• '0.

IIC CONG TY CO PHANDAu TliDI.¢N TAY NGUYEN

CONG HOA xA HOI CHU NGHIA VI.¢T NAMDoc Hip - TU' do - Hanh phuc

Pleiku, ngay J 6 thang 7 ndm 2015S6 :3~12015/BCQT-TIC

BAo cAo TINH HINH QUAN TRJ CONG TY(6 thang narn 2015)

Kinh gui: - Uy ban Chung khoan Nha nurrc- So' Giao dich Chung khoan Tp. H6 Chi Minh

- Ten t6 chirc niem y~t : CONG TY CP DAu TU DIEN TAY NGUYEN

- 8ja chi : 114 Truong Chinh, phuong Phu 86ng, Tp.Pleiku, Gia Lai

- Dien thoai : 059.2222170 Fax: 059.3748 113

- Email : ctcptic@yahoo.com

- V6n di~u l~ : 246.569.880.000 dong

- Mil chirng khoan : TIC

I. Hoat dQng cua HQi d6ng quan tr] (6 thang narn 2015) :

1. Cac cUQc hop cua HQi d6ng quan tr] :

STT Thanh vien HDQT Chu'c vu Sa bu6i Ty l~ Ly dohop tham khong

dU' tham duo1 Ong Ph an Thanh L;;tc Chu tich 5/5 100%2 Ong Huynh Doan Thanh vien 5/5 100%3 Ong Nguyen Van Giang Thanh vien 4/5 80% B~n CT xa

4 Ong Le Van Minh Thanh vien 2/5 40% Thai nhierntu 10/4/2015

5 Ba Tr~n Thi Phuong Thanh vien 5/5 100%6 Ong Trfin Nguyen Hoan Thanh vi en 3/5 60% 86 nhiern nr

10/4/2015 ._-

2. Hoat dQng giarn sat cua HDQT dai vo'i Giarn dac:

Hoi dong gUM tri thuong xuyen ki~m tra giam sat hoat dong cua Ban dieu hanhCong ty trong viec thuc hien clnrc nang nhiem vu, dam bao then dung luat Doanh nghiep,di~u l~ Cong ty va cac chu tnrong, Nghi quyet 80i h('>ic6 dong, HDQT d~ ra. C\1 th~ :

- Chi dao cong tac lap va thuc hien k~ hoach san xuat kinh doanh nam 2015.

- Giam sat cong tac di~u hanh hoat dong SXKD cua Cong ty 6 thang d~u nam 2015.

- Cong tac t6 chuc Dai hoi dong c6 dong thuorig nien 2015 van ngay 10/4/2015tai Hoi tnrong lc~u6, Cong ty c6 ph§n Dien Gia Lai thanh cong t6t dep.

- Cong tac chi tra tien c6 tire narn 2014 cho c6 dong.

- Chu tnrong mua 1.000.000 c6 phan cua Cong ty CP Thuy di~n Truo-ng Philvoi gia 10.000 d6ng/c6 phan.

- Chi dao va da ban: 560.000 c6 phan thuy dien Kenh Bac Ayun 11(;1 voi gia10.000 d6nglc6 phan.

- T6 clnrc chi dao thuc hien nghiern tuc che dQ bao cao va cong bf> thong tintheo qui dinh.

II. Cac ngh] quy~t/quy~t djnh ell a HQi dAng quan tr] (Bao cao 6 thangnam 2015):

Stt S6ngh]

quyet

Ngay,thang,narn

NQi dung

01 0112015NQ-

HDQT06102

12015Thong qua thoi gran, dia diem t6 chirc, du kien noi dungchuang trinh DHDCD thuong nien narn 2015 vao ngay10104/2015 tai HQi tnrong tang 6, Cong ty C6 phan Dien GiaLai, 114 Truo-ng Chinh - Tp.Pleiku - Gia Lai.

02 0212015NQ-

HDQT0210412015

l.Thf>ng nhat chuang trinh DHDCD thirong nien nam 2015nhu sau:

- Bao cao k~t qua hoat dong SXKD nam 2014 va k~ hoachSXKD nam 2015.

- Bao cao hoat dong cua HQi dong quan trj trong nam 2014.

- Bao cao heat dong cua Ban kiem soat va tharn tra tai chfnhnarn 2014.

- TO- trinh sf> 1: Thong qua Bao cao tai chinh narn 2014 etaduoc kiem toan;

- TO- trinh sf> 2: Thong qua phuong an phan phoi loi nhuan,chi tra c6 tire nam 2014;

- TO- trinh sf> 3: Thong qua k~ hoach san xuat kinh doanh,phan pho! lei nhuan, chi tra c6 tire nam 2015;

- TO-trinh sf>4: Thong qua sua doi, b6 sung Di€u I~ hoat dongcua Cong ty;

-TO- trinh sf> 5: Thong qua quyet dinh thoi nhiern thanh vienHDQT nhiern k5' 2010 - 2015;

- TO-trinh sf>6: Thong qua quyet dinh b~u b6 sung thanh vienHQi d6ng quan tri nhiern ky 2010 - 2015;

- TO- trinh sf> 7: Thong qua b§u nhiem ky moi HDQTI BKS,sf> IUQ'ng thanh vien HDQTI BKS nhiem ky 2015 - 2020;

-=128'~~GT

.'?HA.u El

~GU'-u ,.----

2

- To trinh so 8: Thong qua danh sach irng vien tham gia bauTV.HDQT nhiern ky 2015 - 2020;

- To trinh s6 9: Thong qua danh sach ung vien tham gia bfruTV BKS nhiem ky 2015 - 2020;

- To trinh s6' 10: V~ viec uy quyen hra chon Cong ty kiemtoan BCTC nam 2015;

- To trinh s6 11: Thong qua Thu lao HDQT, BKS va Thu kyCong ty nam 2015.

2. Th6ng nhat tung noi dung cua Ban di~u hanh dff chuan bitrinh Dai hQi dong c6 dong thuong nien narn 2015 cua Cong tyC6 phan Dfru tu Di~n Tay Nguyen.

3. Th6ng nhat cac y ki~n va chi dao khac cua HDQT :

- D~ nghi Ban Di~u hanh cap nhat lai k~ hoach sar: xu~t kinhdoanh nam 20 15 d~ phu hop voi tinh hinh thuc t~.

- Bao cao chi ti~t tinh hinh Slr dung nguon von hien c6 cuaCong ty.

- T6ng hop va thong ke lai nguon v6n g6p lien doanh cac duan voi GEC ( von g6p, von thu h6i va von con lai).

- D~ nghi Ban Di~u hanh chuan bi chi ti~t k~ hoach dfru nrtrong giai dean 2015 - 2020 trinh HDQT thong qua truce khitrinh DHDCD.

- D~ nghi Ban Di~u hanh chuan bi s6 lieu va cac giai trinh lienquan d~n k~t qua hoat dong san xuat kinh doanh nam 2014 vak~ hoach sari xuat kinh doanh narn 2015.

03 03/2015 13/041 Th6ng nh~t bau Ong Phan Thanh Lac lam Chu tich HQi dong5NQ- 2015HDQT quan tri Cong ty va phan cong nhiern vu cac thanh vien trongHQi dong quan tri nhiern ky 2015 - 2020.

04 04/2015 07/05/ l.Th6ng nhat viec dfru tu mua l.000.000 c6 phan cua Cong ty5NQ- 2015HDQT CP Thuy di~n Truong Phil voi gia : 10.000 d6ngl c6 phan tirnguon von dfru tu hoan lai va quy dfru tu phat tri~n

05 05/2015 29/6/2 Thong nhat chu truang va giao cho Ban dieu hanh tim doi tacNQ- 015 chuyen nhuong toan bQ 560.000 c6 phfrn Cong ty CP ThuyHDQT

dien Kenh B~c - Ayun Ha (GBC) voi Gia ban khong thap hon

10.000 d6ng/c6 phan trong thang 6/2015.

3

III. Thay d6i danb sach v~ nguoi co lien quan ciia Cdng ty theo quy djnh taikhoan 34 Di~u 6 Luat chung khoan (baa cao 6 thang narn 2015) : Theo phuluc dinh kern

IV. Giao djch ciia c6 dong ne}ibe}va ngutri lien quan (baa cao 6 thang narn 2015) :

1. Danh sach c6 dong ne}ibe}va rrguoi co lien quan : Thea phu luc dinh kern

2. Giao dich c6 phieu :

Stt Ngmri thuc hi~n Quan se c6 phieu SO' hfru s6 c6 phieu sO' hfru Ly do tang,giao djch he v6'i dAu k5 cu6i k' giiim (mua,

.:t'dA ban,co ong S6 A Ty I~ S6 A Ty I~n9i b9 co co h .:t d.:t·C uyen 01,

phieu phieu tlmo'ng ... )

1 C6ng ty CP Dien 14.513.564 58,86 14.580.034 59,13 MuaGiaLai

C6ng ty c6 ph~n dien Gia Lai d1l dang ky mua va d1l mua them 66.470 c6phan, tang s6 c6 phan nam gifr len 14.580.034 c6 phan.

3. Cac giao djch khac :

C6ng ty d1l mua 1.000 c6 phan cua C6ng ty CP Thuy dien Truong Phu voi gia10.000 d6ng/c6 phan.

C6ng ty da ban 560.000 cp GBC cua C6ng ty CP thuy dien Kenh B~cAyun H~ voi gia 10.000d/cp.

v. Cac v~n d~ c~n lu'u y khac (bao cao 6 thang narn 2015) :

1. Thay d6i thanh vien HDQT :

- Ong Tr~n Nguyen Hoan duoc bau vao HQi dong quan tri nhiern ky 2015 -2020 k€ tir ngay 10/4/2015.

- Ong Le Van Minh th6i nhiem chirc danh thanh vien HDQT C6ng ty k€ tirngay 10104/2015 do het nhiern ky.

1. Thay d6i thanh vien Ban ki~m soat :

- Ong Luu Manh Thirc - Truong ban ki€m soat, 6ng Bui T~n Khai Thanhvien BKS, 6ng Nguyen Ba Dai thanh vien BKS nhiern ky 2010 - 2015 d1l het nhiernky ngay 10/412015.

- Dai hoi c6 d6ng thuong nien 2015 d1l b~u 3 thanh vien vao Ban kiern soatnhiern ky 2015 - 2020 la : Ba D6 Vii Hai Ha - Truong BKS, ba Tr~n Thi Thu H6ng- Thanh vien BKS, Ong Nguyen Xuan Huang - Thanh vien BKS.

oi nhfin : 1 "-Nhu tren ~

- HDQT,BKS- Luu VP TIC

4

CONG TY CO PHA.NDA.U rtr DIJ:;N T AY NGUYEN

CQNG HOA xA HQI CHU NGHiA VI~T NAMDQc l~p - Tl! do - Hanh Phuc

DANH SACH CO DONG NQI BQ, NGUOI DU<}C UY QUYENCONG BO THONG TIN vA NGUOl co LIEN QUAN

DEN NGAy 30/06/2015

Eli khoanMBi lien

giao dichChirc vu tai

gay cap Not cap h~ vOi SB c8Stt HQ va ten cong ty SBCMND Dia chi thanh phi~u SO' Ghi clni

chung khoan(n~u co)

CMND CMNDvien chii hfru

(neu co)chBt

h~~

1 Phan Thanh LacChit rich

108,186 fHDQT II\'

Nguyen Thi DiSu~l.1 Vg 84,761

~

l.2 Phan Thanh Thanh Con trai -

1.3 Phan Nh~t L~ Con gai -

1.4 Phan Quoc An Anh ruot -

1.5 Phan Van Bang Anh ruot -

1.6 Phan Thi NhuAn Chi ruot -

1

-

Tai khoanM&i lien

giao djchChirc vI} ~i

Ngay cAp Noi cAp h~ vOi S&c&Stt H~ va ten cong ty S&CMND Dia chi thanh phieu s(y Ghi chu

chimg khoan(n~u co)

CMND CMND vien chit hfru(n~u co)

ch&t

1.7 Phan Thi Nhuan Chi ruot -

- ~ ~ ~ -

2 Huynh DoanTV.HDQT,

30,900Giam d6c

~ .

2.1 Tr~n Thi Ngoc Vq -

2.2 Huynh TiSn Con trai -

I

2.3 Huynh My PhuongCon gai -

Uyen

2.4 Tr~n Thi LSu M~ ruot -

2.5 Huynh Th] Lan Em ruot -

2.6 Huynh Thi Hu~ Em ruot -

2.7 Huynh Thi L~ Em ruot -

2.8 Huynh Van rs: Em ruot -

--)0;/;q

CC~.~,~::!:.J""

2

Tai khoanM&ilien

giao dich Chirc VI} t~i Ngaydp Noi cap h~ vOi S&c6Stt Ho va ten cong ty S&CMND Dia chi thanh phieu so' Ghi chu

clnrng khoan(n~u co)

CMND CMNDvien chii hfru

(n~u co)chAt

2.9 Huynh Thi Thuan Em ruot -

2.10 Huynh Thi Hoa Em ruot -

2.11 Huynh Van Minh Em ruot 1,000

':ti "

3 Nguy~n Van Giang TV.HDQT , 187,334.. . - . .

3.1 Nguyen Thi Nhung Vq -

3.2 Nguyen Thanh Son Con trai -

3.3 Nguyen Son Tung Con trai -

3.4 Nguyen Thi Ha Em ruot -

3.5 NguySn Van Thanh Em ruot -

4 Tr~n Thi Phuong TV.HDQT , 0 - "-

s,

~-",

3

Tai khoanM&ilien

giao dichClnrc vu tai

Ngay cAp Noi cAph~ vo; S&c6

Stt HQ va ten cong ty S&CMND Dia chi thanh phieu SO' Ghi clnichung khoan

(n~u co)CMND CMND

vien chii hfru(n~u co)

ch&t

4.1 H6 Quy Tri Thuc Chong 0

4.2 Tr~n Quoc Chi Anh ruot 0

4.3 Tr~n Thi Ly Chi ruot 0

4.4 Tr~n Thi Loan Chi ruot 0

4.5 Tr~n Thi Ngoc Em ruot 0

4.6 Tr~n Quoc Dung Em ruot 0

".BNtir

5 Tdn Nguy~n Hoan TV.HDQT,.

-, 10.4.2015

Nguyen Th] Yen M~5.1

TrU'O'DgHoang VQ'5.2 Diem

Tdn Hung Huy Con5.3

a

J

u

4

Tai khoanM6i lien

giao dichClnrc vI! tai

Ngaydp Noidp h~ voi S6 c&Stt H<,>va ten cong ty S6CMND Dia chi thanh phieu SO' Ghi chu

clurng khoan(n~u co)

CMND CMNDvien chii hfru

(n~u co)ch6t

Tr~n Hoang Tu~n anh5.4

Tr~n Khanh Thi~n anh5.S

Truong BNtir6 f)~ ve Hili Hil Ban ki~m -

soat10.4.2015

B& Binh Son BB6.1 -

Vii Th] Tuyet M~6.2 -

Nguy~n Huy CU'Ong Chdng6.3 -

Nguyen Ha Anh Con6.4 -

B& Vii Phuong Em6.S Ngoc -

B& ve Binh Minh Em6.6

B& Vii Dinh Tung Em6.7 -

•...?~fNI'~

iE./(j

~;;.--

5

TaikhoanM6i lien

Clnrc vI} taiNgaydp Noidp

h~ vo; s6 cc3Stt HQ va ten

giao dichcong ty S6cMND Dia chi thanh phieu s(r Ghi chu

clnrng khoan(n~u co)

CMND CMND vien chit hfi'u(n~u co) ch6t

.Thanh vien " - BNtir

7 Tdn Th! Thu H6ng -BKS 10.4.2015

7.1 Trin ThS Titi Cha

7.2 Tran, Phuong T Ch6ng

,

7.3 Trin Gia Bao Con

7.4 Tr~n Thi Thu Van Chi

7.5 Tr~n Ngoc Thuong Em

Thanh vien - BNtir8 Nsuven Xu an Huonz -b ~ to BKS 10.4.2015

8.1 Nguyen Xuan Tuyen Cha

8.2 Pham Thi Than M~

8.3 Nguyen Van Duong Anh,..

N

t'?-~

Tai khoanM&i lien

Chirc v •••tai h~ voi S&c6Stt HQ va ten

giao djch cong ty S&CMNDNgay c:ip Noi c:ip

Dia chi thanh phieu SO' Ghi chuchirng khoan

(n~u co)CMND CMND vien chii hiru

(n~u co) ch&t

K~ roan.;,;.

9 Nguy~n Ti~n Hai,

0 -tnrO'Dg .

9.1 Nguyen Ti~n Long Cha ruot -

9.2 Le Thi L~m My ruct -

9.3 NguySn Thi MinhChi ruot -

PhU011g .

9.4 Nguyen Ti~n Hoang Anh ruot -

Nguy~n Thi Di~uPh •••trach .

84,761 ,~10CBTT '0

,

Chu tichCh6ng

I;10.1 Phan Thanh LI;lC

HDQT108,186 'iIJ

10.2 Phan Thanh Thanh Con trai -

10.3 Phan Nh~t L~ Con gai -

10.4 Nguyen Manh Dfrn Anh ruot -

J

7

Tai khoanM6i lien

giao dichChirc vI! tai

Ngay dp Noi cap h~ VOl S6 c&Stt HQ va ten cong ty S6CMND Dia chi thanh phi~u SO' Ghi chu

chirng khoan(n~u co)

CMND CMNDvien chii hfru

(n~u co)ch6t

10.5 Nguyen Thi Bao Chi ruot -

10.6 Nguyen Van M~n Anh ruot -

10.7 Nguyen Thi Li~u 'Chi ruot -

10.8 Nguyen Thi Hoa Em ruot -.

10.9 Nguyen Thi Huang Em ruot -

J

1

8