eit ppe seminar - march 2016
TRANSCRIPT
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Examination Centre
Anna Carinci Lio
Examinations Administrator
Examination Centre
The PPE is a three-hour exam consisting oftwo parts:
○
Part ‘A’ (Ethics)○ Part ‘B’ Law
Check PEO’s web site www.peo.on.ca under‘Licensing & Registration’, select‘Professional Practice Exam’
Registration package, fees
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Examination Centre
The PPE is offered three times a year in theSpring, Summer and Fall
Many convenient locations throughout Ontario
and the rest of the world
Responsibilities of EIT
Material on how to prepare
Method of preparation is candidate’s choice
Examination Centre
When can I expect to hear the results ofmy exam?
What happens if I fail?
Compliance &Enforcement Unit
Steven Haddock,Enforcement and Advisory
Officer
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What is PEO?
Professional Engineers Ontario (PEO)administers the
Professional Engineers Act (PE Act)
an
Ontario Regulations
(O. Reg. 941 & O. Reg. 260)
to serve and protect the public interest
PE Act
• Law under the Attorney General of Ontario
• Defines:▫ What is the practice of professional engineering
▫ How PEO is to govern licence and certificateholders
▫ How PEO is to regulate professionalengineering in Ontario
Ontario Regulations
• Ontario Regulation 941
▫ Provides additional details and guidance toimplement the PE Act:
Code of Ethics (s.77), ProfessionalMisconduct (s.72)
• Ontario Regulation 260
▫ Establishes performance standards forprofessional engineers
General review of construction, demolition
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How is PEO Accountable?
Self-regulating profession
Responsible for licensing:
ensures rigorous qualifications for licensing
Responsible for enforcement:
ensures title protection and practice protection
Responsible for discipline:
ensures competence and Code of Conduct upheld
Definition of Professional Engineering
Professional Engineers Act
Section 1 – Definitions
3-part test:
must meet all 3 parts
Definition of Professional Engineering
“practice of professional engineering” means
PART 1: any act of planning, designing,composing, evaluating, advising, reporting,directing or supervising, or the managing of anysuch act
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Definition of Professional Engineering
“practice of professional engineering” means
PART 2: that re uires the a lication of engineering principles;
Definition of Professional Engineering
“practice of professional engineering” means
PART 3: concerns the safeguarding of life, health,property, economic interests, the public welfare orthe environment
Licensing Requirement
Professional Engineers Act
Section 12(1) - Licence
No person shall engage in the practice ofrofessional en ineerin or hold himself
herself or itself out as engaging in thepractice of professional engineering unlessthe person is the holder of a licence, atemporary licence, a provisional licence or alimited licence.
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Types of licenses
P.Eng.
Temporary License
Limited License & L.E.T.
Provisional License
Certificate of Authorization
Authorizes an individual or a businessentity to offer professional engineeringservices directly to the public
Ensures that PEO can regulate both theindividual and the companies that engagein professional engineering
Supervisory Exception to Licence
Professional Engineers Act
Section 12(3)(b) – supervisory exception
[Subsection 12(1)] does not apply to prevent an
within the practice of professional engineering ...where a professional engineer or limited licenceholder assumes responsibility for the serviceswithin the practice of professional engineering towhich the act is related
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Industrial Exception to Licence
(removal pending)
Professional Engineers Act
Section 12(3)(a) – industrial exception
[Subsection 12(1)] does apply to prevent anunlicensed person from doing an act that is withinthe practice of professional engineering ... whendoing professional engineering related toproduction machinery used in the facilities of theiremployer to produce products for that employer.
Other Exceptions to Licence
Professional Engineers Act
Section 12(3)(c) – design of tool & diesexception
[Subsection 12(1)] does not apply to prevent aperson from doing an act that is within thepractice of professional engineering ... whendesigning or providing tools and dies.
Other Exceptions to Licence
Professional Engineers Act
Section 12(4)-12(5) – Architects exception
Buildings up to 3 stories and 600 m2
Residential, Business, Personal Services,
Does not house works that have to be designed bya professional engineer
Residential buildings up to 3 stories as long asattached buildings are under 600 m2 and entrancesto units are at ground level.
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Use of term “ Engineer ”
▫ Prohibited in job title “engineer” Exceptions under Federal and Provincial Regs:
Flight engineer Train engineer Sound engineer Aircraft maintenance engineer Operating engineer Stationary engineer Hoisting engineer (certified)
▫ Prohibited in company name, along with“engineering” unless hold a Certificate of
Authorization
What is Compliance?
PEO will first contact the individual to seekcompliance with the act:
▫ either unlicensed person or no Certificate of
▫ educate on the enforcement provisions of the PE Act
▫ offer a reasonable chance to comply
▫ negotiate a satisfactory resolution
What is Enforcement?
PEO will conduct an investigation when:
▫ voluntary compliance not achieved
▫ public welfare is at risk
▫ there is clear evidence of a violation of thePE Act
▫ evidence is available
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Penalties - Accountability
Professional Engineers Act
Section 40(1) – Penalties
very person w o con ravenes sec on sguilty of an offence and on conviction is liablefor the first offence to a fine of not more than$25,000 and for each subsequent offence toa fine of not more than $50,000.
Enforcement Penalties
Prosecute in Provincial Courts
Penalties - $10,000 - $50,000
Prosecute in Su erior Court
Gain an Order Directing Compliance
Costs to prosecute
Jail up to 30 days if oppose Order
Enforcement Act ions
Typical year:
• out-of-province engineers contacted
•
self-employed engineers contacted
• internet title use contacted
• industrial facilities contacted
• 3 prosecutions in Court
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What is Discipline?
PEO will conduct an investigation on alicensed engineer when:
▫ a public complaint is received▫
▫ there is clear evidence of a violation of the PE Act
▫ evidence is available
▫ an engineer is found guilty of professionalmisconduct, negligence, incompetence
Penalties - Accountability
• Professional Engineers ActSection 28 – Powers of Discipline Committee
• Revoke the licence / C of A• Suspend the licence / C of A• m e prac ce• Impose terms / conditions on licence• Impose restrictions on licence• Be reprimanded / counseled• Impose fines to a maximum of $5,000 & costs
Practice Exam Session
Grant Boundy, P.Eng., FEC
Guest Speaker
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PPE - Keys to Success
Time constraints: constantly aware
20 minutes: allow only for each answer
Process ‘as urgent’: read, highlight, write
Practice: write, revise, rewrite, repeat
Study preparation: develop time efficiency
Attempt all questions: for best value
Part ‘A’ – Professional Practice and Ethics
Question 1: PE Act and Regulation 941
Professional Engineering: definition with 3 parts: actions, principles, safeguards
PEO Objects: What are they?
serve and protect – use a system
PEO Main Functions – What are they?
enforcement, licensing, complaints
Requirements / Conditions / Purposes for:
Council, Committees, Licences
Sample question 1: definitions
Part ‘A’ – Questions 2, 3 & 4 – Reg. 941
Section 72(1) definitions: harassment, negligence
Section 72 (2) Professional Misconduct
• Safety: (b), (c), (d)
• Competence: (e), (f), (g), (h)
• Conflict of interest: (i)
• Professionalism: (a), (j), (k), (l), (m), (n)
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Section 77, Code of Ethics
Duty of general sensitivity : 1.
Regard for the public: 2.
Care for employers, clients: 3., 4., 5.
Care for other professionals: 6., 7.
Expose ‘not ethical’ conduct: 8.
Sample case studies: misconduct and ethics
Part 'B' – Engineering Law &
Professional Liability
Question 1: Definitions of Legal terms
Questions 2, 3 and 4: Case Studies
Contract:
breach – who pays, liability clauses
fundamental breach
true construction approach
Sample case study: contract breach
Part ‘B’ - Contract
Tendering: process has bidding conditions
Contract A, formed on submission of bids
o changes are subject to liabilities
Contract B, formed when one (1) bid selected
parol evidence, but if condition precedent
equitable estoppel, gratuitous promise
o exceptional remedy
Sample case studies: 1) contract tendering 2) not in writing
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Part ‘B’ – Tort – Three Principles
Duty of care
Breach of that duty
Damage or injury as a result
Terms / items, that could apply urpose o a or case
Parties have no privity of contract
Expert testimony
Vicarious liability (deep pockets)
Concurrent tortfeasors
Potential liabilities, %s
Sample case study: tort
Other References
PEO: regulation: www.peo.on.ca Professional Practice Examination: Syllabus, etc.
Forms and Publications
Forms and Guides
Publications
o Practice Guidelines : Overview
o Use of Professional Engineer’s Seal
G. Gordon M. Sterling Engineering Intern Award:http://www.peo.on.ca/index.php?ci_id=2128&la_id=1
Equity and Diversity at PEO - http://peo.scholarlab.ca/
OSPE: www.ospe.on.caOntario Society of Professional Engineers: Advocacy
$3,500 Leadership Award Just for You
Sterling Award
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$3,500 Sterling Award
Deadline:
2
nd
Friday of October each year
Qualifications
• EIT• Leadership experience as a volunteer
Happy Studies