NGAN HANG TMCP ouocnANiJja chi: S628C-28D Batne«Phuong Hang Bai, Qudn HoanKiem, Ha Nl)i

*************

BAo cAo TAl CHINH HOP NHAT•

Quy II narn 2017

HANOI - 2017

! •

II I

• •

•..'-,1

~,

~ I I

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Mau s6 :-B02a1TCTD-HN

(Ban Mnh theo Qf) s6 1612007IQf)-NHNNngtw 18/412007cae Th6ng cJ6cNHNN

BANG CAN DOl KE ToAN HQ'P NHAT

Quy " Nam 2017DVT: Trieu VND

STT Chi tieuThuy~t

56 cu6i ky 56 dAu namminh

(1) (2) (3) (4) (5)

A TAl SANI Ti~n m,t, vang bac, da quy V.1 330,055 281,947

II Ti~n gwi t\li NHNN V.2 759,067 1,626,960

IIITi~n, vang gwi t\li cac TCTD khac va eho vay cac

V.3 7,053,967 11,518,329TCTD khae

1 Ti~n, yang glii tal cac TCTD khac 6,197,579 9,168,006

2 Cho yay cac TCTO khac 856,388 2,350,323

3 01,1' ph6ng rui ro cho yay cac TCTD khac - -IV Chwng khoan kinh doanh . .

1 Ch(l'ng khoan kinh doanh - -2 01,1' ph6ng giam gia ch(l'ng khoan kinh doanh (*) - -

VCae cong cv tai chinh phai sinh va cac tai san tai . 33,755chinh khac

VI Cho vay khach hang 27,251,973 25,061,907

1 Cho yay khach hang VA 27,574,374 25,352,217

2 01,1' ph6ng rui ro cho yay khach hang(*) V.5 (322,401) (290,310)

VII Heat dQng mua nQ' -1 Mua no -2 01,1' ph6ng rui ro hoat dong mua no -

VIII Chwng khoan dAu tU' V.6 17,373,459 19,105,820

1 Ch(l'ng khoan dau tU' san sang de ban (2) 8,508,565 11,233,021

2 Ch(l'ng khoan dau tU' giQ>den ngay dao han 8,884,894 7,892,799

3 01,1' ph6ng giam gia ch(l'ng khoan dau tU' (*) (20,000) (20,000)

IX Gop vOn, dAu tU' dai h\ln V.7 862,682 862,682

1 Oau tU' vao cong ty con - -2 Von gop lien doanh - -

3 Oau tU' vao cong ty lien ket - -4 Oau tU' dai h<;'lnkhac 869,600 869,600

Page 1

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN M~u s6 :-B02afTCTD-HN

(Ban hanh theo Of) s6 161200710f)-NHNNngay 181412007 cua Th6ng c16cNHNN

BANG CAN £)01 K~ ToAN HQ'P NHAT

Quy II Nam 2017f)VT: Tri~u VND

STT Chi tieuThuy€tt

56 cu6i ky 56 dAu namminh

(1) (2) (3) (4) (5)

5 OI,J'phang giam gia dflU tU' dai h~n(*) (6,918) (6,918)

X Tai san e6 djnh 1,347,138 1,182,576

1 Tai san e6 dinh hQlu hlnh V.8 235,481 237,610

a Nguyen gia TSCB 344,533 339,370

b Hao man TSCB (*) (109,052) (101,760)

2 Tal san e6 dinh thue tai ehinh ·a Nguyen gia TSCB thue tai ehinh -b Hao man TSCB thue tal ehinh (*) -3 Tai san e6 dinh vo hlnh V.9 1,111,657 944,966

a Nguyen gia TSCB vo hinh 1,133,718 960,327

b Hao man TSCB vo hlnh (*) (22,061) (15,361)

XI B~t dQng san dAu tU' ·a Nguyen gia BBSBT -b Hao man SBSBT(*) - -

XII Tai san Co khac V.10 8,221,476 9,337,033

1 Cac khoan phai thu 1,785,530 3,044,831

2 Cac khoan lal, phi phai thu 3,208,309 3,101,018

3 Tal san thue TNON hoan lal - -

4 Tai san C6 khae 3,256,496 3,220,043

- Trong d6: LQ'i th~ thU'Ong m<;li - -

5Cac khoan dl,J' phang rui ro eho cac tai san C6 noi (28,859) (28,859)bang khae(*)

TOng tai san co 63,199,817 69,011,009

I

{

B NO' PHAI TRA vA VON CHO SO HO'UI Cae khoan nQ' Chinh phu va NHNN V.11 · 1,209,304

II Ti~n gll'i va vay eae TCTD khac V.12 11,880,028 20,697,013

1 Ti~n glii cua cae TCTD khae 10,169,120 16,349,471

Page 2

- - - - I

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN M~us6 :- B02affCTD-HN

(Ban hanh theo Qf) s6 1612007IQf)-NHNNngay 181412007cua rMng d6c NHNN

BANG CAN nOI K~ ToAN HQ'P NHAT

Quy II Nam 2017DVT: Tri~u VND

STT Chi tieuThuy~t

56 cu6i ky 56 d4u namminh

(1) (2) (3) (4) (5)

2 Vay cac TCTD khac 1,710,908 4,347,542

III Ti~n gwi cua khach hang V.13 43,618,673 41,791,705

IVCile eong cu tai ehinh ph iii sinh va cac khoan nQ' 2,726 .tai ehinh khile

VVOn tai trQ', uy thac dau tll', eho vay TCTD chlu V.14 213,379 185,439rui ro

VI Phat hanh giiy ta e6 giil V.15 3,152,567 918,687

VII Cae khoan nQ' khae V.16 1,130,245 980,697

1 Cac khoan lai, phi phai tra 1,013,779 862,837

2 Thue TNDN hoan lal phai tra - -

3 Cac khoan phai tra va eong no khac 116,466 117,860

4DI,J'ph6ng rui ro khae( DI,J'ph6ng eho eong no tiem - -~mva cam ket nqoai bang)

TOng nQ'phal tril 59,997,618 65,782,845

VIII VOn va cac quy V.17 3,202,199 3,228,165

1 VOn cua TCTD 2,980,572 2,980,572

a VOn dieu 1$ 3,010,216 3,010,216

b VOn d~u tU' XDCB - -

e Thi;1ngdU' vOn cO phan - -

d CO phieu quy (*) (29,644) (29,644)

e CO phieu U'u dai - -

9 VOn khae - -

2 Quyeua TCTD 157,516 155,944

3 Chenh I$eh ty gia hOi doai(3) - -

4 Chenh I$eh danh gia l<;Iitai san - -

5 LO'i nhu;iln ehU'a phan phOil La lOyke 64,111 91,649

a LO'i nhu;ilnl La nam nay 6,012 10,839

b LO'i nhu;ilnl La lOy ke nam trU'cYe 58,099 80,810

IX LQ'i ieh eua eO dong thi~u sO -

Page 3

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Mau s6 ;-B02a!TCTD-HN

(Ban hanh thea Qf) s61612007IQf)-NHNNngay 181412007 cua Th6ng c16cNHNN

SANG CAN DOl KE loAN HQ'P NHAl

Quy II Nam 2017ENT: Tri~uVND

STT Chi tieuThuy~t

s6 cu6i ky s6 d~u namminh

(1) (2) (3) (4) (5)

T6ng nQ' phai tra va v6n chu so hlPU 63,199,817 69,011,009

STT Chi tieuThuy~t

s6 cu6i kyminh

1 Sao lanh yay von 1,640 1,640

2 Cam k~t giao djeh hoi doai 9,690,751 8,766,598

2.1 Cam kef mua ngo~i t~ 942,348 422,419

2.2 Cam kef ban ngo~i f~ 45,175 355,859

2.3 Cam kef giao djch hOEmc16i 8,103,228 7,988,320

2.4 Cam kef giao djeh fU'O'ngfai - -3 Cam k~t eho yay khOnghuy ngang - -4 Cam k~t trong nghi$p VI,J UC 249,185 303,816

5 Sao tanh khac 3,064,545 3,453,605

6 Cac cam k~t khac 194,190 75,278

cAc CHI TIEU NGOAI BANG CAN D61 KE ToAN

L~p Bang K~ toan trU'ong

KE'TOAN TRUONG

9lJl fJJl,f q;~ :JtuiJtlf!

Page 4

;\.'J

.~.:::

Ha Noi, ngay /II fhEmgPrnam 2017

NGAN HANG THU'ONG M~I coPHAN QUOC DAN Mau s6 ;-803aJrCTO-HN

(8an hanh theo Of) s6161200710f)-NHNNngay181412007cua Th6ng d6c NHNN

sAo cAo KET QuA HO~ T DONG KINH DOANH HQ'P NHATQuy II Nam 2017

ENT: Tri~uVND

QuyllLOy k6 tLPd&u nam d6n cuOi

Thuy6tquy

STT Chi tieuminh

Nam nay Nam trU'cYc Nam nay Nam trU'cYc

(1) (2) (3) (4) (5) (6) (7)

1Thu nhap lai va cac khoan thu nhap tU'O'ng

VI.18 1,076,075 876,153 2,110,541 1,632,412tl,l'

2 Chi phi lai va cac chi phi tU'O'ngtl,l' VI.19 831,019 630,121 1,640,106 1,226,902I Thu nh~p lai thuan 245,056 246,032 470,435 405,5103 Thu nhap tCrheat dong djch VI,! 11,225 9,131 21,648 17,8514 Chi phi heat dong djch VI,! 11,606 13,655 21,902 19,068II LaillO thuAn tLPho~t dQng dlch vI.' VI.20 (381) (4,524) (254) (1,217)

IIILaillO thuan tLPheat dQng kinh doanh

VI.21 5,177 (2,948) (7,696) (19,388)ngo~i hOi

IVLaillO thuan tLP mua ban ch(ltng khoan

· · · .kinh doanh

VLai/iO thuan tLPmua ban ch(ltng khoan

49,572 11,985 71,988 25,187dau tU'

5 Thu nhap tCrheat dong khac 20,416 5,511 24,583 8,414

6 Chi phi heat dong khac 21,473 1,555 28,557 3,768VI Uii/lO thuan tLPheat dQng khac (1,057) 3,956 (3,974) 4,646VII Thu nh~p tLPgop vOn, mua cO phan VI.22 · · · .VIII Chi phi heat dQng VI.23 229,885 198,109 450,331 347,133

LQ'i nhu~n thuan tLPhoat dQng kinhIX doanh trU'cYcchi phi d" phong rul ro tin 68,482 56,392 80,168 67,605

dl,mgX.1 Chi phi d" phong rui ro tin dl.'ng 37,013 25,461 37,013 25,461

X.2Cac khoan XlJt Iy theo d6 an tai cAu truc

35,000 32,903 35,000 32,903Ngan hang

XI TOng lQ'i nhu~n trU'cYcthu6 (3,531) {1,972) 8,155 9,2417 Chi phi thu~ TNDN hi$n hanh (194) (394) 2,143 1,8488 Chi phi thu~ TNDN hoan I~i · · - -

XII Chi phi thu6 TNDN (194) (394) 2,143 1,848XIII LQ'i nhu~n 5au thu6 (3,337) (1,578) 6,012 7,393XIV LQ'i ich cua cO dong thi~u 50 · · ·XV Lai cO' ban tren cO phi6u · · ·

Ha M,'" - JQthimg tC)'nam 2017'i;''''. ~~~

L~p Bang K~ t03ntrU'ang. $.. d~~. am oc

Q)9' NGAN HANG .~

tbC ::i THUdNG MA I CO"P~ ,<oj ~

* 000C nAN'.HJ~. ~

0' ~ -~Iv}f,~ ,?-?'EM- .

--KE-TOA~!i~QJdNG

P1Jrfr;;1,i r;;~ :J&/»w, rJ

PHO T6NG GIAM f)OC

NGUYEN THl MAl

NGAN HANG THU'O'NG M~Ico PHAN QUOC DAN Mau so :- B04a1TCTD-HN(Ban hanh theo Qf) so 1612007IQf)-NHNN

ngay 18/412007cue Thong doc NHNN

BAo cAo LU'U CHUY~NTI~N Te HQ'P NHAT( Theo phU'O'ng phap trV'c ti~p)

Quy II Nam 2017f)VT: tneo VND

STT Chi tieu Thuy6t so cuOi ky nay so cuOi kY nayminh nam nay nam trU'6'c

(1) (2) (3) (4) (5)

LU'IJ chuy~nti~n tiP hO{lt c19n9 kinh doanh -

1 Thu nh~p fai va esckhoan thu nh~p tU'O'ngtir nh~n ciroc 1,924,261 1,168,307

2 Chi phi fai va cacchi phi tU'O'ngtV'da tra (*) (1,489,160) (1,224,240)

3 Thu nh~p tif hogt dong d;ch VI,! nh~n dU'Q'c (254) (1,218)

4 CMnh f~ch s6ti~n thl,l'Cthulthl,l'Cchi tif hogt dong kinh doanh64,292 5,799

(ngogi t~, vang bee, ch(fng khoan)

5 Thu nh~p kMc 19,491 2,245

6TiI~nthu esckhoan no da auoc xi} fy x6a, bu dilp, b~ng - 1,636ngu6n rui ro

7 Ti~n chi tra cho nhan vien va hogt dong quan fy,cong VI,! (*) (442,946) (335,314)

8 Ti~n thut: thu nh~p thl,l'Cnop trong ky (*) (254) (101)

LU'IJ chuy~nti~n thu~ntiP hO{lt c19n9 kinh doanh trU'6oc nhcmg75,430 (382,886)

thay c16i v~ tai san va vOn

NhLi'ng thay d6i v6 tili san hO\lt dQng -

9(Tang)/ Giam cac khoan ti~n, vang gt11va cho vay cac t6 ch(fc

1,493,935 (1,350,565)tin dl,!ng kMc

10 (Tang)/ Giam cac khoan v~ kinh doanh ch(fng khoan 1,732,272 (5,620,344)

11(Tang)/ Giam cac cong Cl,!tai chinh pMi sinh va cac tai san tai

33,755 -chinh kMc

12 (Tang)! Giam cac khoan cho vay kMch hang (2,222,157) (1,177,118)

13 Giam ngu6n dV' phOng dt: bU dilp ton that cac khoan (4,922) (30)

14 (Tang)/ Giam kMc v~ tai san hogt dong 1,227,450 (1,856,092)

NhLi'ng thay d6i v6 cong nQ' haft dQng -

15 Tang/ (Giam) cac khoan nQ'chinh phU va NHNN (1,209,304)

16 Tang/ (Giam) cac khoan ti~n g&i va vay cac TCTD (8,816,985) 5,484,849

17Tang/ (Giam) ti~n g&i cua kMch hang (bao g6m ca Kho bgc

1,827,058 4,870,075Nha nU{Yc)

18Tang/ (Giam) phat hilnh giay ta c6gia (ngo~i trif GTCG dU'Q'c 2,233,880 17,690tinh vao hO<iltdong tai chinh)

19Tang/ (Giam) v6n tai trQ',uy thac dau tu, cho vay ma TCTD 27,940 40,248pMi ch;u rui ro

Page 6

NGAN HANG THU'O'NG MAl coPHAN QUOC DAN MEWs6 :-B04aITCTO-HN(Ban hanh theo Qf) s6 1612007IQf)-NHNN

ngtw 181412007cue Thc5nga6cNHNN

BAo cAo LU'U CHUY~Nrl~N re HQ'P NHAr( Theo phU'O'ng phap trl:l'C ti~p)

Quy II Nam 2017f)VT: Tri~u VNO

...

STT Chi tieuThuy~t S6 cu6i kY nay S6 cu6i ky nay

minh nam nay nam trU'o>c

(1) (2) (3) (4) (5)

20Tang/ (Giam) cac cong CI,I TC pMi sinh va esc khoan notai 2,726 24,966chinh kMc

21 Tang/(Giam) kMc v~ cong nQ'h09t dong (12,766) 227,290

22 Chi tir esc quy cua TCm (*) -

ILU'U CHUYEN TlEN THUAN ny HO~T DQNG KINH (3,611,688) 278,083DOANH

LU'IJ chuy~n t;§n til' hOilt tl9n9 tldu tlJl -

1 Mua s~m TSCf) (*) (178,524) (19,632)

2 Til3nthu tif thanh Jy,nhwng ban TSCf) - 691

3 Tien chi tir thanh Jy,nhwng ban TSCf) (*) - (421)

4 Mua s~m b~t dong san d~u ur (*) - -

5 Tien thu ttr ban, thanh Jyb~t dong san d~u tir - -

6 Tien chi ra do ban, thanh Jyblit dong san c1~utir (*) - -

Tien chi d~u iir, gop von veo esc dan vi khac (Chi d~u tir mua7 cong ty con, gop von lien doanh, lien k~t, va ceckhoan c1~uur - -

dai h9n kMc) (*)

Tien thu d~u tU',gop von vao cac dan vi kMc (Thu ban, thanh8 Jycong ty con, gop von lien doanh, lien k~t, cac khoan d~u tif - 4,367

dai h9n khac)

9Tien thu co t(PCva Jqi nhu~n dwc chia tif cac khoan a~u tif, -gop von dai h9n

II LU'U CHUYEN TIEN ny HO~T DQNG DAu TU' (178,524) (14,995)

LU'IJ chuy~n t;~n tiP hOilt tl9ng tai chinh

1 Tang von co ph~n tif gop von val ho~c pMt hanh co phi~u -

2Ti{Jnthu tif phat hanh gi~y ta cogia dai h9n au c1ieuki~n tinh -vao von tl,J'cova cac khoan von vay dai h9n khac

3Tien chi thanh toan gi~y ta cogia dai h9n au c1ieuki~n tinh -vao von tl,J'cova cac khoan von vay dai h~mkMc (*)

4 Co t(fc tra cho co aong, JQ'inhu~n c1achia (*) -

5 Tien chi ra mua co phi~u quy (*) -

Page 7

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Mau 56 :-B04afTCTD-HN(Ban hBnh theo Qf) 56 1612007IQf)-NHNN

ngay 181412007 cue Th6ng C16cNHNN

BAo cAo LU'U CHUY~N TIEN Te HQ'P NHAT( Theo phU'O'ngphap trV'c ti~p)

Quy II Nam 2017f)VT: tneoVND

STT Chi tieuThuy6t 56 cu6i ky nay 56 cu6i ky nay

minh narn nay nam tnJ'cYc

(1) (2) (3) (4) (5)----

6 Tif:n thu dU'Q'cdo ban c6 phi6u quy -

III LU'II chuydn ti~n tiP hO{lt cU)ng tili chinh -

IV LU'II chuydn ti~n thu§n trong ky (3,790,212) 263,088

V Ti~n va cae khoan tU'O'Flgc1U'O'Flgti~n t{li thO; c1idmc1§uky 11,076,913 8,135,049

VI £)i~u chinh anh hU'img cua thay c10ity gia -

VIITi~n va cae khoan tU'O'Flgc1U'O'Flgti~n t{li thO; c1idmcu6i

7,286,701 8,398,137ky

.1

L~p Bang K~ toan trU'ang

KE'TOAN TRUONG

rlJrfr;;1i q;~ ~ PHO T6"NG GI,.\M E>OC

NGUYEN TH! MAl

Page 8

NGAN HANG THU'O'NG M~I cO PHAN QUOC DANBi6u s6:B05aTCTD-HN

Ban hIlnh thea Of) s6 16.12007/00-NHNN

BAN THUYET MINH BAo cAo TAl CHINH HQ'P NHATQuy " Nam 2017

I. D~e di€!m heat dQng ella T6 eh(re Tin dl,Jng1 GiAy phep thanh I~p va heat dQng

Ngan hang ThU'O'ngmal CO phan QuOcDan duoc dOi ten tti Ngan hang Thuonp mal CO phan Nam Vi$tvao ngay 06 thang 05 narn 2014. Truce day Ngan hang c6 ten gQi la Ngan hang TMCPNT Song Kien, laNgan hang CO phan duocthanh I~p theo giay phep sO 00057/NH-GPnqay 18 thang 9 nam 1995 do Nganhang Nha nuoc Vi$t Nam cap va giay phep thanh I~p sO 1217/GP-USngay 17 thang 10 narn 1995 do Uyban Nhan dan tlnh Kien Giang cap. Ngan hang heat dOng kinh doanh theo giay chung nhan dang ky kinhdoanh sO 1700169765cua Sa Ke hoach va Dau tU' Thanh phO Ha NOi (dang ky Ian dau theo giay chungnh~n dang ky kinh doanh sO 050046 ngay 02 thang 11 narn 1995 cua Uy ban ke hoach tTnhKien Giang),giay dang ky kinhdoanh thay dOi Ian thu 13 ngay 22 thang 01 nam 2015.

2 Hinh th(re sO-h(l'u vOn: COphan

3 Thanh phan HQi d6ng quan tri:STT He;>va ten Ch(re danh1. Sa Tran Hai Anh Chu tich2. Ong VOH6ng Nam Thanh vien thU'ong tn,fc3. Sa Nguyen Thi Mai Thanh vien thU'ong tn,fc4. Ong Nguyen Tuan Hai Thanhvien5. Ong Le Xuan NghTa Thanh vien dOc I~p

4 Thanh phan Ban T6ng Giam dOc:STT He;>va ten Ch(rc danh1. Ong VOMGlnhTien Ph6 tOnggiam dOcthU'ong tn,fc2. Sa Nguyen Thi Mai Ph6 tOnggiam dOc3. Ong TGlNgQcDa Ph6 tOnggiam dOc4. OngD(lng Minh Hai Ph6 tOnggiam dOc5. Ong Le H6ng PhU'O'ng Ph6 tOnggiam dOc6. SaDo Thi Thanh HU'ong Ke toan trU'ang

5 Trl,JsO-chinh : SO 28C· 280 Ba Tri~u, PhU'o-ng Hang Bili, Qu~n Hoan Ki~m, Ha NQi- SOchi nhanh : 24- SOcong ty con : 1

6 Cong ty conCong ty TNHH Quan Iy NO'va Khai thac Tai san Ngan hang QuOcDan theo Giay chung nh~n dang ky kinhdoanh sO 0304767745thay dOi Ian thu 3 ngay 25/08/2014 do Sa ke hOGlchva Dau tU' TP. HCM cap voi ty1$g6p vOncua Ngan hang TMCP QuOcDan (NCS) la 100%. Nganh ngh~ kinh doanh chu yeu la tiep nh~n,quan Iy cac khoan nO't6n dQngcua Ngan hang TMCP QuOcDan va tal san dam bao nO'vay lien quan dencac khoan nO'd~ xu Iy, thu h6i vOn nhanh nhat.

7 T6ng sO can bQ, cong nhan vien : 2497II. Ky k~ toan va dan vi ti~n tE1 sUodl,Jngtrong k~ toan:

- Ky ke toan nam: biflt dau tti ngay 01 thang 01 va ket thuc vao ngay 31 thang 12 hang nam.- DO'nvi ti~n t$ SLf dl,mgtrong ke toan la D6ng Vi$t Nam(VND).

Page 9

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN 8i6u 56.' 8058TCTO-HN

8an Mnh thea 0fJ 56 16,(2007/0fJ-NHNN

BAN THUY~T MINH BAo cAo TAl CHfNH HQ'P NHATQuy II Nam 2017

III. Chuanml;J'cva ch~ dQk~ toan apdl;lng:- Sao cao tai chinh duoc I~p va trinh bay theo chuan mucke toan Vi$t Nam so 21 - Trinh bay Sao cao taichinh cOngnhu' cac chuan rnuc ke toan khac.- Saocao ke toan ap dl,lng theo Che do ke toan thong nhat ban hanh theo Quyet dinh so 479/2004/QD-NHNN ngay 29/4/2004, Thong tU' 10/20141TT-NHNNngay 20103/2014 va che do bao cao tai chinh doi voicac T6 chuc tin dl,lng ban hanh theo Quyet dinh so 16/20071QD-NHNNngay 18/04/2007 cua Thong docNgan hang Nha nuocVi$t Nam.

IV. Chinhsachk~ toan apdvng t\ii to chCPctin dl;lng1 Chuy€mdOiti~n t~ :

Nghi$p vu kinh te phat sinh trong quy bcjjngngoGiit$ khac voi dOngViet Nam ducc quy d6i sang dOngVi$tNam theo ty gia thl,l'c te tGiingay phat sinh. So dU' cuoi ky cLla cac khoan ml,lCc6 goc ngoGiit$ dll'Q'c quydoi sang DOng Vi$t Nam (VND) theo ty gia ap dt,Jngvao cuoi thang.Chenh I$ch ty gia cLla cac nghi$p Vl,l ngoGiit$ phat sinh trong ky va danh gia IGiiso dU' ngoGiit$ cuoi kydU'Q'cdU'avao Sao cao ket qua hOGitdong kinh doanh.

2 Nguyent~c thl;J'chi~n hQ'pnh&tbaocaotai chinh:

Sao cao dU'Q'cI~p tren cO' sa hQ'pnhat bao cao cLla cong ty mE;!va cac cong ty con theo quy dinh tGiicacchu~n ml,l'Cke toan Vi$t Nam, h$ thong ke toan Vi$t Nam, va cac quy dinh hi$n hanh ap dl,lng cho nganhang va cac T6 chlic tin dl,lng khac.

3 K~toanthu nh~p lai, chi phi lai va ngll'ng dl;J'thu lai :Ngan hang ghi nh~n thu nh~p li3iva chi phi li3itheo phU'O'ngphap dl,l' thu, dl,l' chi. Li3icLlacac khoan cho yayqua hGinkhong dU'Q'cdl,l' thu rna dU'Q'Cghi nh~n trEmcO'sa thl,l'Cthu. Khi mot khoan cho yay tra thanh quahGinthi so li3idl,l' thu dU'Q'cxuat toan va ghi nh~n ngoGiibang. Thu nh~p li3icLlacac khoan cho yay qua hGindU'Q'Cghi nh~n vao Mo cao ket qua kinh doanh khi thu dU'Q'c.

4 K~toancackhoanthu tll' phi va hoah6ngDU'Q'cghi nh~n khi phat sinh. Thu nh~p tli phi va hoa hOng,bao gOmphi nh~n dU'Q'ctli dich Vl,lthanh toan,dich Vl,lngan quy, phi tli cac khoan dich vt,Jbao li3nh,phi tli cac dich vt,Jmoi gi&i chling khoan va cac dichVl,l khac. Thu nh~p phi tli cac khoan bao li3nhva dich Vl,l moi gi&i chling khoan dU'Q'cghi nh~n theophU'O'ngphap trich trU'&c. Thu nh~p phi hoa hOngnh~n dU'Q'c tli dich Vl,lthanh toan, dich Vl,lngan quy vacac dich VI,!khac dU'Q'cghi nh~n khi thl,l'c hi$n.

5 K~toandoi v60ichovay khachhang:- Nguyent~c ghi nh~n khoan yay: theo phU'O'ngphap dinh IU'Q'ng- Cac nguyen t~c phan IOGiinQ'va trich I~p dl,l' ph6ng rLli ro tin dl,lng: Ngan hang ap dl,lng vi$c phan loai nQ',trich I~p dl,l' ph6ng nQ'phai thu kh6 d6i va xu Iy rLli ro theo cac hU'&ng dan tGiiQuyet dinh so 493/2005/QD-NHNN ngay 2214/2005 cLla Thong doc ngan hang Nha nU'&c Vi$t Nam, ThOngtU' 02/2013/TT-NHNN ngay21/01/2013 cLla Thong doc Ngan hang Nha nU'&c Vi$t Nam quy dinh v~ phan IOGiitai san c6, mlic trich,phU'O'ngPhaPtrich I~p dl,l' ph6ng rLli ro va vi$c su dl,lng dl,l' ph6ng d~ xu Iy rLli ro trong hOGitdong cua t6chuc tin dl,lng va Thong tU' 09/2014ITT/NHNN v~ vi$c sua d6i, b6 sung mot so di~u cLla Thong tU'02/2013/TT-NHNN. Cac khoan nQ'dU'Q'cphan IOGiiChLlyeu theo thai hGinnQ'cLla khach hang va dl,l' ph6ngdU'Q'Ctrich I~p theo ty 1$Quy dinh tGiiQuyet dinh trem.

6 K~toantai san cOdjnh:

- Nguyent~c ghi nh~n: Nguyengia tai san co dinh bao gOmgia mua va nhCrngchi phi c6 lien quan trl,l'c tiepden vi$c dU'a tai san vao hOGitdong. nhCrngchi phi mua s~m, cai lien va tan trang dU'Q'ctinh vao gia tri taisan co dinh. Rieng nhCrngchi phi bao tri sua chCradU'Q'ctinh vao Sao cao ket qua hOGitdong kinh doanh.

Page 10

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Bieu s6:B05aTCTD-HN

Ban hilnh theo Qf! 56 16.120071Qf!-NHNN

BAN THUY~T MINH BAo cAo TAl CHiNH HQ'P NHATQuy II Nam 2017

- Phuonq phap va thai gian kh~u hao: Tai san c6 dinh kh~u hao theo phU'O'ngphap dU'ang thang d~ trCl'dan nguyengia tai san c6 dinh theo thai gian hCYudl,lng uoc tinh, phu hop voi hU'ong dan tal Thong tU's6 45/2013/TT-BTC ngay 25 thang 04 nam2013 cua BOTai Chinh.'

7 Ti~nvacackhoantwO'ngdwO'ngti~nBaogam tien m~t tal quy; tien gUi t~i Nganhang Nha nuoc:cong them tin phi~u Chinh phu va cac gi~y toco gia ngan han khac du dieu ki$n tai chi~t kh~u Ngan hang Nha nuoc, ch(fng khoan co thai han thu hoihoac dao han khong qua 3 thang k~ tCl'ngay mua; tien gui t~i cac to chuc tin dl,lng khac khong ky han vadao han khOngqua 3 thang ke tCl'ngaygui.

8 Nguyentac va phwO'ngphapghi nh~nthu~ thu nh~p doanhnghh~pva chi phi thu~ thu nh~p doanhnghi~pThl,l'c hi$n theo chu~n ml,l'c k~ toan Vi$t Nam s6 17 - Thu~ thu nh$p doanh nghi$p va quy~t dinh s629/2006/Qf)-NHNNngay 10/7/2006 cua Th6ng d6c ngan hang nha nU'oc Vi$t Nam.

9 V6n chu sa hCPu:- Trich I$p va su dl,lng cac quy tCl'lQ'i nhu$n sau thu~: dU'Q'cthl,l'c hi$n theo nghi dinh 57/2012/Nf)-CPngay20107/2012 cua chinh phu.

V. Thongtin b6 sungcho cackhoan ml:lctrinh baytrong Bangcand6i k~ toanTi~n m~t,vangb~c, da quy

Tien mc;ltbang VNDTien mc;ltbang ngo~i t$Kim lo~i quy, da quy khac

T6ng2 Tien gwi t~i NHNN

Tien gui thanh toan t~i NHNN- B~ng VND- B~ng ngo~i t~, vang

T6ng3 Ti~n,vanggwi t~i cacTCTDkhacvacho vaycacTCTDkhac

3.1Tien,vanggwi t~i cacTCTDkhacTien, vang gUi khong ky h~n- B~ng VND- B~ng ngo~i t~, vangTien, vang gui co ky h~n- B~ng VND- B~ng ngo~i t~,vang

T6ng3.2 Choyay cacTCTDkhac- Bang VND

Page 11

30-06-2017 31·12·2016Tri~u VND Tri~u VND

280,917 231,47144,513 45,8514,625 4,625

330,055 281,947

30·06·2017 31·12·2016

Tri~u VND Tri~u VND

759,067 1,626,960579,611 1,374,336179,456 252,624759,067 1,626,960

30·06·2017 31·12·2016

Tri~u VND Tri~u VND

5,797,579 6,792,7255,590,470 6,543,926

207,109 248,799400,000 2,375,281400,000 1,500,000

875,2816,197,579 9,168,006

576,000 2,184,130

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Bi~u ~~: ~QQ~TQTD-HN

Ban htlnh thea QfJs6 16.12007/QfJ-NHNN

BAN THUYET MINH BAo cAo TAl CHiNH HQ'P NHATQuy II Nam 2017

- B~ng nqoal te, yang 280,388 166,193- DI,J'ph6ng rui ro cho yay cac TCTD khac

TOng 856,388 2,350,323TOng ti~n, vimg glfi t,i cac TCTD khac va cho yay 7,053,967 11,518,329cac TCTD khac

4 Cho yay khach hang30-06-2017 31-12-2016

Tri~u VND Tri~u VND

Cho yay cac t8 chuckinh tll, ca nhan trong nuoc 27,382,664 23,475,909Cho yay chiet khau thU'O'ng phieu va cac giay to' c6 11,373 1,486,428giaCho thue tal chinh 151431Cho yay b~ng von tai tro, uy thac dau tU' 175,787 23,224

Cho yay doi voi cac t8 chuc, ca nhan nuoc ngoai 4,550 215,225TOng 27,574,374 25,352,217

• PhSn tich chat 1U'Q'ng nQ' cho yay30·06·2017 31-12-2016

)Tri~u VND Tri~u VND

NQ' du tieu chuan 25,261,422 23,493,409NQ' can chu 'I 1,704,323 1,482,433NQ' dU'oi tieu chuan 177,813 150,144

~

NO' nghi ngO' 121,497 22,298NQ' c6 kha nang mtit von 309,319 203,933

TOng 27,574,374 25,352,217 \• Phsn tich dU' nQ' theo thai gian J

30-06-2017 31·12-2016 \Tri~u VND Tri~u VND

NO' ngan han 9,773,577 8,079,759NQ' trung han 8,388,925 8,855,917NQ' dai han 9,411,872 8,416,541

TOng 27,574,374 25,352,217

5 Obi vai SIf tang, giam cua DPRR tin dl,lngDU'phOngchung DU'phong cu th~

Ky naySo dU' dau ky 197,828 92,482

DI,J'ph6ng rui ro trich I~p, hoan nh~p trong ky 26,539 10,474Dl,J'phOng giam do XLf 1'1cac khoan nQ'kh6 thu hOi b~ng nguOn dl,J'ph6ng (4,922)So dU' cuoi ky 219,445 102,956

KytrU'acs6 dU' dau ky 160,493 48,917DI,J'ph6ng rui ro trich I~p, hoan nh~p trong ky 39,141 43,565

Page 12

NGAN HANG THU'O'NG M~I coPHAN QUOCCAN Bi6u 56: B05aTCTD-HN

Ban Mnh theo OD 56 16.12007IOD-NHNN

BAN THUY~T MINH BAo cAo TAl CHiNH HQ'P NHATQuy II Nam 2017

01,1'phOnggiam do xu Iy cac khoan no kh6 thu hoibang ngu6n dl,l' ph6ngSo dU'cuoi ky

(1,806)197,828 92,482

30·06·2017 31·12·2016Tri~u VND Tri~u VND

8,508,565 11,233,0218,508,565 11,233,021

6 Ch(rng khoan d&u tU'

6.1 Ch(Png khoan d&u tU' san sang d~ bana. Chung khoan no• Chung khoanchinh phd

b. Chung khoanvonc. 01,1'ph6nggiam gia chung khoandautU' gil) den ngaydao han

TOng6.2 Ch(Png khoan d&u tU' gill' d~n ngay dao han

• Chung khoanno do cac TCKT trong nuoc phat hanhTOng

7 Gop v6n. D&u tU' dai han• Phsn tich gia trj d&u tU' theo IO{li hinh d&u tU'

8,508,565 11,233,021

8,884,894

8,884,894

7,892,799

7,892,799

£)c~utU' vao cong ty con (*)Cac knoan dau tU' dai han khac01,1'ph6nggiam gia dau nr dai han

TOng8 rai san c6 djnh hLl'u hinh

8.1 rai san c6 djnh hLl'u hinh kY nay

30·06·2017 31·12·2016Tri~u VND Tri~u VND

869,600 869,600(6,918) (6,918)

862,682 862,682

f)VT'Tri~u VND

Nha cLPa, May mocPhU'O'ng Thillt bj

Khoan ml;lcv~t killn truc thi~t bj

ti~n v~n tai, dl:lng cI:I TSCD khac TOng cQngtruy~n dan quanly

NGUYEN GIA

s6 dU' d&u ky 154,145 80,017 49,163 53,922 2,123 339,370Muatrong ky 557 382 - 8,273 - 9,212Thanh Iy - (320) (2,273) (1,457) - (4,049)8i~u chTnhgiam TT45s6 dU' cuOi ky 154,702 80,080 46,890 60,738 2,123 344,533

HAOMON -s6 dU' d&u ky 12,072 29,313 29,616 29,623 1,135 101,759Tang trong ky 1,095 3,628 2,154 4,035 97 11,009Giam do thanh Iy - (200) (2,190) (1,326) - (3,716)

8i~u chTnhgiam TT45 -

Page 13

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Bi6u s6: B05aTCTD·HN

Ban hlmh theo Of) s6 16.12007/Of)·NHNN

SAN THUY~T MINH sAo cAo TAl CHiNH HQ'P NHATQuy II Nam 2017

Dieu chinh giam khac -

56 dU' cu6i kY 13,167 32,741 29,580 32,332 1,232 109,052

GiA TR! CON L~I -Ngayoau ky 142,072 50,704 19,547 24,299 989 237,611Ngaycuoi ky 141,535 47,339 17,310 28,406 891 235,481

8.2rai san c6 djnh hCl'uhinh kY trU'cYc 31·12·2016£)VUricu VND

Nha cLPa, May moePhU'O'ng Thi~t bj

Khoan mucv~t ki~n true thi~t bj

ti~n v~n tai, dvng cv TSC£)khac T6ng cQngtruyfln din quanly

NGUYENGIA

56 dU' d&u kY 154,050 77,107 46,414 37,963 2,826 318,360

Muatrongky 96 6,394 5,696 17,740 (96) 29,829

ThanhIy - (3,484) (2,947) (1,782) (607) (8,819)

Dieu chinhgiam TT4556 dU' cu6i kY 154,145 80,017 49,163 53,922 2,123 339,370

HAO MON -

56 dU' d&u ky 7,912 25,886 26,831 24,976 1,639 87,244

Tangtrongky 4,160 6,587 4,813 6,027 (179) 21,408

Giam do thanh Iy - (3,159) (2,028) (1,380) (325) (6,893)

Dieu chinhgiam TT45 -Dieu chinh giam khac -56 dU' cu6i ky 12,073 29,393 29,616 29,623 1,056 101,760

GiA TR! CON L~I -Ngay_oauky 146,136 51,222 19,583 12,988 1,188 231,116

Ngaycuoi ky 142,074 50,624 19,547 24,299 1,067 237,610

9 rai san c6 dinh vo hinh9.1 rai san c6 djnh vo hinh kY nay

£)VUricu VND

Quy€mSlYBan

). Ph&n m~m T5C£)voKhoan mlJc dlJng dat

quyen, T6ng cQngbing sang vi tinh hinh khac

co thai h~n ch~

NGUYENGIA

56 dU' d&u ky 914,039 45,038 1,199 960,277

Tangtrong ky 120,049 53,338 173,387

Thanhly - - - -

Dieu chinh Qiamtheo TT45 -

56 dU' cu6i ky 1,034,088 - 45,038 54,537 1,133,664

Page 14

NGAN HANG THU'O'NG M~I co PHAN QUOC DAN Bi6u s6:B05aTCTO-HN

Ban htlnh thea 00 s6 16.12007/oo-NHNN

BAN THUY~T MINH BAo cAo TAl CHiNH HQ'P NHATQuy " Nam 2017

HAOMON -56 dU' dAu kY 189 14,747 375 15,311

Trich khau hao trong ky 19 2,771 3,906 6,696

Tang do di~u chinh khac -Glarn do thanh Iy - - - -

Giam do di~u chinh theo TT45 -Giam do dh~uchinh khac -56 dU' cu6i kY 208 - 17,518 4,281 22,007

GiA TR! CON L~I -Ngay d~u ky 913,850 - 30,291 825 944,965

Ngay cu6i ky 1,033,880 - 27,520 50,256 1,111,657

9.2 Tal san c6 djnh vo hinh kY trU'cYc 31·12·2016f)VT'Tricu VND

Quy~n SlPBan

quylm, PhAn m~m T5C£) voKhoan muc dl,Jng datbAng sang vi tinh hinh khac

TOng cQngco thai han

ch~NGUYEN GIA

86 du d~u ky 913,439 33,911 1,140 948,490Tang trong ky 600 11,177 60 11,837Thanhly - - - -£)i~u chinh giam theo TT45 -

86 dU' cu6i ky 914,039 - 45,088 1,200 960,327HAO M6N86 dU' d~u ky 151 10,698 250 11,099Trich khau hao trong ky 38 4,131 93 4,262Tang do di~u chinh khac -

Giam do thanh Iy - - - -Giam do di~u chinh theo TT45 -Giam do dieu chinh khac -

86 du cu6i ky 189 - 14,829 343 15,361

GiA TRI C6N LAI -Ngay d~u ky 913,288 - 23,213 890 937,391

Ngay cu6i ky 913,850 - 30,259 857 944,965

~ J

: I

10 Tai san co khac

1. Chi phi xay dl,mg co ban do dang2. Cac khoan phai thu3. Uii va phi phai thu

30·06·2017Tri~u VND

32,8431,754,3283,206,668

31·12·2016Tri~u VND

222,8462,821,9853,101,018

Page 15

NGAN HANG THU'O'NG M~I coPHANQUOC CAN Bieu 56: B05aTCTD-HN

Ban Mnh theaQEJ 56 16.12007/QfJ-NHNN

BAN THUY~T MINHBAo cAo TAl CHINHHQ'P NHATQuy II Nam 2017

4. Tal san c6 khac5. Dl,I'ph6ng rui ro tal san c6

T6ng11 Cackhoan nQ'chinh phu va NHNN

3,256,496(28,859)

8,221,476

3,220,043(28,859)

9,337,033

30·06·2017Tri~u VND

31·12·2016Tri~u VND

1.Vay NHNNVay cam c6 cac gi~y to c6 gia

T6ng1,209,3041,209,304

12 Ti~n,yang gwi va yay cac TCTDkhac30·06·2017Tri~u VND

31·12·2016Tri~u VND

12.1Ti~n, yang gwi cua cac TCTDkhaca. Tieln,yang gli'i kh6ng ky han· B~ng VND• B~ng yang va ngo~it$b. Tieln,yang gli'i c6 ky han· B~ng VND· B~ng yang va ngo~i t$

T6ng12.2Vaycac TCTDkhac· B~ng VND· B~ng yang va ngo~i t$

T6ngT6ng ti~n, yang gwi cua va yay TCTDkhac

5,518,1665,518,100

664,650,9544,650,954

6,697,2066,697,144

629,652,2659,652,265

10,169,120 16,349,471

1,262,288448,620

1,710,90811,880,028

3,904,362443,180

4,347,54220,697,013

13 Ti~n gwi cua khach hang• Thuy~t minh theo leal ti~n gwi

• Thuy~t minh theo lo~i hinh doanhnghi~p

30·06·2017 31·12·2016Tri~u VND Tri~u VND

2,366,845 2,276,8652,339,514 2,236,499

27,331 40,36641,078,816 39,320,09638,942,852 37,083,5982,135,964 2,236,498

24,352 216148,660 194,528

43,618,673 41,791,705

30·06·2017 31·12·2016Tri~u VND Tri~u VND

Tien, vang gli'i kh6ng ky han· Tien gui kh6ng ky h~mBang VND· Tien gui khOngky h~mbang vang, ngo<;lit~Tien, yang gli'i c6 ky hc;1n· Tien gU1co ky h<;lnbang VND- Tien gui co ky h<;lnbang vang va ngo<;lit~Tien gli'i v6n chuyen dungTien gli'i ky quy

T6ng

Page 16

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Bi6u s6: B05aTCTD-HN

Ban Mnh theo Qf) s6 16.!2007/QfJ-NHNN

BAN THUYET MINH BAo cAo TAl CHiNH HQ'P NHATQuy II Nam 2017

Ti~n glii cua TCKT 6,354,108 6,672,727Ti~n glii cua canhan 37,264,565 35,118,978Ti~n glii cua cac dOi tU'Q'ngkhac

T6ng 43,618,673 41,791,705

14 VOn tai trQ', uy thacdAu tu, cho vay TCTD chju rul ro30-06-2017 31-12-2016Tri~u VND Tri~u VND

VOn nhan t<~itro, uy thae dau tu, eho vay b~ng VND 213,379 185,439VOn nhan tai fro; uy thae dau ur, ehovay b~ng vang, nqoal t$

T6ng 213,379 185,439

15 Phat hanh giay taco gia thong thU'cYng30-06-2017 31-12-2016Tri~u VND Tri~u VND

Pnat hanh gi~y to>co gia b~ng VND 3,152,567 918,687Phat hanh gi~y to>co gia b~ng nqoal t$

T6ng 3,152,567 918,68716 cackhoan nQ' khac

30-06-2017 31-12-2016Tri~u VND Tri~u VND

Cac khoan phai tra noi bo 4,966 5,420Cac khoan phai tra ben ngoai 111,500 112,440Li3iva phi phai tra 1,013,779 862,837 .\

Dl,I'ph6ng rui ro khac- Oil phOng a6i v&ieac camkef aU'a ra

T6ng 1,130,245 980,697 'j

17 VOn va quy cua T6 chCPctin dvng

17.1Bao cao tlnh hlnh thay d6i vOn chu sohCPu

17.2Chi ti~t vOn dAu tU' cua TCTD Tri~u VNO

Page 17

NOidung Ky nay Ky trU'oe

TOng sO VOn CP VOn CP TOng sO VOn CP VOn CPthU'o>ng U'udai thU'o>ng U'udai

VOn dau tU' eua nha nU'oe

VOngop 3,010,216 3,010,216 - 3,010,216 3,010,216Th$ng dU' vOn cO phan -CO phieu quy (29,644) (29,644) - (29,644) (29,644) -

T6ng 2,980,572 2,980,572 2,980,572 2,980,572

17.3c6 phi~u

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Bi6u 56' B05aTCTO-HN

Ban Mnh theo Qf) 56 16,120071Q£)-NHNN

BAN THUYET MINH BAo cAo TAl CHjNH HQ'P NHATQuy II Nam 2017

- se 1U'Q'ngc6 phieu dang ky phat hanh- se 1U'Q'ngc6 phieu duocban ra cong chung

+ cephieu ph6 thong+ c6 phieu uu dai

- se 1U'Q'ngc6 phieu duocmua l<;Ii+ c6 phieu ph6 thOng+ c6 phieu uu dai

- s6 1U'Q'ngc6 phieu dang luu hanh+ c6 phieu ph6 thong+ c6 phieu uu dai

* M$nh gia c6 phieu dang luu hanh; (dOng)

30-06-2017350,000,000301,021,552301,021,552

31-12-2016350,000,000301,021,552301,021,552

3,352,0003,352,000

3,352,0003,352,000

297,669,552297,669,552

297,669,552297,669,552

10,000 10,000

VI. Thong tin b6 sung cho cac khoan muc trinh bay trong bao cao kl!t qua hoat dQng kinh doanh18 Thu nh~p lai va cac khoan thu nh~p tU'O'ng t.,

Den 3010612017 Den 3110612016Tri~u VND Tri~u VND

Thu nhap lai tien gCri 39,480 38,087Thu map lai cho vay khach hang 1,635,308 1,272,208Thu lai hi kinh doanh, d~1UtU' chung 398,834 290,554kboen no

-ThufBitlf ch(mg khoan kinh doanh-ThufBitlf ch(mg khoan Gauur 398,834 290,554

Thu nh~p lai cho thue tai chinhThu khac tl) hO<;ltd¢ng tin dl,!ng 36,919 31,563

T6ng 2,110,541 1,632,41219 Chi phi lai va cac khoan chi phi tU'O'ng t.,:

Den 3010612017 Den 3110612016Tri~u VND Tri~u VND

Tra lai tien gCri 1,480,747 1,138,608Tra lai tien vay 89,833 43,448Tra lai pMt hanh giay to' co gia 51,445 4,958Tra lai tien thue tai chinh °Chi phi hO<;ltd¢ng tin dl,!ng khac 18,081 39,888

T6ng 1,640,106 1,226,90220 Lai 10 thu~n tl) hOCiltdQng dich vI;!

20.1Thu nh~p tl) hOCiltdQng dich vI;!Den 3010612017 Den 3110612016

Tri~u VND Tri~u VNDThu II) dich VI,! thanh toan 11,256 9,582Thu II) nghi$p VI,! bao lanhThu tl) dich VI,! ngEInquy 1,026 956Thu kMc 9,366 7,313

T6ng 21,648 17,851

Page 18

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Bi6u 56,B05aTCTO-HN

Ban hIlnh thee QD56 16,120071QD-NHNN

BAN THUYET MINH BAo cAo TAl CHiNH HQ'P NHATQu}' II Nam 2017

20.2Chi phi hO\lt dQng djch VI,J

Den 3010612017 Den 3110612016Tri~u VND Tri~u VND

Chi dlch VI,! thanh toan 2,467 2,338Chi v~ ngan quy 1,230 1,655Chi v~ uy ihac va dal Iy 1,567 1,288Chi khac 16,638 13,787

TOng 21,902 19,06820.3Lai 10 thuan tu. heat dQng djch (254) (1,217)

21 Lai 10 thuan tu. hoat dQng kinh doanh ngo\li hoi

Den 3010612017 Den 3110612016Tri~u VND tneoVND

Thu nh~p tu. hoat dQng kinh doanhngo\li hoi 794,644 177,472- Thu tCrkinh doanh nqoai t$ giao ngay 401,499 116,364va chenh I$ch danh gia I~i ngo~i t$ KD

- Thu tCrkinh doanh vang 18- Thu tCrcac cong Cl,! tai chinh phai 393,145 61,090

sinh ti~n t$Chi phi heat dQng kinh doanh ngo\lihoi 802,340 196,860- Chi tCrkinh doanh nqoal t$ giao ngay 138,019va cnenh lech danh gia lai ngo~i t$ KD

333,357- Chi tCrkinh doanh vang 18- Chi v~ cac cong cu tai chinh phai sinh 468,983 58,823Lai/Lo thuan tu. hoat dQng kinhdoanh ngo\li hoi (7,696) (19,388)

22 Thu nh~p tu. gop von, mua cO ph&nDen 3010612017 Den 3110612016

Tri~u VND Tri~u VND

Co hic nhan dU'Q'c trong ky tCrg6p von,mua co ohan- TCfg6p v6n, aau tU'dai h<;lnCac khoan thu nh$p khac

Tong

23 Chi phi hO\lt dQngDen 3010612017 Den 3110612016

Tri~u VND Tri~u VND

1, Chi nQPthu~ va cac khoan phi 1$phi 1,708 4,2502. Chi phi cho nhan vien 206,956 164,284

Trang a6: - Chi /U'O'ng va phv cap 179,891 142,805

Page 19

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Bieu s6,B05aTCTO-HN

Ban Mnh thea QDs6 16,12007/QD-NHNN

BAN THUYET MINH BAo cAo TAl CHiNH HQ'P NHATQuy II Nam 2017

- Csc khoan chi dong gop theo IU'O'ng- Chi tio cap- Chi cong tsc X8 hOi3. Chi v~ tai san- Trongdo khau hao tai san c6 djnh4, Chicho heat dong quan Iy cong Vl,J

Trongdo:- Cong tic phi- Chi va esc hO<;ltdOng doan tM cuaTCm5. Chi nop phi bao hi~m, bao toan ti~nglii cua khachhang6, Chi phi dl,l' phong

T6ng

16,105 13,185648 633

104,988 74,00017,705 11,325

111,444 84,297

4,179 3,33038 28

25,235 20,302

450,331 347,133

VIII. Caethong tin khac

24 Tinh hinh nhu nh,p cua can bQ cong nhan vienTri~u VND

Chi tieu Den 3010612017 Den 3110312016I. T6ng s6 can bQ, CNV 2,497 2,297II. Thu nh,p cua can bQ1,TOngquy IU'O'ng 179,891 55,3332,Ti~n thU'ong - -3. Thu nhap khac 648 1104, TOngthu nhap 180,539 55,4435. Ti~n IU'O'ngbinh quan 12,0 8,06, Thu nhap binh quan 12,1 8,0

25 Tinh hinh thl,l'c hi~n nghia vI.! vcYingan sach nha nU'cYcTri~u VND

Phat sinh trong kyChi tieu 31·12·2016 56phili 56da nQp

30/06/2017nQp

1.Thue GTGT 1,126 3,815 3,670 1,2712, Thue TNDN (27,788) 2,143 254 (25,899)3. Cac 10<;1ithue khac 388 29,998 31,207 (820)4, Cac khoan phi, 1$phi va cac khoan

Tong cQng (26,274) 35,956 35,131 (25,448)

26 Nghia vI.! nQ'ti~m An va cac cam k~t dU'a ra

Nghia VI.!nQ' ti~m anSao lanhvay von

30-06-2017

Tri~u VND3,315,370

1,640

31-12-2016

Tri~u VND3,759,061

1,640

Page 20

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN Bi~u 56. B05aTCTO-HN

Ban htlnh thea Of) 56 16.120071OO-NHNN

BAN THUY~T MINH BAa cAo TAl CHfNH HQ'P NHATQuy II Nam 2017

Cam k~t trong nghi$p Vl,J LCSaolanh khac

249,1853,064,545

303,8163,453,605

27 MCPcde>t~p trung theo khu vlfc dja Iy cua cac tili san, cong nQ' va cac khoan muc ngo~i bang

T6ng duo T6ng ti~n Cac cam CCTC phal KinhnQ' cho vay gLPi kl!t tin sinh doanh va

dvng dAu tU'chCPngkhoan

Trone nuoc 28,430,762 6,956,639 3,315,370 2,726 17,373,459NU'oc ngoai

L~p bang Kl! toan trU'o-ng

KE~TOANTRl1dNG

{jjgq;11q;tu~ ~.......,

PHO T6NG GIAM f)OC

NGUYEN TH~ MAl~I

Page 21

trlo--

trlo-

\0-t"!.°-o_M

bAIC="0

<0·Z