ens 110323 en jz rm lecture 2011 part 4

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    Rock Mechanics

    Mécanique des roches

    Course Lectures

    Part 4 – Rock Mass Properties and Classifications

    Professor ZHAO JianEPFL−ENAC−LMR

    Rock Mechanics and 

    Tunnel Engineering

    Rock Mass Property and Classification

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    Rock Mass Properties

    Rock mass is a matrix consisting of rock material

    and rock discontinuities. Properties of rock mass

    therefore are governed by the parameters of rock

     joints and rock material, as well as boundary

    conditions.

    The behaviour of rock changes from continuous

    elastic for intact rock materials to discontinuesrunning of highly fractured rock masses, depending

    mainly on the existence of rock joints.

    Rock Mass Property and Classification

    Prime parameters governing rock mass property

    Rock Mass Property and Classification

    Joint Parameters Material

    Parameters

    Boundary Conditions

    Number of joint sets

    Orientation

    Spacing

     Aperture

    Surface roughness

    Weathering and

    alteration

    Compressive

    strength

    Modulus of

    elasticity

    Groundwater

    pressure and flow

    In situ stress

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    Rock Mass Clasification

    Rock Load Factor 

    It classifies rock mass

    into 9 classes. The

    concept used in this

    classification system is to

    estimate the rock load to

    be carried by the steelarches installed to

    support a tunnel.

    Rock Mass Property and Classification

    Rock Class DefinitionRock Load Factor Hp

    (feet) (B and Ht in feet)Remark

    I. Hard and intact

    Hard and intact rock contains no joi nts and fractures. After

    excavation the rock may have popping and spalling at

    excavated face.

    0Light lining required only if

    spalling or popping occurs.

    II. Hard stratified

    and schistose

    Hard rock consists of thick strata and layers. Interface

    between strata is cemented. Popping and spalling at

    excavated face is common.

    0 to 0.5 B

    Light support for protection

    against spalling. Load may

    change between layers.

    III. Massive,

    moderately jointed

    Massive rock contains widely spaced j oints and fractures.

    Block size is large. Joints are interlocked. Vertical walls do

    not require support. Spalling may occur.

    0 to 0.25 BLight support for protection

    against spalling.

    IV. Moderately

    blocky and seamy

    Rock contains moderately spaced joints. Rock is not

    chemically weathered and altered. Joints are not well

    interlocked and have small apertures. Vertical walls do not

    require support. Spalling may occur.

    0.25 B to 0.35 (B + H t) No si de pres sure.

    V. Very blocky

    and seamy

    Rock is not chemically weathered, and contains closely

    spaced joints. Joints have large apertures and appear

    separated. Vertical walls need support.

    (0.35 to 1.1) (B + H t) L itt le o r no s ide p ressure.

    VI. Completely

    crushed but

    chemically intact

    Rock is not chemically weathered, and hi ghly fractured with

    small fragments. The fragments are loose and not

    interlocked. Excavation face in this material needs

    considerable support.

    1.1 (B + Ht)

    Considerable side pressure.

    Softening effects by water at

    tunnel base. Use circular ribs or

    support rib lower end.

    VII. Squeezing

    rock at moderate

    depth

    Rock slowly advances into the tunnel without perceptible

    increase in volume. Moderate depth is considered as 150 ~

    1000 m.

    (1.1 to 2.1) (B + H t)Heavy side pressure. Invert

    struts required. Circular ribs

    recommended.VIII. Squeezing

    rock at great

    depth

    Rock slowly advances into the tunnel without perceptible

    increase in volume. Great depth is considered as more than

    1000 m.

    (2.1 to 4.5) (B + H t)

    IX. S welling rock

    Rock volume expands (and advances into the tunnel) due to

    swelling of clay minerals in the rock at the presence of

    moisture.

    up to 250 feet,

    irrespective of B and Ht

    Circular ribs required. In extreme

    cases use yielding support.

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    Comments on the Rock Load Factor Classification

    (a) It provides reasonable support pressure

    estimates for small tunnels with diameter up to 6

    metres.

    (b) It gives over-estimates for large tunnels with

    diameter above 6 metres.

    (c) The estimated support pressure has a wide

    range for squeezing and swelling rock conditionsfor a meaningful application.

    Rock Mass Property and Classification

    Active Span and

    Stand-Up Time

    Stand-up time is the

    length of time whichan excavated

    opening can stand

    without any mean of

    support . Rock

    classes are assigned

    according to the

    stand-up time.

    Rock Mass Property and Classification

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    Rock Quality

    Designation (RQD)

    RQD represents

    fracturing degree

    of the rock mass.

    It partially

    reflecting the rock

    mass quality.

    Rock Mass Property and Classification

    RQD Rock Mass Quality

    < 25 Very poor  

    25 – 50 Poor  

    50 – 75 Fair  

    75 – 90 Good

    90 – 100 Excellent

    Rock Mass Rating RMR

    RMR system incorporates 5 basic parameters.

    (a) Strength of intact rock material: uniaxial compressive

    strength or point load index;(b) RQD;

    (c) Spacing of joints: average spacing of all rock

    discontinuities;

    (d) Condition of joints: joint aperture, roughness, joint surface

    weathering and alteration, infilling;

    (e)Groundwater conditions: inflow or water pressure.

    Rock Mass Property and Classification

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    RMR Parameters

    1.

    Strength

    of intact

    rock

    material

    Point load

    strength index

    (MPa)

    > 10 4 10 2 4 1 2

    Uniaxial

    compressive

    strength (MPa)

    > 250 100 250 50 100 25 50 5 25 1 5 < 1

    Rating 15 12 7 4 2 1 0

    2.RQD (%) 90 100 75 90 50 75 25 50 < 25

    Rating 20 17 13 8 3

    3.

    Joint spacing

    (m)> 2 0.6 2 0.2 0.6 0.06 0.2 < 0.06

    Rating 20 15 10 8 5

    RMR Parameters

    4.

    Condition of

     joints

    not

    continuous,

    very rough

    surfaces,

    unweathered,

    no separation

    slightly

    rough

    surfaces,

    slightly

    weathered,

    separation 125

     joint water pressure/major

    in situ stress, or 0 0 0.1 0.1 0.2 0.2 0.5 > 0.5

    general conditions at

    excavation surface

    complete

    ly drydamp wet dripping flowing

    Rating 15 10 7 4 0

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    Rock Tunnel Quality Q-System

    Q = (RQD / Jn) (Jr / Ja) (Jw / SRF)

    Block size Inter-block strength Active stress

    RQD - Rock Quality Designation.

    Jn - joint set number.

    Jr - joint roughness number.

    Ja - joint alteration number indicating the degree of

    weathering, alteration and filling.

    Jw = joint water reduction factor.

    SRF = stress reduction factor.

    Rock Mass Property and Classification

    Q-System Parameters

    1. Rock Quality Designation RQD

    A Very Poor 0 – 25

    B Poor 25 – 50

    C Fair 50 – 75

    D Good 75 – 90

    E Excellent 90 – 100

    Note: (i) Where RQD is reported or measured as ≤ 10 (including 0), a nominal value of 10

    is used to evaluate Q. (ii) RQD interval of 5, i.e., 100, 95, 90, etc., are sufficiently

    accurate.

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    Q-System Parameters

    2. Joint Set Number  Jn

    A Massive, no or few joints 0.5 – 1

    B One joint set 2

    C One joint set plus random joints 3

    D Two joint set 4

    E Two joint set plus random joints 6

    F Three joint set 9

    G Three joint set plus random joints 12

    H Four or more joint sets, heavily jointed 15

    J Crushed rock, earthlike 20

    Note: (i) For intersections, use (3.0 × Jn). (ii) For portals, use (2.0 × Jn).

    Q-System Parameters

    3. Joint Roughness Number  Jr 

    (a) Rock-wall contact, and (b) Rock wall contact before 10 cm shear 

    A Discontinuous joints 4

    B Rough or irregular, undulating 3

    C Smooth, undulating 2

    D Slickensided, undulating 1.5

    E Rough or irregular, planar   1.5

    F Smooth, planar   1.0

    G Slickensided, planar   0.5

    Note: (i) Descriptions refer to small and intermediate scale features, in that order.

    (c) No rock-wall contact when sheared

    H Zone containing clay minerals thick enough to prevent rock-wall contact 1.0

    J Sandy, gravelly or crushed zone thick enough to prevent rock-wall contact 1.0

    Note: (ii) Add 1.0 if the mean spacing of the relevant joint set ≥ 3 m. (iii) Jr = 0.5 can be used for planar

    slickensided joints having lineations, provided the lineations are oriented for minimum strength.

    Note: Jr and Ja classification is applied to the joint set or discontinuity that is least

    favourable for stability both from the point of view of orientation and shear

    resistance.

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    Q-System Parameters

    4. Joint Alteration Number    r approx. Ja(a) Rock-wall contact (no mineral fillings, only coatings)

    A T ig ht healed, hard , non-softening, impermeable filling, i.e., q uartz or epidote – 0.75

    B Unaltered joint walls, surface staining only 25 – 35°

    1.0

    C Slightly altered joint walls. Non-softening mineral coating, sandy particles, clay-

    free disintegrated rock, etc.

    25 –30° 2.0

    D Silty- or sandy-clay coatings, small clay fraction (non-softening) 20 – 25° 3.0

    E Softening or low friction mineral coatings, i.e., kaolinite or mica. Also chlorite,

    talc, gypsum, graphite, etc., and small quantities of swelling clays

    8 –16° 4.0

    (b) Rock wall contact before 10 cm shear (thin mineral fillings)

    F Sandy particles, clay-free disintegrated rock, etc. 25 – 30° 4.0

    G Strongly over-consolidated non-softening clay mineral fillings (continuous, but <

    5 mm thickness)

    16 –24° 6.0

    H Medium or low over-consolidated softening clay mineral fillings (continuous, but

    < 5 mm thickness)

    12 –16° 8.0

    J Swelling-clay fillings, i.e., montmorillonite (continuous, but < 5 mm thickness).

    Value of Ja depends on percent of swelling clay size particles, and access to

    water, etc.

    6 –12° 8 –12

    (c) No rock-wall contact when sheared (thick mineral fillings)

    K, L, M Zones or bands of disintegrated or crushed rock and clay (see G, H, J for

    description of clay condition)

    6 –24°

    6, 8, 8 – 12

    N Zones or bands of silty- o r sandy-clay, small clay fraction (non-softening) - 5

    O, P, R Thick, continuous zones or bands of clay (see G, H, J for clay condition

    description)

    6 –24°

    10, 13, 13 – 20

    Q-System Prameters

    5. Joint Water Reduction Factor Water pressure Jw

    A Dry excavation or minor inflow, i.e., < 5 l/min

    locally

    < 1 (kg/cm2) 1.0

    B Medium inflow or pressure, occasional outwash

    of joint fillings

    1 – 2.5 0.66

    C Large inflow or high pressure in competent rock

    with unfilled joints

    2.5 – 10 0.5

    D Large inflow or high pressure, considerableoutwash of joint fillings

    2.5 – 10 0.33

    E Exceptionally high inflow or water pressure at

    blasting, decaying with time

    > 10 0.2 – 0.1

    F Exceptionally high inflow or water pressure

    continuing without noticeable decay

    > 10 (kg/cm2) 0.1 – 0.05

    Note: (i) Factors C to F are crude estimates. Increase Jw if drainage measures are installed.

    (ii) Special problems caused by ice formation are not considered.

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    Q-System Parameters

    6. Stress Reduction Factor  SRF

    (a) Weakness zones intersecting excavation, which may cause loosening of roc k mass when

    tunnel is excavated

    A Multiple occurrences of weakness zones containing clay or chemically

    disintegrated rock, very loose surrounding rock (any depth)

    10

    B Single weakness zone containing clay or chemically disintegrated rock

    (depth of excavation ≤ 50 m)

    5

    C Single weakness zone containing clay or chemically disintegrated rock

    (depth of excavation > 50 m)

    2.5

    D Multiple shear zones in competent rock (clay-free) (depth of excavation

    ≤ 50 m)

    7.5

    E Single shear zone in competent rock (clay-free) (depth of excavation ≤50 m)

    5

    F Single shear zone in competent rock (clay-free) (depth of excavation >

    50 m)

    2.5

    G Loose, open joint, heavily jointed (any depth) 5

    Note: (i) Reduce SRF value by 25-50% if the relevant shear zones only influence but not

    intersect the excavation.

    Q-System Parameters

    (b) Competent rock, rock stress problems  σc / σ1   σθ / σc SRF

    H Low stress, near surface, open joints > 200 < 0.01 2.5

    J Medium stress, favourable stress condition 200 – 10 0.01 –

    0.03

    1

    K High stress, very tight structure. Usually

    favourable to stability, may be unfavourable to

    wall stability

    10 – 5 0.3 – 0.4 0.5 – 2

    L Moderate slabbing after > 1 hour in massive rock 5 – 3 0.5 - 0.65 5 – 50

    M Slabbing and rock burst after a few minutes in

    massive rock

    3 – 2 0.65 – 1 50 – 200

    N Heavy rock burst (strain-burst) and immediate

    dynamic deformation in massive rock

    < 2 > 1 200 – 400

    Note: (ii) For strongly anisotropic virgin stress field (if measured): when 5 ≤ σ1 / σ3 ≤ 10,

    reduce σc to 0.75 σc; when σ1 / σ3 > 10, reduce σc to 0.5 σc; where σc is unconfined

    compressive strength, σ1 and σ3 are major and minor principal stresses, and σθ is

    maximum tangential stress (estimated from elastic theory).

    (iii) Few cases records available where depth of crown below surface is less than

    span width. Suggest SRF increase from 2.5 to 5 for such cases (see H).

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    Q-value and rock mass quality

    Rock Mass Property and Classification

    Q-value Class Rock mass quality

    400 ~ 1000 A Exceptionally Good

    100 ~ 400 A Extremely Good

    40 ~ 100 A Very Good

    10 ~ 40 B Good

    4 ~ 10 C Fair  

    1 ~ 4 D Poor  

    0.1 ~ 1 E Very Poor  

    0.01 ~ 0.1 F Extremely Poor  

    0.001 ~ 0.01 G Exceptionally Poor  

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    Excavation Support Ratio (ESR)

    Rock Mass Property and Classification

    Excavation Category ESR

    A Temporary mine openings. 3 – 5

    B

    Permanent mine openings, water tunnels for hydro-

    electric projects, pilot tunnels, drifts and headings for

    large excavations.

    1.6

    C

    Storage rooms, water treatment plants, minor road and

    railway tunnels, surge chambers and access tunnels in

    hydro-electric project.

    1.3

    D

    Underground power station caverns, major road and

    railway tunnels, civil defense chamber, tunnel portals andintersections.

    1.0

    EUnderground nuclear power stations, railway stations,

    sports and public facilities, underground factories.0.8

    Geological Strength Index GSI

    GSI was aimed to estimate the reduction in rock

    mass strength for different geological conditions.

    The system gives a GSI value estimated from rockmass structure and rock discontinuity surface

    condition. The direct application of GSI value is to

    estimate the parameters in the Hoek-Brown strength

    criterion for rock masses.

    Rock Mass Property and Classification

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    GSI and rock mass quality

    Rock Mass Property and Classification

    GSI Value 76 95 56 75 41 55 21 40 < 20

    Rock Mass

    Quality

    Very

    goodGood Fair Poor  

    Very

    poor 

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    Range of GSI for Grante Range of GSI for Mudstone and Shale

    GSI for Heterogeneous Rock Masses such as Flysch

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    Example – Estimate RMR, Q and GSI

    (a) Granite rock mass containing 3 joint sets,

    average RQD is 88%, average joint spacing is 0.24 m,

     joint surfaces are generally stepped and rough,

    tightly closed and unweathered with occasional

    stains observed, the excavation surface is wet but

    not dripping, average rock material uniaxial

    compressive strength is 160 MPa, the tunnel is

    excavated to 150 m below the ground where noabnormal high in situ stress is expected.

    Rock Mass Property and Classification

    Rock Mass Property and Classification

    Rock material strength 160 MPa Rating 12

    RQD (%) 88% Rating 17

    Joint spacing (m) 0.24 m Rating 10

    Condition of joints very rough, unweathered, no separation Rating 30

    Groundwater wet Rating 7

    RMR 76

    RQD 88% RQD 88

    Joint set number 3 sets Jn

    9

    Joint roughness number  rough stepped (⇒undulating) Jr  3

    Joint alteration number unaltered, some stains Ja

    1

    Joint water factor wet only (dry excavation or minor inflow) Jw

    1

    Stress reduction factor   σ

    c /σ

    1= 160/(150×0.027) = 39.5 SRF 1

    Q (88/9) (3/1) (1/1) 29

    Rock Mass Structure: Blocky Joint Surface Condition : Very good GSI = 75±5

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    Example – Estimate RMR, Q and GSI

    (b) A sandstone rock mass, fractured by 2 joint sets

    plus random fractures, average RQD is 70%, average

     joint spacing is 0.11 m, joint surfaces are slightly

    rough, highly weathered with stains and weathered

    surface but no clay found on surface, joints are

    generally in contact with apertures generally less

    than 1 mm, average rock material uniaxial

    compressive strength is 85 MPa, the tunnel is to beexcavated at 80 m below ground level and the

    groundwater table is 10 m below the ground surface.

    Rock Mass Property and Classification

    Rock Mass Property and Classification

    Rock Mass Structure: Blocky Joint Surface Condition : Very good GSI = 40±5

    RQD 70% RQD 70

    Joint set number 2 sets plus random Jn

    6

    Joint roughness number  slightly rough (⇒rough planar) Jr  1.5

    Joint alteration number highly weathered only stain, (altered non-

    softening mineral coating)

    Ja

    2

    Joint water factor 70 m water head = 7 kg/cm2 = 7 bars Jw

    0.5

    Stress reduction factor   σc /σ1 = 85/(80×0.027) = 39.3 SRF 1

    Q (70/6) (1.5/2) (0.5/1) 4.4

    Rock material strength 85 MPa Rating 7

    RQD (%) 70% Rating 13

    Joint spacing (m) 0.11 m Rating 8

    Condition of joints slightly rough, highly weathered, separation < 1mm Rating 20

    Groundwater water pressure/stress = 0.32 Rating 4

    RMR 52

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    Example – Estimate RMR, Q and GSI

    Rock Mass Property and Classification

    RMR Quality Q Quality GSI Quality

    (a) Granite 76 G 29 G 75 G

    (b) Sandstone 52 F 4.4 F 40 F

    (c) Siltstone 34 P 0.85 VP 20 VP

    Other Rock Mass Classification Systems

    Rock Mass Property and Classification

    Rock Mass Number, N

    N is the rock mass

    quality Q value when

    SRF is set at 1, i.e.,

    N = (RQD / Jn) (Jr / Ja) (Jw)

    Rock Mass Index, RMi

    RMi = σc Jp

    σc is rock material strength.

    Jp is jointing parameter for 4

     joint characteristics: joint

    density, size, roughness, and

    alteration. Jp=1 for intact rock,

    Jp=0 for crushed rock masses.

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    Correlation between Q, RMR and GSI

    RMR = 9 lnQ + (44±18)

    RMR = 13.5 logQ + 43

    GSI = RMR – 5

    (for GSI > 25)

    Rock Mass Property and Classification

    Rock Mass Strength

    Strength and deformation properties of a rock mass

    are governed by the existence of joints. Those rock

    mass properties are also related to the quality of therock mass. In general, a rock mass of good quality

    (strong rock, few joints and good joint surface

    quality) have higher strength and higher deformation

    modulus than that of a poor rock mass.

    Rock Mass Property and Classification

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    Rock Mass Property and Classification

    β

    σ1

    σ3

    σ1

    σ3

    Failure of rock

    material

    σ1

    β900

    Failure of rock mass

    Rock Mass Property and Classification

    σ1

    σ3

    σc

    σt

      r o c  k

       m  a  t

     e  r  i  a  l

     g o o d

      q  u a l i

     t y  r o c k

      m a s

     s

     p o o r 

     q u a l i t

     y  r o c k

      m a s s

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    Hoek-Brown Rock Mass Strength Criterion

    Generalised Hoek-Brown Criterion

    or 

    σ1 = σ3 + (mb σ3 σci + s σci2)a

    H-B criterion for rock material is a special form of

    the generalised equation when s =1, a = 0.5, mb=mi.

    σ1 = σ3 + (mi σ3 σci + σci2)0.5

    Rock Mass Property and Classification

    σ1   σ3   σ3= + (mb + s)

    a

    σci   σci   σci

    Hoek-Brown Rock Mass Strength Criterion

    σci is consistently the uniaxial compressive strength

    of intact rock material, used in the Hoek-Brown

    criterion for rock material and for rock mass.

    σ1 is the rock mass strength at a confining pressure

    σ3. σci is the uniaxial strength of the intact rock in the

    rock mass. Parameter a is generally equal to 0.5.

    Constants mb and s are parameters that changes

    with rock type and rock mass quality. Next table

    shows mb and s values.

    Rock Mass Property and Classification

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    Hoek-Brown Failure

    Criterion

    σ1 /σc = σ3 /σc + (mbσ3 /σc + s)

    0.5

    Carbonate

    rocks -

    dolomite,

    limestone,marble

    Argillaceous

    rocks -

    mudstone,

    siltstone,shale, slate

    Arenaceous

    rocks -

    sandstone,

    quartzite

    Fine grained

    igneous -

    andesite,

    dolerite,basalt,

    rhyolite

    Coarse

    metamorphic

    & igneous -

    gabbro,gneiss,

    granite

    Intact rock material

    RMR = 100 ,Q = 500

    mi = 7.0

    s = 1.0

    mi = 10.0

    s = 1.0

    mi = 15.0

    s = 1.0

    mi = 17.0

    s = 1.0

    mi = 25.0

    s = 1.0

    Very good quality

    rock mass

    RMR = 85, Q = 100

    mb = 3.5

    s = 0.1

    mb = 5.0

    s = 0.1

    mb = 7.5

    s = 0.1

    mb = 8.5

    s = 0.1

    mb = 12.5

    s = 0.1

    Good quality rock

    mass

    RMR = 65, Q = 10

    mb = 0.7

    s = 0.004

    mb = 1.0

    s = 0.004

    mb = 1.5

    s = 0.004

    mb = 1.7

    s = 0.004

    mb = 2.5

    s = 0.004

    Fair quality rock

    mass

    RMR = 44, Q = 1.0

    mb = 0.14

    s = 0.0001

    mb = 0.20

    s = 0.0001

    mb = 0.30

    s = 0.0001

    mb = 0.34

    s = 0.0001

    mb = 0.50

    s = 0.0001

    Poor quality rock

    massRMR = 23, Q = 0.1

    mb = 0.04

    s = 0.00001

    mb = 0.05

    s = 0.00001

    mb = 0.08

    s = 0.00001

    mb = 0.09

    s = 0.00001

    mb = 0.13

    s = 0.00001

    Very poor quality

    rock mass

    RMR = 3, Q = 0.01

    mb = 0.007

    s = 0

    mb = 0.01

    s = 0

    mb = 0.015

    s = 0

    mb = 0.017

    s = 0

    mb = 0.025

    s = 0

    Hoek-Brown Rock Mass Strength Criterion

    Development and application of the Hoek-Brown

    criterion lead to better definition of the parameters

    mb and s.

    Determination of mi is improved, as in the next table.

    With GSI estimated, mb can be calculated,

    mb = mi exp [(GSI–100)/28]

    Rock Mass Property and Classification

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    Rock Type Rock Name and mi Values

    I     gn e o u s

    IntrusiveGranite 32±3

    Granodiorite 29±3

    Diorite 25±5

    Dolerite (16±5)

    Gabbro 27±3

    Norite 22±5

    Peridotite (25±5)

    Extrusive Rhyolite (16±5) Andesite 25±5Basalt (16±5)

    Diabase (16±5)Porphyries (20±5)

    VolcanicAgglomerate

    (19±3)Tuff (13±5)

     S  e d i   m en t    ar   y

    Clastic

    Conglomerate

    (4±18)

    Breccia (4±16)

    Sandstone 17±4Siltstone 7±2

    Marls (7±2)

    Mudstone 4±2

    Shale (6±2)

    CarbonateCrystalline

    limestone (12±3)

    Sparitic limestone

    (10±2)

    Micritic limestone

    (9±2)Dolomite (9±3)

    Chemical Gypsum 8±2 Anhydrite 12±2

    Organic Coal (8±12) Chalk 7±2M e t    am

     or   ph i    c

    Foliated Gneiss 28±5 Schist 12±3 Phyllites (7±3) Slate 7±4

    Slightly

    FoliatedMigmatite (29±3) Amphibolite 26±6

    Non

    FoliatedQuartzite 20±3

    Meta-sandstone

    (19 ±3)Hornfels (19±4) Marble 9±3

    Be careful with large uncertainty

    Hoek-Brown Rock Mass Strength Criterion

    For GSI > 25, i.e. rock masses of good to reasonable

    quality,

    s = exp [(GSI–100)/9]

    a = 0.5

    This is the original Hoek-Brown criterion.

    Rock Mass Property and Classification

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    Hoek-Brown Rock Mass Strength Criterion

    For GSI < 25, i.e. very poor rock masses, s = 0,

    a = 0.65 – GSI/200

    When σ3 = 0, it gives the uniaxial compressivestrength as,

    σ

    cm = σ1 = sa σci

    For very poor rock masses, s=0, σcm=0.

    Rock Mass Property and Classification

    Example on Hoek-Brown Criterion and GSI

    σ1 = σ3 + (mb σ3 σci + s σci2)a

    (a) Granite rock mass, σci= 150 MPa, GSI=75, a = 0.5.

    mi for granite is 32,

    mb = mi exp[(GSI – 100)/28] = 13.1

    s = exp[(GSI – 100)/9] = 0.062

    σ1 = σ3 + (1956 σ3 + 1395)0.5

    When σ3 = 0, σcm = 13950.5 = 37.3 MPa

    Rock Mass Property and Classification

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    Example on Hoek-Brown Criterion and GSI

    σ1 = σ3 + (mb σ3 σci + s σci2)a

    (c) Siltstone rock mass, σci=65 MPa, GSI=20.

    mi for siltstone = 7

    mb = mi exp[(GSI – 100)/28] = 0.40

    s = exp[(GSI – 100)/9] = 0.00014

    GSI < 25, a = 0.65 – (GSI/200) = 0.55

    σ1 = σ3 + (26 σ3 + 0.59)0.55

    σcm = 0.590.55 = 0.75 MPa

    Rock Mass Property and Classification

    Applicability of Hoek-Brown Criterion

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    Hoek-Brown and Mohr-Coulomb Criteria

    There is no direct correlation between linear M-C

    criterion and the non-linear H-B criterion.

    When Mohr-Coulomb parameters c and are needed

    for design and modelling,

    (i) Use direct test results on rock mass if available.

    (ii) Use H-B to generate a series σ1 –σ3 data, plotthem by Mohr circles, and fit them with the ‘best’

    linear tangent envelope, to find c and .

    Rock Mass Property and Classification

    Getting c and using Hoek-Brown Equation

    Rock Mass Property and Classification

    σ3   σ1

    0 6

    2 12

    4 17

    6 21

    8 25

    10 28

    12 32

    15 37

    20 45

    30 61

    40 75σ

    τ

    σci=100 MPa, mb=0.3, s=0.004, a=0.5

    H-B

    M-C

    M-C low stress

    c

     

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    Correlation of Rock Mass Quality and Properties

    Correlations between rock mass strength and

    quality are by mb and s in the Hoek-Brown criterion.

    Better rock mass quality gives higher mb and s,

    hence higher rock mass strength. When rock mass

    is solid and massive with few joints, rock mass

    strength is close to rock material strength. When

    rock mass is very poor (GSI < 25), rock mass hasvery low uniaxial compressive strength close to zero.

    Rock Mass Property and Classification

    Correlation of Rock Mass Quality and Properties

    Rock mass modulus (Em, GPa) can be estimated

    from RMR and Q, for fair and better rock mass,

    Em = 25 log10Q, for Q > 1

    Em = 10 (Q σci /100)1/3

    Em = 2 RMR – 100, for RMR > 50

    Em = 10(RMR–10)/40 for 20 < RMR < 85

    Em = 10(15 logQ+40)/40

    Rock Mass Property and Classification

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    Correlation of Rock Mass Quality and Properties

    For poor rocks with σci

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    Squeezing Behaviour of Rock Mass

    Squeezing of rock is the time dependent large

    deformation, which occurs around an openings, and

    is essentially associated with creep caused by

    exceeding shear strength.

    Classification of squeezing degree,

    (i) Mild squeezing: closure 1-3% of opening D;

    (ii) Moderate squeezing: closure 3-5% of D;

    (iii) High squeezing: closure > 5% of D.

    Rock Mass Property and Classification

    Squeezing Behaviour of Rock Mass

    Behaviour of rock squeezing is typically represented

    by rock mass deforms plastically into the opening.

    Rate of squeezing is time and stress dependent.Usually the rate is high at initial stage, say, several

    cm/day closure at beginning, reduces with time.

    Squeezing may continue for a long period.

    Squeezing may occur at shallow depths in weak and

    poor rock masses. Poor rock masses with moderate

    strength at great depth may also suffer from

    squeezing.

    Rock Mass Property and Classification

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    Squeezing Estimation by Rock Mass Classification Q

    Rock Mass Property and Classification

    Squeezing:

    Overburden

    H > 350 Q1/3

    Non-squeezing:

    H < 350 Q1/3

    Squeezing Estimation by Rock Mass Classification N

    Rock Mass Property and Classification

    Non-squeezing:

    H < 275 N1/3) B –0.1

    Mild squeezing:> (275 N1/3) B –0.1

    H< (450 N1/3) B –0.1

    Moderate squeezing:

    > (450 N1/3) B –0.1H

    < (630 N1/3) B –0.1

    High squeezing:

    H > (630 N1/3) B –0.1

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     Yacambu-Quibor, Venezuela

    Tunnel squeezing case histories

    compared with prediction for

    squeezing (Hoek 2000)

    Prediction curve for squeezing for

    different rock mass strength to in situ

    stress ratios (Hoek 2000)

    predictions from analysis

    Squeezing in the Yacambu-

    Quibor tunnel, Venezuela