained surveyors

Self-assessment

On-site survey

Continuous quality measure (45 items)

Patient-focused methodology (PFM)

21

李偉強博士Dr. Wui-Chiang Lee

Surveyor Training and Evaluation 委員制度年度計畫

Surveyor Plan

訓練Training Program

SOP:B-R-21

繼續教育訓練Continue

Education Course

實體課程Face to face

classes

通訊課程E-learning

核心課程Core Course

實地訓練On-Site

Simulation Training

實地觀摩Mock On-site Accreditation

Training

評核Evaluation

共識會議Consensus

Meeting

遴選Recommendation & Selection

SOP:B-R-07、B-R-18、B-R-19

遴聘作業Selection

排程作業Scheduling

實地評鑑On-site

Accreditation

評核Evaluation

申請作業Application

評核Evaluation

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李偉強博士Dr. Wui-Chiang Lee

Survey Plan

Hospital size Time SurveyorsTJCHA

coordinator

≦ 49 beds 1 day

3 surveyors

(1 in Administration,

1 in Medicine, 1 in

Nursing)

1

50 beds ~ 99 beds 1 day6 surveyors

(2 in Administration,

2 in Medicine, 2 in

Nursing)

1100 beds ~ 249 beds 1.5 days

250 beds ~ 499 beds 2 days

≧500 beds 2.5 days

李偉強博士Dr. Wui-Chiang Lee 24

Dual Survey

Continuous quality evaluation

Feedback & Comments

Quality reporting

Real-time survey

Performance evaluation

Accreditation

On-site survey

Individual and systematic

tracer

PDCA

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李偉強博士Dr. Wui-Chiang Lee

Knowledge Management System

25

李偉強博士Dr. Wui-Chiang Lee

Public Disclosure of Accreditation

Results www.mohw.gov.tw

Basic information(beds, manpower etc.)

Service information(out/inpatient

volume, financial reports)

Granted accreditation level

Teaching capability for different medical

disciplines

26

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李偉強博士Dr. Wui-Chiang Lee

Public Disclosure

李偉強博士Dr. Wui-Chiang Lee

Follow-up Surveys

Unannounced Follow-up Surveys

First to Third year

Hospital Accreditation

Hospital

Valid for 4 years

Immediate Follow-up Surveys

(If the Hospital happens a

major sentinel event)

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李偉強博士Dr. Wui-Chiang Lee

126 122150 145

7 8

1 103373

5519

12

5 0

2

0

50

100

150

200

250

2010 2011 2012 2013

Hospital Accreditation

醫院評鑑

Focus survery/ Re-evaluation

複評/複查

Unannounced Follow-up Surveys

不定時追蹤

Immediate Follow-up Surveys

即時追蹤

李偉強博士Dr. Wui-Chiang Lee

Performance and Impacts

─ Why accreditation successes in Taiwan?

30

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李偉強博士Dr. Wui-Chiang Lee

High Participation Rate (97%)

31Resources: ISQua Conference 2011, Hong Kong

Accreditation links to Payment

李偉強博士Dr. Wui-Chiang Lee

Reasonable Cost (Non-for-Profit)

32

Every 100 bed evaluation cost(unit:US$)

Resources: ISQua Conference 2011, Hong Kong

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李偉強博士Dr. Wui-Chiang Lee

Professional Accrediting Body

Local independent organization

Profession

Non-for-profit

Transparency

Experienced surveyors

Supervision by citizen and ISQua

Listening and response to hospital feedback

Continuous improvement

33

李偉強博士Dr. Wui-Chiang Lee

Hospitals Care!

The #1 exam of hospital managers!

“Oscar award” for competing medical centers

“Entrance exam” for middle level hospitals

“Survival test” for poorly-managed hospitals

The performance in accreditation is linked to

reputation, payment, service volume and profit

34

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李偉強博士Dr. Wui-Chiang Lee

Better Structure and Process of Care

Accumulating evidences demonstrate that

accreditation improves:

Infrastructure, workforce, equipment

Patient-centered and safe environment

Informed consent and patient right protection

Core measures of quality in process of care

SOPs in medication safety, infection control

Safety report and risk management system

35

李偉強博士Dr. Wui-Chiang Lee

The Association between Accreditation &

Clinical Outcomes

Research project sponsored by Ministry of Science and

Technology (2012~2013)

Pre-Post comparison study of 77 hospitals

Study period: 2007~2011

Data: Indicators of Taiwan Quality Indicators Project

3M

6M

12M-12M -6M -3M 6M

accreditation

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李偉強博士Dr. Wui-Chiang Lee

Taiwan Patient Safety Culture Surveyby Chinese-version Safety Attitude Questionnaire since 2007

SAQ-C

Job

Satisfaction

Teamwork

Climate Safety

Climate

Perception of

Management

Working

Conditions

李偉強博士Dr. Wui-Chiang Lee

Instrument and Measures

Ten hospitals participated (2007~2011)

SAQ (Chinese version) with 30 items

5 point Likert scales:

Strongly agree (5), Slightly Agree (4), Neutral (3),

Slightly disagree (2), Strongly disagree (1)

Positive response rate (%)

Percentage of caregivers strongly and slightly agree (mean

score 4, or higher) to a given safety culture dimension of a

hospital

42

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李偉強博士Dr. Wui-Chiang Lee

Safety is the Core Component in

Accreditation Standards

Hospital management standards Clinical Practice Standards

Hospital Operations Strategy Rights and Responsibilities of patient and family

Staff Management and Support

SystemsMedical Care Quality Improvement

Human Resource Management Care Implementation and Evaluation

Staff Education and Training Care of High Risk Patients

Medical Record, Information and

Communication ManagementMedication Safety

Facility and Environment Safety Anesthesia and Surgical Care

Patient-focused Service and Management Infection Prevention and Control

Risk Management and Emergency ResponseClinical Laboratory, Pathology

and Radiology

Discharge / Transfer Planningand Continuity of care

李偉強博士Dr. Wui-Chiang Lee

Impacts on Healthcare Authorities

Accreditation turns to be the most efficient tool

and a “double-blade knife” in:

Regulation compliance (or failed)

Quality improvement (at very low cost)

Manpower and staffing ratio (regardless of cost)

Special missions (public health, disease screening,

hospice care, organ donation, outreach programs to

rural areas, offshore islands, and to the other countries)

Many interest groups urge government to adopt

their requirements into accreditation elements.

45

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李偉強博士Dr. Wui-Chiang Lee

Disease-specific Certification

AMI, ACS, CAD

High-profile physical check-up

Aesthetic medicine

Others

47

李偉強博士Dr. Wui-Chiang Lee

Impacts on Hospital and Health Workers

Over-competition: emphasis on ranking and grading,

competitiveness replaced cooperation

Reimbursement linked to accreditation, resources

allocate to urban and large-scale hospitals

Parts of the requirements are too difficult to achieve

Overloading by paperwork and extra workload

Shortage of nurses and critical care doctors before

accreditation

48

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李偉強博士Dr. Wui-Chiang Lee

Lessons Sharing (1)

53

李偉強博士Dr. Wui-Chiang Lee

54

Lessons Sharing (2)

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李偉強博士Dr. Wui-Chiang Lee

Conclusions

Taiwan’s hospital accreditation has played important

roles in each stage of hospital development for the

past 37 years in a row.

Although some negative influence exist, accreditation

indeed improves the quality of care in infrastructure

and processes of medical services

The Taiwan model can share with Asian countries

who wish to have its own accreditation system at

affordable cost

55

李偉強博士Dr. Wui-Chiang Lee

ASQua

─ The Asian Accreditation Hub

56

Email: [email protected]