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IIA MONGOLIA CHAPTER-ЫН НОМЫН САНГИЙН ҮЙЛ АЖИЛЛАГААНЫ ЖУРАМ
Нэг. Зорилго
1.1 Уг журмын зорилго нь IIA Mongolia chapter-ын (цаашид “холбоо” гэх) номын сангийн үйл ажиллагааг зохицуулж, сайжруулахад оршино.
Хоёр. Номын сангийн үйл ажиллагаа
2.1. Номын сан нь зөвхөн холбооны гишүүдэд үйлчилнэ.
2.2 Холбооны Удирдлага нь номын санг баяжуулах, сайжруулах үүрэгтэй байх бол холбооны менежер (цаашид “менежер” гэх) нь номын сангийн өдөр тутмын үйл ажиллагааг удирдан зохион байгуулж, гишүүдэд мэдээлэл өгч үйлчилнэ.
2.3 Гишүүд номын электрон каталогийг www.theiia.org/mongolia хаягаар орж ашиглана.
2.4 Гишүүн нь номыг холбооны байранд унших эсвэл гэрээр авч явж болох бөгөөд авсан ном хэвлэлийн бүрэн бүтэн байдлыг хариуцна.
2.5 Номын сангаас гэрээр ном олгохдоо номын тоо ширхэг, эрэлт хэрэгцээг харгалзан 1-5 хоногийн хугацаагаар олгоно. Гишүүн нь заасан хугацаанд номоо ашиглаж дуусаагүй бол менежерт бүртгүүлэн дахин нэг удаа хугацааг сунгаж ашиглана.
2.6 Гэрээр ном олгохдоо гишүүний иргэний үнэмлэхийг бүртгэл хийж, гишүүнээр гарын үсэг зуруулан хураан авна.
2.7 Гэрээр олгосон номыг буцаан авахдаа номыг хуудасны тоо зэрэг бүрэн бүтэн байдлыг шалгаж, бүртгэл хийж, гишүүнээр гарын үсэг зуруулан, иргэний үнэмлэхийг өгч, номыг хураан авна.
2.8 Гишүүд нь номыг хувилан олшруулж авахдаа менежерээс зөвшөөрөл авна.
Гурав. Хариуцлага
3.1 Гишүүн нь ном, хэвлэлийг гэмтээсэн, алдаж үрэгдүүлсэн тохиолдолд номын санг хохиролгүй болгоно.
3.2. Номын сангийн журмыг зөрчсөн тохиолдолд гишүүний номын сангаар үйлчлүүлэх эрхийг 1 сараас 1 жил хүртэлх хугацаагаар хасах хүртэл арга хэмжээ авна.
IIA MONGOLIA CHAPTER
1
THE IIA'S CIA LEARNING SYSTEM Internal Audit Basics 1
Student Slides and Activites /2013/
THE IIA'S CIA LEARNING SYSTEM Internal Audit Practice 2
Student Slides and Activites /2013/
2
THE IIA'S CIA LEARNING SYSTEM Internal Audit Knowledge Elements Sections I, II,III & IV 3
Student Slides and Activites /2013/
THE IIA'S CIA LEARNING SYSTEM Internal Audit Knowledge Elements Sections V & VI 3
Student Slides and Activites /2013/
3
THE IIA'S CIA LEARNING SYSTEM Internal Audit Knowledge Elements Sections VII & VIII 3
Student Slides and Activites /2013/
CIA EXAM PRACTICE QUESTIONS 2017 IPPF ALIGNED The Internal Audit Foundation /2017/
CIA Exam Practice Questions is intended to familiarize interested parties with the content and format of the Certified Internal Auditor exam. The questions are representative of the content of questions that a CIA candidate can expect to see on future exams.
4
QUALITY ASSESSMENT MANUAL For the Internal audit activity 2017 IPPF aligned /with flash/ Peter R. Scott J.Mike Jacka The Internal Audit Foundation /2017/
The manual has been updated to incorporate requirements of The IIA's International Professional Practices Framework (IPPF) and the update to the International Standards for the Professional Practice of Internal Auditing effective January 1, 2017.
INTERNATIONAL PROFESSIONAL PRACTICES FRAMEWORK (IPPF)
The Institute of Internal Auditors /2017/
Refreshed with globally relevant content, The IIA’s new International Professional Practices Framework (IPPF), or Red Book, brings internal auditors up to speed on mandatory and recommended guidance.
5
INTERNAL AUDIT CAPABILITY MODEL (IA-CM) for the public sector
IIA Canada IIA Research Foundation /2009/
A framework that identifies the fundamentals needed for effective internal auditing in government and the broader public sector. It illustrates the levels and stages through which an internal audit (IA) activity can evolve as it defines, implements, measures, controls, and improves
INTERNAL AUDIT CAPABILITY MODEL (IA-CM) FOR THE PUBLIC SECTOR Overview and Application Guide
Elizabeth MacRae, CGAP Bruce C. Sloan, CPA, CA, CRMA /2017/
The Internal Audit Capability Model (IA-CM) for the Public Sector is a framework that identifies the fundamentals needed for effective internal auditing in the public sector. An Online Assessment Tool is included with the purchase price of the book.
6
CRMA Certification in Risk Management Assurance
Francis Nicholson, CIA, CRMA Chris Baker, CRMA, CMIIA /2013/
Ready to take control and move your internal audit career to the next level? Prepare to earn your Certification in Risk Management Assurance™ with this comprehensive study guide.
Internal Auditing: A Guide for the New Auditor 3rd Edition
David Galloway, CPA IIA Research Foundation /2010/
An essential resource for every novice internal auditor, this guide offers practical information that points you in the right direction.
7
Effictive Sizing of Internal Audit Departments
Urton L. Anderson, PhD, CIA, CCSA,CGAP,CFSA Margaret H. Christ, PhD, CIA Karla M. Johnstone, PhD Larry Rittenberg, PhD, CIA, IIA Research Foundation /2010/
It is widely accepted that internal auditing is a key element of internal control, and regulators and stock exchange requirements demand the presence of internal auditing for registered companies. Yet organizations often struggle to know whether the investments they make in resource allocations for internal auditing are appropriate and effective.
Effictive Sizing of Internal Audit Activities for Colleges and Universities /with CD/
Urton L. Anderson, PhD, CIA, CCSA,CGAP,CFSA Margaret H. Christ, PhD, CIA Karla M. Johnstone, PhD Larry Rittenberg, PhD, CIA, IIA Research Foundation /2010/
How much of an institution’s resources should be allocated to the function of internal auditing? It is widely accepted that internal auditing is a key element of internal control, and that it is key to the performance and accountability demands of colleges and universities.
8
CLARITY, IMPACT, SPEED: Delivering Audit Reports That Matter
Sally F. Cutler IIA Research Foundation /2011/
Produce timely, clear audit reports that wow executives. These design and writing techniques will help your team put together reports that provide impactful information.
INTERNAL AUDITING: A Assurance & Consulting Services /with CD 2/
Kurt F. Reding, PhD, CIA, CPA, CMA Paul J. Sobel, CIA, CPA Urton L. Anderson, PhD, CIA, CCSA, CGAP,CFSA Michael J. Head, CIA, CPA, CISA Sri Ramamoorti, PhD, CIA, CPA, CFE, CFSA, CGAP Mark Salamasock, CIA, CISA, CSP IIA Research Foundation /2007/
Designed to support the fast-growing global profession of internal auditing.
9
A New Auditor's Guide to Planning, Performing, and Presenting IT Audits
Nelson Gibbs, CIA, CISA, CISSP Amitesh Joshi, CA, CISA Surekha Muddamsetti Sarabjot Singh, CIA, CISA /2010/
The ever evolving of internet technology requires internal auditors to be nimble, while staying up-to-date by delving into IT research. This book serves as a handy reference that will guide internal auditors through the process.
Green IT Opportunities for Internal Auditors
Glen L. Grey, PhD, CPA IIA Research Foundation /2011/
Government regulators and other stakeholders are increasing their demands on organizations regarding corporate social responsibility (CSR) and sustainable development.
10
ADVANCING ORGANIZATIONAL GOVERNANCE: Internal Audit's Role
Dean Bahrman, CIA IIA Research Foundation /2011/
Add value to your organization by taking a lead role in advancing governance. This book gives you the tools you need and serves as an indispensable guide for internal auditors and others charged with advancing organizational governance.
Evaluating and Improving Organizational Governance
Dean Bahrman, CIA IIA Research Foundation /2011/
Evaluating and Improving Organizational Governance provides readers with a number of fundamental principles and practices to consider in framing their organization's governance structures.
11
Improving Board Risk Oversight Through Best Practices
Paul L. Walker, PhD, CPA, Willam G. Shenkir, PhD, CPA Thomas L. Barton, PhD, CPA IIA Research Foundation /2011/
Organizations are placing more emphasis on enhancing the effectiveness of risk management. This research report covers best practices for board oversight.
AUDIT COMMITTEE REPORTING: A Guide for Internal Auditing
Sally F. Cutler IIA Research Foundation /2009/
When reporting to the audit committee, internal auditors need to deliver clear messages. This book provides best practices for developing a comprehensive approach to reporting. A valuable resource for every internal audit department library.
12
Audit Committee Effectiveness What Works Best
4th edition
PricewaterhouseCoopers LLP IIA Research Foundation /2011/
Today's audit committee faces great expectations from stakeholders. Now in its 4th edition, this guide provides practical information and best practices that will help audit committees improve their effectiveness.
10 Key Techniques To Improve Team Productivity
Hernan Murdock, DBA, CIA IIA Research Foundation /2011/
A team’s effectiveness is greatly impacted by its leaders. For internal auditors, who typically spend most of their time working on teams, this book serves as a useful reference guide to increasing team productivity and energizing performance.
13
CAE STRATEGIC RELATIONSHIPS: Building Rapport with the Executive Suite Mohammad J. Abdolmohammadi, DBA, CPA Sridhar Ramamoorti, PhD, CIA, CFSA,CGAP, CRMA Gerrit Sarens, PhD, CIA,CCSA /2013/
Chief audit executives (CAEs) intuitively know that building bridges with the executive suite is critical for performance effectiveness. This insightful collection of case studies shows CAEs how to build and leverage their relationship with the executive suite for better organizational outcomes.
Implementing the International Professional Practices Framework Updated 3rd Edition
Urton L. Anderson, PhD, CIA, CCSA,CGAP,CFSA, CCEP Andrew J. Dahle, CIA, CPA,CISA, CFE IIA Research Foundation /2011/
A “crash course” that shows internal auditors how to conform to the International Professional Practices Framework (IPPF). The updated 3rd edition reflects changes that appear in the new IPPF, which was updated in 2011.
14
MINIMIZE COSTS & INCREASE THE VALUE of Your Sarbanes-Oxley 404 Program Norman Marks, CPA, CRMA IIA Research Foundation /2012/
Written by a recognized thought leader in Sarbanes-Oxley, risk management, and internal audit, this guide gives readers the keys to creating an effective and efficient Sarbanes-Oxley program.
QUALITY ASSESSMENT MANUAL: For the Internal Audit Activity 6th Edition /with CD/
IIA Research Foundation /2009/
The IIA’s International Standards for the Professional Practice of Internal Auditing, Standards, requires all internal audit activities, regardless of industry, sector, or size of staff, to develop and maintain a Quality Assurance and Improvement Program. The essential elements of a QAIP include internal and external assessments.
15
AUDITING SOCIAL MEDIA A Governance and Risk Guide Peter R. Scott J.Mike Jacka IIA Research Foundation /2011/
Packed with useful web links, popular social media tools, platforms, and monitoring tools, Auditing Social Media shows you how to leverage the power of social media for instant business benefits while assessing the risks involved. Your organization sees the value in social media and wants to reach new markets, yet there are risks and compliance issues that must be considered.
AUDITING THE PROCUREMENT FUNCTION 2nd Edition
David O'Regan, CIA, FCA /2017/
Procurement is a major expenditure in most organizations—often the largest or second-largest category—and it comes with its own unique set of dynamics and challenges.
16
Message, Brand, and Dollars AUDITING MARKETING OPERATIONS
J. Mike Jacka, CIA Peter R. Scott, APR CAE /2017/
When it comes to marketing and internal auditing, chances are you don’t envision the two departments as part of a collaborative effort for the good of the organization. Marketing is the pie-in-the-sky service where creativity trumps controls every time. Internal audit is the down-to-earth activity where common sense drives the mitigation of risks.
ASSESSING AND MANAGING STRATEGIC RISKS What, Why, How for Internal Auditors Richard J.Anderson Mark L.Frigo /2017/
Today’s dynamic risk environment has increased the need for internal auditors to help their businesses identify, address, and manage the strategic risks facing the business.
17
TRUSTED ADVISORS Key attributes of outstanding internal auditors
Richard F.Chambers President and CEO of THE IIA /2017/
Trust. A word often underused when audit comes to mind. In Trusted Advisors, IIA President and CEO Richard Chambers surveyed nearly 300 chief audit executives (CAEs) and interviewed many executives to offer readers insight into developing attributes that will make them an indispensable resource within their organizations.
RISKY BUSINESS Principles of Auditing Property and Casualty Insurance Seth A. Davis, CIA, CPA, CPCU, CFA, CISA /2016/
The legal environment of the insurance industry is complex and changes quickly. Risky Business will assist both new and experienced internal auditors with their assurance and advisory work when auditing property and casualty insurance organizations.
18
PERFORMANCE AUDITING Measuring Inputs, Outputs and Outcomes Ronell B. Raaum CGAP, CGFM Stephen L. Morgan CIA, CGAP, CGFM, CFE Colleen G. Waring CIA, CGAP, CGFM /2017/ As information agents, internal auditors find ways to improve government operations and results by identifying performance problems, causes for corrective action, and providing assurance to stakeholders.
INTERNAL AUDITING ASSURANCE & ADVISORY SERVICES Fourth edition
Urton l. Anderson, PhD, CIA, CRMA, CGAP, CCEP /2017/
Internal Auditing: Assurance & Advisory Services, Fourth Edition, is a comprehensive textbook designed to teach students the fast-growing global profession of internal auditing.
19
Celebrating Our Past…Inspiring the Future 75 Years of Advancing the Internal Audit Profession The Institute of Internal Auditors /2016/
IA Internal audit /The IIA's 75 th anniversary/ The Institute of Internal Auditors /2016/
20
Олон Улсын Мэргэжлийн Практикийн Хүрээ /ОУМПХ/
The Institute of Internal Auditors /2012/
Дотоод аудит, эрсдлийн удирдлагын мэргэжлийн нэр томьёоны тайлбар толь
Сангийн яам JICA
21
ДОТООД АУДИТ Төсвийн хяналт, эрсдлийн удирдлагын газар
Сангийн яам Дэлхийн банк /2013/
Дотоод аудитын Чанарын баталгаажуулалтын Гарын авлага
Сангийн яам JICA /2017/
22
УЛСЫН САЛБАРЫН ДОТООД АУДИТЫН ГАРЫН АВЛАГА
Сангийн яам /2013/
НЭГДМЭЛ СОНИРХОЛТОЙ ЭТГЭЭДИЙН ХЭЛЦЭЛ Банкны удирдах ажилтанд зориулсан гарын авлага
МонголБанк
23
ЖДААН-ийн СТОУС
Монголын Мэргэшсэн Нягтлан Бодогчдын Институт /2009/
АУДИТ
Л. Энх Амгалан О.Лхагвасүрэн /2000/
24
ГҮЙЦЭТГЭЛИЙН АУДИТ
Б.Батбаяр /2015/
КОМПАНИЙН ЗАСАГЛАЛ
Т. Цэнд Аюуш /2010/