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  • 저작자표시-비영리-변경금지 2.0 대한민국

    이용자는 아래의 조건을 따르는 경우에 한하여 자유롭게

    l 이 저작물을 복제, 배포, 전송, 전시, 공연 및 방송할 수 있습니다.

    다음과 같은 조건을 따라야 합니다:

    l 귀하는, 이 저작물의 재이용이나 배포의 경우, 이 저작물에 적용된 이용허락조건을 명확하게 나타내어야 합니다.

    l 저작권자로부터 별도의 허가를 받으면 이러한 조건들은 적용되지 않습니다.

    저작권법에 따른 이용자의 권리는 위의 내용에 의하여 영향을 받지 않습니다.

    이것은 이용허락규약(Legal Code)을 이해하기 쉽게 요약한 것입니다.

    Disclaimer

    저작자표시. 귀하는 원저작자를 표시하여야 합니다.

    비영리. 귀하는 이 저작물을 영리 목적으로 이용할 수 없습니다.

    변경금지. 귀하는 이 저작물을 개작, 변형 또는 가공할 수 없습니다.

    http://creativecommons.org/licenses/by-nc-nd/2.0/kr/legalcodehttp://creativecommons.org/licenses/by-nc-nd/2.0/kr/

  • 공학석사학위논문

    Thin-film composite (TFC) membranes with hydrophilic ethyl

    cellulose-graft-poly(ethylene glycol) (EC-g-PEG) substrates for

    forward osmosis (FO) application

    친수성을 가지는 에틸셀룰로스-폴리에틸렌글라이콜

    가지형 고분자의 정 삼투 복합 막 지지 층으로의 응용

    2015年 2月

    서울대학교 대학원

    화학생물공학부

    유 윤 아

  • Thin-film composite (TFC) membranes with hydrophilic ethyl

    cellulose-graft-poly(ethylene glycol) (EC-g-PEG) substrates for

    forward osmosis (FO) application

    친수성을 가지는 에틸셀룰로스-폴리에틸렌글라이콜

    가지형 고분자의 정 삼투 복합 막 지지 층으로의 응용

    指導敎授 李 鍾 贊

    이 論文을 工學碩士 學位論文으로 提出함

    2014年 12月

    서울大學校 大學院

    化學生物工學部

    柳 允 兒

    柳 允 兒의 工學碩士 學位論文을 認准함

    2014年 12月

    委 員 長 장 정 식 (印)

    副委員長 이 종 찬 (印)

    委 員 조 재 영 (印)

  • Thin-film composite (TFC) membranes with hydrophilic ethyl

    cellulose-graft-poly(ethylene glycol) (EC-g-PEG) substrates for

    forward osmosis (FO) application

    by

    Yun Ah Yu

    February 2015

    Thesis Adviser: Jong-Chan Lee

  • i

    Abstract

    Thin-film composite (TFC) membranes with hydrophilic

    ethyl cellulose-graft-poly(ethylene glycol) (EC-g-PEG) substrates

    for forward osmosis (FO) application

    Yun Ah Yu

    Polymer Chemistry

    Department of Chemical & Biological Engineering

    Seoul National University

    In this work, ethyl cellulose-graft-poly(ethylene glycol) (EC-g-PEG) was

    synthesized by esterification of carboxylic acid functionalized methoxy

    polyethylene glycol (MPEG-COOH) with ethyl cellulose (EC) in order to develop

    the substrates of thin-film composite (TFC) membranes for forward osmosis (FO)

    application. The TFC membrane consists of a selective polyamide active layer

    formed by interfacial polymerization on top of EC-g-PEG substrate fabricated by

    phase separation. The EC-g-PEG substrates were characterized by water contact

  • ii

    angle, porosity, surface roughness, and morphology. It was found that

    hydrophilicity and porosity of the EC-g-PEG substrate were increased as

    compared with those of the EC substrate. Using a 2 M NaCl as draw solution and

    DI water as feed solution, the TFC membranes of EC-g-PEG (TFC-EP) exhibited

    a 15.7 LMH of FO water flux, while TFC membranes of EC exhibited only 6.6

    LMH of FO water flux. Enhanced FO performances of TFC-EP membrane are

    attributed to increased hydrophilicity and porosity, which play a crucial role in

    water flux. Moreover, the increase in water permeability and porosity of TFC-EP

    can be attributed to decrease in structural parameter which resulted in decreased

    internal concentration polarization (ICP) in EC-g-PEG substrates.

    Keywords: Thin-film composite membrane, Interfacial polymerization, Ethyl

    cellulose, Hydrophilic substrates, Forward osmosis

    Student number: 2013-20981

  • iii

    List of Tables

    Table 1. Composition of dope solutions for the fabrication of membrane

    substrates.

    Table 2. The thickness of membrane substrates before and after drying.

    Table 3. The properties of the substrates with respect to contact angle, porosity

    and pure water permeability (PWP).

    Table 4. XPS elemental composition (in at%) of the surfaces of EC and EP

    membrane substrates.

    Table 5. The trasnpore properties and structural parameters of TFC-FO

    membranes.

  • iv

    List of Schemes

    Scheme 1. Synthesis of poly(ethylene oxide-co-ethylene carbonate) (PEOEC).

    Scheme 2. Interfacial polymerization to form the polyamide active layer.

  • v

    List of Figures

    Figure 1. Forward osmosis experimental setup for TFC-FO membrane

    performance testing.

    Figure 2. 1H NMR Spectra of MPEG-COOH.

    Figure 3. 1H NMR Spectra of (a) EC and (b) EC-g-PEG.

    Figure 4. IR spectra of (a) EC and (b) EC-g-PEG.

    Figure 5. TGA curves of EC and EC-g-PEG under N2 atmosphere.

    Figure 6. SEM and OM images of (a) EC and (b) EP membrane substrates.

    Figure 7. Porosity of EC and EP membrane substrates.

    Figure 8. Contact angle of EC and EP membrane substrates

    Figure 9. XPS of (a) EC and (b) EP substrates

    Figure 10. Pure water permeability of EC and EP membrane substrates.

    Figure 11. SEM images of (a) TFC-EC and (b) TFC-EP membranes.

    Figure 12. XPS of (a) TFC-EC and (b) TFC-EP membranes.

  • vi

    Figure 13. Water flux (a) and Reverse salt flux (b) of TFC-EC and TFC-EP

    membrnaes.

    Figure 14. Water flux differences between TFC-EC and TFC-EP membranes at

    AL-FS mode.

    Figure 15. Forward osmosis performance of TFC-EC, TFC-EP and HTI-CTA

    membranes.

  • vii

    List of Supporting Figures

    Figure S1. 3D AFM images of the top surface of (a) EC and (b) EP substrates

  • viii

    List of Contents

    Abstract ------------------------------------------------------------------------------------ⅰ

    List of Tables-------------------------------------------------------------------------------ⅲ

    List of Schemes----------------------------------------------------------------------------ⅳ

    List of Figures-----------------------------------------------------------------------------ⅴ

    List of Supporting Figures--------------------------------------------------------------Ⅶ

    List of Contents----------------------------------------------------------------------------Ⅸ

    1. Introduction-----------------------------------------------------------------------1

    2. Experimental----------------------------------------------------------------------5

  • ix

    2.1. Materials. -------------------------------------------------------------------------5

    2.2. Functionalization of MPEG. --------------------------------------------------6

    2.3. Esterification reaction between MPEG-COOH and EC. ---------------7

    2.4 Characterization of EC and EC-g-PEG. ------------------------------------7

    2.5. Preparation of EC and EC-g-PEG membrane substrates. -------------8

    2.6. Interfacial polymerization of TFC-FO membranes. ---------------------9

    2.7. Characterization of EC and EP membrane substrates and TFC-FO

    membranes. --------------------------------------------------------------------------10

    2.8. Forward osmosis tests. --------------------------------------------------------12

    3. Results and Discussion

    3.1. Characterization of the functionalized MPEG. --------------------------15

    3.2. Synthesis of EC-g-PEG polymer. -------------------------------------------18

    3.3. Preparation of membrane substrates. -------------------------------------23

    3.4. Characteristics of membrane substrates. ---------------------------------25

  • x

    3.5. Characteristics of TFC-FO membranes. ----------------------------------37

    3.6. Forward osmosis performance of TFC-FO membranes. --------------41

    4. Conclusion------------------------------------------------------------------------49

    5. References------------------------------------------------------------------------50

  • 1

    1. Introduction

    Nowadays, global water scarcity is the main problems faced by humanity. Since more

    than 97% of the water in the world is seawater, desalination technologies have received

    attention to solve the fresh water crisis, particularly in coastal areas. [1,2] Pressure-driven

    reverse osmosis (RO) and thermally-driven multistage flash distillation (MSF) processes

    are widely used as desalination membrane processes, while they involve expensive and

    energy intensive processes. Forward osmosis (FO) is an emerging membrane technology

    of possible desalination applications due to low operation cost. [3-6] In the FO process,

    water permeates across the semi-permeable membrane from a lower osmotic pressure

    feed solution to a higher osmotic pressure draw solution driven by the osmotic pressure

    difference between the two aqueous solutions. However, solutes diffuse simultaneously

    across the membrane from the draw solution into the feed solution. This reverse salt flux

    must be minimized for the effective operation. [7-9]

    Comparing FO to RO processes, FO does not need a high external hydraulic pressure,

    thereby lowering investment and energy costs. Reported literatures have demonstrated a

    lower fouling propensity and high water recovery. [10-12] FO is generally conducted

  • 2

    under low or no applied pressures, thereby water transport across the membrane is based

    on the solution-diffusion mechanism. When water permeates across the membrane

    substrate, draw solution at the active layer of the membrane substrates are diluted

    simultaneously. Diffusion of salts works to compensate the diluted draw solutes. However,

    diffusion process is not rapid resulting in the decrease of the effective osmotic pressure

    and the water flux. As a result, the differing salt concentrations at the traverse boundaries

    of the FO membrane substrates cause an internal concentration polarization (ICP)

    problem. [13-17] So alleviating ICP is crucial to the FO membrane.

    For the fabrication of polymeric FO membranes, two fabrication techniques have been

    selected : (1) asymmetric membranes made by non-solvent induced phase separation [18-

    20] , and (2) thin-film composite (TFC) membranes made by interfacial polymerization

    onto porous support layers. Comparing TFC membranes to asymmetric membranes, TFC

    membranes are more beneficial due to a higher water permeability and greater solute

    rejection [16,21-23]. TFC membranes comprise aromatic polyamide as selective layer

    and porous substrate, and thereby they can be independently tailored to obtain desired FO

    performance. [21] An ideal substrate of TFC FO membrane should have high water

    permeability, low solute permeability and porous in order to decrease ICP. Studies

    revealed that the physicochemical properties of the substrates are very important in

  • 3

    determining the separation performance of the TFC FO membranes. [23,24] In 2008,

    McCutcheon reported that the substrate’s physicochemical properties of hydrophilicity

    are crucial to enhancing water flux in osmotically driven membrane processes. [25]

    Recently, many researchers studied the modification of hydrophobic polymer for the

    fabrication of TFC membrane with improvement of FO performance. The titanium oxide

    nanoparticles and porous zeolite nanoparticles have been used for improving

    hydrophilicity of substrates of thin film composite in order to increase the water

    permeability and porosity, resulting in enhancement of water flux. [26-29] Wang et al. [23]

    and Widjojo et al. [24] have revealed that blending hydrophilic substrates such as

    sulfonated polysulfone and sPES-co-sPPSf (sulfonated polyethersulfone and

    polyphenylsulfone copolymer) into polysulfone (PSf) improve the water flxues. This is

    due to increase of wettability relatively hydrophobic PSf substrate, thereby mitigating the

    ICP effect.

    Cellulose is the most abundant and renewable natural polymer and has been widely used

    in membranes. [30] Ethyl cellulose (EC) which is a chemically modified cellulose

    derivative has a hydrophobicity and good solubility in organic solvents. For the

    purpose of utilizing ethyl cellulose as membrane substrate materials, the modification of

    ethyl cellulose is needed due to their hydrophobicity. According to the aforementioned

  • 4

    researches for hydrophilic membrane substrates, we believe the chemically incorporation

    of PEG moiety into the EC may significantly enhance the performance of the TFC-FO

    membranes.

    In this study, we prepared ethyl cellulose-graft-poly(ethylene glycol) (EC-g-PEG) as

    hydrophilic membrane substrate materials for high performance FO membrane.

    Hydrophilic EC-g-PEG (EP) membrane substrates could be prepared using non-solvent

    induced phase separation. The hydrophilic nature of the EP membrane substrates was

    investigated and compared with that of bare EC membrane substrates by measuring

    contact angle and conducting XPS analysis. In comparison to EC and EP membrane

    substrates, the EP membrane substrates exhibited higher porosity and pure water

    permeability. The TFC-EP membranes are prepared by an interfacial polymerization of

    polyamide on top of EP membrane substrates. The discussion mainly focuses on the

    effect of incorporation PEG moiety on FO performance of TFC membranes, including

    water flux, reverse salt flux, water permeability, salt permeability, and structural

    parameter. Based on the understanding of the characteristics of TFC-EP membranes, EC-

    g-PEG with hydrophilic nature containing PEG moieties are very feasible candidates for

    the membrane substrate materials of the FO applications.

  • 5

    2. Experimental

    2.1.Materials

    Ethyl cellulose (EC, Aldrich), with a degree of ethyl substitution of 2.4, was used as

    received. Poly(ethylene glycol) monomethyl ether (MPEG, Mn = 350, Aldrich) and

    succinic anhydride (Aldrich, 99%) was used as received. Tetrabutyl ammonium

    bromide (TBAB, JUNSEI, 98% ), 4-di(methylamino)pyridine (DMAP, Alfa aesar, 99%),

    succinic anhydride (Aldrich, 99%) and N,N’-dicyclohexylcarbodiimid (DCC, Aldrich,

    99%) were used as received. Tetrahydrofuran (THF) was distilled by refluxing over

    sodium/benzophenone under a nitrogen atmosphere. N-methyl-2-pyrrolidone (NMP,

    Merck, 99.5%), polyethylene glycol 300 (PEG, Mw = 300gmol-1, Aldrich) and n-Hexane

    (Daejung chemicals, 99%) was used as received. N,N-dimethylacetamide (DMAc,

    Daejung chemicals) were used as received. A polyester non-woven fabric (PET, Grade

    3249, Ahlstrom) was used as a backing layer for the substrates. m-Phenylenediamine

    (MPD, Aldrich, 99%), trimesoyl chloride (TMC, Aldrich, 98%) and sodium chloride

    (NaCl, Daejung chemicals, 99%) were used as received. A commercial FO membrane in

  • 6

    the FO process was purchased from Hydration Technology Innovations and was made of

    cellulose triacetate (HTI-CTA). Deionized (DI) water was obtained from water

    purification system (Synergy, Millipore, USA), having a resistivity of 18.3MΩ cm.

    2.2.Functionalization of MPEG.

    α-Monocarboxy-ω-monomethoxy poly(ethylene glycol), MPEG-COOH was prepared

    by reacting MPEG with succinic anhydride in the presence of a catalytic amount of

    TBAB. MPEG (MW=350, 10.5g, 30mmol), succinic anhydride (3.03g, 30mmol) and

    TBAB (0.168g 0.532mmol) were dissolved in 30ml of THF and stirred for 24 h at 80 oC.

    The solvent was evaporated with a rotary evaporator. After filtration, the residue was

    dried in vacuo overnight. Yellow liquid was obtained.

    1H NMR (300 MHz, CDCl3, δ (ppm), tetramethylsilane (TMS) ref): 4.26 (2H, C(O)O-

    CH2-CH2) , 3.64 (4H, O-CH2-CH2), 3.55 (2H, C(O)O-CH2-CH2-O), 3.37 (3H, OCH3),

    2.65 (4H,CO-CH2-CH2-CO).

  • 7

    2.3. Esterification reaction between MPEG-COOH and EC

    EC (2.09g, 5mmol) , MPEG-COOH (2.42g, 5mmol), DCC (1.04g, 5mmol) as a coupling

    agent and DMAP (0.154g, 1.25mmol) as a catalyst were dissolved in 100ml of THF and

    reacted at room temperature for 72 h. The unreacted MPEG-COOH and DMAP was

    removed by water precipataton. The precipatates were redissolved in THF. The reaction

    byproduct diclyclohexylcarbodiurea (DCU) was removed by filtration and then

    precipatated in n-hexane twice. The obtained ethyl cellulose-graft-poly(ethylene glycol)

    (EC-g-PEG) was freeze-dried overnight.

    1H NMR (300 MHz, CDCl3, δ (ppm), tetramethylsilane (TMS) ref): 1.15 (3H, -CH2CH3),

    3.35 (3H, -OCH3), 2.94 – 4.30 (PEG side-chains and ethyl cellulose backbone)

    FT-IR ( ν(solid, cm-1)) : 1736 (C=O)

    2.4. Characterization of EC and EC-g-PEG.

    1H NMR spectra were recorded on an AscendTM 400 spectrometer (300 MHz) using

    CDCl3 (Cambridge Isotope Laboratories) as the solvent at room temperature (with a

  • 8

    tetramethylsilane (TMS) reference). Fourier-transform infrared (FT-IR) spectra of

    polymers were recorded on a Cary 660 FT-IR spectrometer (Agilent Technology) at

    ambient temperature using attenuated total reflectance (ATR) equipment (FT-IR/ATR).

    Data were collected over 30 scans at 4 cm -1 resolution. Thermal gravimetric analysis

    (TGA) was performed in a Q-5000 IR from TA Instruments. The samples were first

    heated to 110 oC and maintained at 120 oC for 10 min in order to remove residual water,

    and then heated to 600 oC at a heating rate of 10 oC min–1.

    2.5.Preparation of EC and EC-g-PEG Membrane Substrates

    The EC membrane substrates were fabricated using EC casting solutions containing 20

    wt% EC, 64 wt% DMAc and 16 wt% THF. The EC-g-PEG membrane substrates (EP)

    were prepared using EC-g-PEG dope solutions containing 10 wt% EP, 75 wt% NMP and

    15wt% PEG300 as a pore forming agent. (Table 1) The homogeneous casting solution

    was left in sonication at degassing mode during 1hr to remove air bubbles trapped within

    the solution. The non-woven PET fabric was attached to a clean glass plate using

    laboratory adhesive tape. Afterward, the membrane was cast on the non-woven fabric

  • 9

    using a casting knife setting the gate height to 100μm, and then by immersed immediately

    into a water coagulant bath to initiate the non-solvent induced phase separation. The

    membranes were peeled off from the glass plate, and then soaked in another water bath at

    room temperature overnight to remove the residual solvent.

    2.6. Interfacial Polymerization of TFC-FO Membranes

    The membrane substrate was first immersed in a 2 wt % MPD aqueous solutions for 2

    min. After that the excess MPD solution was removed by rolling a rubber roller. The

    membrane substrate top layer was contacted with TMC dissolved in hexane with a

    concentration of 0.1 wt% for 30 seconds for polymerization to occur. After removing the

    TMC solution, the membrane was dried in air for 2 min and it was placed in the 100 °C

    oven for 30 sec to induce the further polymerization. And then it was stored in DI water

    prior to testing.

  • 10

    2.7. Characterization of EC and EP membrane substrates and TFC-FO

    membranes

    The membrane substrates and TFC-FO membranes were freeze-dried and their

    structures were investigated by scanning electron microscopy (SEM) using a field

    emission scanning electron microscope (FESEM, JEOL JSM-6700F) with an accelerating

    voltage of 10 kV. The membrane cross-sectional images were obtained by fracturing the

    membranes in liquid nitrogen. The membranes were coated with platinum using a coater

    before analysis. Optical microscopy

    (OM) images were obtained with an optical microscope (ECLIPSE E600 POL, NIKON)

    equipped with a digital camera (COOLPIX E500, NIKON). . In order to analyze the

    surface composition of the membranes, X-ray photoelectron spectroscopy (XPS, PHI-

    1600) measurements were performed on an Axis-HIS XPS (Kratos Analytical,UK) using

    Mg Ka (1254.0 eV) as the radiation source. Spectra were collected over a range of 0–

    1100 eV, followed by high resolution scan of the C 1s, O 1s, and N 1s regions. Contact

    angles from air captive bubble in water were carried out Contact Angle Geniometer

    (Krüss DSA10 Germany). The contact angles for each sample were measured a

    minimum of five times on three independently prepared membranes.

  • 11

    The porosities of membrane substrates were measured by carefully eliminating excess

    water droplets on the wetted surface by filter paper. The weight of the wet membrane (m1,

    g) is first measured and then the wet membrane is freeze dried overnight and weighed

    again (m2, g). The overall porosity, ε was calculated by the following equation:

    ε =

    ( − )

    ( − ) +

    Where ρw is the density of water (1.00 g/cm3) and ρp is the density of polymers.

    The density of polymers was determined by a balance according to the Archimedean

    principle by measuring the weights of a polymer in air (wair) and n-hexane liquid (wliq)

    and was obtained by the following equation:

    =

    Where ρp is the density of polymer and ρ0 is the density of n-hexane liquid.

    The pure water permeability (PWP, L m-2 h-1 bar-1, abbreviated as LMH/bar) of

    membrane substrate was obtained using a dead-end filtration cell (CF042, Sterlitech

    Corp., Kent, WA) at 1 bar. The effective membrane areas were 2.16 × 2.16 ×π cm2. PWP

    was calculated as follows.

  • 12

    PWP = ∆

    =∆

    ∆ ∆

    The water permeability coefficient (A), salt permeability coefficient (B) and structural

    parameter (S) of the TFC-FO membranes were calculated based on FO experimental data

    using a Excel-based algorithm developed by Tiraferri et al. [31]

    2.8. Forward Osmosis Tests

    Forward osmosis experiments were carried out in a lab-scale cross-flow FO system, as

    depicted in Figure 1. The volume of the feed and draw solutions was 2.0 L at the start of

    each experimental run. The FO membrane cell had an effective membrane area of 7.7 ×

    2.6 cm2, and deep of 0.3 cm for co-current cross-flows. The temperature of water bath of

    both the feed and draw solutions was maintained at 25± 0.5 oC by a thermostat. Variable

    speed gear pumps were used to pump solutions. All membranes were tested in AL-FS

    mode(the active layer was oriented towards the feed solution) and AL-DS mode (the

    active layer was oriented towards the draw solution) . The weight change of the draw

    solution reservoir was measured to calculate the water permeate flux.

    NaCl solutions of various concentrations were used as draw solutions whereas DI water

  • 13

    was used as feed solutions. The water flux (Jw, L/m2h) was calculated from the weight

    change of draw solution reservoir and can be calculated from the following equation.

    =∆

    ∆ =∆ ⁄

    Where ∆V (L) is the volume of water permeated across the membrane from the feed to

    the draw solution over a predetermined time interval ∆t (h) during FO experiments and

    Am is the effective membrane surface area (m2). The weight change of the draw solution

    reservoir was monitored by a computer connected to a balance (CUX4200H, CAS

    Corporation). The reverse draw salt flux from the draw solution to the feed solution was

    calculated by measuring the conductivity of the feed using a conductivity meter (ES-51,

    HORIBA, JAPAN). The reverse salt flux (Js, g/m2h) was obtained from the following

    equation:

    =∆( )

    Where Ct and Vt are the salt concentration and the feed volume at the end of a

    predetermined time interval, respectively.

  • 14

    Figure 1. Forward osmosis experimental setup for TFC FO membrane performance

    testing

  • 15

    3. Result and Discussion

    3.1.Characterization of the functionalized MPEG.

    α-Monocarboxy-ω-monomethoxy poly(ethylene glycol) (MPEG-COOH) was

    synthesized via reaction between poly(ethylene glycol) monomethyl ether (MPEG) and

    succinic anhydride using tetrabutyl ammonium bromide (TBAB) as an catalyst (Scheme

    1).

    Figure 2 showed two new peaks at 2.64 and 4.26 ppm in the 1H NMR spectrum of

    MPEG-COOH in comparison with that of MPEG. The peaks “e” (2.64 ppm) and “d”

    (4.26 ppm) corresponded to four protons of -COCH2CH2-COOH and two protons of -

    COOCH2CH2O, respectively. The integration area ratio between peak “a” at 3.36 ppm to

    peak “d” at 4.26 ppm, was equal to 3 to 2. This is clear evidence that all monohydroxyl

    end group of the MPEG was substituted by succinic anhydride.

  • 16

    Scheme 1. Synthesis of ethyl cellulose-graft-poly(ethylene glycol) (EC-g-PEG).

  • 17

    Figure 2. 1H NMR Spectra of MPEG-COOH.

  • 18

    3.2.Synthesis of EC-g-PEG polymer

    The remaining OH functionality on the ethyl cellulose (EC) chains can be used to

    introduce other functionalities through conventional organic reactions, such as an

    esterification. In this study, ethyl cellulose-graft-poly(ethylene glycol) (EC-g-PEG) was

    synthesized by coupling reaction of MPEG-COOH to EC at room temperature in the

    presence of DCC as coupling agent and DMAP as catalyst (Scheme 1).[32] The same

    feed ratio of [COOH] of MPEG-COOH to [OH] of EC at 1:1 was applied. A

    representative 1H NMR spectrum of EC-g-PEG was shown in Figure 2(b), which is

    compared with the precursor EC as shown in Figure 3(a). In Figure 3(b), the proton

    peaks observed at 3.35 ppm was clearly assigned to methyl proton of MPEG in EC-g-

    PEG. In addition, this peak indicates the presence of MPEG units in the polymers. The

    degree of PEG substitution (DSPEG) can be estimated by the 1H NMR spectra and the

    degree of ethyl substitution (DSEt) using the following equations.[33]

    DSPEG = (Ic/ Ia) × DSEt

    Where Ia and Ic are the integrated intensities of a, c proton peaks in Figure 3 (b),

  • 19

    respectively.

    DSPEG is 0.23 for the sample in Figure 3(b), which means 0.23 mol PEG chains per mol

    repeating unit of cellulose. The incorporation of PEG into the EC was further confirmed

    by IR spectroscopy as shown in Figure 4. The carbonyl stretching vibration of ester

    linkage was located at 1730–1735 cm-1, which indicated carbonyl groups of EC-g-

    PEG.[34,35] The formation of ester by the reaction between the hydroxyl group in EC

    and the carboxylic group of MPEG-COOH was successful.

    The thermal stability of EC and EC-g-PEG was investigated by the TGA experiments.

    (Figure 5) Results showed the EC-g-PEG in this work had better thermal stability than the

    EC. The formation of strong intermolecular reaction between EC and grafted PEG might

    enhance cohesive energy resulting in higher thermal stability. [36]

  • 20

    Figure 3. 1H NMR Spectra of (a) EC and (b) EC-g-PEG.

  • 21

    Figure 4. IR spectra of (a) EC and (b) EC-g-PEG.

  • 22

    Figure 5. TGA curves of EC and EC-g-PEG under N2 atmosphere.

  • 23

    3.3.Preparation of membrane substrates

    The EC substrate was prepared as a control group to investigate the effect of

    hydrophilicity on the FO performance. However, the synthesized EC-g-PEG (EP)

    material cannot form a free standing asymmetric membrane when the same dope solution

    composition of EC substrate is used. Its highly hydrophilic nature induced slow phase

    separation rate. Consequently, the dope solution composition of EP substrate is

    different with that of EC. When the dope solution concentration of EC substrate was

    below 20 wt%, the viscosity of EC substrate was not enough to cast onto the non-woven

    fabric. Also, when the dope solution concentration of EP substrate was more than 10 wt%,

    EP didn’t fully dissolve in the dope solution. So, the polymer composition in dope

    solutions for substrate preparation was summarized in Table 1.

  • 24

    Table 1. Compositions of dope solutions for the fabrication of membrane substrates.

    Dope Solution

    Composition

    wt % DMAc THF

    EC 20 56 24

    wt% NMP PEG300

    EP 10 75 15

  • 25

    3.4.Characteristics of membrane substrate layers

    Figure 6 shows the SEM morphology of membrane substrates. The EC and EP membrane

    substrates show a similar top surface which has a smooth structure with no visible pores

    observed at a magnification of 10,000. The EC membrane substrate could remove the

    PET nonwoven fabric for cross-section of SEM images however the EP membrane

    experienced shrinkage during drying step shown in Table 2. So, the EP membrane

    substrate was prepared through casting onto the glass without nonwoven fabric. The OM

    images in Figure 6 indicated similar thickness of membrane substrates in wet condition.

    Porosities, water contact angles, and pure water permeability (PWP) of EC and EP

    substrates are tabulated in Table 3. EP substrates have higher porosities than EC

    substrates with incorporating PEG side chain. (Figure 7) This result might be due to

    increasing the hydrophlicity of EP substrates. [23,24,26-29]

    In order to confirm the morphology of the membrane substrates, Atomic force

    microscopy (AFM) height images (5×5 µm2) were obtained from tapping mode. The

    AFM results are given in Figure S1 in terms of the mean roughness (Ra). The mean

    roughness observed increase in surface roughness parameters with incorporating PEG

    side chain. It means that an increase in surface roughness might be enhanced the increase

  • 26

    in flux through the increase of the area available for the membrane transport.[37,38] As

    the surface roughness of membrane substrates increases, the captive bubble contact

    angles usually increase. [37] But, the EC substrate has a contact angle of 79.3, while the

    EP substrate has relatively low contact angles of 47.9 as shown in Figure 8. These results

    clearly indicate that the EP substrates has more hydrophilic surface in water environment

    than the EC substrates. The decreased water contact angles are mainly because of the

    incorporation of hydrophilic PEG side chain. Also, it overcomes the increment due to the

    increase of the roughness. In order to compare the surface composition of EC and EC-g-

    PEG substrates, X-ray photoelectron spectroscopy (XPS) was investigated. (Table 4) The

    content of oxygen increased after the PEG chains were grafted onto the EC. To further

    study the chemical compositions of the membrane surfaces, the O/C ratios were

    calculated. Although the theoretical values of the O/C ratio were close in both cases, the

    membrane surface of EC-g-PEG had a larger O/C ratio than that of EC. In addition, The

    O=C-O peak appeared in the XPS C 1s spectra of EC-g-PEG in Figure 9. It indicated the

    presence of PEG moiety of EC-g-PEG. The ratio of carbon in C–O to that in C–C (C–

    O/C–C) on the EC-g-PEG membrane substrate is larger than that on the EC membrane

    substrate. These XPS results clearly indicate that the EC-g-PEG membrane surface is

    more hydrophilic than the EC membrane surface. As a result, the pure water flux of EP

  • 27

    substrate was significantly improved from 124 to 425 L/m2hbar with incorporating PEG

    side chain.(Figure 10) Clearly, this might be due to improved membrane hydrophilicity

    (reduced contact angle value) and increased overall porosity. [23,24,26-29]

  • 28

    SEM OM

    Top surface Cross section

    (a)

    (b)

    Figure 6. SEM and OM images of (a) EC and (b) EP membrane substrates.

  • 29

    Table 2. The thickness of membrane substrates before and after drying

    Sample Wet Dried

    EC 127.5 ± 1.4 µm 110 ± 1.2 µm

    EP 126.3 ± 0.8 µm 80 ± 1.1 µm

  • 30

    Table 3. The properties of the substrates with respect to contact angle, overall porosity

    and pure water permeability (PWP)

    Sample Overall porosity (%) Contact angle (o) PWP (L/m2 h bar)

    at 1 bar

    EC 69.1 ± 0.1 79.3± 1.6 124 ± 3

    EP 81.6±0.0 47.9 ± 0.7 425 ± 5

  • 31

    Figure 7. Porosity of EC and EP membrane substrates.

  • 32

    a)

    (b)

    Figure S1. 3D AFM images of the top surface of (a) EC and (b) EC-g-PEG substrates

  • 33

    Figure 8. Contact angle of EC and EP membrane substrates.

  • 34

    Table 4. XPS elemental composition (in at%) of the surfaces of EC and EC-g-PEG

    membrane substrates

    Sample C 1s O 1s O/C measured O/C theoritical

    EC 73.16 26.84 0.37 0.50

    EP 67.53 32.47 0.48 0.55

  • 35

    (a)

    (b)

    Figure 9. XPS of (a) EC and (b) EP substrates

  • 36

    Figure 10. Pure water permeability of EC and EP membrane substrates.

  • 37

    3.5.Characteristics of TFC-FO Membranes.

    The interfacial polymerization reaction between m-phenylenediamine (MPD) and 1,3,5-

    trimesoylchloride (TMC) forms a thin aromatic polyamide selective layer onto the EC

    and EP membrane substrates. (Scheme 2) Figure 11 displays the SEM images of the top

    surface of the TFC-EC and TFC-EP membranes, respectively. The typical “ridge-and-

    valley” morphology is observed and it is the typical characteristic of the TFC polyamide

    layer.[39]

    The XPS spectra in Figure 12 of TFC-EC and TFC-EP membranes show three peaks:

    C=C (aromatic), C-N, and C=O, respectively. The existence of amide bond in TFC

    polyamide membranes could be confirmed by the XPS spectrum of Figure 12. N1s peak

    clearly indicates the existence of nitrogen element in TFC polyamide membranes.

    Thereby, these results indicated that a functional selective layer was formed.

  • 38

    Scheme 2. Interfacial polymerization to form the polyamide layer.

  • 39

    Top surface

    (a)

    (b)

    Figure 11. SEM images of (a) TFC-EC and (b) TFC-EP membranes.

  • 40

    N1s C1s

    (a)

    (b)

    Figure 12. XPS of (a) TFC-EC and (b) TFC-EP membranes.

  • 41

    3.6. Forward Osmosis Performance of TFC-FO Membranes

    Figure 13 presents the water flux and reverse salt flux of membranes obtained using a

    cross-flow FO process at AL-FS mode (the active layer was oriented towards the feed

    solution) and at AL-DS mode (the active layer was oriented towards the draw solution)

    with draw solutions of different NaCl concentrations. As the draw solution concentration

    increased, all membranes exhibited the higher water fluxes due to higher osmotic pressure

    difference across the membrane. Reverse draw salt leakage from draw solution to feed

    solution simultaneously increased because of higher salt concentration gradient through

    the active layer of TFC membrane. Comparing between AL-FS mode and AL-DS mode,

    the water fluxes and reverse salt fluxes at the AL-DS mode are much higher than those at

    the AL-FS mode. For instance, the TFC-EP membrane at the AL-DS mode exhibited

    around 28.5 L/m2h water flux and 19.4 g/m2h reverse salt flux in comparison to 15.7

    L/m2h and 14.1 g/m2h at the AL-FS mode using 2M NaCl as draw solution. The lower

    water flux at the AL-FS mode in comparison to that at the AL-DS mode can be caused by

    the severe internal concentration polarization (ICP) within the porous substrate at the AL-

    FS mode.[43] All the TFC-EP membranes exhibited much greater water fluxes for all

    draw solution concentrations and modes compared to the control TFC-EC membrane.

  • 42

    This indicates the enhancement in the structural properties of substrates as incorporation

    PEG side chain, alleviating the transport resistance of water molecules to permeate.

    Similar FO membranes which have hydrophilic substrate were observed by Han et.al [41]

    and Zhou et.al [42] and showed the increase of FO water fluxes. Therefore, the increase

    of hydrophilicity in substrate has an important role to form a high water flux TFC-FO

    membrane according to others. [23,24,26-29,41,42]

    Figure 14 presented the water flux at the AL-FS mode versus concentration of the draw

    solution for TFC-EC and TFC-EP membranes. TFC-EC membranes gain water flux two

    times as high as that of the TFC-EC membrane at all salt concentrations. Both curve

    exhibited a nonlinear dependence because of ICP.[13] The less decrease of water fluxes

    of the TFC-EC membrane indicated that increasing hydrophilicity of substrates mitigated

    ICP.[23,24,26-29] Transverse water flux across the membrane dilutes draw solution at

    the active layer of the membrane in substrates, and diffusion of salts works to compensate

    the diluted draw solutes. However, diffusion process is not rapid resulting in the decrease

    of the effective osmotic pressure and the water flux. So, alleviating ICP is crucial to the

    FO membrane. [40] In order to decrease ICP, reducing the resistance to solute diffusion in

    the substrate is crucial. It is determined by membrane support structural parameter S

    because salt diffusion coefficient is constant. [40,44]

  • 43

    In order to investigate the effect of modified substrate on the FO performance, the water

    and solute permeability coefficients (A and B) and S of the membranes were calculated

    from the simple FO experiment and the results are shown in Table 5. The water

    permeability of the TFC-EP membranes increases compared to the TFC-EC membrane,

    while, the salt permeability also slightly rises. The increase of water permeability in the

    TFC-EP membrane is mainly due to the increase of membrane hydrophilicity. [23,24,26-

    29,41,42] The FO water fluxes and reverse salt fluxes followed a similar trend. Also,

    the TFC-EP membranes have smaller S value of 452 µm than that of the TFC-EC

    membranes. Generally, the membranes which have the small the S value exhibited the

    better FO performance due to mitigating ICP. When the membrane substrates have higher

    hydrophilic and porous nature, the ICP effect can be significantly minimized.

    Figure 15 showed the trade-off relationship between water flux (Jw) and inverse reverse

    salt flux (Js) in FO process.[45] When the mitigating the ICP effect, the water flux rises

    due to the increment of the osmotic pressure in membrane substrates. At the same time,

    the salt concentration at the active layer of the membrane in substrates increases and then

    the reverse salt flux rises. So, high water flux leads high reverse salt fluxes. The TFC-EP

    membrane exhibited higher FO water flux than the TFC-EC membrane, better water/salt

    selectivity than the HTI-CTA membrane. The incorporating PEG side chain into EC gives

  • 44

    the higher hydrophilic and porous nature to TFC-EP membranes. All of these unique

    features of TFC-EP suggest that the EC-g-PEG with hydrophilic nature containing PEG

    moieties are very promising candidates for the membrane substrate materials of the FO

    applications.

  • 45

    (a)

    (b)

    Figure 13. Water flux (a) and Reverse salt flux (b) of TFC-EC and TFC-EP membranes.

  • 46

    Figure 14. Water flux differences between TFC-EC and TFC-EP membranes at AL-FS

    mode.

  • 47

    Table 5. The transport properties and structural parameters of TFC-FO membranes.

    Sample

    Water permeability,

    A (L/m2 h bar)

    Salt permeability,

    B (L/m2 h)

    Structural parameter,

    S (µm)

    TFC-EC 0.296 0.646 663

    TFC-EP 0.695 0.741 452

  • 48

    Figure 15. Forward osmosis performance of TFC-EC, TFC-EP and HTI-CTA membranes.

  • 49

    4. Conclusion

    We have prepared ethyl cellulose-graft-poly(ethylene glycol) (EC-g-PEG) as

    hydrophilic membrane substrate materials for high performance FO membrane. EC-g-

    PEG (EP) substrates could be prepared using non-solvent induced phase separation.

    Results showed that the hydrophilicity and porosity of the EP substrate was improved

    upon chemical incorporation of PEG side chain, i.e. EP substrate showed the lower the

    contact angle value (more hydrophilicity) and the greater the porosity value than EC

    substrate. The increase of hydrophlicity in the membrane substrates also enhances the

    pure water permeability. We have shown that the TFC-EP membranes exhibits higher

    water flux than the TFC-EC membranes at FO process, demonstrating the hydrophilic

    membrane substrate enhanced the FO performance. It has been demonstrated that the

    membrane structure parameter, an indicator of internal concentration polarization (ICP),

    can be significantly reduced by using hydrophilic EC-g-PEG materials as the membrane

    substrates. We expect that our results will provide insight into the utilization of EC-g-

    PEG as hydrophilic membrane substrate material for FO applications.

  • 50

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  • 55

    국문 요약

    Ethyl cellulose-graft-poly(ethylene glycol) (EC-g-PEG) 가지

    형 고분자를 합성 하였고 이를 정 삼투 복합 막의 지지 층으로

    응용하였다. PEG 도입하기 전의 EC 지 지층 보다 EC-g-PEG

    지지 층이 친수성, 다공성 그리고 수투과도에서 더 높은 수치를

    보였다. 정 삼투 복합 막을 제작하여 Water flux를 측정한 결과

    PEG 도입 전보다 2배 이상의 증가를 나타내었다. 이는 지지층의

    친수성 증가로 인해 다공성과 수투과도 가 증가했기 때문이다.

    주요어: 정 삼투, 복합막, 친수성, 에틸셀룰로스-폴리에틸렌글라이콜

    1.Introduction 2.Experimental 2.1. Materials 2.2. Functionalization of MPEG 2.3. Esterification reaction between MPEG-COOH and EC 2.4 Characterization of EC and EC-g-PEG 2.5. Preparation of EC and EC-g-PEG membrane substrates 2.6. Interfacial polymerization of TFC-FO membranes 2.7. Characterization of EC and EP membrane substrates and TFC-FO membranes 2.8. Forward osmosis tests

    3. Results and3.1. Characterization of the functionalized MPEG 3.2. Synthesis of EC-g-PEG polymer 3.3. Preparation of membrane substrates

    3.4. Characteristics of membrane substrates 3.5. Characteristics of TFC-FO membranes 3.6. Forward osmosis performance of TFC-FO membranes.

    4. Conclusion 5. References

    151.Introduction 12.Experimental 5 2.1. Materials 5 2.2. Functionalization of MPEG 6 2.3. Esterification reaction between MPEG-COOH and EC 7 2.4 Characterization of EC and EC-g-PEG 7 2.5. Preparation of EC and EC-g-PEG membrane substrates 8 2.6. Interfacial polymerization of TFC-FO membranes 9 2.7. Characterization of EC and EP membrane substrates and TFC-FO membranes 10 2.8. Forward osmosis tests 123. Results and Discussion 3.1. Characterization of the functionalized MPEG 15 3.2. Synthesis of EC-g-PEG polymer 18 3.3. Preparation of membrane substrates 233.4. Characteristics of membrane substrates 25 3.5. Characteristics of TFC-FO membranes 37 3.6. Forward osmosis performance of TFC-FO membranes. 414. Conclusion 495. References 50