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    SKF Condition Monitoring

    Abstract and Biography

    Technical Association of thePulp and Paper Industry

    Optimized Application ofFeature Extraction Techniques

    by Andre J. Smulders SKF Condition Monitoring

    Biography

    ANDRE J. SMULDERS

    SKF Condition Monitoring

    Andre J. Smulders holds a master degree in

    Electrical Engineering and a bachelor degree in

    Mechanical Engineering. He worked in the

    computer industry, the semi-conductor industry and

    the sensor industry before joining SKF in 1981.

    Has developed the Condition Monitoring

    technologies as applied by SKF Condition

    Monitoring today. He is the co-inventor of SEE

    technology and holds patents in the fields of semi-

    conductors, sensor technologies, measurement

    techniques and in the field of signal analysis. He hasbeen a part time professor at a technical high school

    for a number of years. He was involved of the start

    up of SKF Condition Monitoring in 1989. He has

    been involved in the development of techniques and

    applications in the field of Condition Monitoring and

    Quality Monitoring.

    Abstract

    Recent advancements in envelope enhancement

    techniques as applied to acceleration and acoustics

    emissions signals have led to new measurementsolutions for many vibration problems. This paper

    discusses the theory of enveloping and how it is

    implemented in practice. It presents a paper

    machine case study that illustrates how a rolling

    element bearing defect develops. Also some case

    studies showing the strength of analysis in a

    modulating environment will be discussed.

    Measurement setups are very important for good

    analysis and ease of recognition of symptoms. This

    will be illustrated with a case study too.

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    SKF Condition Monitoring

    Technical Association of thePulp and Paper Industry Optimized Application ofFeature Extraction Techniques

    by Andre J. Smulders SKF Condition Monitoring

    Copyright 2000 by SKF Condition Monitoring, Inc. ALL RIGHTS RESERVED

    Abstract

    Recent advancements in envelope enhancement

    techniques as applied to acceleration and acoustics

    emissions signals have led to new measurement

    solutions for many vibration problems. This paper

    discusses the theory of enveloping and how it is

    implemented in practice. It presents a paper

    machine case study that illustrates how a rolling

    element bearing defect develops. Also some case

    studies showing the strength of analysis in a

    modulating environment will be discussed.

    Measurement setups are very important for good

    analysis and ease of recognition of symptoms. This

    will be illustrated with a case study too.

    Condition Monitoring An Historical

    Review

    The main reason for condition monitoring is to

    prolong machinery life with the least overall cost.

    There are several measurement parameters that

    contribute to the evaluation of machinery health

    such as vibration, bearing temperature, lubrication,

    oil conditions, pressure that are measured on a

    periodic basis to assess the long term prognosis of

    the operating machine life. These machine condition

    parameters as applied to a monitoring program, are

    not the only factors in the attempt to achieve

    maximum reliability with minimum cost. The

    simplistic periodic visual inspection and the

    experienced technicians ear are more often equally

    important as diagnostic measures to augment the

    predictive maintenance program and avert

    catastrophic failures. An important aspect of the

    data loggers programmed route is to assure periodic

    visits to every machine based on a critical machine

    priority that not only measures the assigned

    vibration points, but to perform visual and acoustic

    inspections as well. These machine conditions that

    are subjective evaluations are entered as

    maintenance notes to be reviewed later in themachine history file. In a sense, the periodic data

    logging sequence as defined by the predictive

    maintenance schedule serves inherently as a

    watchmans clock to assure a prioritized organized

    visitation by experienced personnel to every

    machine. The assessment of machine conditions,

    operating performance and status of auxiliary

    components valves piping, packing, loose bolts,

    flange leaks are then considered in total for

    recommended corrective maintenance actions.

    Condition monitoring has always existed where

    engine room personnel have felt, smelled or listened

    to machine sounds as symptomatic of abnormal

    machine performance. In these times of higher

    speeds, design limit operations, complex processes

    involving large populations of finite life machine

    components, more automatic controls resulting in

    minimum operations staff combined with

    spiralling maintenance costs and extreme down time

    production loss the need was created for warning

    diagnostic systems employing hardware andsoftware sophisticated technology. These modern

    condition monitoring systems now include new

    measurement techniques which were untried and

    unproven in the immediate past. These modern

    methods are known to be viable as evidenced by the

    case studies that are incorporated in the last section

    of this article.

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    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    T E C H N I C A L P A P E R

    The Ultimate Goal

    In simple terms the main aim of the monitoring

    system is to first significantly reduce unexpected

    mechanical failures, thereby minimizing downtime

    production losses. This objective has been achieved

    generally by predictive maintenance programs that

    rely principally on a periodic data logging schedule,

    involving instruments measuring overall vibration

    data. These instruments often operate in conjunction

    with computer based programs that will trend the

    historical data of each measurement point and alsoallows the development of routes that can be

    downloaded to field instruments. The next level of

    the program goal is to recognize problems early

    enough to schedule repairs with minimum disruption

    to the operations.

    Such maintenance decisions require a sufficient

    assessment of the problem to assume a risk of failure

    with the consequences of an unscheduled shutdown.

    Todays predictive maintenance programs with the

    many vibration measurement tools available and the

    various analysis methods inherent in the associated

    software, give the maintenance engineer the

    opportunity to corrective measures that prolong

    machine service life, improve product quality and

    reduce production costs by running process speeds

    closer to the design limits.

    Although multiparameter measurements are

    required for a complete assessment of operating

    characteristic, vibration is the best measurement

    parameter for evaluating machine dynamic

    conditions that affect machine performance and

    service life.

    The effects of imbalance, misalignment, mechanical

    looseness, bearing defects, ineffective lubrication,

    shaft rubs are revealed as vibration characteristics

    that are often identified by some spectrum signature.

    The methods of feature extraction for problem

    recognition have been developed and continue to berefined for both manually derived and automatic

    diagnostic decisions. The probable accuracy of

    these maintenance recommendations that is derived

    from these problem recognition methods, increases

    with more available detailed information concerning

    specific machine characteristics and its associated

    mechanical components.

    Oil condition monitoring provides an estimate of the

    deteriorating lubricating properties that can

    contribute to machine damage.

    Viscosity changes, contaminants and metal particles

    are some of lube oil detectable trends, that will over

    time affect, the wear of bearing surfaces.

    In addition to automatic vibration measurements and

    data transposition to organized files of data trending

    diagnostic analysis and new software extensions

    allow for expert analysis. These software additions

    to the traditional predictive maintenance software

    include programs that scan machine historical data

    with feature extraction algorithms to generate

    symptom files. These files are compared against

    resident diagnostic rules that are used to estimate the

    probable machine failure modes. The expert system

    then recommends maintenance actions based on

    these severity estimates.

    Traditional Vibration ParameterVelocity

    In the past field vibration measurements were

    usually performed using velocity transducers that didnot require excitation. The electronic

    instrumentation measured overall values and the data

    was manually recorded. Vibration trends were

    plotted manually to determine the machine health

    status.

    Velocity measurements remain today an important

    measurable parameter since it is essentially related

    to vibration energy.

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    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    T E C H N I C A L P A P E R

    Overall vibration velocity measurements are oftencompared to standardized alarm levels based on

    accumulated experience. These velocity alarms are

    constant levels applied over a wide frequency range.

    Velocity is a parameter linear to vibration and is

    proportional to sound pressure so correlated with the

    sound impression generated in a machine

    environment.

    The more universal transducer in use today is the

    piezoelectric accelerometer. The velocity

    measurement parameter is obtained by simpleintegration of acceleration.

    Feature Extraction Techniques

    For Optimized Analysis and Ease of Diagnostics

    capabilities the strongest techniques known today is

    Acceleration Enveloping (or Demodulation in

    general as it can also be applied on other signals like

    motor currents or pressure signals).

    Enveloping addresses the problem of isolating small

    but significant impulse perturbations that aresummed, during measurement, with larger, low

    frequency, stationary vibration signals, such as

    imbalance and misalignment. These small impulse

    signals come from the accelerometer response to

    impulsive forces from bearing race defects, from

    roller flat spots, from gear teeth interaction.

    Specifically related to a paper machine press

    sections, these signals may come from felt joint

    connectivity and/or felt dewatering anomalies.

    Although normal FFT spectrum analysis separatesthese signals into their fundamental and harmonics,

    the individual amplitudes are often too small to see

    above the instrumentation noise level. Because of

    this low signal-to-noise ratio, these small spectral

    components are not generally measurable in the

    early onset of a bearing or other machine fault.

    A small, narrow, repetitive impact signal, when

    converted to the frequency domain, results in a plot

    of small harmonic amplitudes with a frequencyseparation equal to the repetitive rate. Compare the

    different amplitude/frequency relationships between

    a sinusoidal pure tone signal and a repetitive

    impulse.

    The impulse signal amplitude is proportional to the

    pulse width (-t) and pulse cycle interval (T). The

    smaller this ratio is that is, the narrower the pulse

    width the smaller are the spectrum amplitudes.

    This ratio is, of course, related to the width of the

    bearing defect.

    Initially, an accelerometer response signal is small in

    amplitude and narrow in time as each ball rolls over

    a newly developing fault. An acceleration spectrum

    plot at this early stage of defect growth would

    probably not show the defect as its amplitude is

    below the dynamic range of the measuring

    instrument. Vibration components identifying an

    incipient bearing failure are then not seen in an

    acceleration spectrum plot. However, enveloping

    technology, now implemented in many dataloggersand on-line systems that incorporate FFT analysis,

    has proven to be an effective measurement tool

    because it modifies the raw vibration signal so as to

    enhance the rolling element bearing defect signal

    and other comparable signal.

    The Basics of Enveloping

    The envelope method separates a repetitive impulse

    from a complex vibration signal by using a band

    pass filter that rejects low frequency components

    that are synchronous with vibration.

    Although there are signal enhancements that result

    from structural resonances, the envelope method is

    completely independent on local resonance to isolate

    rolling element defect signals. This is very

    important as resonance frequencies and the damping

    at resonance are often not stable so not useful for a

    trend type analysis.

    3

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    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    T E C H N I C A L P A P E R

    Filter criteria selection is based on suitable rejectionof the low frequency sinusoids while optimizing the

    passband of the defect harmonics. This also creates

    the possibility for separation of phenomenon. This

    is illustrated in the following figure. The figure

    provides the table of filter selections based on

    rotational speeds and shows the optimal band of

    analysis.

    After filtering the vibration signal, the resultant

    signal is enveloped by means of a circuit that

    approximates the squaring process of the signal.

    The enveloping process demodulates the signal

    which approximates a squaring function. This

    translates the signal in the frequency domain to a

    baseband display of the repetition rate harmoniccomponents, where the component amplitude versus

    frequency is equivalent to a sin x over x distribution.

    These displays would only be seen if there are

    repetitive impulse components in a part of the

    overall raw vibration signal.

    Another way of understanding this translation to

    baseband is to consider the bandpass filtered signal

    as only comprising the higher frequency harmonic

    components of the repetitive impulse. When this

    harmonic series is squared, sum and differencecomponents are created. The difference components

    fold back into the analysis range while all of the

    summed components are outside the analysis range.

    4

    Enveloping Settings Microlog/Multilog

    PAPER MACHINE PRESS/FELTMONITORING

    Filters Enveloping Frequency Speed Range Analyzing Range

    Felts/Press Rolls

    1 5 100 Hz 0 50 RPM 0 10 Hz

    ROLL BEARINGS

    2 50 1,000 Hz 25 500 RPM 0 100 Hz

    ROLL BEARINGS / GEARS

    3 500 10,000 Hz 250 5,000 RPM 0 1,000 Hz

    GEARS

    4 5,000 40,000 Hz 2,500 RPM 0 10,000 Hz

    High Pass Filter: 24 dB/octave Bessel

    Low Pass Filter: 12 dB/octave Bessel

    REMARK: In a application where gears are involved sometimes a lower envelope filter needs to be chosen

    to suppress the noise from gearmesh frequencies that are commonly very dominant.

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    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    T E C H N I C A L P A P E R

    Fundamental Properties ofAcceleration Enveloping/Demodulation/Rectification

    This feature extraction technique has a number of

    principles advantages and properties that make it

    ideal for signal extraction of non-sinusoidal signals

    and signals that are modulated by some carrier

    phenomenon.

    1. SELECTIVE FILTERING so excludes specific

    sinusoidal signals.

    2. DISCRIMINATIONOF PHENOMENONby energy

    estimation in a specific selected frequency band.

    3. PULSE ENHANCEMENTVERSUS SINUSOIDAL SIGNALS.

    Energy estimation focuses on peak phenomenon

    with correlated phase characteristics versus

    wavy type phenomenon.

    4. SIGNAL-TO-NOISE IMPROVEMENT. An energy

    estimation enhances localized energy,

    concentrating FFT distributed peaks into itsbasebands.

    5. Speed varying compensation as small phase shifts

    during rotation (non-constant rotational velocity)

    will be averaged-out.

    6. INSTANTANEOUS SYNCHRONOUS TIME AVERAGING.

    Bringing energy to baseband frequency

    components enables the time record to be longer

    and so inherently does better synchronous

    averaging.

    Preconditions for Optimal Enveloping

    1. Sufficient signal-to-noise ratio in the measuring

    chain before Enveloping is performed.

    2. Pre-filtering with Constant Time Delay filters forgood Peak reproduction.

    3. Large bandwidth for optimal summation of

    energy.

    4. Signal source separation by Optimal Pre-filter

    selection.

    5. Time domain analysis so extraction is done

    without separation of coherent frequency

    components.

    6. Low pass filter selection after Enveloping for

    rejection of Out-of-Band components.

    Conclusion

    The acceleration enveloping technique is emerging

    as a very practical measurement tool for assessing

    initial problems associated with bearings, rollers,

    and felt rotation. The very low speeds at which

    these measurements occur are often at sensitivity

    limits of transducers and electronics. In the past,

    synchronous time averaging over very long intervalswas required to isolate problems to a particular roll

    by establishing external trigger references.

    Enveloping has proven its capabilities to extract

    impact force signals developed by roll eccentricity,

    flat spots, rolling element bearing defects and many

    other impulse type or modulating type signals.

    Although enveloping is not the panacea for

    diagnosing all machine problems, it is proving to be

    an adaptable and effective measurement method in

    the tool box of analysis techniques.

    5

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    T E C H N I C A L P A P E R

    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    Case Studies

    BEARING TESTRIG

    DEMONSTRATION

    Figure 1.

    Standard Velocity Measurement

    with defective bearing.

    Although bearing defect

    frequencies noticeable no clear

    indication as still many other

    frequency components are ofthe same level.

    Figure 2.

    Zoomed Velocity spectrum with

    rotational components visible

    but no significant bearing defect

    pattern.

    6

    Figure 1.

    Figure 2.

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    T E C H N I C A L P A P E R

    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    Case Studies

    BEARING TESTRIG

    DEMONSTRATION

    Figure 3.

    Enveloped Acceleration

    showing a clear discriminative

    spectrum of an Inner-race

    Defect Pattern.

    Figure 4.

    SEEspectrum (Enveloped

    Acoustic Emission spectrum)

    also showing the bearing defect

    pattern as indicating friction

    (progress of wear). The extra

    sidebands around the bearing

    defect modulation frequency

    peaks indicate a modulation by

    a low-frequency phenomenonlikely uneven coupling loading.

    7

    Figure 3.

    Figure 4.

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    T E C H N I C A L P A P E R

    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    Case Studies

    BEARING DEFECTDEVELOPMENT

    ONA DRYER FELTROLL

    Figure 5.

    Trend Plot of the Standard

    Velocity Measurement. No

    indication of a bearing defect

    visible.

    Figure 6.

    Velocity Spectrum showing a

    number of harmonic patterns

    but no clear indication of an

    Inner-race Defect Pattern.

    8

    Figure 5.

    Figure 6.

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    T E C H N I C A L P A P E R

    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    Case Studies

    BEARING DEFECTDEVELOPMENT

    ONA DRYER FELTROLL

    Figure 7.

    Trend Plot of the Acceleration

    Enveloping Measurement.

    Good indication of a bearing

    defect development.

    Figure 8.

    Enveloped Acceleration

    Spectrum showing a clear

    discriminative spectrum of an

    Innerrace Defect Pattern.

    9

    Figure 7.

    Figure 8.

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    T E C H N I C A L P A P E R

    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    Case Studies

    OPTIMAL MEASUREMENTSETUP

    ONDRYER CAN

    Figure 9.

    Spectrum Plot of the

    Acceleration Enveloping

    Measurement. Although the

    bearing defect is visible the

    pattern is not extremely clear.

    The measurementTIMELENGTHwas too short.

    This is defined by the selected

    Bandwidth versus the chosen

    RESOLUTION (LINES).

    Timelength = Lines / Bandwidth

    Optimal timelength is 10 15X

    the time for one shaft rotation.

    Figure 10.

    Time plot belonging to Figure 9.

    The measurement Timelength

    does not contain sufficient

    revolutions of the shaft to built a

    clear spectral pattern.

    10

    Figure 9.

    Figure 10.

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    T E C H N I C A L P A P E R

    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    Case Studies

    OPTIMAL MEASUREMENTSETUP

    ONDRYER CAN

    Figure 11.

    Spectrum Plot of the

    Acceleration Enveloping

    Measurement. The bearing

    defect is clearly visible with a

    clear sideband pattern so

    indicative for an innerracedefect pattern. The selected

    measurement Timelength is

    optimally chosen.

    Figure 12.

    Time plot belonging to Figure

    11. The measurement

    Timelength does contain

    sufficient revolutions of the

    shaft (modulation) to built a

    clear spectral pattern.

    11

    Figure 11.

    Figure 12.

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    T E C H N I C A L P A P E R

    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    Figure 13.

    Figure 14.

    Case Studies

    PRESS SECTIONFELTANOMALY

    WITHMODULATIONDRIVE TRAIN

    PATTERN

    Figure 13.

    Time plot indicating the Felt

    repetition pattern (see also

    Figure 14) modulated by a

    DRIVE TRAINcontrol loop

    problem.

    Figure 14.

    Zoomed Time plot indicating

    the Felt repetition pattern.

    These patterns are indicative of

    uneven dewatering

    characteristics in the felt.

    12

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    T E C H N I C A L P A P E R

    Technical Association of the Pulp andPaper Industry Optimized Applicationof Feature Extraction Techniques

    Figure 15.

    Figure 16.

    Case Studies

    PRESS SECTIONFELTANOMALY

    WITHMODULATIONDRIVE TRAIN

    PATTERN

    Figure 15.

    Spectrum Plot of the

    Acceleration Enveloping

    Measurement. The FELT

    pattern is clearly visible. The

    sideband pattern indicative for a

    modulation pattern becomes

    clearer after zooming (see

    Figure 16).

    Figure 16.

    Zoomed Spectrum Plot of the

    Acceleration Enveloping

    Measurement.

    The modulation caused by the

    drive train driving the Fourth

    press is clearly positioned

    around the spectral Felt Pattern.

    13