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    FM 90-40

    MCRP 3-15.8

    NWP 3-07.31

    USCG PUB 3-07.31

    NLW

    MULTISERVICE PROCEDUR

    FOR THE

    TACTICAL EMPLOYMENT

    NONLETHAL WEAPONS

    OCTOBER 1998

    DISTRIBUTIONRESTRICTION:Approved

    for public release; distribution is unlimited.

    ARMY, MARINE CORPS, NAVY

    AIR LAND SEA

    APPLICATION

    CENTER

    MULTISERVICE TACTICS, TECHNIQUES, AND PROCEDURES

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    FOREWORD

    This publica tion ha s been prepa red under our direction for use by our respect ive

    comma nds a nd other comma nds a s a ppropria te.

    WILLIAM W. HARTZOGGenera l , US A

    Commander

    Tra ining and D octrine Comma nd

    J . E. RHODESLieutenant G enera l , US MC

    Commanding General

    Ma rine Corps Combat

    Development Comma nd

    G. S. HOLDERRear Admiral , USN

    Commander

    Naval Doctr ine Command

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    i

    PREFACE

    employment of NLW during exercises and

    contingencies .

    b. Th e U n i t e d S t a t e s (U S ) Ar m y,

    M a r i n e C o r p s , N a v y , a n d C o a s t G u a r dapproved this multiservice publication.

    4. Implementation Plan

    Par t ic ipat ing serv ice command of f ices

    o f p r i m a r y r e s p o n s i b i l i t y ( O P R s ) w i l l

    r e v i e w t h i s p u b l i c a t i o n , v a l i d a t e t h e

    informa tion, and reference a nd incorpora te

    i t i n s e r v i c e m a n u a l s , r e g u l a t i o n s , a n d

    curricula as follows:

    Army. The Army will incorporate theprocedures in this publication in US Army

    t r a i n i n g a n d d o c t r i n a l p u b l i c a t i o n s a s

    d i r e c t e d b y t h e c o m m a n d e r , U S A r m y

    T r a i n i n g a n d D o c t r i n e C o m m a n d

    (TRADOC). Distribution is in accordance

    with DA Form 12-11E.

    Marine Corps. The Ma rine Corps w illi n c o r p o r a t e t h e p r o c e d u r e s i n t h i s

    pub l ica t ion in US Mar ine Corps t r a in ing

    and doctr inal publ icat ions as directed by

    th e comman ding genera l , U S Ma rine CorpsCombat Development C omma nd (MCCD C).

    Distribution is in accordance with MCPDS.

    Navy. The Navy will incorporate thesep r o c e d u r e s i n U S N a v y t r a i n i n g a n d

    doct r ina l pub l ica t ions as d i rec ted by the

    commander , Navy War fare Deve lopment

    C o m m a n d (N WD C ). D i s t r i b u t i on i s i n

    a c c o r da n c e w i t h M I L S T R I P D e s k Gu i de

    a nd N AVSOP P ublication 409.

    Coast Guard. T h e C o a s t Gua r d w i l li n c o r p o r a t e t h e p r o c e d u r e s i n t h i s

    publ ica t i on i n U S C o a s t G ua r d doct r i n a l

    a nd tr a ining publica tions as directed by the

    a s s i s t a n t c o m m a n d a n t f o r o p e r a t i o n s ,

    D i rec tor o f Opera t ions Po l icy , US Coas t

    G ua rd. Dist ribution of th is publicat ion is

    in accordance wi th Coas t Guard s tanding

    operat ing procedures .

    1. Scope

    This publication describes multiservice

    ta ctics, techniques, a nd pr ocedures (MTTP )

    f o r c o n s i d e r a t i o n a n d u s e d u r i n g t h etactical employment of nonlethal weapons

    (NLW) in support of warfighting personnel

    conducting tra ining and t a ctica l opera tions.

    This publication

    a. Provides an overv iew of NLW.

    b. P r ov ide s N L W s y s t em de s cr i pt i on /

    in teroperab i l i ty .

    c . Descr ibes the capa bil it ies of NLW.

    d . D i scu s se s t r a i n in g w i t h t h e N L W

    capabi l i ty set .

    e . D i s cus s es t h e t a c t i ca l e m pl oy m en t

    of NLW.

    f . D i s c u s s e s l e s s on s l e a r n e d f r o m

    previous NLW use.

    2. Purpose

    a . This pub l ica t ion prov ides a s ing le-

    s o u r c e , c o n s o l i d a t e d r e f e r e n c e o n t h e

    t a c t i c a l e m p l o y m e n t o f N L W a n d

    s u p p o r t i n g s y s t e m s o n t h e n o n l i n e a r

    battlefield of today. Additionally, it will fill

    the void that currently exists about MTTP

    for th e ta ctical employment of NLW.

    b. This pub lica t ion i s not in tended to

    r e s t r i c t t h e a u t h o r i t y o f t h e c o m m a n de r

    from orga nizing th e force and executing th e

    mission in a manner deemed appropriate.

    3. Application

    a . Th i s p u bl ica t i on p r ov id e s

    commanders and their s ta f fs unclassi f ied

    g u i d a n c e f o r N L W e m p l o y m e n t a n d

    pla nning. Commanders a nd sta f fs can use

    t h i s p u b l i c a t i o n t o a i d i n t h e t a c t i c a l

    Marine Corps: PCN 14300005700

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    iii

    FM 90-40MCRP 3-15.8NWP 3-07.31

    USCG PUB 3-07.31

    FM 90-40 US Army Training and Doctrine CommandFort Monroe, Virginia

    MCRP 3-15.8 Marine Corps Combat Development CommandQuantico, Virginia

    NWP 3-07.31 Navy Warfare Development CommandNorfolk, Virginia

    USCG PUB 3-07.31 US Coast GuardWashington, D.C.

    6 October 1998

    NLW

    Page

    EXECUTIVE SUMMARY ...........................................................................................................

    CHAPTER I OVERVIEW OF NONLETHAL WEAPONSB a ckgr oun d .................................................................................................

    D efin it ion ....................................................................................................

    C oncept D escr ipt ion ..................................................................................

    B a ckground on D evelopment a nd E mployment .. . . .. . . . .. . . . .. . . . . .. . . . .. . . . .. . . . ..Rela t ionship of NL W t o Dea dly Force ....................................................

    Adva nt a ges of E mploying NLW ...............................................................Policy Per Office of the Secretary of Defense Instructions on

    E mploymen t of NLW ..............................................................................

    CHAPTER II PURPOSE, SYSTEM DESCRIPTION, AND ORGANIZATIONP ur pose ......................................................................................................S ys t em D escr ipt ion .................................................................................

    Or ga ni za t ion .............................................................................................

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    CHAPTER III CAPABILITIES OF NONLETHAL WEAPONSApplica bility Across th e Ran ge of Milita ry Opera tions .. . . .. . . . . .. . . . . .. . . .

    C ore C a pa bilit ies ....................................................................................

    Li mit a t ions ..............................................................................................

    CHAPTER IV TRAINING WITH THE NONLETHAL WEAPONS CAPABILITY SETFund a menta l Concepts a nd Tra ining Requirements . . .. . .. . .. . .. . .. . .. . .. . .. .

    Tra inin g of In st ru ctors ...........................................................................Nonletha l Tra ining Topics for Deploying U nit s . . . . .. . . . .. . . . .. . . . .. . . . .. . . . .. . . .

    U nit Tra inin g ...........................................................................................

    Lea der Tra ini ng ...................................................................................... Su mm a ry ..................................................................................................

    CHAPTER V EMPLOYMENT OF THE NONLETHAL WEAPONS CAPABILITYB a ckgr oun d ................................................................................................Mission P la nnin g Fa ctors .. . .. . . . .. . . . .. . . . .. . . .. . . .. . . . .. . . .. . . .. . . . .. . . .. . . . .. . . . .. . . . .. . . . .. . .

    NLW Ta sks .................................................................................................

    St a ff P la nn ing/Responsibilit ies .. . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. Ta cti cs .......................................................................................................

    E mp loym ent Objecti ves .........................................................................

    E nv ir onm en t ............................................................................................

    R OE .......................................................................................................... Logist ic Considera t ions Including Maint enance a nd

    Tra nsport a tion .....................................................................................

    CHAPTER VI LESSONS LEARNEDB a ckgr oun d ..............................................................................................

    For ce C ont inu um ....................................................................................

    E mp loym en t .............................................................................................P ublicity a nd Media ................................................................................

    Ca pa bilities an d Im pa ct on Mission Accomplishment .. . . .. . . . .. . . . .. . . . .. . . .Kn owin g Your Adversa ry .......................................................................

    Su mm a ry ..................................................................................................

    APPENDIX A NONLETHAL WEAPONS CAPABILITY SET INDIVIDUAL ......................

    APPENDIX B SPECIALTY IMPACT MUNITIONS ...........................................................

    APPENDIX C NONLETHAL INDIVIDUAL WEAPONS INSTRUCTOR COURSE ..........

    APPENDIX D SAMPLE UNIT TRAINING SCHEDULE ...................................................

    REFERENCES......................................................................................................

    GLOSSARY ................................................................................................................

    INDEX ................................................................................................................................

    FIGURES V-1 B a nds of E mployment of Var ious NLW Sy stems .. . . .. . . .. . . . .. . . . .. . No. 15-" S tin ger Tea m" G rena de ...................................................

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    No. 40F-Foa m R ubber Mult iple Ba ton Round ... . .. . . . .. . . . .. . . . .. . . . .. . .

    No. 23B R-B ea n B a g Round ...........................................................

    No. 23H V-Rubber P ellet Round H igh Velocity ...........................

    No. 23WB -Sin gle Wood B a ton Round ..........................................

    No. 40B-St inger Tea m Roun d .......................................................

    No. 23RP -Rubber P ellet Round ....................................................

    No. 40W-Wood Mult iple Ba ton R ound ........................................

    No. 40A-St inger Tea m Round ....................................................... No. 23FB -D iver siona ry Device ..................................................

    No. 23FS -Rubber F in S ta bilized R ound ... . .. . . . .. . . . .. . . . .. . . .. . . . .. . . . ..

    TABLES IV-1 40mm Foam B a ton Round ............................................................ IV-3IV-2 40mm Wood B a ton R ound ............................................................ IV-3IV-3 40mm Stinger Round (60 Caliber)............................................... IV-3IV-4 12-ga Bea n B a g Round ................................................................. IV-3IV-5 12-ga Wood B a t on Roun d ............................................................. IV-4IV-6 12-ga R ubber P ellet Round .......................................................... IV-4IV-7 S t in ger G ren a de ............................................................................ IV-4V-1 Crowd Control................................................................................ V-2

    V-2 In ca pa cita t e P ersonn el .. . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . . .. . V-4V-3 Den y Area to P ersonn el ................................................................ V-5V-4 Den y Area t o Vehicles ................................................................... V-6V-5 Deny/Neutra lize Vehicles, Aircraft , Vessels, a nd Fa cili t ies . . . . V-7V-6 S eize P ers onn el .............................................................................. V-8V-7 Clea r Fa cilities of P ersonn el ....................................................... V-9

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    NLW

    Multiservice Procedures for the

    Tactical Employment of Nonlethal Weapons

    No longer ca n force be view ed as eit her on or off (leth a l force or no force) becau se

    w hole spectr ums of th rea ts a re present toda y. NLWs' options allow force to be viewed as

    a continuum . Much like a rheosta t sw itch where power can be dialed up or down a s desired,

    NLW provide t ools t o a llow a comma nder to employ sufficient force to a ccomplish a n objective

    w ithout requiring th e destruction of an enemy or the ha bita t . The int ent of employing

    NLW is not to add a nother step in the progression of esca lat ion wit h an a dversary but to

    a dd a nother tool to use a nyw here along th a t continuum . This publica tion provides initial

    guida nce for the employment of NLW in a ta ctical environment .

    Overview of NLW

    Ch a pter I describes the concept of NLW a nd provides the background on development

    a nd employment of NLW. The cha pter goes on to expla in th e relat ionship of NLW to

    dea dly force capa bilities. The final portion of th e cha pter reviews policy per Office of the

    Secreta ry of Defense instr uctions on employment of NLW.

    Purpose, System Description, and Organization

    Chapter II describes the purpose of NLW and gives a brief description of the currently

    a va ilable commercial or g overnm ent off-th e-shelf (COTS/G OTS) equipment a nd mun itions.

    T h e c h a p t e r g o e s o n t o e x p l a i n t h e c ur r e n t l y a n t i c i pa t e d d i s t r i b u t i o n o f n o n l e t h a l

    equipment for t he U nited S ta tes Army, Mar ine Corps, a nd Air Force units. The final portion

    of the chapter addresses personnel requirements, organizational structure requirements,

    a nd mission requirements/ta ctica l structur e.

    Capabilities of NLW

    Chapter III describes capabili t ies of NLW and missions across the range of military

    opera tions. Addit iona lly, a det a iled discussion of mun itions and nonmu nit ions capa bilities

    is presented.

    Training With the NLW Capability Set

    Chapter IV descr ibes tra ining requirements , methods, locat ions , and a program of

    instruction currently available for NLW options.

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    Employment of NLW Capability

    C h a p t e r V d e s c r i b e s e m p l o y m e n t p r e r e q u i s i t e s , m i s s i o n - p l a n n i n g f a c t o r s , a n d

    personnel requirement s needed to employ NLW options . The chapt er a lso discusses

    employ ing NLW as augmenta t ion to le tha l weapons and prov ides log is t i c and sa fe ty

    cons idera t ions .

    Lessons Learned

    Ch a pter VI focuses on lessons lear ned from recent operat ions. The cha pter discusses

    h o w n o n l e t h a l t e c h n o l o g y h a s c h a n g e d t h e w a y w e l o o k a t o ur a dv e r s a r y , t h e f o r c e

    continuum, mission accomplishment, and media interaction.

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    PROGRAM PARTICIPANTS

    The follow ing comma nds a nd a gencies part icipat ed in th e development of this publica tion:

    J oint

    U S Atla nt ic Comma nd, J 35/J 75, J TASC , Suffolk, VA

    U S E uropea n Comma nd, J 3/J 5, AP O AE

    US P acif ic Command, J 3832, Cam p H. M. Smith, H IUS Centra l Command, J 3, Ma cDill Air Force Ba se, FL

    US Southern Command, SCJ 5-P S, Miami, FL

    US Space Comma nd, SP J 5X, Peterson AFB , CO

    US Special Opera t ions Command, J SOFI, SOF I-D, Fort Bra gg, NC

    J oint Nonletha l Weapons Dir ectora te, Qua ntico, VA

    Army

    Hea dqua rters, D epa rtm ent of the Army, ODCS OP S (DAMO-FD T), P enta gon, Wa shington, D.C.

    U S Army Tra ining a nd D octr ine Comm a nd, D CS DOC (ATDO-A), Fort Monroe, VA

    U S Arm y Tra ining a nd D octr ine Comma nd, D CS CD (ATDO-MM), Fort Monr oe, VA

    US Army Infant ry Center, DCD, Fort B enning, GA

    U S Army Milita ry P olice School, ATTN: ATZN-MP -CB I, Fort McClellan , ALMan uever Support B a tt le Lab, B ldg 3200, US AEC , Fort Leonard Wood, MO

    Hea dqua rters, 7th Army Tra ining C enter, AP O AE 09114

    Marine Corps

    Mar ine Corps Combat Development C omman d, J oint Doctrin e Br a nch (C427), Qua ntico, VAMar ine Corps Deta chment Milita ry P olice a nd Ch emica l School, Fort McClellan , AL

    Special Opera tions Tra ining G roup (G -7), I Ma rine Expeditiona ry F orce, Ca mp P endleton, CA

    Navy

    Comma nder, Navy Wa rfa re Development C omman d, Norfolk Nava l B a se, Norfolk, VA

    Air Force

    Deta chment, Hea dqua rters Air Force Doctrine Center, Langley Air Force Ba se, VA

    Hea dqua rters Air Comba t C omman d (SF XR), La ngley Air Force B a se, VAHea dqua rters Air Force Specia l Opera tions Comma nd (DOXT), Hur lburt F ield, FL

    Hum a n S yst ems Center, Br ooks Air Force B a se, TX

    Coast Guard

    Commanda nt , U S C oast G uard, (G-OPD ), Washington, D.C.

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    Chapter I

    1. Background

    a . Tod a y i n a n op er a t i on a l e n v ir o n -

    ment, United States (US) forces regularly

    p e r f o r m m i s s i o n s t h a t w e r e a l m o s t

    inconceivable a few deca des ago. In th is

    new environment, f irepower or the threat

    o f i t s use may no longer be the de faul t

    solution to a ll crises or problems. Sen ior

    l e a d e r s f a c e a n e w l e v e l o f p u b l i c

    s e n s i t i v i t y a n d s c r u t i n y c o n c e r n i n g t h e

    proper role of the milita ry a s a n instr ument

    of na tional power. Field command ers mustunderstand these sensi t ivi t ies a nd a t t empt

    to a chieve mea sured milita ry force. J unior

    leaders must apply the resulting decisions

    w i s e l y , o f t e n i n s i t u a t i o n s f i l l e d w i t h

    uncertainty and danger .

    b. Th r o u g h ou t h i s t o r y , ch a n g e s i n

    c u l t u r e a n d t e c h n o l o g y i n f l u e n c e d t h e

    character of military force and the manner

    in wh ich it is employed. These cha nges ar e

    a n a t t e m p t t o m a x i m i z e t h e u t i l i t y o f

    militar y force in a new opera tional regime.

    Promising new nonlethal weapons (NLW)

    p r o p o s a l s r e p r e s e n t a d v a n c e s i n

    technology. In th e complex a nd cha nging

    political and social domain of the modern

    world, nonlethal capabili t ies may offer the

    opportuni ty to increase the ut i l i ty of the

    m i l i t a r y a s a n i n s t r u m e n t o f n a t i o n a l

    power .

    2. Definition

    NLW are def ined as weapons that are

    e x p l i c i t l y d e s i g n e d a n d p r i m a r i l y

    employed, at a minimum, to discourage or

    a t most, incapa cita te personnel or ma teriel

    wh i le minimiz ing fa t a l it ies a nd undesired

    damage to property and the environment .

    NLW achieve these benefits by employing

    m e a n s o t h e r t h a n c a t a s t r o ph i c ph y s i c a l

    des t ruc t ion to incapac i t a te the i r t a rge ts .

    The term nonlethal should be understood

    as a func t ion o f in tent ; zero mor ta l i ty or

    p e r m a n e n t d a m a g e a r e g o a l s n o t

    gua ra nt ees o f th ese w eapons . NLW a dd

    f l e x i b i l i t y t o c o m b a t o p e r a t i o n s a n d

    enhance force protect ion by providing an

    environment in which f r iendly troops can

    e n g a g e t h r e a t e n i n g t a r g et s w i t h l i m it e d

    r i s k o f n o n c o m b a t a n t c a s u a l t i e s a n d

    col la teral damage.

    3. Concept Description

    N o n l e t h a l c a p a b i l i t i e s m a y p r o v i d e

    armed forces wi th the necessary means to

    c o n t r o l t h e f l o w o f r e f u g e e s , e n f o r c e

    m a n d a t e s , a n d p r o t e c t t h e m s e l v e s i n

    c o n s o n a n c e w i t h t h e s p e c i f i e d r u l e s o f

    engagement (ROE) for a specific operation.

    The food relief effort in Soma lia is a superb

    example where use of lethal weapons, with

    t h e e x c e p t i o n o f f o r c e p r o t e c t i o n , w a s

    inconsistent with the mission.

    4. Background on Development andEmployment

    a . M i li t a r y f or c es h a v e lo n g u s ed

    nonle tha l fo rce to in f luence behav ior o f

    people and nations, defeat adversaries with

    m i n i m um us e o f l e t h a l c a pa b i l i t i e s , a n d

    w e a k e n a dv e r s a r i e s t o de f e a t t h e m w i t h

    convent iona l a rms . E xa mples o f c l ass ic

    nonlethal means include a show of force ;

    p h y s i c a l o b s t a c l e s ; n o i s e t o c r e a t e o renhance psychological e f fects ; smoke and

    obscurants to mask opera t ions or de fea t

    homing and guida nce mecha nisms; and light

    used to disorient combat a nt s. These classic

    nonle tha l means wi l l remain re levant in

    f u t u r e o p e r a t i o n s a n d a r e a p a r t o f a n

    e v o l u t i o n a r y p r o c e s s o f w e a p o n s

    development .

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    I-2

    b. I n c r ea s e d i n t e r a c t i on b et w e en U S

    forces and civilian populations has become

    a feature of the contemporary operational

    landscape that is l ikely to remain the case

    for th e foreseea b le fu t ure . Tw o f a c tors

    account for this forecast:

    (1) Wo r ldw i de pa t t e r n s o f popu l a -t ion growth a nd migrat ion ha ve resul ted in

    an expansion of urban cul ture wi thin the

    established industrialized nations and also

    in many preindustrial and emerging Third

    W o r l d s o c i e t i e s . T h e pr e v a l e n c e o f

    urbanization in many crisis-prone regions

    of the world crea tes t he potent ial for large,

    vulnerable groups of noncombatants to be

    c a u g h t u p i n v o l a t i l e c o n f r o n t a t i o n s

    involving the deployment of milita ry forces.

    (2) U S forces increasingly opera te in

    t h e c h a l l e n g i n g e n v i r o n m e n t k n o w n a s

    m i l i t a r y o p e r a t i o n s o t h e r t h a n w a r

    (MOOTW); a category that includes such

    m i s si on s a s h u m a n i t a r i a n a s s i s t a n c e,

    disaster relief , noncombatant evacuations,

    and the various types of peace operations.

    These operations commonly involve close

    a nd cont inua l interaction betw een U S forces

    a nd noncomba ta nt civil ians. Some MOOTW

    s c e n a r i o s i n c l u d e t h e p r e s e n c e o f

    p a r a m i l i t a r y f o r c e s , a r m e d f a c t i o n s , o rrogue elements that present a constant but

    uncer ta in thr ea t to our forces . In these

    si tuat ions , the mission of mil i tary forces

    includes preventive ta sks. In other words,

    US forces enhance mission accomplishment

    by preventing individuals or factions from

    c a r r y i n g o u t s p e c i f i e d u n d e s i r a b l e

    a c t i v i t i e s , s u c h a s r i o t i n g , l o o t i n g ,

    a t t a c k i n g , h a r a s s i n g , o r t h r e a t e n i n g .

    Somet imes , the adversary b lends in w i th

    the local populat ion of innocent c i t izens .

    Other times, sectors of the local populationmay r i se aga ins t our forces and become

    a c t i v e p a r t i c i p a n t s i n a c t s o f v i o l e n c e .

    Factional alignments, the level of violence,

    and the threat to mission accomplishment

    ma y change f requently and wi th l it t le or no

    wa rning . U nder such ci rcumsta nces , the

    identity of our a dversaries is uncerta in an d

    the use of deadly force for purposes other

    than se l f -de fense may be cons t ra ined by

    R O E o r t h e j u d g m e n t o f t h e o n - s c e n e

    commander .

    5. Relationship of NLW to Deadly Force

    a . The commitment of mil ita ry power t o

    resolve crises ha s t ra ditionally involved theuse of dea dly force or t he implicit or explicit

    threat of th e use of dea dly force. Milita ry

    units are trained, organized, and equipped

    for th is purpose. A force a rmed only w ith

    tradi t ional mil i tary weapons normal ly has

    t w o o p t i o n s f o r e n f o r c i n g c o m p l i a n c e :

    th r eats of deadl y force a n d appl i cat i on of

    dead l y fo rce. Th i s l i m i t a t i o n c r ea t e s a

    critical vulnerabili ty that belligerents may

    quickly discern and use to their advantage.

    b. N on l e t h a l c a p a b i l i t i e s p r ov i d e a

    wider ran ge of opt ions th a t a ugment but do

    not r ep l ace t r a d i t i o n a l m e a n s o f d e a d l y

    force. Theoption to resort to deadly force

    m u s t a l w a y s r e m a i n a v a i l a b l e w h e n t h e

    comma nder believes i t is a ppropriat e to the

    m i s s i o n . Th e D e p a r t m e n t of D e f e n s e

    D i r e c t i v e ( D O D D ) 3 0 0 0 . 3 , Po l i c y fo r

    N onl etha l Weapons, 9 J u ly 1996, s t a tes

    t h a t the avai l abi l i ty of NL W wi l l not l im i t

    a Comm ande r s i nher en t au tho r i t y and

    ob l i ga t i on to use a l l n ecessa r y meansavail able and t o take all appropri ate acti on

    i n sel f-d efense. The existen ce of nonlet ha l

    c a p a b i l i t i e s d o e s n o t r e p r e s e n t t h e

    p o t e n t i a l f o r n o n l e t h a l w a r , a n d

    unrea listic expecta tions to tha t effect m ust

    b e v i g or o u s l y a v o id e d . N o n c om b a t a n t

    casualties, to include serious injuries and

    fatali t ies, will continue to be a regrettable

    b u t o f t e n u n a v o i d a b l e o u t c o m e w h e n

    military power is employed, regardless of

    NLW a va ilability . This principle, a ugment

    d e a d l y f o r c e , i s f u n d a m e n t a l t o t h eplanning and execut ion o f any opera t ion

    w h e r e t h e e m p l o y m e n t o f n o n l e t h a l

    capabili t ies is contemplated.

    c . ROE must be clear ly a r t i cula t ed and

    understood to establish the role of NLW as

    a n addi t iona l mea ns of employing force for

    t h e p a r t i c u l a r p u r p o s e o f l i m i t i n g t h e

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    probab i l i ty o f dea th or ser ious in jury to

    n o n c om b a t a n t s o r b e l li g e r e n t s . U s e o f

    d e a d l y f o r c e m u s t a l w a y s r e m a i n a n

    inherent r ight of indiv iduals in instances

    w h e n t h e y , t h e i r f e l l o w s e r v i c e m e n , o r

    personnel in the i r charge are threa tened

    wit h dea th or ser ious bodi ly ha rm. NLW

    add f lex ib i l i ty to combat opera t ions andenhance force protect ion by providing an

    e n v i r o n m e n t w h e r e U S f o r c e s c a n

    per m i s s iv el y e n g a g e t h r e a t e n i n g t a r g e t s

    w i t h l i m i t e d r i s k o f n o n c o m b a t a n t

    casual t ies and col la teral damage.

    d . C om m a n d er s a n d p u b li c a f fa i r s

    officers must prepare personnel to address

    media quest ions a nd concerns rega rding th e

    r o l e o f N L W . O p e r a t i o n a l e x p er i e n c e

    indicates that novel capabi l i t ies g ive r ise

    to s ign i fi ca n t media in teres t . P ersonnelpa r t i c i pa t i n g i n i n t e r v i e w s o r b r i e f i n g s

    must be prepared to address the ro le o f

    NLW. They must ma ke i t clea r tha t the

    p r e s e n c e o f N L W i n n o w a y i n d i c a t e s

    abandoning the opt ion to employ deadly

    force in appropriate circumstances.

    6. Advantages of Employing NLW

    N L W p r o v i d e c o m m a n d e r s t h e

    f l e x i b i l i t y t o i n f l u e n c e t h e s i t u a t i o nf a v o r a b l y w i t h r e d u c e d r i s k o f

    n o n c o m b a t a n t f a t a l i t i e s a n d c o l l a t e r a l

    dam age. Some adva nta ges fol low:

    a . Th e y ca n b e m o r e h u m a n e a n d

    c o n s i s t e n t w i t h t h e p o l i t i c a l a n d s o c i a l

    implicat ions implici t in humanitar ian and

    peacekeeping missions.

    b. Th e f or c e t h a t p r o pe r l y e m p l oy s

    nonle tha l opt ions ga ins advantages over

    t h o s e w h o r e l y o n l e t h a l o p t i o n s a l o n e ,because the degree of provocation required

    to employ these opt ions i s subs tan t i a l ly

    l e ss . Th i s a dv a n t a g e r e s u l t s i n a m o r e

    proactive posture and quicker response as

    well as a diminished likelihood of having a

    s i tuat ion escalate to a point where deadly

    force is required to resolve the conflict.

    c. N L W o pt i o n s a r e l es s l i k el y t o

    provoke others; however, the use of NLW

    may, in fact, provoke a negative response.

    d . D e m on s t r a t e d r es t r a i n t g r e a t l y

    diminishes feel ings of anger and remorse

    w h e n d e a d l y f o r c e i s r e q u i r e d a f t e r

    nonlethal options fail .

    e. N L W ca n f a c i li t a t e p o s t i n ci d en t

    s t a b i l i z a t i o n b y r e d u c i n g p o p u l a c e

    al ienat ion and col la teral damage.

    7. Policy Per Office of the Secretary ofDefense Instructions on Employmentof NLW

    a . B y D e pa r t m e n t of D e fe n se (D O D )

    policy, all developmental weapon systemsm us t b e s ub m i t t e d f o r l e g a l r e v i e w a n d

    must receive favorable findings before they

    can be incorpora ted int o th e force . This

    r e v i e w i n c l u d e s e x a m i n a t i o n f o r

    cons is tency wi th a ppl icab le in terna t iona l

    and domest ic l aws , inc luding the l aws o f

    w a r , v a r i o u s a r m s c o n t r o l t r e a t i e s , a n d

    protocols . U S forces ca n be a ssured tha t

    any NLW they are given have passed this

    c r i t i c a l t e s t . An y le g a l r e s t r i c t i o n s o n

    employment will also be incorporated into

    appl icable ROE.

    b. Some capabili t ies, a lthough designed

    to minimize fatali t ies and serious injuries,

    m a y h a v e e f f e c t s t h a t c o u l d a c t u a l l y

    discoura ge th eir use. Those ba sed on the

    controlled use of pain, for example, could

    prove dis tas teful to the troops employing

    t h e m , pa r t i c u l a r l y w h e n t h e t a r g e t a r e a

    i n c l u d e s c h i l d r e n , t h e e l d e r l y , t h e

    handicapped, or others subject to special

    p r o t e c t i o n w i t h i n t h e c o n t e x t o f o u r

    cul tura l her i ta ge . This concept of socia l

    acceptabili ty also extends to the domestic

    an d internat iona l publ ic. J ust as the basic

    decision to employ milit a ry force in defense

    of na t iona l interests is usua l ly a ma tter of

    i n t e n s e p u b l i c c o n c e r n , t h e m a n n e r i n

    w h i c h t h a t f o r c e i s e x e r c i s e d i s a l s o

    subjected to the sa me scrut iny. Speculat ion

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    as to the employment (or nonemployment)

    of NLW creat es a geometr ically expan ding

    ma trix of options. As with a ll wea pons the

    US military uses, the effects of NLW must

    be generally a ccepta ble to our society. In

    some cases , the same considerat ions wi l l

    e x t e n d t o t h e l a r g e r i n t e r n a t i o n a l

    c om m u n i t y . F o r e x a m p l e , s o m e N L Wef fec ts could prove o f fens ive to cer ta in

    allies for religious or cultural reasons.

    c. N e it h e r t h e p r es e n ce n or t h e

    potent ial effect of NLW shall constit ute a n

    obligation for their employment or a higher

    s t a n d a r d f o r e m p l o y m e n t o f f o r c e t h a n

    provided for by a pplica ble law . In a ll ca ses,

    th e US r eta ins the option for immediat e use

    o f l e t h a l w e a p o n s , w h e n t h e o n - s c e n e

    c o m m a n d e r d e e m s i t a p p r o p r i a t e ,consis tent wi th internat ional law.

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    Chapter II

    1. PurposeThe purpose of NLW is to enh a nce t he

    a bili t ies of milita ry comma nders t o conduct

    m i s s i on s a c r os s t h e r a n g e o f m i li t a r y

    operat ions . Over th e past severa l year s ,

    m i l i t a r y o p e r a t i o n s h a v e g r a v i t a t e d

    towa rds th e lower end of this spectrum a nd

    have involved US forces in missions, such

    as peacekeeping and peace enforcement ,

    where the ROE are inherently restrictive.

    NLW are designed to address the special

    r e q u i r e m e n t s o f t h i s l o w - i n t e n s i t ye n v i r o n m e n t . Th e y p r o v id e t o o ls t h a t

    e n a b l e t h e i n d i v i d u a l , t e a m , o r u n i t t o

    a nt icipa te a nd/or respond t o provoca t ion

    with more a ppropriat e mea ns tha n th rough

    th e use of dea dly force. Essent ially , NLW

    p r o v i d e U S f o r c e s w i t h a n e a r - t e r m

    capab i l i ty fo r e f fec t ive ly contro l l ing the

    n o n t r a d i t i o n a l b a t t l e f i e l d , w i t h i n t h e

    constraints lev ied by ROE, by mit igat ing

    c a s u a l t i e s a n d m i n i m i z i n g c o l l a t e r a l

    da m a g e .

    2. System Description

    The serv ices a re procur ing versa t i le

    packages of NLW comprised of commercial

    off-the-shelf (COTS) and government off-

    th e-shelf (G OTS) equipment a nd m unit ions.

    Advanced developmental technologies are

    a l s o b e i n g e x p l o r e d f o r f u t u r e p r o -

    c u r e m e n t s . I n a d d i t i o n t o a d d r e s s i n g

    c o n t i n g e n c y r e q u i r e m e n t s , t h e s e r v i c e s

    N L W c a p a b i l i t y s e t s a d d r e s s t r a i n i n g

    requirements by providing limited sustain-ment tra ining amm unit ion a nd a ppropria te

    sustainment tra ining equipment .

    T h e g e n e r i c N L W c a p a b i l i t y s e t s

    components (Appendix A) can be divided

    i n t o f o ur d i s t i n c t c a t e g o r i e s : pe r s o n n e l

    pro tec tors ; personnel e f fec tors ; miss ion

    enha ncers; a nd tra ining devices. P ersonnel

    effectors are the NLW in the set.

    P ersonnel Protectors . Personnel pro-t e c t o r s i n c l u d e i t e m s s u c h a s f a c e

    shields and r iot sh ie lds t ha t pro tec t

    t h e i n d i v i d u a l f r o m b l u n t t r a u m a

    injur ies in f l i c ted by thrown ob jec ts ,

    clubs, etc.

    P e r s on n e l E f f ec t or s . P e r s on n e l

    e f f e c t o r s i n c l ude i t e m s s uc h a s r i o t

    b a t o n s , s t i n g b a l l g r e n a d e s , p e p p e r

    spray s, a nd kinetic rounds, designed to,

    at a minimum, discourage, or at most,

    incapaci ta te indiv iduals or groups.

    Miss ion E nhancers. Mission enha ncers

    include items such as bullhorns , combat

    optics, spotlights, and caltrops. These

    i tems are designed to faci l i ta te target

    i d e n t i f i c a t i o n a n d c r o w d c o n t r o l .

    A dd i t i o n a l l y , t h e s e i t e m s pr o v i de a

    l i m i t e d a b i l i t y t o a f f e c t v e h i c u l a r

    movement .

    Tra in ing D ev ices . Tra in ing dev ices

    inc lude i tems such as t r a in ing sui t s ,

    t r a i n i n g b a t o n s , a n d i n e r t p ep p er

    sprays. They are designed to facil i tate

    realistic hands-on scenario training in

    preparat ion for operat ions .

    a . System Relat ionships an d Inter/

    In tr a opera bi l i ty . The generic NLW cap-

    a b i l i t y s e t i s d e s i g n e d t o p r o v i d e a n

    i n f a n t r y b a t t a l i o n - s i z e d e l e m e n t w i t h

    l i m i t e d , t a c t i c a l l y d e p l oy a b l e N L W.

    Fielding of th is ca pabili ty set enha nces th eo p e r a t i o n o f s y s t e m s a n d e q u i p m e n t

    a l r e a d y f i e l d e d a n d p l a n n e d w i t h i n t h e

    j oi n t co m m u n i t y . Th e g e n e r i c N L W

    capabi l i ty set components are compatib le

    w i t h m i l i t a r y e q u i pm e n t t h a t i s a l r e a dy

    f i e l d e d o r p l a n n e d f o r f u t u r e u s e .

    Capabi l i ty set munit ions are e i ther hand-

    thrown or can be fired from 12-gauge (ga)

    shotguns or 40 mil l imeter (mm) grenade

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    laun chers. Other i tems in the generic NLW

    capability set comprise personal protective

    gear and support equipment , such as gas

    laun ch a da pters for th e 12-ga shotgun. In

    a l l i n s t a n c e s , t h e c o m p o n e n t s o f t h e

    c a pa b i l i t y s e t a r e t e c h n i c a l l y un s o ph i s -

    t i c a t e d a n d s u p p o r t a b l e w i t h c u r r e n t

    military logistic capabili t ies.

    b. Eq uipment Repla ced. No equipmentis replaced by the generic NLW capability

    set. The operat iona l int ent of th e ca pabili ty

    set is to augment a ba tt a lion-sized unit w ith

    t h e r e q u i r e d N L W m u n i t i o n s a n d

    equipment to enhance its force projection

    c a pa b i l i t y . Th e N L W c a pa b i l i t y s e t i s

    a d d i t i o n a l e q u i pm e n t t h a t w i l l r e q u ir e

    incorporation into l i f t and load planning.

    c. Ca pa bility In crease. With th e excep-t ion o f l imi ted capab i l i ty w i th in mi l i t a ry

    police units, the services do not possess an

    orga nic NLW capa bility. When fielded, the

    NLW capability set will provide US forces

    with the appropriate weapons, munit ions ,

    a n d e q u i p m e n t t o e m p l o y a r a n g e o f

    nonletha l options. NLW capa bility sets will

    a ugment existing letha l capa bilit ies. The

    roles, missions, and quantities of existing

    letha l weapons systems a re not replaced by

    nonlethal capabi l i t ies .

    3. Organization

    Organizat ional s tructure is not ant ic i-

    p a t e d t o c h a n g e a s a r e s u l t o f N L W

    capabili ty sets being a dded to t he inventory.

    a . S y s t e m L o ca t i o n /D i s t r i b u t i o n . Th e

    g e n e r i c c a p a b i l i t y s e t i s i n t e n d e d t o

    provide an interim NLW capabili ty to the

    U S f o r c e s f o r t r a i n i n g a n d c o n t i n g e n c y

    opera tions. The loca tions a nd dist ribut ion

    procedures for NLW capabi l i ty sets have

    b e e n p l a n n e d f o r U S M a r i n e C o r p s(U SMC ), U S Army (U SA), a nd U S Air F orce

    (U SAF) procurements but not for US Na vy

    (U SN) systems. The U SMC w ill distribute

    1 4 N L W c a p a b i l i t y s e t s t o t h e g r o u n d

    comba t elements (G CE ) of th e three Ma rine

    e x pe d i t i o n a r y f o r c e s ( M E F s ) . T h e U S A

    plans to field company NLW capability sets

    to the active divisions and retain a l imited

    num ber of sets a s contin gency stock. The

    U SAF is modernizing set s for security force

    uni ts .

    b. N LW C a p a b i l it y S e t C o m p os i t i on .

    The U SMC NLW capa bility set is comprised

    of 33 component s (Appendix A). Thir t een

    i tems can be class i f ied as ammunit ion or

    i t e m s t h a t h a v e s p e c i a l s t o r a g er e q u i r e m e n t s a n d w i l l b e m a i n t a i n e d a t

    a mmun ition stora ge facil i t ies. Five items

    are classif ied as either serialized weapons,

    S L - 3 c o m po n e n t s t o w e a po n s , o r i t e m s

    inherently dangerous to others and will be

    m a i n t a i n e d i n o r g a n i z a t i o n a l a r m o r i e s .(No t e : SL - 3 i s a U SMC t e rm t o desc r i b e

    equ i pm en t t ha t i s sec ond a r y t o t he ma i n

    equ i pm en t , suc h as cl ean i ng equ i p men t ,

    t r i pods , et c . Th e equ i v a l en t t e rm used by

    t h e U S A r m y i s b a s i c -i ssu e i t em s l i s t

    [ B I I L ] ) . S i x t e e n i t e m s a r e e q u i p m e n t -r e l a t e d i t e m s a n d w i l l b e m a i n t a i n e d i n

    uni t supply wa rehouses . In a l l insta nces ,

    t h e s e i t e m s w i l l r e m a i n i n a p p r o p r i a t e

    storage facil i t ies unless issued for training

    o r c on t i n g e n c y o pe r a t i on s . Th e s a m e

    procedures remain true for units deployed

    aboard amphibious ready group shipping.

    A m m u n i t i o n s t o r a g e w i l l b e d i v i d e d

    b e t w e e n d e s i g n a t e d l a n d i n g f o r c e

    operat iona l reserve ma terial (LFORM) a nd

    t r a i n i n g a m m u n i t i o n s t o r a g e c o m p a r t -

    ment s . Speci f ic uni t ta b le of equipment

    (T/E ) t o be affect ed w ill be det erm ined by

    MEF commanders .

    c. P ersonnel Requiremen ts . To da te nochange or increase in milita ry occupa tional

    specia lty (MOS) codes ha s been determ ined

    in order to f ield, operate, and maintain the

    NLW capa bility set. H owever, ME F specia l

    opera t ions t r a in ing groups (SOTGs) wi l l

    p o s s i b l y r e q u i r e u p t o t h r e e a d d i t i o n a l

    i n d i v i dua l s e a c h t o c o n duc t a ppr o pr i a t et r a i n i n g f o r M a r i n e e x p e d i t i o n a r y u n i t

    (MEU) special operat ions capable (SOC)

    units rotating through the unit deployment

    c y c l e . I f t h e s e a d d i t i o n s o c c u r , c o n -

    s i d e r a t i o n s h o u l d b e g i v e n t o t h e

    development of another secondary MOS to

    a ccommoda te individua ls w ho specialize in

    th e NLW a rea. Additionally because units

    o ther than MEUs are an t ic ipa ted to t r a in

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    w i t h a n d p o t e n t i a l l y e m p l o y N LW,

    individua ls w ithin other MEF organiza tions

    ma y a l so be ident i f ied a s t r a iners . This

    a ction ma y require an increase of man power

    within other s tructures , or i t may lead to

    the appoint ing of secondary NLW MOSs.

    Secondary NLW MOS instructor trainer is

    recommended in the program of instruction(POI) for the NLW instructor course found

    in Appendix C of th is document . The US A

    w i l l n o t c r e a t e a n y n e w M O S s b u t m a y

    ass ign i t as an addi t iona l sk i l l ident i f ie r

    (ASI ). The US AF will not creat e a ny new

    Air Force specia lty codes (AFS Cs ) or special

    identi f iers .

    d. Mission Req uirement s/Ta ctical S tr uc-

    ture.

    (1) The mission requir ements a ndtactical structure pertinent to the employ-

    ment of th e NLW capa bility set component s

    w i l l v a r y d e p e n d i n g u p o n t h e t y p e o f

    c o n t i n g e n c y a n d s ub s e q ue n t t a s k o r g a n -

    i z a t i o n o f t h e e m p l o y i n g u n i t . M i s s i o n

    requirements , der ived f rom commander s

    guidance, should be sat is f ied through the

    a p p r o p r i a t e c o m b i n a t i o n o f l e t h a l a n d

    nonlethal capabi l i t ies .

    (2) NLW provide U S forces wit h a

    means of shaping their area of operat ion

    beyond t r ad i t iona l verba l threa t s , shows

    of force, or risky riot control formations,

    a n d s h o r t o f e m p l o y i n g d e a d l y f o r c e .However , i t i s impera t ive tha t US forces

    retain the means and are ready to employ

    l e t h a l f o r c e i n t h e e v e n t t h a t n o n l e t h a l

    force fa ils to a chieve desired out comes. For

    example, NLW employment may provoke a

    l e t h a l r e s p o n s e f r o m t h e a d v e r s a r y .

    W i t h o u t t h e i m m i n e n t t h r e a t o f l e t h a l

    force, nonlethal munitions will prove to be

    l e s s e f f e c t i v e a n d p o s s i b l y e v e n

    c ou n t e r p r o d u c t i v e . M o r e i m p o r t a n t l y,

    denying US forces a letha l ca pabili ty would

    p l a c e t h e m a t u n a c ce pt a b l e r i s k . I fnonle tha l fo rce i s employed wi thout the

    threat of lethal force, then the belligerent

    ma y opt to exploit a perceived vulnera bility.

    The use of NLW then becomes counter-

    p r o d u c t i v e , b e c a u s e i t s e r v e s o n l y t o

    a g g r a v a t e t h e t h r e a t a n d c a u s e s t h e

    si tuat ion to deter iorate .

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    III-1

    Chapter III

    1. Applicability Across the Range ofMilitary Operations

    The range o f mi l i t a ry opera t ions has

    var ious leve ls o f combat in tens i ty , and

    NLW provide one more option to deal with

    th e va ry ing in t ens i ty . MOOTW ma y be

    f o u n d a c r o s s t h e r a n g e o f m i l i t a r y

    o pe r a t i o n s a n d o f t e n i n c l ude s i t ua t i o n s

    where noncombat an ts a re mingled wi th t he

    adversaries or involved in acts of violence,

    s u c h a s r i o t i n g o r l oo t i n g . I n s u chcircumstances, NLW provide commanders

    the f lex ib i l i ty to in f luence the s i tua t ion

    f a v o r a b l y w i t h r e d u c e d r i s k o f

    n o n c o m b a t a n t f a t a l i t i e s a n d c o l l a t e r a l

    da ma ge . NLW a lso provide a mean s by

    wh ich to ascerta in the intent of individua ls/

    bel l igerents .

    a . Th e n ee d t o r e d u ce t h e r is k s of

    serious injury to personnel is not l imited

    t o c r o w d c o n t r o l s c e n a r i o s . I n m i l i t a r yoperations on urbanized terrain (MOUT),

    some o f the loca l c iv i l i an populace may

    r e m a i n i n a n u r b a n a r e a i n t h e m i ds t o f

    ba t t le . The t r a d i t iona l so lu t ion to such

    challenges has been the implementation of

    r e s t r i c t i v e R O E . N on l e t h a l c a pa b i l i t i es

    may provide commanders the f lexibili ty to

    adapt a f lu id approach to MOUT, which

    a l lows the i r subordina tes the f reedom o f

    a c t i o n t o e m p l o y a p p r o p r i a t e l e v e l s o f

    measur ed milita ry force to a ccomplish th eir

    mission.

    b. An ot h e r e xa m p l e of N LW

    a p p l i c a t i o n s i n M O O T W i s i n p e a c e

    enforcement . In th ese opera tions, NLW a re

    u s e d i n a n a r e a d e n i a l r o l e t o s e p a r a t e

    b e l l i g e r e n t s w i t h o u t r e s o r t i n g t o de a d l y

    f o r c e. Th e y a r e a l s o u s e d t o s u p p o r t

    h u m a n i t a r i a n r e l i e f o r g a n i z a t i o n s i n

    pro tec t ing food and medica l d i s t r ibut ion

    si tes .

    c. C u r r e n t N LW p r ov id e a l im i t ed

    capabili ty to address the range of military

    operat ions . U l t ima tely , NLW wil l evolve

    t o e n c o m p a s s o t h e r , m o r e a d v a n c e d

    t e c h n o l o g i e s t h a t w i l l i m p r o v e t h e i r

    operational effectiveness and expand their

    a pplica tions. For exam ple, directed energy

    a nd a coustic NLW tha t a re current ly under

    de v e l o pm e n t m a y p r o v i de t h e m e a n s t oachieve this ultimate capabili ty .

    2. Core Capabilities

    Core capabili t ies a re those funda menta l

    c o m pe t e n c i e s t h a t e n a b l e us t o a c h i e v e

    desired opera tional outcomes. In th e case

    of NLW, th is equa tes t o providing a flexible

    m e a n s o f r e s p o n s e i n o r d e r t o p r o t e c t

    friendly forces a nd/or influence th e a ctions

    o f p o t e n t i a l a d v e r s a r i e s a n d n o n -comba ta nt s. These goals can be a chieved

    without resor t ing to le thal force and in a

    m a n n e r t h a t w i l l m i n i m i z e c o l l a t e r a l

    da ma ge. The core capa bili t ies a ssocia ted

    with nonlethal e f fects fa l l into two major

    c a t e g o r i e s : c o u n t e r p e r s o n n e l a n d

    countermater ie l .

    a . C oun t e r pe r son n e l C a pa b il it i es .

    (1) N o n l et h a l c ou n t e r p e r s on n e l

    c a p a b i l i t i e s e n a b l e t h e a p p l i c a t i o n o fmilitar y force with reduced risk of fa ta li t ies

    or serious casua lties a mong noncombat a nts

    or even, in some instances, among enemy

    forces. There ar e severa l specific nonletha l

    c o u n t e r p e r s o n n e l c a p a b i l i t i e s t o b e

    explored. These include th e mea ns t o

    inf luence the behavior and act iv i t ies of a

    po ten t ia l l y h o s t i l e c r o w d , a s w e l l a s t h e

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    capabili ty to bring a mob engaged in a riot

    u n d e r co n t r o l . Wh i l e t h e r e a r e m a n y

    s imi lar i t ies in these two scenar ios , each

    i n v o l v e s un i q ue c h a l l e n g e s , w h i c h m a y

    require radically dif ferent solutions.

    (2) U S forces require the capa bili ty

    t o i n ca p a c i t a t e p er s o n n el . F o r t h epurposes of this document, inca pacita tion

    is achieved when weapons effects result in

    phys ica l inab i l i ty ( rea l o r perce ived) or

    mental disinclination to act in a hostile or

    threa tening ma nner . In keeping wi th the

    g u i d i n g p r i n c i p l e s f o r N L W , t h i s

    incapacitation should be readily reversible,

    p r e f er a b l y , s e l f -r e v e r s i n g t h r o u g h t h e

    pa ssa ge of tim e. While th e focus, at least

    initially , will be on capabili t ies that affect

    groups of people, NLW will also provide

    c a p a b i l i t i e s t o i n c a p a c i t a t e i n d i v i d u a l swithout affecting those nearby.

    (3) U S f or c es r e q u i r e a n o n le t h a l

    capabi l i ty to deny personnel access to an

    a rea. This ca pabili ty ca n include the use of

    physical barr iers or systems that produce

    physica l or ment a l discomfort t o those who

    e n t e r t h e d e n i e d a r e a . N o n e xp l os i v e

    nonlethal area denial technologies would

    l i k e l y b e e x e m p t f r o m t h e r e s t r i c t i o n s

    a pplied to convent iona l la nd mines. Thus,t h e y c a n p r o v i d e n e w p o s s i b i l i t i e s f o r

    b a r r i e r p l a n n i n g i n a n y t y pe o f m i l i t a r y

    operat ion.

    (4) U S f or c es r e q u i r e a n o n le t h a l

    capa b i l ity t o se ize personnel . This may

    include some combination of technologies

    i n h e r e n t i n o t h e r c o r e c a p a b i l i t i e s .

    I n c a p a c i t a t i o n m e t h o d s o r t h e u s e o f

    enta ngling devices, such a s t hose designed

    f o r a r e a d e n i a l , m a y a i d i n s e i z i n g

    personnel. This capa bili ty is int ended toa u g m e n t l e t h a l m e a n s u s e d t o c a p t u r e

    s p e c i f i e d i n d i v i d u a l s , s u c h a s e n e m y

    combatants or persons who are inci t ing a

    mob or crowd to violence.

    (5) U S f or c es r e q u i r e a n o n le t h a l

    capabili ty to clear facil i t ies and structures

    o f p e r s o n n e l . Th i s a p p l i ca t i o n w i l l

    faci l i ta te MOUT by reducing the r isks of

    n o n c o m b a t a n t c a s u a l t i e s a n d c o l l a t e r a l

    damage while s imultaneously minimiz ing

    t h e a d v a n t a g e s t o a n e n e m y w h o i s

    defending in a built-up area.

    b. C oun t e r m a t e r ie l C a pa b il it i es .

    (1) N o n l et h a l c ou n t e r m a t e r i e l

    capabi l i t ies would enhance operat ions by

    r e n d e r i n g e q u i p m e n t a n d f a c i l i t i e s

    unusa ble w ithout complete destruction. A

    nonle tha l countermater ie l capab i l i ty w i l l

    enable the employment of military force to

    defuse potentially volati le situa tions under

    circumstances in where more destruct ive

    conventional mil i tary means might prove

    c ou n t e r p r o d u c t i v e . F o r e x a m p l e , p r e -

    e m p t i v e s t r i k e s a g a i n s t t r o u b l e s o m e ,

    a g g r e s s i v e n a t i o n s m a y b e p o l i t i c a l l yu n a c c e p t a b l e w h e n o n l y c o n v e n t i o n a l

    weapons, wi th their a t tendant high r isk of

    personnel casua l t ies , a re involved. With

    n o n l e t h a l c o u n t e r m a t e r i e l c a p a b i l i t i e s ,

    however, an enemys abili ty to threaten its

    neighbors could be curtailed with far less

    political r isk by attacking only weapons of

    war and their support ing infrastructure .

    (2) Th e j oi n t N L W a ppr o a c h w i l l

    f o c us o n t h r e e s pe c i f i c c o un t e r m a t e r i e lcapa bili t ies. U S Forces require a nonletha l

    capa bili ty t o deny vehicles to a ir , land, a nd

    s e a a r e a s . Th i s r e q u i r e m en t a pp li es t o

    w h e e l e d , t r a c k e d , a n d s u r f a c e e f f e c t s

    vehicles, as well as aircraft on the ground.

    P hysical barr iers or systems th at ar t i ficia l ly

    reduce the traff icabili ty of terrain may be

    included in this requirement.

    (3) U S forces require the abi l i ty to

    disable ships and other mari t ime vessels

    or deny their entry into targeted areas . U Sforces a lso require an enhanced abi l i ty to

    d i s a r m p e r s o n n e l o r d i s a b l e m a r i t i m e

    vessels to facil i tate boarding.

    (4) U S f or c es r e q u i r e a n o n l e t h a l

    c a p a b i l i t y t o d i s a b l e o r n e u t r a l i z e

    equipment a nd faci li t ies . This capa bi l ity

    encompa sses a w ide ran ge of subca tegories

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    III-3

    l imited only by the variety of the types of

    equipment to be ta rgeted. Some examples

    a r e s y s t e m s t h a t a l t e r c o m b u s t i o n

    p r o p e r t i e s o f f u e l s o r t h e v i s c o s i t y o f

    l u br i ca n t s a n d s y s t e m s t h a t ca u s e t h e

    embr i t t lement or decay of ma ter ie ls . In

    a d d i t i o n , s u b s t a n c e s t h a t a t t a c k r u b b e r

    tires, gaskets, or hoses and those that actas a dhesives or fusing meta l par ts a re a lso

    requi red .

    3. Limitations

    The limitations of NLW are conceptual,

    p h y s i ca l , a n d t a c t i ca l . Th e c on c ep t u a l

    l imitat ion is that pol i t ical leadership and

    media personnel may misunders tand the

    a ppropriat e a pplica tions of NLW a cross t he

    ra nge of milita ry opera tions. The incorrect

    perception that NLW wil l a l low wars and

    M O O T W t o b e p r o s e c u t e d w i t h o u t

    c a s u a l t i e s m a y l e a d t o c o n f l i c t i n g

    expecta tions betw een political a nd milita ry

    lead ers. These conflicts could result in U S

    forces be ing vulnerab le to misplaced or

    inconsist ent ROE. All leaders , political an d

    milita ry, involved in planning a nd executing

    m i l i t a r y m i s s i o n s m us t un de r s t a n d t h a t

    t h e r e i s n o s u c h t h i n g a s n o n l e t h a l

    operat ions .

    T h e p h y s i c a l l i m i t a t i o n s o f c u r r e n t

    NLW are their short range, br ief e f fects ,

    a nd t he relat ive ea se by w hich experienced

    c o m b a t a n t s o r b e l l i g e r e n t s c a n c o un t e r

    th eir effects. The current NLW capa bility

    set can also be lethal if improperly applied.

    T a c t i c a l l i m i t a t i o n s i n c l ude t h e l o s s o f

    moment um or tempo th a t ma y occur during

    t h e t r a n s i t i o n f r o m n o n l e t h a l t o l e t h a l

    force. These ty pes of limit a tions must be

    o v e r c o m e b y c o n t i n u a l t r a i n i n g a n do pe r a t i o n a l e x pe r i e n c e , w h i c h w i l l a l s o

    instill confidence in using NLW systems.

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    Chapter IV

    TRAINING WITH THE NONLETHAL WEAPONS CAPABILITY SET

    1. Fundamental Concepts and Training

    RequirementsThe successful accomplishment of any

    operation in which nonlethal measures are

    employed requires extensive preparat ion,

    of which individual, unit , medical support

    p e r s o n n e l , a n d t e a m t r a i n i n g a r e v i t a l

    pa rt s. Tra ining should be designed to give

    individuals an understanding of the entire

    subject area and enable them to funct ion

    efficiently, individually, and as members of

    a unit . This tra ining must be intensive a nd

    rea listic. Tra ining wit h the NLW capa bilityse t i s c r i t i ca l i f these weapons are to be

    employed w i th conf idence. The tr a ining

    f l o w s h o u l d b e t r a i n i n s t r uc t o r s t r a i n

    sta f ftra in uni texercise.

    I n i t i a l u n i t t r a i n i n g s h o u l d n o t b e

    c on duc t e d w i t h o u t q ua l i fi ed i n s t r uc t o r s .

    All nontype classified and COTS nonlethal

    muni t ions cannot be f i red wi thout Army

    Mater ie l Command (AMC) , Crane Nava l

    Weapons, or Air Force Munit ions Center

    a p p r ov i n g t h e t r a i n i n g co u r s e. U n i tsustainment training should be conducted

    at a minimum annua l ly.

    2. Training of Instructors

    V e r b a l c o m m un i c a t i o n s k i l l s , o pe n -h a n d c o n t r o l t e c h n i q u e s , r i o t c o n t r o l

    a gents, effects of impa ct w eapons, an d civil

    d i s t u r b a n c e t a c t i c s , t e c h n i q u e s , a n d

    p r o c e d u r e s ( T T P ) a r e a r e a s t r a i n e d t o

    sta nda rd a t t he Milita ry P olice School, Fort

    McClel l an , Alaba ma . The Ma r ine Corpsa n d t h e A r m y d e v e l o p e d a P r o g r a m o f

    Inst ruction (P OI) for a Nonleth a l Individual

    Wea pons In st ru ctor Cour se (NI WIC ). This

    is the only formal DOD nonlethal training

    course. The tr a ining requirement s outlined

    i n t h e N I W I C r e p r e s e n t t h e m i n i m u m

    t r a i n i n g s t a n da r ds t o b e c o n s i de r e d f o r

    i n c l u s i o n i n t h e d e v e l o p m e n t o f N L W

    i n s t r uc t o r s . Add i t i o n a l l y, t h e U S Ar m y

    M i l i t a r y P o l i c e S c h o o l i s d e v e l o p i n g a

    tra ining support package t ha t includes TTP

    for small units, company level and below,

    in t he u se of NLW in r iot/mob contr ol.

    a . The NIWIC is offered a s a 14-da y

    resident course at Fort McClellan and as a

    nonresident course instructed by a mobile

    tr a ining t ea m (MTT). The NIWIC is a t ra in

    the tra iner program designed to providecommanders nonlethal instructors wi thin

    th eir comma nd. The command er can then

    t a i l o r t h e n o n l e t h a l i n s t r u c t i o n t o f i t

    mission needs. The esta blishment of th e

    service-level NIWIC serves as an assurance

    m e a s u r e g i v i n g t h e c o m m a n d e r a

    quantif iable method of certifying nonlethal

    inst ructors. U pon completing th e course,

    g r a dua t e s a r e q ua l i f i e d i n s t r uc t o r s w i t h

    c e r t i f i c a t i o n s i n c o m m u n i c a t i o n s k i l l s ,

    o l e o r e s i n c a ps i c um ( O C ) s pr a y , i m pa c t

    weapons , and in terna t iona l ly recognized

    open-ha nd cont ro l techn iques . The U S

    A r m y w i l l a w a r d a n a d d i t i o n a l s k i l l

    identi f ier upon successful complet ion of

    this course.

    b. NI WIC P rogram of Ins tru ction.A p p e n d i x C i s a n e x t r a c t f r o m a

    c o m p r e h e n s i v e P O I d e v e l o p e d f r o m

    l e s s o n s l e a r n e d d u r i n g r e c e n t d e p l o y -

    ments. Ea ch a nnex wit hin Appendix C has

    a lesson plan complete with handouts andtra ining a ids. The intent of this P OI is to

    produce competent ins t ruc tors , who wi l l

    re turn to the i r uni t w i th a l l the t r a in ing

    ma ter ia ls and tra ining aids needed to meet

    different NLW training requirements.

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    3. Nonlethal Training Topics forDeploying Units

    T h e f o l l o w i n g 1 1 t o p i c s h a v e b e e n

    ident i f ied as essent i a l t r a in ing for uni t s

    deploying wi th nonlethal capabi l i t ies and

    are part of the NIWIC curriculum:

    a. Force Continuum. The subcourse is

    a n i n t r o d u c t i o n t o t h e f e d e r a l f o r c e

    cont inuum model as out l ined by Mar ine

    Corps Ord er (MC O) 5500.6F, Arm ing of Law

    En forcement and Secur it y Per sonn el and th e

    U se o f Dead l y For ce (o r o t h e r s er v i c e

    orders). Levels of resista nce, identifying

    t h e p r o p e r l e v e l s o f f o r c e , a n d h o w

    n o n l e t h a l t e c h n o l o g i e s a f f e c t f o r c e

    cont inuum are the minimum topics tha t

    should be covered.

    b. C r o w d D y n a m i cs /C r o w d C o n t r o l.

    T h e s u b c o u r s e , a n i n t r o d u c t i o n t o t h e

    d i f f e r e n c e s b e t w e e n c r o w ds , m o b s , a n d

    r i o t s , t e a c h e s t h e s t u d e n t b a s i c c r o w d

    c o n t r o l t e c h n i q u e s t h a t w i l l b e e a s i l y

    a pplied to var ious situa tions. The student

    s h o u l d b e f a m i l i a r i z e d w i t h t a c t i c s a n d

    techniques (a s found in Field Man ua l [FM]

    1 9 - 1 5 , F l e e t M a r i n e F o r c e M a n u a l

    [F M F M ]1 -3 , F M F M 6 , a n d Tr a i n i n g

    Circular [TC] 90-1) but will also consider

    nontradi t ional and smal l uni t appl icat ion.

    c. C o m m u n i ca t i o n S k i l ls . Th e s u b-course is an introduct ion to the s tages of

    conf l i c t management , verba l aggress ion ,

    n o n v e r b a l c o m m u n i c a t i o n , p h y s i c a l

    aggression, physiological diversions , and

    proper mental conditioning. The first NLW

    skill an individual must have is the abili ty

    to communicat e. G eneral A. M. G ra y, former

    Commanda nt of the Ma rine Corps, said, A

    war r io r s most f orm id ab le weapon is h i s

    m ind. The results of an individua ls menta l

    processes are evident through actions and

    words, and the words and communicat ion

    skills in dealing with people are truly the

    first line of nonlethal options.

    d. Oleoresin Ca psicum Aerosol Tra in-ing. The subcourse is a n int roduction to th e

    uses o f OC/pepper spra y a nd o ther r io t

    cont rol a gents . The s tud ent should ha ve

    a n a p p r e c i a t i o n f o r d e c o n t a m i n a t i o n

    requirements, stora ge, and shelf l ife of OC.

    Legal and tact ical considerat ions wi l l a lso

    b e t a u g h t . Al l O C t r a i n i n g s h o u ld be

    certif ied by existing tra ining progra ms th a t

    include live agent training.

    e. Open-Ha nd Control. The subcoursei s a n i n t r o d u c t i o n t o p r e s s u r e - p o i n t

    control techniques, unarmed sel f-defense

    m e a s ur e s , w e a pon r e t e n t i on t e c h n i q ues ,

    a n d o t h e r s u b m i s s i o n /r e s t r a i n t /s e a r c h

    techniq ues. H a ndcuffing/flexcuffing should

    be covered for contact team members.

    f . Impact Weapons. In this subcourse,

    s tudents a re t aught how to use the r ig id

    straight baton, collapsible straight batons,

    side handle batons, or riot control batons.

    g . I n t r o d u ct i on t o M i li t a r y Wor k i n g

    Dogs. The subcourse is a n introduct ion to

    the role of mil i tary working dogs and the

    p o t e n t i a l s u p p o r t a v a i l a b l e t o f o r c e s

    r e q u i r i n g n o n l e t h a l f o r c e o p t i o n s ( F M

    19-10, AFM 31-202).

    h . R O E , L a w o f Wa r , C on s t i t u t i on a l

    Seizure. The subcourse is a n introduct ion

    t o t h e R O E , l a w o f w a r , c o n s t i t u t i o n a l

    s e i z ur e , a n d t h e i r r e l a t i o n s h i ps ( D O D D5100.77, F M 27-10, N WP 1-14M/MC WP

    5 -2 . 1/C O M D TP U B P 5 80 0. 7 , a n d D A

    Pamphlet 27-1).

    i . N on l et h a l Mu n it i on s a n d E m p loy -

    ment . The subcourse is a n introduction to

    t h e c a p a b i l i t i e s a n d e m p l o y m e n t o f

    a vaila ble nonletha l wea pons. When firing

    nonle tha l muni t ions , t r ans i t ion to le tha l

    munit ions for famil iar izat ion wi l l fo l low.

    Students participate in l ive-fire exercises

    a s out lined in Ta bles IV-1 thr ough I V-7.

    j. B a rriers/P hysical Security Mea sures.

    The subcourse is an int roduction to barr iers

    and physical security measures available to

    tac t i ca l fo rces . These measures comple-

    ment t he use of nonleth a l force or mitigat e

    t h e n e e d f o r d e a d l y f o r c e . A n u n d e r -

    standing of proper emplacement of caltrop

    and foam are recommended.

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    IV-3

    Table IV-2. 40mm Wood Baton Round

    FAMILIARIZATION TABLE

    ROUNDS # TARGET GO/NO GO

    2 E-Silhouette

    20m

    2 E-Silhouette

    15m

    1 E-Silhouette

    10m

    5 5.56mm

    Transition @ 10m

    Table IV-3. 40mm Stinger Round (60 Caliber)

    Table IV-4. 12-ga Bean Bag Round

    FAMILIARIZATION TABLE

    ROUNDS # TARGET GO/NO GO

    2 E-Silhouette20m

    2 E-Silhouette

    15m

    1 E-Silhouette

    10m

    5

    5.56mm

    Transition @ 10m

    FAMILIARIZATION TABLE

    ROUNDS # TARGET GO/NO GO

    2 E-Silhouette

    20m

    2 E-Silhouette

    15m

    1 E-Silhouette

    10m

    5

    12-ga 00 Buck/7 Shot

    Transition @ 10m

    FAMILIARIZATION TABLE

    ROUNDS # TARGET GO/NO GO

    2 E-Silhouette

    20m

    2 E-Silhouette

    15m

    1 E-Silhouette10m

    5 5.56mm

    Transition @ 10m

    Table IV-1. 40mm Foam Baton Round

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    IV-4

    Table IV-6. 12-ga Rubber Pellet Round

    Table IV-7. Stinger Grenade

    FAMILIARIZATION TABLE

    ROUNDS # TARGET GO/NO GO

    2 E-Silhouette

    20m

    2 E-Silhouette

    15m1 E-Silhouette

    10m

    5

    12-ga 7 shot/00 Buck

    Transition @ 10m

    k. Ta ctics. The subcourse is a n intr o-

    duction t o ta ctics a s outlined in C ha pter V,

    para gra ph 5. MOUT a nd ta ct ics tra ining

    r e q u i r e s c l o s e l e a d e r i n v o l v e m e n t . U S

    Army Tra ining a nd D octr ine Comman d is

    developing training support packages that

    will include company level and below TTP.

    See Appendix D for sample 9-day uni t-training schedule covering these 11 topics.

    5. Unit Training

    a . The NIWIC is pr imari ly designed to

    p r o d u c e i n s t r u c t o r s w h o w i l l t r a i n

    individuals in the use and employment of

    NLW. Collective unit ta ctical tra ining is th e

    unit s responsibility; h owever, a 9-da y N LW

    example schedule based on NIWIC tra ining

    is provided in Appendix D. Units should

    c o n d u c t c o l l e c t i v e t r a i n i n g b e f o r e

    d e p l oy i n g w i t h N L W. U n i t s t a n d i n g

    opera t ing procedures (SOPs) and tac t i csm a y n e e d a d j u s t i n g t o a l l o w f o r t h e

    employment of this new equipment . All unit

    collective training should include nonlethal

    options and decision making.

    b. S i m u l a t i on Tr a i n i n g . Th e g oa l of

    simulation training should be to reinforce

    current t ra ining courses. The Ma rine Corps

    Comman da nt s Wa rf ight ing Laborat ory a t

    FAMILIARIZATION TABLE

    ROUNDS # TARGET GO/NO GO

    2

    Hand Thrown

    E-Silhouette 20/40m

    1Shotgun Launched

    E-Silhouette

    40m

    5

    12-ga 7 Shot/00 Buck

    Transition @ 40m

    Table IV-5. 12-ga Wood Baton Round

    FAMILIARIZATION TABLE

    ROUNDS # TARGET GO/NO GO

    2 E-Silhouette

    20m

    2 E-Silhouette

    15m

    1 E-Silhouette10m

    5

    12-ga 7 shot/00 Buck

    Transition @ 10m

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    IV-5

    Quan tico, Virginia, ha s a computer tr a ining

    simulat ion system designed to tra in smal l

    unit leaders in the application of nonlethal

    c a pa b i l i t i e s . G i v e n a s i t ua t i o n , m i s s i o n

    sta tement , and ROE, t he s tudent wi l l equip

    and place fire teams to conduct checkpoint

    opera tions a nd rea ct to stimu lus/events in

    a th ree-dimensiona l (3-D) representa tion ofa MOUT site. Curr ently, th ere is a similar

    s imulat ion system at the Human Systems

    Cent er a t B rooks Air Force Ba se , Texas ,

    th a t can be used for ta ctics development of

    dir ected ener gy N LW. Also, th e Air F orces

    F o r ce P r ot e ct i on B a t t l e L a b o r a t o r y a t

    L a c k la n d A ir F o r ce B a s e , Te x a s , i s

    establishing a similar computer simulation

    facil ity . Fina lly, the DOD is conducting a n

    ongoing effort to develop other computer

    simulat ion systems.

    6. Leader Training

    C o m m a n de r s , un i t l e a de r s , a n d s t a f f

    members also require NLW training before

    deploying . FM 19-15 covers a ll a spects of

    c i v i l d i s t u r b a n c e a n d i s r e l e v a n t i n

    providing guidan ce for t he comma nder a nd

    s ta f f .

    a . An u n d e r s t a n d i n g of t h e t o pi cs

    covered in the NIWIC i s recommended.

    However they should also possess an in-

    depth understa nding of the ROE tha t must

    be implemented a nd enforced as w ell as th e

    politics, culture, and demographics of the

    a rea to wh ich they a re deploying. B eca use

    o f t h e i n t e r n a t i o n a l a t t e n t i o n t h a t N L W

    r e c e i v e , j u n i o r t r o o p s a s w e l l a s

    c o m m a n de r s s h o u l d a l s o r e c e i v e m e d i a

    tra ining. From th e beginning, comma nders

    should involve their public affairs off icers

    i n N L W m i s s i o n p l a n n i n g . S u p p l y a n d

    logistic staff members also require tra iningin NLW maintenance and env i ronmenta l

    i s s u e s u n i q u e t o t h e e q u i p m e n t b e i n g

    deployed.

    b. C h a p t er V ou t l in e s s ev en t a s k s

    w h e r e N L W a r e w e l l s u i t e d . D u r i n g

    exercises both units a nd sta ffs should focus

    on s ix of the seven tasks : crowd control ,

    i n c a pa c i t a t i n g pe r s o n n e l , a r e a de n i a l t o

    b o t h p e r s o n n e l a n d v e h i c l e s , s e i z e

    personnel, and clear facilities of personnel.

    Disa ble/neut ra lize vehicles/a ircra ft a re not

    eas ily tr a ined ta sks durin g exercises. This

    l i s t i s n o t a l l - i n c l u s i v e a n d s h o u l d b emodified based on mission, enemy, terrain

    and weather, troops and support available,

    time available (METT-T).

    c. Wh e n e ve r N L W a r e e m p lo y ed

    d u r i n g t r a i n i n g , l e t h a l c a p a b i l i t y m u s t

    a lwa ys be in pla ce. Troops must alw a ys be

    prepa red to protect th emselves a s required

    w i t h a l e t h a l r e s p o n s e b e c a u s e i t i s

    i m p o s s i b l e t o a c c u r a t e l y p r e d i c t t h e

    response of an individual or mob.

    d . Leaders , medica l personnel , pub lic

    a ffairs representa tives, and personnel from

    th e Sta ff J udge Advoca te (SJ A) office should

    be involved in exercises when possible. This

    wi l l g ive the medica l personnel a be t te r

    understanding of OC deconta minat ion a nd

    the possible injuries they ma y encount er a s

    a r esult of NLW employment . The public

    a f f a i r s a n d S J A s pec ia l i s t s a l s o n e e d t o

    u n d e r s t a n d h o w t h e s e n e w t o o l s a r e

    e m pl o y e d i n o r de r t o b e t t e r a dv i s e t h ecommander on media matters and ROE.

    7. Summary

    In summary, here are some real-world

    lessons captured from recent conflicts that

    should never be over looked or assumed

    during tra ining:

    a . N ever apply a NLW in a s i tua t ion

    where deadly force is appropriate.

    b. Never a pply NLW in a situa tion tha t

    will place troops in undue danger.

    c. Always cover a NLW weapon with

    deadly force.

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    V-1

    Chapter V

    EMPLOYMENT OF THE NONLETHAL WEAPONS CAPABILITY

    1. Background

    Fundamental to employing NLW is a

    t h o r o u g h u n d e r s t a n d i n g o f t h e f o r c e

    cont inuum . As s ta ted be fore , nonle tha l

    c a p a b i l i t i e s p r o v i d e a w i d e r r a n g e o f

    options that augment tradi t ional means of

    d e a d l y f o r c e b u t d o n o t r e p l a c e t h e m .

    Nonletha l a l ternat ives a l low a comma nder

    t o i n c r e a s e a n d de c r e a s e t h e a m o un t o f

    force applied to a ccomplish a mission. The

    force cont inuum is genera lly continu ous an d

    seamless, yet a careful exam inat ion revealsfive broad categories l isted below:

    a . Th rea t s . T h e f o r c e c o n t i n u u m

    begins wi th threats . These can be ei ther

    implied or expressed. An implied th rea t

    may be mani fes ted through presence by

    f o rm i n g int o riot control forma tions, fixing

    b a y o n e t s , o r d o n n i n g g a s m a s k s . An

    expressed threa t occurs when a comma nder

    ma kes know n t he consequ ences of defian ce.

    b. Deni al Opt ions. Denial opt ions areusually placed in highly visible areas and

    ar e of ten marked with placa rds . Exa mples

    may include concert ina , cal trops, barbed

    w i r e , f o a m s e n h a n c e d w i t h O C ( pe ppe r

    spray), or other obstacles.

    c. M un i t i on s t h a t Cau se Ph y si c a l

    D i scomfor t / I ncapaci t a te. M un i t i o n s t h a t

    cause physical discomfort but fall short of

    inf l ic t ing trauma include f lashbangs,t e a r

    ga s, a nd OC. Although the discomfort ori n j u r y m a y b e s u b s t a n t i a l l y l e s s t h a n

    concertina,th e employment of these options

    requi re a dec is ion to in tervene . Fac tors

    s uc h a s t r a i n i n g , d i s c i p l i n e , p r e j ud i c e s ,

    emotions and judgment a l l play a par t in

    their appl icat ion and require their use to

    be viewed closely and judiciously.

    d . M u n i t i on s t h a t I n f l i ct T r a um a .

    Muni t ions tha t in f l i c t t r auma wi l l in f l i c tpainful injur ies t ha t ma y las t f rom severa l

    hours to severa l da ys . These muni t ions

    c o n s t i t u t e t h e u p p e r e n d o f n o n l e t h a l

    o p t i o n s w i t h i n t h e f o r c e c o n t i n u u m .

    Examples might include batons, stingballs,

    beanbag, foam and pellet rounds.

    e. L eth al Weapons. L e t h a l w e a po n s

    a re the highest on the spectru m. Although

    the par t icular condi t ions t ha t merit deadly

    f o r c e s h o u l d b e d e s c r i b e d i n t h e R O E ,lethal opt ions should always be regarded

    a s pa r t o f th e fo rce spec t r um and no t as

    a separa te option a ltogether. This a voids

    ambiguity and confusion as to when lethal

    weapons are authorized.

    N o n l e t h a l m e t h o d s a n d c a p a b i l i t i e s

    may include the use of common materials

    a n d e x i s t i n g s y s t e m s t h a t w e r e n o t

    designed a s NLW, but t hey can a chieve th e

    d e s i r e d r e s u l t o f m i n i m i z i n g f a t a l i t i e s ,

    p e r m a n e n t i n j u r y t o p e r s o n n e l , a n du n d e s i r e d d a m a g e t o p r o p e r t y a n d t h e

    environment . However, th is chapt er wi l l

    l imit i tself prima rily to the use of wea pons

    and components expl ic i t l y des igned and

    p r i m a r i l y e m p l o y e d u n d e r t h e N L W

    capa bi l ity . This focus is not intend ed to

    l i m i t t h e c o m m a n d e r s o p t i o n t o u s e

    w h a t e v e r i s a v a i l a b l e t o a c c o m pl i s h t h e

    mission wi thout le thal i ty .

    2. Mission Planning Factors

    The fundamental principles of mission

    p l a n n i n g a r e n o t c h a n g e d b y t h e

    incorpora tion of NLWs into a pla n. NLW

    a r e i n t e n d e d a s a n o p e r a t i o n a l

    e n h a n c e m e n t . Th e fi r s t c on c e r n o f a

    commander is the successful completion of

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    V-2

    t h e m i ss i on . R O E a r e cr i t i ca l i n t h e

    c o m m a n de r s p l a n n i n g t o de t e r m i n e t h e

    appropr ia te use o f nonle tha l and deadly

    force . The avai lab i l i ty of NLW does not

    r e l i e v e t h e f o r c e f r o m i t s o b l i g a t i o n t o

    defend itself; therefore, it must be equ ipped

    and trained wi th both le thal and nonlethal

    means .

    3. NLW Tasks

    The NLW tasks were derived from the

    commander in chief's and service's mission

    needs sta tements. These ta sks a re

    Control crowds.

    Incapaci ta te personnel .

    Table V-1. Crowd Control

    Deny an area to personnel.

    Deny an area to vehicles.

    D isa ble/neut ra lize vehicles a ircraft , vessels, a nd fa cilities.

    Seize personnel.

    Clear facilities of personnel.

    These ta sks a re furth er a ddressed in Ta bles

    V -1 t h r o u g h V -7 . Th e t a b l e s a r e n o t

    intended to be al l- inclusive but merely a

    s t i m u l us t o p l a n n i n g . Th e e q u i pm e n t

    listed is taken from the currently available

    systems designed for nonlethal purposes .

    The user should not limit nonlethal options

    to this speci f ic equipment and should be

    a w a re of the existing and emerging systems

    to achieve the desired mission end state.

    TASKSNLW PLANNING

    FACTORS EQUIPMENTEMPLOYMENT

    CONSIDERATIONS NOTES

    Crowdcontrol

    Admin /P erson nel

    SJ A/cla ims

    planning

    Chapla in a f fa i rs

    Casual tynotification

    Detaineedisposition pla n

    P AO/med ia

    planning Information

    dissemination

    Support Equipment

    a . Riot face shield

    b. Full length riot

    shield

    c. Expandable riotbaton

    d. Riflemanscombat optic

    e. Portable bull

    horn

    Distr ibuted to troopsin advan ce

    Riot bat on should beemployed only a fter

    proper training

    Optic employed w ithDM to ID m ob leaders

    B ull horn used for

    communicat ing w ith

    crow d an d to contr olformations

    ROE n eedsto be

    strictly

    defined

    NLW

    options

    require

    lethal cover

    fire

    Crowdcontrol

    Intelligence

    IP B

    Background on

    country a nd

    culture

    Rout e/ma p r econ

    Sensor

    emplacement for

    advance

    notification

    Information on

    mob leaders

    Pa tro ls andLP /OP s

    Determine reasonfor the crow d

    Kinetics

    a . 12 ga bean baground

    b. 12 ga rubber

    bullet

    c. 12 ga la unching

    cartr idge

    d. 40mm rubber

    baton

    e. 40mm w oodenbaton

    f. 40mm stingergrenade

    g. Stun g renade

    h.Flash bang

    Do not employ kineticsat less tha n 20 f t due

    to possible fa ta l

    outcome

    Target area at 20-40 ftshould be cent er ma ss

    Head shots a re not

    acceptable

    Kinetic rounds w ill notbe skipped fired

    Kinetics effective

    against selected

    ta rgets and t o disperse

    individuals

    M203 and shotgun areNL complement a ry;

    M203 has low ra te of

    f ire, area ta rget ;

    shotgun has h igh ra te

    fire, point ta rget

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    V-3

    Table V-1. Crowd Control (continued)

    TASKSNLW PLANNING

    FACTORS EQUIPMENTEMPLOYMENT

    CONSIDERATIONS NOTES

    Crowdcontrol

    Operations

    Tacticalintegration of

    NLW an d le thal

    fires

    FSE plans to

    include RC A

    Alloca tion of NL W

    munitions

    Integrat ion ofNLW fires and

    maneuver

    Engineer barrierplanning

    Unders tand

    mission (deny

    a ccess/di sper se/

    monitor)

    Riot C ontrol Agents

    a . OC dispenser

    b. Team OC

    dispenser

    c. High volume

    dispenser

    Dis ru pt /disp ersecrowds

    Disperse RCAs to fa ce

    a nd ey es for full effect

    Employ sna tch teamsto apprehend

    ag i ta tors

    Crowdcontrol

    Logistics

    Distr ibution of

    NLW supplies

    Security of rear

    area facilities

    Resupply of NLWmunitions

    Riot Control

    a . Xenonsearchlight

    b. Flex cuffs

    c. RCA markers

    Searchlights

    da zzle/disor ient

    individuals (night

    only)

    Flex cuffs used forag i ta tors

    RCA markers are

    used to mar k

    agita tors for future ID

    Crowdcontrol

    P rocurement of

    medical supplies

    Hospital plann ing

    Medic plann ing

    for t act ical un its

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    V-4

    Table V-2. Incapacitate Personnel

    TASKNLW PLANNING

    FACTORS EQUIPMENTEMPLOYMENT

    CONSIDERATIONS NOTES

    Incapacitatepersonnel

    Admin P ersonnel

    SJ A/claimsplanning

    Media plan

    Support Equipment

    a. R iot face shield

    b. Full length r iot shield

    c. Expandable riot baton

    d. Rifleman s combat

    optic

    Distr ibuted to troops in

    advance

    Riot bat on should notbe employed to t he

    head

    Optic employed w ithDM to ID mob leaders

    and cover w ith le thalfire

    Commander needs

    to define in

    capacitat ion

    mission

    Public dissemina-tion of NLW must

    take a balanced

    approach socountermeasures

    cannot be rapidly

    developed

    NLW options mu stbe covered by

    lethal force

    Incapacitatepersonnel

    Intelligence

    ID t ypes ofinsurgents a nd

    demonstra tors

    ID causes andfactions

    ID mob

    r ingleaders

    Kinetics

    a .12 ga bea n bag r oundb. 12 ga rubber bulletc. 12 ga la unching

    car t r idge

    d.40mm rubber ba tone. 40mm w ooden bat on

    f. 40mm st inger grenade

    g. St un g r e nadeh.Flash bangi. M203 and s