CONG TY CO PHAN CHUNG KHOA.N FPT CONG HOA xA HOI CHU NGHiA VI~T NAMDQe I~p- T., do - Hanh phuc

Ha N6i, ngay 30 thdng 01 ndm 2020

BAo cAo TINH HINH QUAN TRJ CONG TY(Nam 2019)

Kinh gui: Uy ban Chung khoan Nha mnrc

Sir Giao djeh Chung khoan TP. H& Chi Minh

Sir Giao djch Chung khoan Hit NQi

- Ten cong ty dai cluing: Cong ty C6 phan Chtrng khoan FPT

- Dia chi tru so chinh: S6 52 Duong Lac Long Quan, Phuong Buoi, Quan Tay Ha, Thanh pho Ha NQi

- Dien thoai: 024.3773 7070 Fax: 024.3773 9058 Email: fptsecurities@fpts.com.vn

- V6n dieu l~: 1.202.440.510.000 dang

- Mil clnrng khoan: FTS

I. Hoat dQng ella D~i hQi dang e6 dong

Thong tin v~ cac cuoc h9P va Nghi quy€tl Quyet dinh cua Dai hoi dang c6 dong (baa gam cit cac Nghi quyet cua Dai hQi dang c6

dong duoc thong qua duoi hinh thirc l~y y kien bang van ban)

STT S6 Nghi quyet/ Quyet dinh Ngay NQi dung

1 01-2019INQIDHDCD/FPTS 21103/2019 Nghi quyet Dai hQi dang c6 dong thuong nien nam 2019

II. HQi dang quan tr] (Bao cao nam 2019)

1. Thong tin v~ thanh vien HQi dang quan tri (HDQT)

1

STT Thanh vien H£>QT Chirc vu Ngay bat d~uJ S6 buoi hop Ty 1~tham Ly do khong thamKhong con la H£>QT du hop du hQP

thanh vien HDQT tham du

1 Ong Nguyen Diep Tung Chll tich HDQT 19/7/2007 4/4 100%

2 Ong £>6Son Giang Thanh vien H£>QT 19/3/2010 414 100%

3 Ong Nguy~n Kh~c Thanh Thanh vien H£>QT 10/3/2011 414 100%

4 Ong Shuzo Shikata Thanh vien HDQT 22/3/2016 414 100%

5 Ong Nguyen Van Dung Thanh vien HDQT 10104/2018 414 100%

La thanh vien6 Ba Nguyen Thi Thai Anh Thanh vien HDQT 21/03/2019 314 75% H£>QTk~ nr ngay

2110312019

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2. Hoat dong giam sat cua H£>QTd6i voi Ban Giam d6e (T6ng Giam d6c):

Can cir Di~u 1~cong ty, H£>QT thuc hien giam sat Tong Giam d6e va cac can b9 quan ly khac trong di~u hanh cong viec hangngay ella cong ty. Dinh ky hang quy H£>QT yeu du Giam d6e l~p bao cao k~t qua SXKD, ti~n d9 thuc hien cac nghi quyet ellaHDQT, nhfmg kho khan, thuan loi nay sinh trong cong tac di~u hanh. Qua do yeu du BKS th~m dinh bao cao quy~t toan, giamsat tinh hinh tai ehinh, tinh hqp phap trong cae ho:;ttd9ng clla eac thanh vien BGB, cae can b9 quan ly eong ty, sv ph6i hqp ho:;ttd9ng v6i H£>QT, BKS eong ty, nh~m dam bao thvc hi~n thea quy dinh ella phap lu~t, ella £>i~u1~eong ty. Tren co sa cae baoeao va tinh hinh n~m duQ'C,HDQT t6 chuc hQp xem xet, danh gia k~t qua di~u hanh, co nghi quy~t kh~e ph\le t6n t:;tiva tri~n khaicong vi~c m6i thea nghi quy~t DH£>C£>d~ ra.

Do thvc hi~n dung quy trinh, thll t\lCph6i hQ'Pho:;ttd9ng giua H£>QT, BGD va BKS, cong vi~c di~u hanh SXKD CllaBGD khongbi tra ng:;ti,vi~c giam sat CllaHDQT va clla BKS duQ'cduy tri thuang xuyen, ch~t che, dam bao hO:;1td9ng clla cong ty thvc hi~ndung 11ghiquy~t £>HDC£>va nghi qLly~tH£>QT, t1wc hi~n quan tri cong ty theo chu~n mvc hanh vi, d:;1oduc ngh~ nghi~p Cllath;'111hvien HDQT, BGD, BKS vi quy~n lQ·jClla c6 dong cong ty.

3. HO:;1tdQng clla cac ti~u ban thuQcH9i d6ng quan tri:

2

Cong ty khong thanh l~p ti~u ban thuoc HQi d6ng quan tri

4. Cac Nghi quyet' Quyet dinh cua HQi d6ng quan tri (Bao cao nam 2019)

STT seNghi quyet/ Quyet dinh Ngay NQi dung

1 01-2019/QD/HDQT/FPTS 08/0112019 Ban hanh lai h~ thong thang hrong, bang hrong FPTS

1. Thong qua Bao cao kSt qua hoat dong kinh doanh nam 2018 va KShoach kinh doanh nam 2019.

2 01-20 19INQIHDQT IFPTS 23/01/2019 2. Thong qua viec b6 sung 01 thanh vien dQc l~p HDQT nhiem ky2018 - 2023

3. Thong qua NQi dung chuong trinh D<;1ihQi d6ng c6 dong thirongnien nam 2019

3 02-20 19/QD/HDQT IFPTS 29/01/2019 Ban hanh Chinh sach Quan tri rui ro Cong ty C6 phan Chung khoanFPTnam 2019

Mi~n nhiern ong Nguyen Van Trung thoi gift chirc vu Giam dbc Chi4 03-20 19/QDIHDQT IFPTS 01/02/2019 nhanh Da N~ng - Cong ty C6 phan Chirng khoan FPT k~ nr ngay

0110212019

5 04-20 19/QD/HDQT IFPTS 01/02/2019 B6 nhiern ong Nguyen Dinh Nghia gift chirc vu Giam dbc Chi nhanhDa N~ng - Cong ty C6 phan Chung khoan FPT k~ tir ngay 01/02/2019

6 05-20 19/QD/HDQT/FPTS 12/02/2019 QuySt dinh v/v hQPD<;1ihQi d6ng c6 dong thuCmgnien nam 2019

7 06-20 19/QD/HDQT IFPTS 02/04/2019 Tri~n khai phuong an ph<ithanh c6 phiSu tra c6 tuc nam 2018

1. Thong qua Bao cao kSt qua hO<;1tdQng kinh doanh Quy 1 nam 2019va KS hO<;1chkinh doanh Quy 2 nam 2019;

2. Thong qua vi~c mi~n nhi~m va b6 nhi~m Ph6 T6ng giam dbc8 02-2019INQ/HDQTIFPTS 23/04/2019 3. HDQT th6ng nh~t tri~n khai t1wc hi~n vi~c Tni c6 ttrc b~ng ti~n va

Ph<ithanh c6 phi~u tra c6 tuc nam 2018 cho c6 dong hi~n huu theophuO'ng an etaetuQ'cDHDCD thong qua, et6ng tho'i uy quy~n cho Chlitich HDQT

I

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3

9 07-2019/QD!HDQTIFPTS 23/04/2019 Lira chon n~ay d~ng kycuoi cung d~ thuc hien quyen nhan c6 nrcnam 2018 bang tien va bang c6 phieu

10 08-20 19/QD/HDQT IFPTS 23/04/2019 B6 nhiem ,ong,Nguy~n Van Dung gift chirc vu Pho T6ng giam d6cCong ty Co phan Chung khoan FPT k~ tir ngay 23/04/2019

11 09-20 19/QD/HDQT IFPTS 23/04/2019 B6 nhiem ,ong, Dean Trung Kien gift chirc vu Pho T6ng giam d6cCong ty Co phan Clnrng khoan FPT k~ tir ngay 23/04/2019

12 10-20 19/QD/HDQT IFPTS 23/04/2019 B6 nhiem l?aNguyen Thi Thu Huang gift chirc vu Pho T6ng giam d6cCong ty Co phan Clnrng khoan FPT k~ nr ngay 23/04/2019

13 11-2019/QD/HDQT/FPTS 25/04/2019 ~i~n nhiem orw Nguyen Van Trung thoi gift chirc vu Pho T6ng giamdoc Cong ty Co phan Chung khoan FPT k~ tir ngay 25/04/2019

Uy qUYSncho o~g L~ Minh Vi~t - Giam d6c Liru ky va Quan ly c6

14 12-20 19/QD/HDQT IFPTS 21105/2019 dong, Cong ty Co phan Chung khoan FPT diroc dai dien cho Chu tichHDQT ky Gi~y xac nh~n sa hfru c6 phAn cua Cong ty C6 phAnCh~gkhoan FPT

lzy quySn cho ba N~uy~n Thu H6ng - Giam d6c Luu kyva Quan ly

15 13-20 19/QD/HDQT IFPTS 2110512019 co dong, Cong ty Co phan ChUng khoan FPT, Chi nhanh Tp. H6 ChiMi?h duQ'c dC;lidi~n cho Chu tich HDQT ky Gi~y xac nh~ sa hiiu c6phan cua Cong ty C6 phAnChUng khoan FPT

16 03-20 19INQ/HDQT/FPTS 13/08/2019 Thon~ qua Bao cao k~t qua hOC;ltd<)ngkinh doanh Quy 2 nam 2019va Ke hOC;lChkinh doanh Quy 3 nam 2019

17 04-20 19INQ/HDQT IFPTS 17/10/2019 Thon~ qua Bao cao k~t qua hOC;ltd<)ngkinh doanh Quy 3 nam 2019va Ke hOC;lChkinh doanh Quy 4 nam 2019

III. BaD ki~m soat (Bao cao Dam 2019)

1. Thong tin vS thanh vien Ban Ki~m soat (BKS)

4

STT Thanh vien BKS Chirc vu N gay b~t dfru! S6 buoi hQP Ty l~ tharn du Ly do khongKhong con la BKS tharn du hQp tharn du hop

thanh vien BKS

1 D6 Thi Huang Tnrong ban 1917/2007 212 100%

2 NguySn Thi Phuong Thanh vien 1917/2007 212 100%

3 Eiichiro So Thanh vien 10104/2018 212 100%

2. HO(;1tdQng giam sat cua BKS d6i voi HDQT, Ban Giam d6c di~u hanh va c6 dong:

Nam 2019 Ban Ki~rn soat khong phat hien tnrong hop bit thuong nao trong hoat dong cua cac thanh vien HQi d6ng Quan tri,

thanh vien Ban Tfmg giam d6c va cac can bQquan ly khac cua Cong ty C6 phan Chung khoan FPT.

Ban Ki~rn soat cho rang cac can bQ quan ly cua Cong ty C6 phan Chung khoan FPT dff th~ hien trach nhiem cao trong viec di~u

hanh, dff chu dong cac phuong an thuc hien vi v~y k~t qua heat dQng kinh doanh, l<;rinhu~n nam 2019 kha t6t trong kh6i cac cong

ty chUng khoan.

Ban Lffnh d(;1oCong ty chUng khoan FPT trong nam qua dff ti~p t\lC chi d(;1othlJChi~n xay dlJllg va hoan thi~n cac sfmph<lmdich

V\lti~n ich cho cac nha dfru tu, cung dp cho khach hang mQt h~ th6ng giao dich thu~n ti~n va an toan, nhanh ch6ng va chinh xac,

cong b~ng va minh b(;1ch.

Dfru nam 2019 HQi d6ng quan tri cong ty dff thong qua Chinh sach quan tri rui ro nam 2019.

Ban Ki~m soat cho r~g, nam 2019 thi truang chung khoan c6 th~ v~n di~n bi~n kh6 ImJng vi v~y HQi d6ng Quill tri ti~p t\lCcfrn

c6 cai nhin tMn trQng, khang chu quan, cfrndanh gia ky cac tac dQng cua cac chinh sach VIrna d~n thi trucmg chUng khoan, luang

truac cac rui ro d~ xay d\mg, hoan thi~n h~ th6ng quan tri rui ro va c6 cac hanh dQng phong ngua phu hqp, kjp thai, tranh cac t5n

thit c6 th~ xay ra trong tuang lai.

30 S\Tph6i hqp hOl;ltoQng giuoaBKS o6i v6i hOl;ltoQng clla HDQT, Ban giam a6c oi~u hanh va cac bQquan ly khac

5

Nam 2019, Ban lanh dao Cong ty C6 phan Chung khoan FPT da thirc hien nghiem tuc cac yeu du v~ viec cung dp cac thong tin

dn thi~t cho Ban KiSrn soat, Cac thrum vien Ban KiSrn soat duoc moi tharn gia d~y du cac cuoc hQP cua HQi d6ng Quill tri va

duoc cung dp d~y du va kip thai cac thong tin c.1n thi~t.

4. Hoat dQng khac cua BKS: khong co

IV. Dao tao v~ quan tr] cdng ty

Cong ty da cir can bQ tharn gia cac hQi thao, t~p hu.1n v~ The diSrn Quill tri cong ty do Uy ban Chung khoan nha mroc va SaGiao dich Chung khoan t6 clnrc.

V. Danh sach cA dong n{)i b{)va ngU'Oico lien quan

1. Danh sach nguoi noi bQva nguoi co lien quan cua nguoi nQi bQ

S8CMND Thil'i

Cluirc V'_' t~iThoi di~m di~m

TKCK b~t d§u lit khOngSTT Ten tA chfrc/ca nhan (n~u co) cong ty S8 N~ity NO'i Dja chi ngu'cri co lien con lit Lydo

(n~u co) CMND cap dp quan nguiri colien quan

1 Nguy~n Di~p TungChu tjch HDQT, 2007TAng Giam a8c

1.1 Nguy€n Thj Lan My

1.2 Nguy€n Qu6c U'ng Anh

1.3 Nguy€n H6ng Nhung Chi

1.4 Nguy€n Thj Chung Em

1.5 Nguy€n Kieu Nga Em

1.6 Nguy€n Van Bach Em

1.7 Nguy€n Thi Thmn Vq

1.8 Nguy€n Tu~n Anh Con

1.9 Nguy€n Derc Anh Con

1.10 Nguy€n Hung Anh Con

2 D6 SO'll Giang Thanh vien HDQT 2007

6

2.1 Truong Thj Quy M~2.2 Pham Tuyet Mai , Vq2.3 £)6 Nhat Minh Con2.4 £)6 Nguyet Minh Con

3 Nguyen Kh~c Thanh Thanh vien HDQT 2007

3.1 Nguyen Thi Nhien Chi

3.2 Nguyen Thi Tan Chi

3.3 Nguy~n Khac Thuat Anh3.4 Nguyen Thi Vi~t Nga Vq3.5 Nguyen Lam Khue Con

4 Shuzo Shikata Thanh vien HDQT 22/03/2016

4.1 Erika Shikata Vq

4.2 Shogo Shikata B6

4.3 Kyoko Shikata M~

4.4 Riku Shikata Con

4.5 Masakazu Shikata Anh

4.6 Keiji Shikata Anh

Thanh vien5 Nguy~n Van Dung HDQT, Pho TAng 10/04/2018

giam d6c

5.1 Nguyen Van Ruyen B6

5.2 Nguyen Van Duyen Anh

5.3 Nguyen Van Kien Anh5.4 Nguyen Van Kiern Anh5.5 Nguyen Van Quyen Anh5.6 Nguyen Thi Chi~n Chi

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7

5.7 Dao Phuong Mai ,... / Vq

5.8 Nguysn Dire Long Con

5.9 Nguy€n Dire Anh Con

6 Nguy~n Thj Thai Anh Thanh vien HDQT 21103/2019

6.1 Nguyen Thai Chau B66.2 Nguy€n Thi Minh M~6.3 Nguyen Thi Thuy Chi gai6.4 Nguyen Thai Dung Em trai6.5 PI1\lmThanh Hao I Ch6ng6.6 Pham Nguyen Ha An Con6.7 Pham Ti~n Thinh Con6.8 Pham Nguyen Ha Linh Con

7 D6 Thj Hurmg Truong Ban ki~m2007soat

7.1 D6 Vi~t Hoa B67.2 Nguyen Thj xs M~7.3 D6 Vi~t Hung Anh7.4 D6Thi Dung Chi7.5 D6 Vi~t Dung Em7.6 D6 Kim Hoa Em

7.7 Nguyen Quoc Tu~n Chong

7.8 Nguyen D6 Hoang Ha Con

7.9 Nguyen D6 Hong Ha Con

8 Nguy~n Th] Phuong Thanh vien Ban2007Ki~m soat

8.1 Ha Thj Nhe M~

8.2 Trinh HD-llVien Chong

8.3 TrinhHUllTh~ngI Con

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8

8.4 Trinh Thi Thuy Con

9 Eiichiro So Thanh vien Ban10/04/2018Ki~m soat

9.1 Tadashi So Cha

9.2 Fumiko So M~

9.3 Mamiko So Em

9.4 Mami So Vq

9.5 Shunsuke So Con

9.6 Manami So Con

Nguy€n Thj Thu Ph6 Tang giam10 <lac, K~ toan 2007Huong truong

10.1 Nguyen Quang Tir B6

10.2 Nguyen Thi Mai M~

10.3 Nguysn Huy Binh Em

10.4 Hoang Trung Nghla Chong

10.5 Hoang Thj Thu Ha Con

10.6 Hoang Nhat Minh Con

11 Dolin Trung Kien Ph6 Tang giam23/04/2019<l5c

ILl ve Tbj Kuu M~

11.2 Doan Dinh Truong Em trai

11.3 Doan Thj Thanh Huyen Ern gai

11.4 BLli Thanh Hi€nf VQ·

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9

11.5 Doan Dire Minh Con

11.6 Doan Minh Quang Con

NgU'()'idU'Q'cuy12 Trinh Thanh H~ng quy~n Cdng b6 01/04/2018

thOng tin

12.1 Trinh Hfru Them B6

12.2 Nguyen Thanh Huyen Mit

12.3 Nguyen Viet Cuong Ch6ng

12.4 Nguy€n Vi~t Bach Con

12.5 Nguyen Kim Cat Tien Con

2. Giao dich gitra cong ty v61 ngiroi co lien quan cua cong ty; hoac gitra cong ty v61 c6 dong Ion, ngiroi noi bo, ngiroi co lien quan cuangiroi noi bQ

STT Cac ben lien quan MBi quan h~ NQi dung giao djch SBti~D (VND)Phi dich V\I in S6 CNSHCP, phi dich V\I tra h9 c6 nrc,

1 Cong ty C6 phan FPT C6 dong Ion (20% V6n diSu I~) Phi luu ky 131,783,870

3. Giao dich gifra ngiroi DQibQcong ty niem y~t, nguoi co lien quan cua ngiroi nQibQvoi cong ty con, cong ty do cong ty niem y~t namquyenki~msoat(Khong co)

4. Giao dich giira cong ty v61cac d6i tuong khac

STT Cac ben lien quail MBi quan h~ NQi dung giao djch sa ti~n (VND)

Cong ty C6 phan Vi~n Thong FPT Ben co lien quanDich V\I vi~n thong, dich V\I tu yin t6 clurc

1 D<,lih9i d6ng c6 dong 168,300,000

Chi Nhanh Cong Ty Co Ph&nBen co lien quan Thi~t bi tin hQc2 Vi~n Thong FPT 99,000,000

10

Cong ty TNHH H~ thong thongBen co lien quan Dich VI,l viSn thong3 tin FPT 446,295,300

Chi nhanh Cong ty TNHH MTVBen co lien quan Dich vu viSn thong4 V iSn thong Quoc tS FPT 941,157,800

Cong ty TNHH MTV ViSn thongBen co lien quan Djch vu viSn thong5 qu6c tS FPT 39,259,980

VI. Giao djch cBphi~u cua nguoi n{}ib{}va nguoi lien quan cua ngrrOl n{}ib{}(Bao cao nam 2019)

1. Danh sach ngiroi noi b9 va nguoi eo lien quan cua ngiroi n9i b9

Tai khoan s6 s6 c6 phi~u SO' Ty I~ sO' htru c6 GhiSTT HQ ten GDCK Chirc VI} tai Cong ty CMND/DKKD Dja chi

hU'U cu6i kyphieu cu6i ky chu(%)

1 Nguy~n Di~p Tung Chii tich HDQT, 9,345,301 7.77T6ng Giam d6c

1.1 Nguyen Thi Lan Mtf

1.2 Nguyen Qucc Ung Anh

1.3 Nguyen H6ng Nhung Chi

1.4 Nguyen Thj Chung Em

1.5 Nguyen Ki~u Nga Em

1.6 Nguysn Van Bach Em

1.7 Nguysn Thi Thorn Vq

1.8 Nguyen Twin Anh Con

1.9 Nguyen Dire Anh Con

1.10 Nguyen Hung Anh Con

2 D6 So'n Giang Thanh vien HDQT 301,720 0.25

11

2.1 Truong Thi Quy M¥

2.2 Pham Tuy~t Mai " Vq

2.3 1)6Nh~t Minh Con

2.4 1)6Nguyet Minh Con

3 Nguy~n KhAc Thanh Thanh vien HDQT 174,907 0.15

3.1 Nguyen Thi Nhien Chi

3.2 Nguysn Thi Tan Chi

3.3 Nguyen Khac Thuat Anh

3.4 Nguysn Thi Vi~t Nga 6,118 0.01 Vq

3.5 Nguyen Lam Khue Con

4 Shuzo Shikata Thanh vien HDQT

4.1 Erika Shikata Vq

4.2 Shogo Shikata B6

4.3 Kyoko Shikata My

4.4 Riku Shikata Con

4.5 Masakazu Shikata Anh

4.6 Keiji Shikata Anh

5 NguY~11Van Dung Thanh vien HDQT, 354,288 0.29Pho Tang giam c15c

12

5.1 Nguyen Van Ruyen B65.2 Nguyen Van Duyen Anh

5.3 Nguyen Van Kien Anh

5.4 Nguyen Van Kiem Anh

5.5 Nguyen Van Quyen Anh

5.6 Nguyen Thj Chi~n Chi

5.7 Dao Phuong Mai Vq

5.8 Nguyen Due Long Con

5.9 Nguyen Dire Anh Con

6 Nguy~n Th] Thai Anh Thanh vien HDQT

6.1 Nguy~n Thai Chau B6

6.2 Nguyen Thj Minh My

6.3 Nguyen Thj Thuy 3,784,361 3.15 Chi

6.4 Nguyen Thai Dung Em

6.5 Pham Thanh Hao 5,940,000 4.94 Chong

6.6 Pharn Nguyen Ha An Con

6.7 Ph<;lITITi~n Thjnh Con

6.8 Pharn Nguyen Ha Linh Con

7 Dti Thj H lro·ng Tru·o·ng Ba n ki~m18 0.00soat

13

7.1 D6 Vi~t Hoa B6

7.2 Nguyen Thi xs My

7.3 D6 Vi~tHung Anh

7.4 D6 Thi Dung Chi

7.5 D6 Vi~tDung Em

7.6 D6 KimHoa Em

7.7 Nguyen QU6cTwin Ch6ng

7.8 Nguyen D6 Hoang Ha Con

7.9 Nguyen D6 H6ng Ha Con

8 Nguy~n Th] Phuong Thanh vien Ban65,590 0.05Ki~m soat

8.1 Ha Tbi Nhe My

8.2 Trinh HfruVien Chong

8.3 Trinh HiruTh~ng 12,736 0.01 Con

8.4 Trinh Thi Thuy Con

9 Eiichiro So Thanh vien BanKi~m soat

9.1 Tadashi So Cha

9.2 Fumiko So My

9.3 Mamiko So EIll

9.4 Marui So V9

14

9.5 Shunsuke So Con

9.6 Manami So Con

10 Nguy~o Th] Thu HU'O"og P~6 TAng giam dBc,109,315 0.09Ke toan truong

10.1 Nguysn Quang Tu B6

10.2 Nguyen Thj Mai Mtf

10.3 Nguyen Huy Binh Em

10.4 Hoang Trung Nghia Ch6ng

10.5 Hoang Thi Thu Ha Con

10.6 Hoang Nh~t Minh Con

11 Doan Truog Kieo Ph6 TAng giam dBc

1l.l vo Thi Kuu Mtf

11.2 Doan Dinh Truong Em

11.3 Doan Thi Thanh Huyen Em

11.4 Bui Thanh Hi@n Vo-

11.5 Doan Dire Minh Con

11.6 Doan Minh Quang Con

Ngm'ri dU"Q"c uy12 Trinh Thanh H~ng quyen Cong bb 9 0.00

thong tin

12.1 Trinh HOu Them 86

15

12.2 Nguyen Thanh Huyen 8,580 0.01 M~

12.3 Nguyen Vi~t Cuong Chong

12.4 Nguyen Vi~t Bach Con

12.5 Nguy€n Kim Cat Tien Con

2. Giao dich cua nguoi nQi bQ va nguoi co lien quan d6i voi c6 phieu cua cong ty niem y~t

Nguoi thuc hien sf, c6 phieu sa hnu d~u ky sf, c6 phieu sa hlru cuoi ky Ly do tang, giamSTT sf, DKSH Chirc danh (mua, ban, chuyen d6i,giao dich sf, c6 phieu Ti l~ (%) sf, c6 phieu Ti l~ (%) thuUn_g)

1 Nguyen Diep Tung Chu tich HDQT3,574,998 3.27 9,345,301 7.77 Mua them cli phieu

kiem TGD Nhan c6 nrc bang c6 phieu

Ngiroi co lien quan2 Nguyen Van Quyen cua Thanh vien 4,920,731 4.50 0 0 Ban c6 phieu

HDQTNgiroi co lien quan

Mua them cli phieu3 Nguyen Thanh Huyen cua Ngiroi duoc UQ 0 0 8,580 0.01 NMn c6 nrc bang cli phieuCBTT

VII. Cac vin d~ dn luu y khac: Khong

NGUYENfHtp TUNG

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