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    NGUYEN BAO VIET

    LE THIET TRUNG

    HA NOI - 2013

    NATIONAL UNIVERSITY OF CIVIL ENGINEERING

    DIVISION OF SOIL MECHANICS AND FOUNDATION ENGINEERING

    FOUNDATION ENGINEERING

    F O R T H E E N G L I S H C O U R S E )

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    National University of Civil Engineering i

    Foundation Engineering CONTENTS

    CONTENTS

    CONTENTS .....................................................................................................................i

    LIST OF FIGURES ....................................................................................................... iii

    PREFACE ........................................................................................................................ v

    CHAPTER 1: INTRODUCTION ................................................................................ 1

    CHAPTER 2: SHALLOW FOUNDATIONS ............................................................. 3

    2.1 Introduction .................................................................................................. 3

    2.2 Main Components of Shallow Foundations ................................................ 5

    2.3 Contact Pressure Distribution beneath Base of Footing .............................. 7

    2.3.1 Contact Pressure Distribution of Spread Footing ........................................ 9

    2.3.2

    Contact Pressure Distribution of Wall Footing ......................................... 10

    2.3.3 Net Load Applied on Footing Base ........................................................... 10

    2.3.4 Vertical Stress Increase .............................................................................. 10

    2.4 Ultimate Bearing Capacity of Shallow Foundation ................................... 12

    2.4.1 General ....................................................................................................... 12

    2.4.2 Terzaghis Bearing Capacity Theory ......................................................... 13

    2.4.3 The General Bearing Capacity Equation ................................................... 17

    2.4.4 General Bearing Capacity Equation in Practice ........................................ 19

    2.4.5 Safety Factor and Allowable Load-Bearing Capacity ............................... 20

    2.4.6 Bearing Capacity of Layered Soils: Stronger Soil underlain by Weaker

    Soil ............................................................................................................. 20

    2.5 Shallow Foundation Design ....................................................................... 21

    2.5.1 Introduction ................................................................................................ 21

    2.5.2 Design Procedure for Shallow Foundation. ............................................... 21

    2.5.3 Geotechnical Analyses and Design............................................................ 22

    2.5.4 Structural Footing Design .......................................................................... 25

    CHAPTER 3: SOIL IMPROVEMENT ..................................................................... 30

    3.1 Sand Replacement ...................................................................................... 31

    3.2 Sand Compaction Piles .............................................................................. 32

    3.2.1 Characteristics of Sand Compaction Piles ................................................. 34

    3.2.2

    Sand Compaction Pile Working Procedure ............................................... 35

    3.2.3 Applied Assumptions in Calculation of Sand Compaction Piles .............. 36

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    National University of Civil Engineering ii

    Foundation Engineering CONTENTS

    3.2.4 Principle of Sand Compaction Pile Analyses ............................................ 36

    3.2.5 Plan layout and Distance of Sand Compaction Pile .................................. 37

    3.2.6 Estimation of Improved Soil Properties .................................................... 41

    3.3 Vibroflotation ............................................................................................. 42

    3.4

    Blasting ...................................................................................................... 44

    3.5 Precompression .......................................................................................... 44

    3.6 Stone Columns ........................................................................................... 45

    3.7 Dynamic Compaction ................................................................................ 46

    3.8 Jet Grouting ................................................................................................ 48

    3.9 Recommendation of Improvement Methods for Soils............................... 49

    CHAPTER 4: PILE FOUNDATIONS ...................................................................... 50

    4.1 Definitions and classifications ................................................................... 50

    4.1.1 Definitions.................................................................................................. 50

    4.1.2 Classifications of piles ............................................................................... 52

    4.1.3 Advantages and disadvantages of different pile material .......................... 58

    4.2 Constitution of a Prefabricated Reinforced Concrete Pile ......................... 62

    4.3 Bearing Capacity of a Single Pile .............................................................. 66

    4.3.1

    Definitions.................................................................................................. 66

    4.3.2 Pile axial bearing capacity. ........................................................................ 66

    4.4 Design of Low Pile Cap Foundation ......................................................... 74

    4.4.1 Design hypotheses ..................................................................................... 74

    4.4.2 Material selection for pile and pile cap ...................................................... 74

    4.4.3 Pile dimension selection and pile load capacity calculation ...................... 75

    4.4.4 Pile quantity and pile arrangement ............................................................ 75

    4.4.5

    Verification of load applied to pile ............................................................ 76

    4.4.6 Verification of the resistance of bearing stratum ....................................... 77

    4.4.7 Calculation of pile foundation settlement .................................................. 78

    4.4.8 Pile cap height ............................................................................................ 78

    4.4.9 Verification of pile when transportation and positioning .......................... 81

    4.4.10 Selection of hammer for driven piles ......................................................... 82

    REFERENCES .............................................................................................................. 83

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    National University of Civil Engineering iii

    Foundation Engineering LISTOF FIGURES

    LIST OF FIGURES

    Figure 2-1 (a) Strip foundation under a wall (b) Strip foundation under columns

    (c) Spread foundation (d) Mat foundation. (1) Footing (2) Wall (3)

    Column ...................................................................................................... 3

    Figure 2-2 Examples of spread foundations .................................................................... 3

    Figure 2-3 Examples of shallow foundations (a) Combined footing; (b) combined

    trapezoidal footing; (c) cantilever or strap footing; (d) octagonal

    footing; (e) eccentric loaded footing with resultant coincident with

    area so soil pressure is uniform. ................................................................ 4

    Figure 2-4 Examples of mat foundations (a) Flat plate; (b) plate thickened under

    columns; (c) beam-and-slab; (d) plate with pedestals; (e) basement

    walls as part of mat. ................................................................................... 4

    Figure 2-5 A typical cross section of spread footing....................................................... 5

    Figure 2-6 Reinforcement of a spread footing ................................................................ 6

    Figure 2-7 Behavior of foundations with connecting beams .......................................... 6

    Figure 2-8 Ground beam and footing reinforcements ..................................................... 7

    Figure 2-9 Settlement profile and contact pressure in sand: (a) flexible

    foundation; (b) rigid foundation ............................................................. 8

    Figure 2-10: Settlement profile and contact pressure in clay: (a) flexible

    foundation; (b) rigid foundation ................................................................ 8

    Figure 2-11: Linear distribution of contact pressure ....................................................... 9

    Figure 2-12 2:1 method of finding stress increase under a foundation ......................... 11

    Figure 2-13 Nature of bearing capacity failure in soil: (a) general shear failure:

    (b) local shear failure; (c) punching shear failure. .................................. 12

    Figure 2-14 Bearing capacity failure in soil under a rough rigid continuous (strip)

    foundation ................................................................................................ 14

    Figure 2-15 Bearing capacity of a strip foundation on layered soil ............................. 20

    Figure 2-16 Two-way shear calculation ........................................................................ 26

    Figure 2-17 Wide-beam shear calculation ..................................................................... 27

    Figure 2-18 Flexure reinforcement calculation ............................................................. 28

    Figure 3-1 (a) Completed sand replacement (b) Partial sand replacement ................... 31

    Figure 3-2 Sand compaction pile test of Basore and Boitano (1969): (a) Layout of

    the compaction piles; (b) Standard penetration resistance variation

    with depth and S..................................................................................... 33

    Figure 3-3 Sand compaction pile mandrel tip ............................................................... 34

    Figure 3-4 Characteristic of sand compaction piles for a spread footing ...................... 35

    Figure 3-5 Sand compaction pile working procedure ................................................... 36

    Figure 3-6 Principle of sand compaction pile analyses ................................................. 37

    Figure 3-7 Compaction area for (a) strip footing and (b) spread footing ...................... 38

    Figure 3-8 Plan layout of sand compaction piles (a) equiangular triangle (b)

    Square ...................................................................................................... 40

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    National University of Civil Engineering iv

    Foundation Engineering LISTOF FIGURES

    Figure 3-9 Vibroflotation unit ....................................................................................... 42

    Figure 3-10 Compaction by the vibroflotation process ................................................. 43

    Figure 3-11 Principles of precompression ..................................................................... 44

    Figure 3-12 Sand drain .................................................................................................. 45

    Figure 3-13 Prefabricated vertical drain (PVD) ............................................................ 45

    Figure 3-14 (a) Stone columns in a triangular pattern; (b) stress concentration dueto change in stiffness ............................................................................... 46

    Figure 3-15 Rig of Dynamic compaction ...................................................................... 47

    Figure 3-16 Dynamic compaction, working procedure ................................................. 47

    Figure 3-17 Effects of soil Improvement by Dynamic compaction &

    Vibroflotation .......................................................................................... 48

    Figure 3-18 Jet grouting ................................................................................................ 49

    Figure 3-19 Site improvement methods as a function of soil grain size ....................... 49

    Figure 4-1: Low pile cap foundationHigh pile cap foundation ................................. 52Figure 4-2: Steel pile cross section ................................................................................ 53

    Figure 4-3: End bearing pile .......................................................................................... 54

    Figure 4-4: Friction or Cohesion pile ............................................................................ 54

    Figure 4-5: under-reamed base enlargement to a bore-and-cast-in-situ pile ................. 55

    Figure 4-6: Concrete driven piles system ...................................................................... 56

    Figure 4-7: Drilling auger types: short sectionsingle flightdouble flight .............. 57Figure 4-8: Bored pile phasing: Site preparationPositioningExcavation

    Rebar installationConrete pouringPile completion. ........................ 58

    Figure 4-9: Different cross section of piles ................................................................... 63

    Figure 4-10: Detailed design of prefabricated reinforced concrete pile ........................ 63

    Figure 4-11: Cross section of a square pile ................................................................... 64

    Figure 4-12: Stirrup bar: separate bar and spriral bar ................................................... 64

    Figure 4-13: Details of pile toe ...................................................................................... 64

    Figure 4-14: Steel grid at pile topHook rebar ............................................................ 64Figure 4-15: Steel plate at the pile top........................................................................... 65

    Figure 4-16: Details of pile connection ......................................................................... 65

    Figure 4-17: sc khng bn qciv sc khng mi qcntrong th nghim CPT ............... 68

    Figure 4-18 Typical static load test arrangement showing instrumentation ................. 70

    Figure 4-19: Two P-S curves types (a, b) and T-S curve (c) ......................................... 71

    Figure 4-20: Piles arrangement in side view. ................................................................ 75

    Figure 4-21: Piles arrangement in plan view ................................................................. 76

    Figure 4-22: Equivalent raft .......................................................................................... 77

    Figure 4-23: damage pile cap by column ...................................................................... 79

    Figure 4-24: damage of pile cap by pile reaction .......................................................... 80

    Figure 4-25: Rebar area calculation schemas ................................................................ 81

    Figure 4-26: Pile transportation verification ................................................................. 81

    Figure 4-27: Pile positioning verification...................................................................... 82

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    National University of Civil Engineering 1

    Foundation Engineering INTRODUCTION

    CHAPTER 1: INTRODUCTION

    All structures resting on the earth must be carried by an interface element called

    foundation. A foundation is the lowest part of astructure that transmits to, and into, the

    underlying soil or rock all loads of the super-structure and also its self-weight.

    The term super-structure is commonly used to describe the engineered part of the

    system bringing loads to the foundation, or substructure especially for buildings and

    bridges. However, foundations also may carry only machinery, support industrial

    equipment (pipes, towers, and tanks) act as sign base, and the like. Therefore it is

    better to describe a foundation as a part of the engineered system that interfaces the

    load-carrying component to the ground.

    It is evident that a foundation is the most important part of the structures or

    engineering system.

    The design of foundations of structures such as buildings, bridges, and damsgenerally requires knowledge of such factors as:

    (a) The load that will be transmitted by the superstructure to the foundation

    system,

    (b) The requirements of the local building code,

    (c) The behavior and stress-related deformability of soils that will support the

    foundation system, and

    (d) The geological conditions of the soil under consideration.

    To a foundation engineer, the last two factors are extremely important because

    they concern soil mechanics.The geotechnical properties of a soil such as its grain-size distribution, plasticity,

    compressibility, and shear strength can be assessed by proper laboratory testing. In

    addition, recently emphasis has been placed on the in situ determination of strength

    and deformation properties of soil, because this process avoids disturbing samples

    during field exploration.

    However, under certain circumstances, not all of the needed parameters can be or

    are determined, because of economic or other reasons. In such cases, the engineer must

    make certain assumptions regarding the properties of the soil. To assess the accuracy

    of soil parameters whether they were determined in the laboratory and the field or

    whether they were assumed the engineer must have a good grasp of the basic

    principles of soil mechanics. At the same time, he or she must realize that the natural

    soil deposits on which foundations are constructed are not homogeneous in most cases.

    Thus, the engineer must have a thorough understanding of the geology of the area that

    is, the origin and nature of soil stratification and also the groundwater conditions.

    Foundation engineering is a clever combination of soil mechanics, engineering

    geology, and proper judgment derived from past experience. To a certain extent, it

    may be called an art. When determining which foundation is the most economical, theengineer must consider the superstructure load, the subsoil conditions, and the desired

    tolerable settlement.

    http://en.wikipedia.org/wiki/Architectural_structurehttp://en.wikipedia.org/wiki/Architectural_structure
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    Foundation Engineering INTRODUCTION

    In general, foundations of the structures may be divided into two major categories:

    (1) Shallow foundations.

    (2) Deep foundations.

    Spread footings, wall footings, and mat foundations are all shallow foundations. In

    most shallow foundations, the depth of embedmentcan be equal to or less than three to

    four times the width of the foundation. Pile and drilled shaft foundations are deepfoundations. They are used when top layers have poor load-bearing capacity and when

    the use of shallow foundations will cause considerable structural damage or instability.

    The separation is not strict but in the point of view of a foundation engineer, in

    analysis and design of a shallow foundation, vertical friction between the foundation

    and soils is neglected.

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    Foundation Engineering SHALLOW FOUNDATIONS

    CHAPTER 2: SHALLOW FOUNDATIONS

    2.1 Introduction

    Shallow foundations, often called footings, are usually embedded about a meter or

    so intosoil.One common type is the spread footing which consists of strips or pads of

    structural materials which transfer the loads from walls and columns to the soil or

    bedrock.

    Another common type of shallow foundation is the slab-on-grade foundation

    where the weight of the building is transferred to the soil through aconcrete slab

    placed at the surface. Slab-on-grade foundations can be reinforced mat slabs, which

    range from 25 cm to several meters thick, depending on the size of the building.

    Concrete is almost universally used for footings because of its durability in a

    potential hostile environment and for economy.

    Figure 2-1 shows some shallow foundations including strip footings (a) and (b);

    spread footing (c); and mat foundation (d). Furthermore, inFigure 2-2 there are several

    common types of spread footing consist of constant footing (a); stepped footing (b);

    and sloped footing (c).

    Figure 2-1 (a) Strip foundation under a wall (b) Strip foundation under columns (c)

    Spread foundation (d) Mat foundation. (1) Footing (2) Wall (3) Column

    Figure 2-2 Examples of spread foundations

    Various types of shallow foundation which could be used in practice such as combined

    or connected footings and mat foundations are illustrated inFigure 2-3 andFigure 2-4.

    http://en.wikipedia.org/wiki/Soilhttp://en.wikipedia.org/wiki/Concretehttp://en.wikipedia.org/wiki/Concretehttp://en.wikipedia.org/wiki/Soil
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    Foundation Engineering SHALLOW FOUNDATIONS

    Figure 2-3 Examples of shallow foundations (a) Combined footing; (b) combined

    trapezoidal footing; (c) cantilever or strap footing; (d) octagonal footing; (e) eccentric

    loaded footing with resultant coincident with area so soil pressure is uniform.

    Figure 2-4 Examples of mat foundations (a) Flat plate; (b) plate thickened under

    columns; (c) beam-and-slab; (d) plate with pedestals; (e) basement walls as part ofmat.

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    2.2 Main Components of Shallow Foundations

    A shallow foundation basically consists of the following components:

    - Leveling concrete

    - Footings (single, strip, and mat)

    - Ground beams

    - Vertical supported structures such as columns, walls.

    Figure 2-5 show a typical reinforced concrete footing. The concrete used for

    foundation should not be less thanB20and reinforcement should not be less than 10.

    Just based on soil, leveling concrete is the lowest layer with at least 100mm thick.

    Leveling concrete creates a clean flat platformso that concrete work for the

    foundations could be carried out fluently. The concrete used for leveling normally is

    B7.5 with course aggregate of 4x6 rock.

    Footings would be flat, step or slope as shown in Figure 2-2 with the minimum

    thickness would be required as 150mm but 200mm is preferred in practice. Footingreinforcements shown in Figure 2-5 to resist tensile stress induced in the footing. For

    spread and wall strip footing, basically upper (top) reinforcement, hairpin and chair bar

    are not necessary.

    A rebar spacer is a device that secures thereinforcing steel is assembled in place

    prior to the final concrete pour so that cover depth normally of 50mmis assured. The

    spacers are left in place for the pour to keep the reinforcing in place, and become a

    permanent part of the structure. Rebar spacer would be made of concrete or plastic.

    Figure 2-5 A typical cross section of spread footing

    Figure 2-6 illustrates rebar placement for a spread footing and supported column.

    It should be noted that in case of stepped or sloped footing, footings neck would berequired. The neck should be normally enlarged about 50mm for every directions of

    the column. Sometimes column rebars need a hook so that they could stand on the

    lower (bottom) reinforcements layer.

    http://en.wikipedia.org/wiki/Reinforcing_steelhttp://en.wikipedia.org/wiki/Reinforcing_steel
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    Figure 2-6 Reinforcement of a spread footing

    Figure 2-7 Behavior of foundations with connecting beams

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    Figure 2-8 Ground beam and footing reinforcements

    Generally, it is useful to place connecting beams at the foundation because they

    carry the horizontal shear forces and prevent damage from differential settlements.

    Connecting beam is also called ground beam because of the location the beams placed.

    Figure 2-7 shows the behavior of spread footings tied together with ground beams.

    Reinforcement for ground beam and footings are shown inFigure 2-8.

    2.3 Contact Pressure Distribution beneath Base of Footing

    The stress distribution under even symmetrically loaded footing is not uniform

    following researches of Schultze (1961), Barden (1962) and Borowicka (1963). The

    actual stress distribution depends on both footing rigidity and subsoil. For footing on

    loose sand the grains near to edge tend to displace laterally, whereas interior soil is

    relatively confined.Figure 2-9 shows the general diagram of the stress distribution for

    both flexible and rigid shallow foundation on granular soil.

    The theoretical pressure distribution for the general case of rigid footing on

    cohesive soils is shown on Figure 2-10(b). The high edge pressure may be explained

    by considering that edge shear must occur before any settlement can take place. Since

    soil has low rupture strength, and most of footings are of intermediate rigidity, it is

    very not likely that high edge shear stresses are developed.

    The pressure distribution beneath most footings will be rather indeterminate

    because of the interaction of the footing rigidity with the soil type, state, and time

    response to stress. For this reason it is common practice to use linear pressure

    distribution of Figure 2-11beneath foundations whose rigidity are large enough suchas spread footings and strip footings under wall. Some of field measurements reported

    indicated this assumption is adequate.

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    Figure 2-9 Settlement profile and contact pressure in sand: (a) flexible foundation;

    (b) rigid foundation

    Figure 2-10: Settlement profile and contact pressure in clay: (a) flexible foundation;

    (b) rigid foundation

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    Foundation Engineering SHALLOW FOUNDATIONS

    Figure 2-11: Linear distribution of contact pressure

    2.3.1

    Contact Pressure Distribution of Spread Footing

    A footing carrying a single column is called spread footing, since its function is to

    spread the column load laterally to the soil so that the stress intensity is reduced to avalue that soil can safely carry. These members sometimes called single or isolated

    footings. Since the footings are subjected to moments in addition to vertical load, as

    shown inFigure 2-11,distribution of the contact pressure by the foundation on soil is

    not uniform. The nominal distribution of the pressure is:

    Eq. 2-1 || Eq. 2-2

    || Eq. 2-3

    Where: Nis vertical axial force at footing level;

    N0is vertical axial force at the ground level;

    , weight of footing and soil above footing

    hm

    maxpmin

    pmax

    X

    Y

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    Foundation Engineering SHALLOW FOUNDATIONS

    =20kN/m3 (approximate), average unit weight of footing material(concrete) and soil above footing.

    Mx, Myare moments at footing level;

    l, bare dimensions of spread footing.

    2.3.2

    Contact Pressure Distribution of Wall Footing

    Wall footings serve a similar purpose of spreading the wall load to the soil.

    Because of their long shape (ratio of length (l)to width (b)greater than 7), the footings

    theoretically are considered as one-way structure. In reality, when the wall is high

    enough so its internal resistance moment of the long axis is large then the bending of

    the wall and also the footing could be ignored.

    The distribution of the contact pressure is:

    Eq. 2-4

    || Eq. 2-5 || Eq. 2-6

    Where: Nis vertical axial force distributed for 1mlong at footing level;

    N0is vertical axial force distributed for 1mlong at the ground level;

    , weight of footing and soil above footing for 1mlong;Mis moments distributed for 1mat footing level;bis width of footing wall.

    2.3.3 Net Load Applied on Footing Base

    The net load applied on footing base is determined as the total stress at the footing

    base level extract the geostatic (over-burden) stress at the base level.

    Eq. 2-7

    Where tb= effective unit weight of soils above footing base level.

    2.3.4

    Vertical Stress Increase

    2.3.4.1Method based on Boussineq Equation.

    One of the most common methods to estimate stress increase at a depth under a

    foundation from the net applied load (p) is Boussineq Equation based on Theory of

    Elasticity which have been mentioned at chapter 4 of the Soil mechanics text book. To

    obtain the result, the load is assumed act on a homogenous, isotropic, weightless, andelastic half-space of soil.

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    Certainty the increase stress, , is varies from point to point in the soil space but

    in the engineering point of view, in conservative side, at each level should be

    considered at the center of the foundation where it gets maximum value. To deal this

    problem, an equivalent uniform distribution of load of p should be used as net

    applied load. General equation based on chapter 4of soil mechanics text book to get

    the increase stress is

    Eq. 2-8Where k = loading factor depending on the shape of foundation base and the

    depth of considered point.

    2.3.4.2

    Simple Equivalent Method (2:1M ethod).

    Figure 2-12 2:1 method of finding stress increase under a foundation

    Foundation engineers often use an approximate method to determine the increase

    in stress with depth caused by the construction of a foundation. The method is referred

    to as the 2:1 method (SeeFigure 2-12). According to this method, the increase in stress

    at depthz is

    for spread footing Eq. 2-9 for strip footing Eq. 2-10

    Eq. 2-9 and Eq. 2-10 are based on the assumption that the stress from the

    foundation spreads out along lines with a vertical-to-horizontal slope of 2:1.

    Some authors have proposed the slope angle be anywhere from 30o to 45

    o. In

    Vietnam, 30o is default for that angle. It should be noted that 2:1 method is widely

    used over the world because of simplicity and conservative result.

    p

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    2.4 Ultimate Bearing Capacity of Shallow Foundation

    2.4.1 General

    To perform satisfactorily, shallow foundations must have two main characteristics:

    1. They have to be safe against overall shear failure in the soil that supports

    them.

    2. They cannot undergo excessive displacement, or settlement. (The term

    excessive is relative, because the degree of settlement allowed for a

    structure depends on several considerations.)

    The load per unit area of the foundation at which shear failure in soil occurs is

    called the ultimate bearing capacity, which is the subject of this part.

    Figure 2-13 Nature of bearing capacity failure in soil: (a) general shear failure: (b)local shear failure; (c) punching shear failure.

    p

    pgh

    gh

    p

    gh(1)

    p

    gh gh

    gh(1)

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    Consider a strip foundation with a width of bresting on the surface of a dense sand

    or stiff cohesive soil, as shown in Figure 2-13(a). Now, if a load is gradually applied to

    the foundation, settlement will increase. The variation of the load per unit area on the

    foundation p with the foundation settlement is also Figure 2-13 failure in the soil

    supporting the foundation will take place, and the failure surface in the soil will extend

    to the ground surface. This load per unit area is usually referred to as the ultimatebearing capacity of the foundation. When such sudden failure in soil takes place, it is

    calledgeneral shear failure.

    If the foundation under consideration rests on sand or clayey soil of medium

    compaction Figure 2-13 (b), an increase in the load on the foundation will also be

    accompanied by an increase in settlement. However, in this case the failure surface in

    the soil will gradually extend outward from the foundation, as shown by the solid lines

    in Figure 2-13 (b). When the load per unit area on the foundation equals movement of

    the foundation will be accompanied by sudden jerks. A considerable movement of the

    foundation is then required for the failure surface in soil to extend to the ground

    surface (as shown by the broken lines in the figure). The load per unit area at which

    this happens is the ultimate bearing capacity, pgh. Beyond that point, an increase in

    load will be accompanied by a large increase in foundation settlement. The load per

    unit area of the foundation, pgh(1), is referred to as thefirst failure load (Vesic, 1963).

    Note that a peak value of p is not realized in this type of failure, which is called the

    local shear failure in soil.

    If the foundation is supported by a fairly loose soil, the loadsettlement plot will

    be like the one in Figure 2-13 (c). In this case, the failure surface in soil will not extendto the ground surface. Beyond the ultimate failure load, pgh, the loadsettlement plotwill be steep and practically linear. This type of failure in soil is called the punching

    shear failure.

    2.4.2 Terzaghis Bearing Capacity Theory

    Terzaghi (1943) was the first to present a comprehensive theory for the evaluation

    of the ultimate bearing capacity of rough shallow foundations. According to this

    theory, a foundation is shallow if its depth, (Figure 2-14), is less than or equal to its

    width. Later investigators, however, have suggested that foundations with equal to 3 to

    4 times their width may be defined asshallow foundations.

    Terzaghi suggested that for a continuous orstrip foundation (i.e., one whose width

    to length ratio approaches zero), the failure surface in soil at ultimate load may be

    assumed to be similar to that shown in Figure 2-14. (Note that this is the case of

    general shear failure, as defined inFigure 2-14a.) The effect of soil above the bottom

    of the foundation may also be assumed to be replaced by an equivalent surcharge,

    (where is a unit weight of soil). The failure zone under the foundation can be separated

    into three parts (seeFigure 2-14):

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    Foundation Engineering SHALLOW FOUNDATIONS

    1. The triangular zone ACD immediately under the foundation

    2. The radial shear zones ADF and CDE, with the curvesDE andDFbeing arcs

    of a logarithmic spiral

    3. Two triangular Rankine passive zones AFH and CEG

    Figure 2-14 Bearing capacity failure in soil under a rough rigid continuous (strip)

    foundation

    The angles CAD and ACD are assumed to be equal to the soil friction angle .

    Note that, with the replacement of the soil above the bottom of the foundation by an

    equivalent surcharge q, the shear resistance of the soil along the failure surfaces GI

    andHJ was neglected.Using equilibrium analysis, Terzaghi expressed the ultimate bearing capacity in

    the form

    Eq. 2-11Where: c= cohesion of soil

    = unit weight of soil

    q= hm

    N, Nq,Nc= bearing capacity factors that are non-dimensional andare functions only of the soil friction angle, .

    The bearing capacity factorsN,Nq,Ncare defined by

    Eq. 2-12

    Eq. 2-13

    hmq = .hm

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    Eq. 2-14

    Where Kp= passive pressure coefficient.

    The variations of the bearing capacity factors defined byEq. 2-12,Eq. 2-13,and

    Eq. 2-14 are given inTable 2-1

    Table 2-1 Terzaghis Bearing Capacity Factors

    To estimate the ultimate bearing capacity of square and circular foundations,Eq.

    2-11 may be respectively modified to

    for square foundation Eq. 2-15 for circular foundation Eq. 2-16

    InEq. 2-15,bequals the dimension of each side of the foundation; inEq. 2-16,b

    equals the diameter of the foundation.

    For foundations that exhibit the local shear failure mode in soils, Terzaghi

    suggested the following modifications toEq. 2-11,Eq. 2-15,andEq. 2-16:

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    for strip foundation Eq. 2-17 for square foundation Eq. 2-18 for circular foundation Eq. 2-19

    N , Nq, and Nc, the modified bearing capacity factors, can be calculated by

    using the bearing capacity factor equations (for N , Nq, and Nc, respectively) by

    replacing by =tan-1

    (2/3tan). The variation of and with the soil friction angle

    is given inTable 2-2.

    Table 2-2 Terzaghis Modified Bearing Capacity Factors

    Terzaghis bearing capacity equations have now been modified to take intoaccount the effects of the foundation shape depth of embedment and the load

    inclination. This is given in the next section. Many design engineers, however, still use

    Terzaghis equation, which provides fairly good results considering the uncertainty ofthe soil conditions at various sites.

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    2.4.3 The General Bearing Capacity Equation

    The ultimate bearing capacityEq. 2-11,Eq. 2-15,andEq. 2-16 are for continuous,

    square, and circular foundations only; they do not address the case of rectangular

    foundations. Also, the equations do not take into account the shearing resistance along

    the failure surface in soil above the bottom of the foundation (the portion of the failure

    surface marked as GI andHJ in Figure 2-14). In addition, the load on the foundation

    may be inclined. To account for all these shortcomings, Vesic (1973) suggested the

    following form of the general bearing capacity equation:

    Eq. 2-20In this equation:

    c= cohesion;

    q = effective stress at the level of the bottom of the foundation;

    = unit weight of soil;

    b = width of foundation (= diameter for a circular foundation);

    s(.)= shape factors;

    d(.)= depth factors;

    i(.)= load inclination factors;

    b(.)= tilted base inclination factors;

    g(.)= ground inclination factors;

    N,Nq, andNc= bearing capacity factors.

    The equations for determining the various factors given in Eq. 2-20 are described

    briefly in the sections that follow. Note that the original equation for ultimate bearing

    capacity is derived only for the plane-strain case (i.e., for continuous foundations). The

    shape, depth, load inclination, tilted base inclination, and ground inclination factors are

    empirical factors based on experimental data.

    The basic nature of the failure surface in soil suggested by Terzaghi now appears

    to have been borne out by laboratory and field studies of bearing capacity (Vesic,

    1973). It can be shown that

    Eq. 2-21 ( ) Eq. 2-22 ( ) Eq. 2-23

    It should be noted that Nc was originally derived by Prandtl (1921); Nq was

    presented by Reissner (1924). Caquot and Kerisel (1953) and Vesic (1973) gave the

    relation forN.

    Shape, Depth, load Inclination, tilted Base inclination, and Ground inclination

    Factors

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    {

    * +

    [ ]

    {

    Where Q0= shear force at column base level

    N0= axial force at column base level

    F= foundation base area

    cg= cohesion between footing base and the soil under.

    cg(0.6 ~ 1.0)c

    {

    Where: is angle between foundation base to horizontal (positive

    since the angle opposite to combination of axial

    force N0and shear force Q0).

    Where: is angle between the grounds surface to horizontal.

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    Table 2-3 Bearing capacity factors for the general equations

    2.4.4 General Bearing Capacity Equation in Practice

    In practice, most of shallow foundations based on flat ground with base inclination

    equal zero, for simplicityEq. 2-20 can be reformed into the following equation in that

    factors of depth, load inclination might be neglected.

    Eq. 2-24Wheresc, sq, qare shape factors as mentioned above but for simplicity,

    some engineers have used following alternative relations

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    2.4.5 Safety Factor and Allowable Load-Bearing Capacity

    Calculating the gross allowable load-bearing capacity, [p], of shallow foundations

    requires the application of a factor of safety (FS) to the gross ultimate bearing

    capacity, or

    Eq. 2-25The factor of safety,FS, should be 2~3in most cases.2.4.6 Bearing Capacity of Layered Soils: Stronger Soil underlain by Weaker Soil

    The bearing capacity equations presented in the above section involve cases in

    which the soil supporting the foundation is homogeneous and extends to a

    considerable depth. The cohesion, angle of friction, and unit weight of soil were

    assumed to remain constant for the bearing capacity analysis. However, in practice,

    layered soil profiles are often encountered. In such instances, the failure surface at

    ultimate load may extend through two or more soil layers, and a determination of the

    ultimate bearing capacity in layered soils can be made in only a limited number of

    cases. This section features the procedure for estimating the bearing capacity for

    layered soils in which stronger soil underlain by weaker soil.

    Figure 2-15 shows a strip foundation supported by astronger soil layer, underlain

    by a weaker soilthat extends to a great depth. The physical parameters of the two soil

    layers are also written down in the Figure.

    In this case, the stronger soil could be failed cause of contact foundation ptb, and

    on the other hand, the weaker soil could be failed by the load just above that layer at

    depth of hm_t.

    Figure 2-15 Bearing capacity of a strip foundation on layered soil

    hmtb

    1

    2bt=b+H hm_t=hm+H

    b

    tb_2

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    Bearing capacity of foundation at footing base level (the stronger soil) could be

    calculated easily by the normal approaches described in the above sections (Eq. 2-11,

    Eq. 2-15,andEq. 2-16 orEq. 2-20 orEq. 2-24). On the other hand, bearing capacity of

    the weaker soil could be done by the same way with an equivalent foundation of

    footing dimensions are extended follows 2:1 method and the embedded depth is

    calculated as

    hm_t= hm+ H Eq. 2-26

    Where: hm_t= embedded depth of equivalent foundation

    hm= embedded depth of foundation

    H= Thickness of the soil from footing level to the weaker soil

    2.5 Shallow Foundation Design

    2.5.1

    Introduction

    To perform satisfactorily, shallow foundations must have three main

    characteristics:

    1. The soil they laid on must be in safe of strength. It means that the foundation

    satisfies condition of bearing capacity.

    2. They cannot undergo excessive displacement, or settlement. (The term

    excessive is relative, because the degree of settlement allowed for a

    structure depends on several considerations and generally the amplitudes of

    allowable settlement are list in the codes)3. Foundation structure needs to be available for both conditions of strength and

    serviceability.

    2.5.2 Design Procedure for Shallow Foundation.

    a)

    Soil base design

    1. Choose embedded depth of footing;

    2. Determine dimensions of footing;

    3. To calculate the contact pressure;

    4.

    Check for bearing capacity and economy conditions;

    5. To calculate settlement and differential settlement;

    6. Serviceability condition check;

    b)

    Structural footing design

    7. Choose structural materials for footing (type of concrete and

    reinforcement)

    8. Determine thickness of footing base, h;

    9. Check for bearing capacity of shear;

    10.

    Flexural design for footing base;11.Technical drawings.

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    2.5.3 Geotechnical Analyses and Design

    2.5.3.1

    Strength design of the Subsoil

    a)

    Embedded depth of footing

    Embedded depth of footing would be decided based on the following guidelines:

    1. The footing must be laid on a steady strong soil and should be above

    underground water level.

    2. The shallower the better for the construction work of foundation but it should

    be deep enough for satisfying architect requirements.

    Depth of footing depends on soil strata it lay on. Basically, there are three types of

    soil strata and see how to deal with each case.

    (a) All soil layers are strong;

    This case is most easy and convenient to give a decision. The footing depth

    normally is about 1.0~1.5m since the lateral load is small the depth may be lesser.(b) Weak soil of upper layer and strong soil of the lower;

    When the weak layer is small (less than 3m) the most common method is eliminate

    the weak soil replace them by a strong material such as sand and set the footing on

    that. Since the thickness is larger (3~5m) the improvement of the soil such as soil

    replacement, sand compaction piles should be applied.(c) Strong soil at first, then weak layer and finally strong soil again at the lowest.

    If the first strong layer is thick enough then this case is similar to the (a) case.

    When the first strong layer is not so thick then the footing might place on the first but

    the depth should be as small as possible. In this case bearing capacity of foundation

    must be carefully considered for both strong and weak layers. In bad way, if the first

    soil is thin then it becomes near case (b).

    b) Dimensions of footing

    To determine the footing dimensions play an important role in the foundation

    design procedure. The size of footing affect significantly to the strength and

    serviceability design of the foundation. The size should be large enough to satisfy the

    technical requirements but not so large to agree with economic condition.

    Firstly, an arbitrary value of foundation width, b0,should be chosen. That is entire

    of the first step for strip footing but for spread footing, the length (l0 >b0) must be

    assumed also. Normally l0 follows the larger of the bending moments and may be

    estimated by relation l0= b0where =Mx/My 2. For example, inFigure 2-11 l0(L)

    is in Y direction according to case of Mx > My. In case of unique moment, l0 = b0

    where = (1+e ~(1+2e)and eis a ratio of the moment,M, to axial force, N; (e= M/N).

    c)

    Calculation of contact pressure

    According to load and action codes, a structure must sustain several types of

    loading such as static load, live load, wind load, earthquake load, flood load, and so

    on. Basically, nominal loads are decided on the code. To determine the loads applying

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    on a structure component (foundation, in this case) a combination process must be

    carried out, of course, according to the code instruction. The loads can be divided into

    two categories as follows

    - Un-factored loads combined with no factors are based on the nominal values

    only. For foundation design un-factored loads are used for bearing capacity check and

    also for settlement estimation.The un-factored loads normally displayed by symbol of tc for example , . Hence the contact pressure under footing comes from un-factored

    combination, ptb, pmax, pmin are obtained from Eq. 2-1 to Eq. 2-6 in that , are replaced by , respectively.- Factored loads combination in which the nominal values are multiplied with the

    factors in the code. These combinations are applied for structural foundation design.

    The stresses used for structural footing design must be based on factored load

    combinations, but due to the self-balance the weight of footing and the soil abovefooting are not involved in the calculation. If factored loads are , thenthe pressure under footing comes from factored combination, p0

    tb, p0

    max, p0

    min are

    computed from the equations modified from section2.3

    For spread footings:

    Eq. 2-27

    |

    |

    Eq. 2-28

    || Eq. 2-29

    For strip footings:

    Eq. 2-30

    || Eq. 2-31 || Eq. 2-32d) Check for technical and economic conditions

    The contact pressures,ptb, pmax, pminmust be satisfied technical conditions

    Eq. 2-33

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    On the other hand, the contact pressures, ptb, pmax, pminmust be also satisfied one

    of the fol lowing economic conditions:

    Eq. 2-34

    If one of the technical conditions inEq. 2-33 especially the first two are not passed

    then dimensions of footing in step (2) must be redone with advised larger dimensions.

    In case both conditions of Eq. 2-34 are not satisfied, works in the step (2) should

    be done again with advised smaller dimensions. It should be noted that, in practice,

    20%is completely acceptable instead of 5%of idealization.

    2.5.3.2

    Serviceabil ity conditions of the Soil

    a)

    Stress induced Settlement

    Stress induced settlement, pgl, is the net applied stress on soil of the un-factored

    combination loads. Based onEq. 2-7,the expression as follow

    Eq. 2-35Where ptb is contact pressure obtained from Eq. 2-1 or Eq. 2-4 with un-

    factored combination loads.

    tb= effective unit weight of soils above footing base level.

    b) To calculate settlements

    The approaches to estimate settlement of soil under the load have been described

    in detail on the Soil mechanics book or any text books of geotechnical engineering. A

    review is presented as follows

    Settlement for homogenous soil strata

    If net applied load is small, the relation of pS is linear, hence using the

    assumption that the soil medium is an elastic, homogeneous, isotropic, and semi-infinite medium. In practice, since a soil stratum is homogenous, the theory of elastic

    would be applied.

    For rectangular foundation:

    Eq. 2-36Where constinfluenced by shape of footing l/b (rigid foundation);

    b= width of footing;

    0= Poissonsratio;E0= Elastic modulus of the soil.

    pgl=Net applied load of the un-factored combination.

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    Settlement of multi-layers soil strata

    For multi-layers soil strata, settlement of footing is estimated by accumulating

    settlement of appropriate soil layers in the effective depth. The settlement calculation

    is expressed as follow:

    Eq. 2-37Where Si= settlement of a sub-layer which could be calculated based on

    results of oedometer test. Refer to section 5.3 of the Text book

    of Soil mechanics.

    c)

    To calculate differential settlements

    The differential settlements between two points (center of footings) are defined as

    follow

    | | Eq. 2-38Where Si, Si+1= settlement of footing number iand i+1.

    Li~i+1= distance between the two points.

    d)

    Serviceability condition check

    The estimated settlements and differential settlements must be in range required in

    the code. The relations could be expressed as

    Eq. 2-39The allowable settlement, [S], and allowable differential settlements, [S] of

    framed building of reinforced concrete are 8.0cmand 0.002respectively, according to

    the Vietnamese code. If material for the frame is steel then the allowable ones are

    12.0cmand 0.004. For detail, refer to TCVN 205-1998, appendix H.

    2.5.4

    Structural Footing Design

    Dimensions of a footing are controlled by the allowable soil pressure. On the other

    hand, footing thickness his usually decided by shear stresses. In addition, footing must

    have strength to resist the bending moment induced by contact pressure of soil.

    2.5.4.1

    Shear strength design of f ooting

    Footing must be considered in both ways: (1) shear forces of two-way action and

    (2) wide-beam. Two-way action shear always controls the depth for centrally loaded

    square footing. Wide-beam shear may control the depth for rectangular footings when

    l/b ratio is greater than about 1.2and may control for other l/bratios when there are

    overturning or eccentric loadings.

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    a) Two-way action shear

    A shear force acting on edge faces of the frustum in the Figure 2-16 of two-way

    action based on the equilibrium theory.

    Eq. 2-40

    Where ltb= min { lc+h0; 0.5(lc+l) }; btb= min { bc+h0; 0.5(bc+l) };

    bc,lc= dimensions of column according to b, lof footing.

    N0tt= Axial force at column base level of factored combinations;

    p0tb

    is calculated byEq. 2-27 orEq. 2-30.

    Figure 2-16 Two-way shear calculation

    Shear strength of footing must be strong enough to resist the shear force of two-

    way action. Normally structural footing design uses no reinforcement for shear

    therefore footing need an enough thickness for shearing.

    Eq. 2-41

    Where utb=2( ltb+btb), average of top and bottom surface perimeter of the

    frustum;

    h0= ha,effective height of footing;

    h = thickness of footing;

    a = concrete cover, normally equals of 50mm;

    Rbt= allowable tension strength of footing concrete.

    b) Wide-beam shear

    When a footing sustains an eccentric load then wide-beam shear must beconsidered. The shear force acting on the surface of shear section inFigure 2-17 could

    be calculated in conservative side by the following expression

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    Eq. 2-42Where lt= 0.5(l - lc);

    b = width of foo`ting;

    ( ) p0

    max, p0

    minare determined in partc) of section2.5.3.1

    Figure 2-17 Wide-beam shear calculation

    The thickness of footing also must suit with wide beam shear condition. In

    practice, the following equation is usually used to.

    Eq. 2-43Where btb= min { bc+h0; 0.5(bc+b) };

    h0= effective height of footing;Rbt= tension strength of footing concrete.

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    Note for wall strip footing

    Thickness of a wall strip footing is controlled by wide-beam shear in the short

    direction. Calculation process would be carried out by the same way as that described

    above. Actually, this is plane strain problem then to analyze a wall strip footing, a unit

    length of the footing would be consider. Thickness of the wall works as short

    dimension of column bc, and in the long direction, dimension of the wall and

    dimension of footing all are unit (1.0).

    c)

    Thickness footing design procedure

    - Chose a value of footing thickness, h;

    - Determine concrete cover, athen calculate effective height h0= ha;

    - Types of concrete and reinforcement used for footing should agree with

    suggestions in section2.2

    -

    The effective thickness h0must be satisfied the shear conditions expressed byEq. 2-41 andEq. 2-43;if not, a larger value of footing thickness, h, is advised.

    - The thickness must not so close to the minimum thickness based on shear

    check because the thicker of footing the more rigid and lesser reinforcement of

    foundation.

    2.5.4.2

    F lexural strength design of footing

    Figure 2-18 Flexure reinforcement calculation

    Flexural reinforcements of footing are calculated based on a console beam model

    fixed at the edge of column sustain the soil reactions pressures. Reinforcements in thelong and short direction are computed by the bending moment at section I-I, II-II

    respectively.

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    According to reinforcement concrete code for flexural structures, the

    reinforcement could be calculated by the following simplified equation.

    Where h0= the effective height of footing;Rs= allowabletensile strength of reinforcement;

    M = the bending moment.

    Eq. 2-44

    In case of no moment action then the soil pressures are uniform and the bending

    moments could be calculated by the following equations:

    Where l

    co= l

    ng= 0.5( l - l

    c) console span in long direction;

    lco= bn =0.5( b-bc) console span in short direction;

    Eq. 2-45

    Since the footing subjected moments, M, as shown in Figure 2-18, the soil

    pressures are distributed in trapezoid then the bending moments could be calculated by

    the following equations:

    Where ( ) Eq. 2-46

    Note that the bending moments and reinforcement areas calculated for just one

    unit of length only. The total reinforcement area normally shown in the drawings for

    an isolated footing is determined by multiplied with length of the according footing

    edge.

    For strip footing, the reinforcement for the short direction is calculated in the same

    way as that of spread footing. The difference is the reinforcement in the long directionis set according to the minimum requirement of the codes.

    Having obtained the required reinforcement area, an engineer should be place the

    reinforcements into the footing by indicate size and distances of them. Note that, the

    minimum reinforcement ratio and size, distance of reinforcement bars are basically

    stipulated in the codes.

    All the information of footing must be described in drawings detailed so that site

    engineer could do construction work without any additional comments of designer

    except some of extraordinary works.

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    CHAPTER 3: SOIL IMPROVEMENT

    In many areas of Vietnam especially in coastal Hong River and Me Kong delta,

    certain soils make the construction of foundations extremely difficult. For example,

    expansive or collapsible soils may cause high differential movements in structures

    through excessive heave or settlement. Foundation engineers must be able to identify

    difficult soils when they are encountered in the field. Although not all the problems

    caused by all soils can be solved, preventive measures can be taken to reduce the

    possibility of damage to structures built on them. This chapter outlines introduce some

    methods for soil improvement before construction of foundations.

    Function of a foundation is to transfer the structural loads from a building safely

    into the ground. A backyard tool shed may need only wooden skids to spread its load

    across an area of ground surface, whereas a house would need greater stability and

    consequently its foundation should reach the underlying soil that is free of organicmatter. A larger and heavier building of masonry, steel, or concrete would require its

    foundations to go deeper into earth such that the soil or the rock on which it is founded

    is competent to carry its massive loads; on some sites, this means going a hundred feet

    or more below the surface. Because of the variety of soil, rock, and water conditions

    that are encountered below the surface of the ground and the unique demands that

    many buildings make upon the foundations, foundation design is a highly specialized

    field of geotechnical engineering.

    The soil at a construction site may not always be totally suitable for supporting

    structures such as buildings, bridges, highways, and dams. For example, in granularsoil deposits, the in situ soil may be very loose and indicate a large elastic settlement.

    In such a case, the soil needs to be densified to increase its unit weight and thus its

    shear strength. Sometimes the top layers of soil are undesirable and must be removed

    and replaced with better soil on which the structural foundation can be built. The soil

    used as fill should be well compacted to sustain the desired structural load. Compacted

    fills may also be required in low-lying areas to raise the ground elevation for

    construction of the foundation.

    Soft saturated clay layers are often encountered at shallow depths below

    foundations. Depending on the structural load and the depth of the layers, unusually

    large consolidation settlement may occur. Special soil improvement techniques are

    required to minimize settlement. Improving in situ soils by using additives is usually

    referred to as stabilization.

    Various techniques are used to

    1. Reduce the settlement of structures

    2. Improve the shear strength of soil and thus increase the bearing capacity of

    shallow foundations

    3. Increase the factor of safety against possible slope failure4. Reduce the shrinkage and swelling of soils

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    This chapter discusses some of the general principles of soil improvement, such as

    compaction, vibroflotation, precompression, sand drains, wick drains, stabilization by

    admixtures, jet grouting, and deep mixing, as well as the use of stone columns and

    sand compaction piles in weak clay to construct foundations.

    3.1

    Sand ReplacementThere are basically two types of soil replacement methods: (1) removal and

    replacement, and (2) displacement. The first method is the most common approach and

    it consists of the removal of the compressible soil layer and replacement with

    structural fill during the grading operations. Usually the removal and replacement

    grading option is only economical if the compressible soil layer is near the ground

    surface and the ground water table is below the compressible soil layer or the ground

    water table can be economically lowered.

    In case soil strata have weak soil of upper layer and strong soil of the lower and

    when the weak layer is small (less than 3m) or the upper layer is not so weak, the most

    common method is eliminate all or part of the weak soil then replace them by strong

    material such as sand. Footings are set on the strong replacement.

    Figure 3-1 (a) Completed sand replacement (b) Partial sand replacement

    The filled soils normally compacted by layers of 300~500mmto ensure the quality

    as designed request. Sands from small to medium are widely used as replacement

    materials so in Vietnam this method is also called sand cushion. The properties of

    filled sand listed as follow would be easily achieved with not so hard effort ofcompaction.

    - Natural weight unit,= 18kN/m3

    0.5hb

    bt=b+h

    hmLeveling concrete

    Sand cushion

    hy

    h1weak

    soil

    h

    weak

    soil

    stiffsoil

    (a) (b)

    0.5h

    h

    1

    100

    2

    1

    1

    1~1.5

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    - Internal friction angle,=30o

    - Deformation modulus,E0= 16MPa

    The filled sand must be thick enough to reduce the pressures at the footing to a

    bearable pressure of the weak soil at the end of sand cushion. The problem requires the

    bearing capacity consideration of layered soils mentioned at section 2.4.6.Note that

    the sand cushion is taken into account as the stronger layer and the soil underneath the

    sand cushion is the weaker layer. The pressure acting on the weaker layer consists of

    two components (1) total vertical overburden (geostatic) pressure mentioned in the

    Soil mechanics text book (2) vertical stress increment described in section2.3.4.

    On the other hand, with the thick enough of sand cushion, foundation settlement

    could be reduced significantly. The settlement must satisfy at least the serviceability

    conditions discussed in section2.5.3.2.

    It should be noted that in construction work of soil replacement, the original soil

    would be removed by excavation therefor the engineer should estimate the soil slope

    of the excavation. The slope could be predicted empirically, approximately vertical to

    horizontal ratio, m = 1:1 to1.5:1is applied.

    3.2 Sand Compaction Piles

    Compaction piles are displacement piles can be driven into the ground in order to

    increase the density of the soil. The soil is densified by both the actual displacement of

    the soil and the vibration of the ground that occurs during the driving process. In

    addition, there must be relatively close spacing of the piles in order to provide

    meaningful densification of soil between the piles.Sand compaction piles are one of compaction piles. They can be used in sites to

    improve stability, control liquefaction, and reduce the settlement of various structures.

    Built in soft clay, these piles can significantly accelerate the pore water pressure-

    dissipation process and hence the time for consolidation.

    Sand piles were first constructed in Japan between 1930 and 1950 (Ichimoto,

    1981). Large-diameter compacted sand columns were constructed in 1955, using the

    Compozer technique (Aboshi et al., 1979). The Vibro-Compozer method of sand pile

    construction was developed by Murayama in Japan in 1958 (Murayama, 1962).

    Sand compaction piles are constructed by driving a hollow mandrel with its

    bottom closed during driving (see Figure 3-3). On partial withdrawal of the mandrel,

    the bottom doors open. Sand is poured from the top of the mandrel and is compacted

    in steps by applying air pressure as the mandrel is withdrawn. The piles are usually

    0.40 to 0.76m in diameter and are placed at about 1.5 to 3m center to center. The

    pattern of layout of sand compaction piles is shown asFigure 3-2(a) for equiangular

    triangle. Sometimes, square layout is used for the sand piles.

    Basore and Boitano (1969) reported a case history on the densification of a

    granular subsoil having a thickness of about 9 m at the Treasure Island Naval Stationin San Francisco, California, using sand compaction piles. The sand piles had

    diameters of 356 mm.Figure 3-2(a) shows the layout of the sand piles. The spacing,

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    S, between the piles was varied. The standard penetration resistances,N60, before and

    after the construction of piles are shown in Figure 3-2(b) (see location of SPT test in

    Figure 3-2(a)).

    From this figure, it can be seen that the effect of densification at any given depth

    decreases with the increase in S(or S/D). These tests show that when S/Dexceeds

    about 4 to 5, the effect of densification is practically negligible.

    Figure 3-2 Sand compaction pile test of Basore and Boitano (1969): (a) Layout of the

    compaction piles; (b) Standard penetration resistance variation with depth and S

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    Figure 3-3 Sand compaction pile mandrel tip

    To improve soil by sand compaction piles, the engineer needs to consider:

    - Diameter of the piles

    - Length of the piles

    - Plan layout and distance among the piles

    - Determine the improved soil properties

    3.2.1

    Characteristics of Sand Compaction Piles

    Sand compaction piles are circular with diameter of 400 600mm, 400mm is

    widely used in Viet Nam;

    Length of the piles, L, must be deep enough in order to improve the soils

    influenced by loading. When the effective depthHnof soil is deeper than that of weak

    soil then the pile length should be controlled by depth of the weak soil hy. In the other

    case, L should be controlled by Hn. The length L could be expressed as follow (see

    Figure 3-4).

    Eq. 3-1Properties of the sand compacted piles would be collected as sand replacement

    methods mentioned above as follows

    - Natural weight unit,= 18kN/m3

    - Internal friction angle,=30o

    - Deformation modulus,E0= 16MPa

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    Figure 3-4 Characteristic of sand compaction piles for a spread footing

    3.2.2

    Sand Compaction Pile Working Procedure

    Sand compaction piles are driven into soils by the following steps:

    Setting the casing at working point, keep casing bottom at ground level and

    keep sand level gauge and depth gauge at 0;

    Put casing into ground by hammer, hit with checking current gauge and depth

    gauge;

    When casing inserted 5m from ground level, hold sand level gauge 3m from

    ground level. When depth gauge indicate exact central, brake the hammer

    winch, hold casing input;Put sand in casing with open dump valve of hopper;

    0.2b

    0.2b

    b

    bnc=

    1.4b

    0.2b 0.2bl

    lnc=l+0.4b

    Compaction

    rea, Fnc

    hm

    300

    Sand blanket

    Sand compaction

    piles

    hy

    500L

    =hy-

    hm

    +500

    weak

    soil

    stiff

    soil

    500 L

    =Hn

    +500

    weak

    soil

    stiff

    soil

    Hn

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    Figure 3-5 Sand compaction pile working procedure

    Keep sand level gauge in working;

    Start casing put out, and check sand level indicator going down;

    Put casing 2min ground (with checking depth level gauge);

    Stop casing out when sand level gauge indicate 1.5m;

    Put sand inside with sand level plumb winding up;

    Keep sand level gauge down again;Take out of casing with check sand level indicator (standard 3m)

    Repeat step 7; 8 and 9

    When depth gauge indicate 1m from ground level, open pressure valve in

    casing and stop air jet close exhaust valve Put out casing slowly and

    stop the hammer

    3.2.3

    Applied Assumptions in Calculation of Sand Compaction Piles

    -

    The void ratio of soil decreases the same at everywhere in the space betweenthe piles;

    - The decrease volume are the void decrease, soil particle volume are constant;

    - Water content is constant through the compaction process;

    - Soil does not move upward out of ground surface.

    3.2.4 Principle of Sand Compaction Pile Analyses

    Consider a footing with effect area ofFwhich consists of two components area of

    soil particle, Fh, and area of voidFr. SeeFigure 3-6(a). Following expressions show

    the relations among them and initial void ratio, eo:

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    h

    ro

    F

    Fe F

    eF

    o

    h

    1

    1 F

    e

    eF

    o

    or

    1

    Eq. 3-2

    Now after improving, sand piles have occupied area ofFcreplacement of the void

    only then improved void ratio, etkand area of the pilesFccould be shown in two ways:

    Eq. 3-3 Eq. 3-4

    The Eq. 3-3 used to determine improved void ratio in case of knowing sand

    compaction piles information.Eq. 3-4 on the other hand is applied to get the required

    area of sand piles if a void ratio, enc, already prescribed.

    Figure 3-6 Principle of sand compaction pile analyses

    3.2.5 Plan layout and Distance of Sand Compaction Pile

    a)

    Conventional compaction area for footing

    The conventional compaction area, Fnc, for strip footing and spread footing are

    shown in Figure 3-7 by expand out from the edges of footing to all directions a

    distance of 0.2b, where b= width of the footing.

    For strip footing with 1m length in the long direction

    Eq. 3-5For spread footing

    Eq. 3-6

    Fr

    Fh

    (a) (b)

    Fh

    Fr Fc

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    Figure 3-7 Compaction area for (a) strip footing and (b) spread footing

    b)

    Requirement of Number of Sand compaction piles for a Footing

    In order to get an expected void ratio, etk, after soil improvement, a volume of sand

    compaction piles should be installed into the soil. This volume of sand depends on the

    compaction area,Fnc, the decrease of void ratio e=e0-etk, diameter of the sand pile, .

    Having obtained the volume of sand compaction pile by Eq. 3-4, the required

    number of sand pile, nsp, could be calculated by the following equation

    0.2b

    0.2b

    b

    b

    nc=

    1.4b

    0.2b 0.2bl

    lnc=l+0.4b

    (b)

    Compaction

    rea, Fnc

    Sand compaction piles

    0.2b

    0.2b

    b

    bnc=

    1.4b

    1m

    (a)

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    4

    12

    1

    nc

    o

    tko

    c

    csp

    Fe

    ee

    F

    Fn

    Eq. 3-7

    The number of sand compaction piles should be arranged appropriately in thecompaction area. The axisymmetric principle should be respected in arrangement. Two

    types of arrangement in plan layout widely applied in practice are (1) Equiangular

    triangle layout, and (2) Square layout.

    c)

    Equiangular triangle plan layout

    22

    4

    360sin

    2

    1cc DDF Eq. 3-8

    42

    1 2 cF Eq. 3-9

    Where F =Area of the triangle ABC;

    Fc=Area of sand compaction piles installed into the triangle ABC;

    =Diameter of the sand piles;

    Dc=Distance center to center between the sand piles;

    On the other hand, the area of sand piles could be calculated by substituting Eq.

    3-8 intoEq. 3-4:

    2

    4

    3

    11 c

    o

    tko

    o

    tkoc D

    e

    eeF

    e

    eeF

    Eq. 3-10

    FromEq. 3-9 andEq. 3-10,a relation between void ratios and sand pile distance is

    obtained as:

    22

    4

    3

    142

    1c

    o

    tko De

    ee

    Eq. 3-11

    Based onEq. 3-11,two ways of the problems could be solved:

    tko

    oc

    ee

    eD

    1

    952,0 Eq. 3-12

    2

    2

    2

    2

    906,0906,01cc

    oncDD

    ee

    Eq. 3-13

    TheEq. 3-12 is applied to get the required distance between sand piles if improved

    void ratio, etk, is prescribed. Eq. 3-13 on the other hand is used to determine a void

    ratio, enc, after the soil improving in case of knowing the distance of sand piles.

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    Figure 3-8 Plan layout of sand compaction piles (a) equiangular triangle (b) Square

    d) Square plan layout

    Consider a unit area square ABCD, (seeFigure 3-8(b)):

    2

    cDF Eq. 3-14

    4

    2

    cF Eq. 3-15

    Where F =Area of the square ABCD;

    Fc=Area of sand compaction piles installed into the square ABCD;

    =Diameter of the sand piles;

    Dc=Distance center to center between the sand piles;

    On the other hand, the area of sand piles could be calculated by substituting Eq.

    3-14 intoEq. 3-4:

    2

    11

    *c

    o

    tko

    o

    oc D

    e

    eeF

    e

    eeF

    Eq. 3-16

    FromEq. 3-15 andEq. 3-16,a relation between void ratios and sand pile distance

    is obtained as:

    22

    14 c

    o

    tko De

    ee

    Eq. 3-17

    Based onEq. 3-17,two ways of the problems could be solved:

    tko

    oc

    ee

    eD

    1

    886,0 Eq. 3-18

    2

    2

    2

    2

    786,0786,01cc

    oncDD

    ee

    Eq. 3-19

    Dc

    A

    B C

    Dc

    Dc

    (a)

    A

    B

    C

    D

    Dc Dc

    Dc

    Dc

    (b)

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    For both approximate approaches unit weight of the compacted soil, nc, is

    tk

    onc

    e

    W

    1

    )1(. Eq. 3-22

    Where =specific density;

    0=Unit weight of water = 10kN/m3;

    W= water content

    etk= void ratio of soil compacted

    3.3 Vibroflotation

    Figure 3-9 Vibroflotation unit

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    Vibroflotation is a technique developed in Germany in the 1930s for in situ

    densification of thick layers of loose granular soil deposits. Vibroflotation was first

    used in the United States about 10 years later. The process involves the use of a

    vibroflot (called the vibrating unit), as shown inFigure 3-9.The device is about 2min

    length. This vibrating unit has an eccentric weight inside it and can develop a

    centrifugal force. The weight enables the unit to vibrate horizontally. Openings at thebottom and top of the unit are for water jets. The vibrating unit is attached to a follow-

    up pipe. The figure shows the vibroflotation equipment necessary for compaction in

    the field.

    Figure 3-10 Compaction by the vibroflotation process

    The entire compaction process can be divided into four steps (seeFigure 3-10):

    Step 1. The jet at the bottom of the vibroflot is turned on, and the vibroflot is

    lowered into the ground.

    Step 2. The water jet creates a quick condition in the soil, which allows thevibrating unit to sink.

    Step 3. Granular material is poured into the top of the hole. The water from the

    lower jet is transferred to the jet at the top of the vibrating unit. This water carries the

    granular material down the hole.

    Step 4. The vibrating unit is gradually raised in about 0.3m lifts and is held

    vibrating for about 30 seconds at a time. This process compacts the soil to the desired

    unit weight.

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    3.4 Blasting

    Blasting is a technique that has been used successfully in many projects (Mitchell,

    1970) for the densification of granular soils. The general soil grain sizes suitable for

    compaction by blasting are the same as those for compaction by vibroflotation.

    The process involves the detonation of explosive charges such as 60% dynamite at

    a certain depth below the ground surface in saturated soil. The lateral spacing of the

    charges varies from about 3 to 9m. Three to five successful detonations are usually

    necessary to achieve the desired compaction. Compaction (up to a relative density of

    about 80%) up to a depth of about 18 m over a large area can easily be achieved by

    using this process. Usually, the explosive charges are placed at a depth of about two-

    thirds of the thickness of the soil layer desired to be compacted. The sphere of

    influence of compaction by a 60%dynamite charge can be given as follows (Mitchell,

    1970):

    Eq. 3-23Where r = sphere of influence

    WEX= weight of explosive, 60% dynamite

    C=0.0122 when WEXis in kg, and r is in m

    3.5 Precompression

    When highly compressible, normally consolidated clayey soil layers lie at a

    limited depth and large consolidation settlements are expected as the result of the

    construction of large buildings, highway embankments, or earth dams, precompression

    of soil may be used to minimize post-construction settlement. The principles of

    precompression are best explained

    Figure 3-11 Principles of precompression

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    The settlement time relationship under a surcharge of is also shown inFigure 3-11.

    Note that a total settlement of Sc(p)would occur at time t2which is much shorter than

    t1. So, if a temporary total surcharge of (p)+ (f)is applied on the ground surface

    for time the settlement will equal Sc(p). At that time, if the surcharge is removed and a

    structure with a permanent load per unit area of (p) is built, no appreciable

    settlement will occur. The procedure just described is calledprecompression. The total

    surcharge (p)+ (f)can be applied by means of temporary fills.

    In order to accelerate water dissipation, vertical drainages such as sand drained,

    prefabricated vertical drained (PVD) normally is applied with precompression method.

    Figure 3-12 Sand drain Figure 3-13 Prefabricated vertical drain

    (PVD)

    3.6 Stone Columns

    A method now being used to increase the load-bearing capacity of shallow

    foundations on soft clay layers is the construction of stone columns. This generally

    consists of water-jetting a vibroflot (see Section3.3)into the soft clay layer to make a

    circular hole that extends through the clay to firmer soil. The hole is then filled with an

    imported gravel. The gravel in the hole is gradually compacted as the vibrator is

    withdrawn. The gravel used for the stone column has a size range of 6 to 40mm. Stone

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    columns usually have diameters of 0.5 to 0.75m and are spaced at about 1.5 to 3m

    center to center.Figure 3-14 shows the construction of a stone column.

    After stone columns are constructed, a fill material should always be placed over

    the ground surface and compacted before the foundation is constructed. The stone

    columns tend to reduce the settlement of foundations at allowable loads. Several case

    histories of construction projects using stone columns are presented in Hughes andHughes and Withers (1974), Hughes et al. (1975), Mitchell and Huber (1985), and

    other works.

    Stone columns work more effectively when they are used to stabilize a large area

    where the undrained shear strength of the subsoil is in the range of 10 to than to

    improve the bearing capacity of structural foundations (Bachus and Barksdale, 1989).

    Subsoils weaker than that may not provide sufficient lateral support for the columns.

    For large-site improvement, stone columns are most effective to a depth of 6 to 10m.

    However, they have been constructed to a depth of 31m. Bachus and Barksdale

    provided the following general guidelines for the design of stone columns to stabilize

    large areas.Figure 3-14(a) shows the plan view of several stone columns.

    Figure 3-14 (a) Stone columns in a triangular pattern; (b) stress concentration due tochange in stiffness

    3.7 Dynamic Compaction

    Dynamic compaction is a technique that is beginning to gain popularity in the

    United States for densification of granular soil deposits. The process primarily

    involves dropping a heavy weight repeatedly on the ground at regular intervals. The

    weight of the hammer used va