investment banking

“Global Strategies Local Implementation”

全球性战略局部实施“Network of resources for efficiency”

高效率的资源网络

UNITED EQUITY INVESTMENT联合产权投资

Introduction to U.S. Market ( 美国市场介绍 ) :

Highest Standards and credibility for liquidity and reduced financial risk

具有最高水准和最可信的流通性 , 并能降低金融风险

Largest access to Global Investors

全球投资者最大的金融通道

The U.S. is the largest capital market in the world

美国是世界上最大的资本市场

Introduction to U.S. Market ( 美国市场介绍 ) :

Access to the largest pool of investment funds up

to 500m depending on listed companies financials

可获得最多的投资资金 , 根据上市公司的财政情况 , 最高可达 5 亿美元

Highest Standards and Respected world wide

as leader in Securities and Financial Markets

最准最高并备受关注 , 引领全球证券及金融市场

Most detailed requirements for

regulatory compliance

最为详细的监管服从要求

U.S. Public Listing Comparison

美国证券资本市场实力分析

U.S. Public Listing Comparison 美国证券资本市场实力分析

Listing on Foreign Exchanges海外股份上市细则

■ Market of Exchange

Hong Kong, Singapore, Europe, etc■ 证券市场范围 , 香港 , 新加坡 ,欧洲等

■ Less Compliance and regulation (Easier)

■ 法令遵守和规定较少 ( 更容易 )

■ The Audit process is much easy

■ 审计程序较为简易

■ Smaller access to Capital 10M to 100M ( Easy )

■ 融资通道较小 , 一般是 1000万至 1 亿美元 . ( 较易 )

■ Less Liquidity and less confidence for investors

■ 流通性较差 , 以及投资者信心不足

■ Higher Risk in market trends

■ 市场趋势风险较高

Strength

Concerns

IPO ( Initial Public Offering )首次公开募股

Reverse Merger逆向兼并

Acquisition of a public company by a private company allowing the private company to reduce the long and complex process of going public由一家私人公司并购一家上市公司，这样能省去冗长烦琐的上市程序。

The first sale of stock by a company to the public.企业通过证券交易所首次向投资者增发股票

Capital Raising Choice:

融资选择：

United Investment Banking联合投资银行

OTC ( Over-the Counter )场外柜台交易

Dept Financing部门融资

A security not traded on an exchange, because companies inability to meet listing requirements

一种不在证券交易所交易的证券，通常是因为公司不能达到上市要求。


融资选择：

United Investment Banking

联合投资银行

An arrangement in which a financial institution extends secured or unsecured credit for a specified time period.一家金融机构在某种特定的时期延长抵押或非抵押贷款的一种安排


融资选择：

United Investment Banking联合投资银行

Venture Capitalist or Angel Investor风险投资家和天使投资者

Bond债券

Capital raised by listing require a profitable business plan, innovative management, and strong corporate structure

上市融资需要有一份有利的商业计划，创新的管理方法，以及强大的公司结构

Public Listing Overview

公开上市概要

Independent Audit financials by a SEC recognized CPA firm is required

独立审计事务要求有一家证交所认可的注册会计师公司负责执行。

Investors want to know how investments will be used and that it will cause expansion of revenues, profits, and assets.

投资者想要了解他们的投资将如何被运用，以及投资将会使收入，利润和资产增加。

A consistent Investor & Public relations program must be implemented to promote the company and stock.

必须实施一个针对长期投资者和公共关系的计划，以提升公司形象，提高股价。

Public Listing Overview

公开上市概要

Listing regulations require full disclosure to the investors and corporate governance committees in overseeing developments

上市规程要求在监管过程中所有信息要向投资者和公司管制委员会完全公开

上海 ShangHai

新加坡Singapore

旧金山San Francisco

★★

★

★

Global Footprint ( 遍及全球的金融市场范围）

Research Coverage金融网络覆盖范围

★ Institutional Offices市场代理处

Invest Region融资市场范围纽约

NewYork洛杉矶Los Angeles

Our Company ( 我们公司 ) :

伦敦London

★

★

香港 Hongkong

★

Experience and Capabilities ( 经验和实力 )


Capabilities ( 实力 )

Though our net work of resources we are able to put together a plan that meets your needs Is most efficient in time and cost.通过我们的资源网络 , 我们能根据您的要求制定计划 , 而且无论从时间上还是成本上来说都是最有效率的 .


Foreign Direct Listing公司改组

Investor & Relations投资者和公共关系

Corporate Restructuring外部直接上市

Listing Compliance上市条款直接服从 Business Development

商业开发

Capabilities ( 实力 )


Capital Market Assessment资本市场评估

IPO, Private Placement首次公开募股，私人配售

Capitalization Strategy资本化战略

Mergers and Acquisition并购和发展

Reverse Merger逆向兼并

Experience 经验

Experience

A Network with a broad of background and

experience in Financial, Legal, and Business

Development.

Organization created

from U.S., China and

Global experience

Working in a wide range of industries

including Agriculture, Biotech, Technology

and Chemicals


经验

一个在金融 , 法律 , 业务开发等领域有着广阔背景和丰富经验的网络 .

有着在美国 . 中国和全球建立组织

机构的经验

从事的行业广泛 , 其中包括农业 , 生物工艺 ,科

技和化工等

Experience 经验


Services 服务

Our Services

Legal Structure and SEC and PRC Compliance

Business Development

U.S. Securities and Corporate regulations

PRC overseas listing regulations Strategic Corporate Organizational

Structure

SEC recognized Audit of financials U.S.GAAP standards SOX 404 Internal Controls New Law passed by U.S. Congress SEC Audit of Internal Controls

Develop a profitable Business Plan to attract investors

Design Company Expansion Plan Lay out Execution Plan to realize

company goals

Financials Listing Requirements

Packaging and Marketing

Prepare company for Public and Project Professional Appearance

Develop Web Site, Investors Materials, and Presentations

Create & develop attractive story for investors interest


Services 服务


我们的服务

法律结构和服从证交会及中国相关法律法规

业务发展

美国证券和公司的相关规定中国企业海外上市的相关法律法规战略性公司组织结构

证交所认可的财务审计所美国公认会计原则标准 SOX 404 内部监控美国国会通过的新法令内部监控体系的证交所审计

制定一个赢利性的商业计划以吸引投资者

设计公司扩展规划制定实施计划来实现公司目标

财务审计要求

包装和销售

为公司上市和项目进行最专业的包装开发网站 , 投资者资料 , 以及介绍为企业打造生动的介绍以吸引投资者兴趣


Services 服务

Investor and Public Relations投资者和公共关系处理

•Analyst relations •分析家关系处理

•Institutional targeting •制度觅标

•Annual shareholder meetings•年度股东会议

•Financial relations audits •财务关系审计

•Earnings announcements •收益公告

•Annual and quarterly report •年度和季度报告

•SEC disclosure •证交会信息披露

•Investor conferences •投资者会议

•Investor presentations •投资者报告

•Investor Strategies •投资者战略


Services 服务

Public and Investor Relations公共关系和投资者处理

Inform Investors of progress and growth of business plan

及时向投资者通报商业计划的进度和发展情况

Develop company identity and corporate positioning

发展公司特性以及为公司定位Increase visibility for your company, products and services

为你的公司，产品及服务提高透明度

Report financial information to stockholders and analysts

向股东和分析家报告财务信息

Increase Stock value by building the market

通过建立市场来提高股票价值


How we help your Company achieve success

Create Capital Raising Options and Strategize to achieve these goals

Utilize our Network of associates to Engage Legal, Audit, Investor and public relation

s

Prepare and package your company to the targeted Private or Public Investor

Layout a efficient Capital Raising plan that saves time & money

Evaluate your Business Plans and Capital Raising Goals

Execute, Represent, and Guide your company through the Process

Assure that the Cost and Terms of the Funding fit within the companies long term goals and best interest

Assist in Post Capital Raising Expansion through our Business development Services


我们如何帮助你的公司取得成功

提出融资选择方案并战略性的完成这些目标

运用我们的关系网，协助你进行法律，审计以及处理投资者和公共关系等工作

准备和包装你的公司，吸引私人市场或公开市场的投资者

制订高效的融资计划，以节省时间和成本

对你公司的商业计划和融资目标进行评估

实行，代表和引导你公司办理上市程序

确保融资成本和条件符合贵公司长期发展目标和获得最大利益的要求

通过我们业务发展服务，在后期融资扩展上给予协助

Our Company ( 我们公司 ) :United Equity investment requires the following information to move forward:

联合产权投资需要以下信息来进行我们的工作：

Business plan & Intended use of Capital to be raised 商业计划和融资的用途

Description of business

and its products and services

业务，产品和服务的介绍

Next step to achieving your goals 下一步 - 达成您的目标

Description of facilities, administ

ration and operations

设施，行政部门和业务运作介绍

Last three years and most recent quarterly financial statements 最近三年以及最新的季度财务报表

List of Officers and directors and their resumes

高级职员和董事的名单，以及他们的建立

Legal and Ownership Corporate Structure

公司法律结构，所有权状况，法人结构

investment banking

Documents

public listing comparison

public

market

legal

investors

services

stock

experience