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PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP MwTTAREDT CKERMAN JACOB A. ADLERSTElN JUSTIN ANDERSON 1285 AVENUE OF THE AMERICAS UNIT 5201, FORTUNE FINANCIAL CENTER ALLAN J. ARFFA ROBERT A. ATKINS NEW YORK, NEW YORK 10019-6064 5 DONGSANHUAN ZHONGLU DAVID J. BALL CHAOYANG DISTRICT, BElJlNG 100020, CHINA SCOTT A. BARSHAY PAUL M. BASTA TELEPHONE (212) 373-3000 TELEPHONE (86-10) 5828-6300 JOHN F. BAUGHMAN J.5TEVEN BAUGHMAN LYNN B. BAYARD LLOYD K. GARRISON (1946-1991) HONG KONG CLUB BUILDING, 12TH FLOOR CRAIG A. BENSON RANDOLPH E. PAUL (1946-1956) MITCHELL L. BERG SIMON H RIFKIND (1950-1995) 3A CHATER ROAD, CENTRAL MARK S. BERGMAN DAVID M. BERNICK LOUIS S. WEISS (1927-1950) HONG KONG JOSEPH J. BIAL TELEPHONE (85 2) 2848-0300 BRUCE BlRENBOIM JOHN F. WHARTON (1927-1977) H. CHRISTOPHER BO ANGELO BONVINO ROBERT BRITTON ALDER CASTLE DAVID W. BROWN 10 NOBLE STREET SUSANNA M. BUERGE PATRICK S. CAMPBELL LONDON EC2V 7JU, UNITED KINGDOM JESSICA S. CAREY TELEPHONE (44 20) 7367 1600 DAVID CARMONA JEANETTE K. CHAN WRITER'S DIRECT DIAL NUMBER GEOFFREY R. CHEPIGA ELLEN N. CHING FUKOKU SElMEI BUILDING WILLIAM A. CLAREMA 3B-% 2 2 UCHisA W cHO 2 cHOMe e-is Rc AYTom YAHONNES CLEARY ( 1) 49 0089 CHIYODA-KU, TOKYO 100-O01 1, JAPAN JAY COHEN WRITER'5 DIRECT FAC5IMILE TELEPHONE (81-3) 3597-810 1 K 9E A CORNI5CUM THOMAS V. DE LA BA ARIEL J. DECKELBAUM TORONTO-DOMINION CENTRE ALICE BELISLE EATO 77 KING STREET WEST, SUITE 3100 R H WRITER'S DIRECT E-MAIL ADDRESS PO BOX 226 ROSS A. FIELDSTON P BRAD J. FINKELSTEIN TORONTO, ONTARIO M5K IJ3 BRIAN R FINNEGAN TELEPHONE (416) 504-O520 ROBERTO FINZI tWells aulwe1ss.com ee 5c HARRI5 FI5CHMAN MARTIN FLUMENBAUM 2001 K STREET, NW ANDREW J. FOLEY WASHINGTON, DC 20006-1047 ANDREW J. FORMAN* HARRIS B. FRElOUS 1 30 019Ju TELEPHONE (202) 223-7300 CHRISTOPHER D. FRE y MANUEL S. FREY ANDREW L. GAINES 500 DELAWARE AVENUE, SUlTE 200 KENNETH A. GALLO MICHAEL E. GERTZMA POST OFFICE BOX 32 ADAM M. GlVERTZ WILMINGTON, OE 19899-O032 5ALVATORE GOGLlORM NElL GOLDMAN TELEPHONE (302) 655-4410 MATTHEW B. GOLDST ROBERTO J. GONZALE CATHERINE L. GOODA NYSCEF and Hand Delive ERIC GOODISON CHARLES H. GOOGE, ANDREW G. GORDON hT H B R O BRIAN 5. GRIEVE y 8 UDI GROFMAN NICHOLAS GROOMBRI BRUCE A. GUTENPLAN Pe on. arr . stra er ALANS. HALPERIN CLAUDIA HAMMERMAN BRIAN S. HERMANN Su reme Court New York Count MICHELE HIRSHMAN DAVID S. HUNTINGTON 7Yk 1000N Y N AMRAN HUSSEIN 60 Centre Street Room 232 eOReTTA eeO¤TO JAREN JANGHORBANI BRIAN M. JANSON ew or JEH C. JOHNSON MEREDITH J. KANE JONATHAN S. KANTER *NOT ADMITTED TO THE Re: People of the State of New York v. Exxon Mobil Corporation, No. 4520 Dear Justice Ostrager: We write on behalf of Exxon Mobil Corporation ("ExxonMobil") to re assistance in securing discovery from three third parties on the Office of the A ("OAG") preliminary witness list. On June 26, 2019, OAG sent ExxonMobil an updated preliminary list o call at trial. (See June 26, 2019 Letter from K. Wallace to D. Toal (Ex. A).) 13 third-party witnesses. (Id.) At the June 28, 2019 status conference, the ExxonMobil could depose these 13 individuals. (See June 28, 2019 Hr'g Tr.

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Page 1: PAUL, WEISS, RIFKIND, WHARTON & GARRISON

PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP MwTTAREDT CKERMAN TR CK N AR5NITZJACOB A. ADLERSTElN JOHN C. KENNEDYJUSTIN ANDERSON BRIAN KIM

1285 AVENUE OF THE AMERICAS UNIT 5201, FORTUNE FINANCIAL CENTER ALLAN J. ARFFA KYLE J. KlMPLERROBERT A. ATKINS DAVID M. KLEIN

NEW YORK, NEW YORK 10019-6064 5 DONGSANHUAN ZHONGLU DAVID J. BALL ALAN W. KORNBERGCHAOYANG DISTRICT, BElJlNG 100020, CHINA SCOTT A. BARSHAY DANIEL J. KRAMER

PAUL M. BASTA DAVID K. LAKHDHIRTELEPHONE (212) 373-3000 TELEPHONE (86-10) 5828-6300 JOHN F. BAUGHMAN JOHN E. LANGEJ.5TEVEN BAUGHMAN GREGORYF LAUFERLYNN B. BAYARD BRIAN C. LAVINLLOYD K. GARRISON (1946-1991) HONG KONG CLUB BUILDING, 12TH FLOOR CRAIG A. BENSON XIAOYU GREG L|U

RANDOLPH E. PAUL (1946-1956) MITCHELL L. BERG LORETTA E. LYNCHSIMON H RIFKIND (1950-1995) 3A CHATER ROAD, CENTRAL MARK S. BERGMAN JEFFREY D. MARELL

DAVID M. BERNICK MARCO V. MASOTTILOUIS S. WEISS (1927-1950) HONG KONG JOSEPH J. BIAL DAVID W. MAYO

TELEPHONE (85 2) 2848-0300 BRUCE BlRENBOIM ELIZABETH R. MCCOLMJOHN F. WHARTON (1927-1977) H. CHRISTOPHER BOEHNING JEAN M. MCLOUGHLINANGELO BONVINO ALVARO MEMBRILLERAROBERT BRITTON MARK F MENDEL5OHNALDER CASTLE DAVID W. BROWN CLAUDINE MEREDITH-GOUJON

10 NOBLE STREET SUSANNA M. BUERGEL WILLIAM B. MICHAELPATRICK S. CAMPBELL* JUDIE NG SHORTELL*

LONDON EC2V 7JU, UNITED KINGDOM JESSICA S. CAREY CATHERINE NYARADYTELEPHONE (44 20) 7367 1600 DAVID CARMONA JANE B. O'BRIEN

JEANETTE K. CHAN ALEX YOUNG K. OHWRITER'S DIRECT DIAL NUMBER GEOFFREY R. CHEPIGA BRAD R. OKUNELLEN N. CHING KELLEY D. PARKERFUKOKU SElMEI BUILDING WILLIAM A. CLAREMAN LINDSAY B. PARKS

3B-% 2 2 UCHisA W cHO 2 cHOMe e-is R c AYTom eRre e ERYAHONNES CLEARY JEFFREY J. RECHER

( 1) 49 0089

CHIYODA-KU, TOKYO 100-O01 1, JAPAN JAY COHEN CARL L. REl5NERWRITER'5 DIRECT FAC5IMILE TELEPHONE (81-3) 3597-810 1 K 9E A

CORNI5CUMMINGS ALTE G CC ARDITHOMAS V. DE LA BASTlDE Ill WALTER RIEMANARIEL J. DECKELBAUM RICHARD A. ROSEN

TORONTO-DOMINION CENTRE ALICE BELISLE EATON ANDREW N. ROSENBERG77 KING STREET WEST, SUITE 3100 R H S S BE9RG

WRITER'S DIRECT E-MAIL ADDRESS PO BOX 226 ROSS A. FIELDSTON CHARLES F. "RICK" RULE*

P

BRAD J. FINKELSTEIN RAPHAEL M. RUSSOTORONTO, ONTARIO M5K IJ3 BRIAN R FINNEGAN ELIZABETH M. SACKSTEDER• TELEPHONE (416) 504-O520 ROBERTO FINZI JEFFREY D. 5AFER5TEIN

tWells aulwe1ss.com ee 5c eeeReYB 5A- e 5HARRI5 FI5CHMAN TERRY E. 5CHIMEKMARTIN FLUMENBAUM KENNETH M. SCHNElDER2001 K STREET, NW ANDREW J. FOLEY ROBERT B. SCHUMER

WASHINGTON, DC 20006-1047 ANDREW J. FORMAN* JOHN M. SCOTTHARRIS B. FRElOUS BRIAN SCRIVAN1

1 30 019Ju

TELEPHONE (202) 223-7300 CHRISTOPHER D. FREY KANNON K. SHANMUGAM*

y

MANUEL S. FREY DAVID R. SICULARANDREW L. GAINES AUDRA J. SOLOWAY

500 DELAWARE AVENUE, SUlTE 200 KENNETH A. GALLO SCOTT M. SONTAGMICHAEL E. GERTZMAN 5ARAH 5TA5NY

POST OFFICE BOX 32 ADAM M. GlVERTZ TARUN M. 5TEWARTWILMINGTON, OE 19899-O032 5ALVATORE GOGLlORMELLA ERIC ALAN 5TONE

NElL GOLDMAN AIDAN SYNNOTTTELEPHONE (302) 655-4410 MATTHEW B. GOLDSTEIN RICHARD C. TARLOWE

ROBERTO J. GONZALEZ* MONICA K. THURMONDCATHERINE L. GOODALL DANIEL J. TOAL

NYSCEF and Hand Delive ERIC GOODISON CONRAD VAN LOGGERENBERGCHARLES H. GOOGE, JR. L1ZA M. VELAZQUEZANDREW G. GORDON MICHAEL VOGEL

hT H B R O

BRIAN 5. GRIEVE RAMY J. WAHBEH

y 8

UDI GROFMAN LAWRENCE G. WEENICHOLAS GROOMBRIDGE THEODORE V. WELLS, JR.BRUCE A. GUTENPLAN LINDSEY L. WIERSMA

Pe on. arr . stra er ALANS. HALPERIN STEVEN J. WILLIAMSCLAUDIA HAMMERMAN LAWRENCE 1. WITDORCHICBRIAN S. HERMANN MARK B. WLAZLO

Su reme Court New York Count MICHELE HIRSHMAN JULIA TARVER MASON WOODDAVID S. HUNTINGTON JENNIFER H. WU

7Yk1000NY N

AMRAN HUSSEIN BETTY YAP*60 Centre Street Room 232 eOReTTA eeO¤TO ORDAN 2 YAReTT

JAREN JANGHORBANI KAYE N. YOSHINOBRIAN M. JANSON TONG YU

ew or JEH C. JOHNSON TRACEY A. ZACCONEMEREDITH J. KANE TAURIE M. ZElTZERJONATHAN S. KANTER T. ROBERT ZOCHOWSKl, JR.

*NOT ADMITTED TO THE NEW YORKBAR

Re: People of the State of New York v. Exxon Mobil Corporation, No. 452044/2018

Dear Justice Ostrager:

We write on behalf of Exxon Mobil Corporation ("ExxonMobil") to request the Court's

assistance in securing discovery from three third parties on the Office of the Attorney General's

("OAG") preliminary witness list.

On June 26, 2019, OAG sent ExxonMobil an updated preliminary list of witnesses it maycall at trial. (See June 26, 2019 Letter from K. Wallace to D. Toal (Ex. A).) That list included

13 third-party witnesses. (Id.) At the June 28, 2019 status conference, the parties agreed that

ExxonMobil could depose these 13 individuals. (See June 28, 2019 Hr'g Tr. 6:19-7:7 (Ex. B).)

Thereafter, OAG removed four witnesses from its list. (See July 22, 2019 Letter from K. Berger

to N. Ahmed at 2 (Ex. C).) Two others, both of whom reside outside of New York, have indicated

they will not make themselves available to testify at trial. As a result, it appears that no more than

seven third-party witnesses on OAG's list may testify at trial. Of these, three have agreed to appear

voluntarily for a deposition. (Id.)ExxonMaha is working with OAG to sck±ue these depositions

at mutually convenient times and locations.

ExxonMobil plans to issue document requests to all seven third parties currently expected

to testify at trial. OAG contests ExxonMobil's right to do so because fact discovery has now

closed. (Id.) But in asserting that ExxonMobil should only be permitted to depose third parties,

Page 2: PAUL, WEISS, RIFKIND, WHARTON & GARRISON

PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP

Hon. Barry R. Ostrager 2

not seek de-ments from them, OAG draws an arbitrary line in the sand. Document discovery

goes hand-in-hand with depositions. See, e.g., New York Civil Practice Law and Rules

("CPLR") 3111. And OAG has not identified any unfair prejudice that would result from

third-party document production here. Necdicss to say, it would be wholly improper for OAG to

sucmpt to use its own belated disclosures about likely third-party trial witnesses to limit

ExxonMobil's ability to secure pre-trial discovery. See generally CPLR 3101.

ExxnnMnhil'sdecument requests seek targeted information that is material and necessary

to its defense. ExxonMobil requests demmate concerning: (i) these thirdparties' inve-+=ante in

oil and gas companies, including ExxonMobil; (s) oil and gascompañics'

use of costs akin to

proxy costs and/or GHG costs; (iii) certain disclosures made by EnonMobil; and

(iv) OAG's investigation of ExxonMobil, including the motives underlying OAG's ensuing

Complaint. (See Document Requests Camman to All Third Parties (Ex. D).) These narrowly

tailored requests will not unduly burden any third parties or their employers.

At this point, ExxonMobil requires the Court's assistance issuing testimonial and document

subpoenas to only three of the thirdparties.1

These entities or individuals reside in

U.S. jurisdictions that require compliance with specialized procedures to compel testimony or the

production of documeñts:

offee of the New York City Comptroller, Document Subpoena. ExxonMobil cannot issue a

documcñt subpoena to Mr. Michael Garland's employer without this Court's approval. The CPLRrequires that a Justice of the Supreme Court issue the subpoena, and further requires the party

seeking discovery to make a motion for such subpoena, "[u]nless the court ordersotherwise."

CPLR 2307. Accordingly, we request that the Court so order the subpoena attached as Exhibit E.

Natasha Lamb, Testimonial Subpoena. Because Ms. Lamb resides in Massachusetts,

ExxonMobil requires a commi-sion from this Court to compel her deposition testimony.

See Mass. Gen. Laws ch. 223A, § 11; see also CPLR 3108. Once granted EnonMobil would

present this ce==4-sion to a Massachusetts court to secure an order compelling Ms. Lamb to

testify. See Mass. Gen. Laws ch. 223A, § 11. ExxonMobil therefore requests that this Court issue

the Cornmission to Subpoena Out of State Non-Party Natasha Lamb, a+*ached as Exhibit F.

Roger Read, Testimonial Subpoena. As with Ms. Lamb, ExxonMobil requires a commissian

from this Court to compel the testimony of Mr. Read, who resides in Texas. See Tex. R. Civ.

Proc. 201.2; see also CPLR 3108. Accordingly, ExxonMobil requests that this Court issue the

Commission to Subpoena Out of State Non-Party Roger Read, attached as Exhibit G.

* * *

I If the Court prefers, Exxa can file formal =aM=s req=e±ng the assistance it seeks for each of these

third parties.

Page 3: PAUL, WEISS, RIFKIND, WHARTON & GARRISON

PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP

Hon. Barry R. Ostrager 3

With trial on the horizon, ExxonMobil seeks to conduct third-party discovery as

expeditiously as possible. Securing documents and testimony from the witnesses who may testify

at trial is an essential first step.

Respectfully Submitted,

/s/ Theodore V. Wells, Jr.

Theodore V. Wells, Jr.

cc: All counsel of Record (by NYSCEF)