PhI} luc s8 IIIBAo cAo TINH HINH QUAN TRJ CONG TY

(Ban hanh kern theo Thong tu s6 5212O.J2ITT-BTC ngay 05 thdng 04 ndm 2012 cua B9truong B9 Tai chinh huang ddn v€ viec Cong b6 thong tin tren thi truong chung khoan)

Cong ty C6 Ph~nHang Ha - Long An

CQNG HOA xA HQI CHU NGHiA VI~T NAMDQc l~p - T1}' do - Hanh phuc

se :..~C-HDQT Long An, ngay 16 thong 01 ndm 2014

BAo cAo TINH HINH QUA.N TRI CONG TY(Nam 2013)

Kinh giCi: - Dy ban Chung khoan Nha nurrc- S6' Giao djch Chung khoan Ha NQi

I. Hoat dQng cua HQi dang quan tr]:

- Cac cU9Ch9P cua HDQT:

STT Thanh. vien HDQT Clnrc v\l se bu6i hop Ty l~ Ly do khongtham du tham du

01 Ong: Pham Van Tien CTHDQT 08 100% 002 Ong: Nguyen Trong TOlin Uy vien 08 100% 003 Ong: Tran Van Sy Uy vien 08 100% 0 #

04 Ong: Nguyen Htru Hieu Uy vien 08 100% 005 Ong: Vii Xuan Mach Uy vien 08 100% 0

- Hoat dong giam sat cua HDQT d6i voi Ban T6ng Giam d6c: HDQT danh gia k€tqua thirc hien nhiem vu k€ hoach nam 2013, trien khai chuang trinh, nhiern vu k~hoach nam 2014 cua ban T6ng giam d6c thee nghi quyet cua HDQT giao tungquy.

- Hoat dong cua cac tieu ban thuoc H9i d6ng quan tri: Cong ty chira thanh I~p cactiSu ban thuoc H9i d6ng quan trio

II. Cac ngh] quy~t cua HQi dang quan tr]:

STT s6 nahi QUy~t Naav Noi dung1 -Cong b6 thong tin s6:20IBC- 03/0512012 -To clnrc dai hci co dong Ian

HHLA 1 khong thanh ct3ng

2 -Cong bo thong tin so:25IBC- 17/05/2012 -To chirc dai h9i co dong IanHHLA 2 khong thanh cong

3 -Bien ban hop HDQT 28/0512013 -Xin ca'p han mire tin dungs6:3112013IBB-HDQT bang hlnh thtrc cho yay , bao

lanh vdi Ngan Hang TM CPPh,H Tri€n TPHCM- Chi

Nhanh Nam Ky Khdi Nghia4 -Nghi quyet so:34/2013INQ-HHL 29/05/2013 -D~i hoi dong co dong

thuong nien 20135 -BB h9P HDQT so 27/2013IBB- 02/0712013 -Bao cao tinh hinh SXKD 6

HDQT ! thang diu nam 2013 vaphuang huang hoat d9ng

-6 -BB hQP IIDQT so 30/13/BB- 10109/2013

IIDQT, QD s6 31/13INQ-IIDQT

-Quyet dinh s6 32/QD-HDQT 1110912013

-Quyet dinh s6 33-13/QD-HDQT 11109/2013

7 -Quyet dinh so ~I/QD-HDQT 11110/2013

8 -BB hQP IIDQT s6 42-2013/BB- 2511012013HDQT

-HDQT uy quyen ong TracVan Thanh - Chirc vu TGDduoc quyen dam phan, quyetdinh, kY k~t, thirc hien t~t cacac hop d6ng tin dung, cachop dong giao dich voi NHTMCP DT &PTVN - CN PhuNhuan

SXKD 06 thang cuoi nam2013- Thay d6i nhan S\I cap caov/v ong Pham Van Ti~n thaichirc vu TGD , thong quaviec b6 nhiern ong Trac VanThanh clnrc vu TGD- Bai nhiem ong Pham VanTi~n thai clnrc vu TGD- B6 nhiern ong Trac VanThanh gift chtrc vu TGD Cty

- Phuong an tarn ngung hoatdong SXKD cua Cty dS t~ptrung thu h6i cong no dStrang trai tra no NH va cacnha cung dp, tim kiem khachhang c6 nhu du cho thue matbang NMl, NM3. Ban thanh1y cac MMTB cu dll nhieunam str dung

Ill. Thay d8i thanh vien HQi dAng quan tr]: (bao gAm Iy do thay d8i)

Khong c6 thay d6i

IV. Giao djch cua c8 dong nQi bQI c8 dong IOn va ngrrOl lien quan:

I/.Danh sach c6 dong noi bQ va nguoi c6 lien quan

Stt Ten t6 Tai khoan Chirc S6 ~gay Nai dp Dia chi S6 c6 Ty l~ Ghichill ca giao dich vu tai CMND cap CMNDI phieu sa hfru chunhan chUng cong IDKKD CMN DKKD sa c6

khoan ty DI hfru phieu(neu c6) (n~u DKK cu6i cuoi

c6) D cUng cUng

1 Pham T6ng 024006 03/04 CA 116116 Bui 49.63 0,181Van Tie'n giam 697 12002 TP.HC vien, Ql, 0

032CI0199 d6c M TP.HCM9

1.1 Tr~n Thi 022866 12/06 CA 116116 Bui vg

Hi€n 266 12003 TP.HC vien, Ql,M TP.HCM

2

1.2 Pham 225045 14/07 98BI11 Trfrn EmThi H<;lnh 199 /2009 Phli, Nha ruot

Trang, KhanhHoft

1.3 Pharn 200889 04/08 98BI11 Trfrn Chj

Thi Ngoc 595 /2010 Phli, Nha ruot

Di€n Trang, KhanhHoft

2 Trac . 053C0309 Ph6 021577 15/03 TP.HC 37/23 Nguyen 0Van 64 Tang 440 12002 M Canh Chari, PThanh giam Cfru Kho,

d6c Quan 1,TPHCM

3 Nguyen 058C7463 Thanh 020693 15112 TP.HC 229/15 0 0Tr<;mg 48 vien 728 /2008 M Nguyen VanToan hQi D~u, P11, Q.d6ng

quan Blnh Th<;lnh,tri TP.HCM

3.1 Le 021708 TPHC 229/15 VqThanh 142 M Nguyen Van ?<Hili D~u, PlI, Q.

Blnh Th<;lnh, ; 1.',-l.A

TP.HCM }ll4 Tdn SSI12346 15.00 0,055

GThanh 024101 11102 TP.HC 37 Le true,VanSy vien 300 12003 M P7, Q. Blnh 0 .i.

hQi Th<;lnh,d6ngquan TP.HCMtri

4.1 Nguyen 024318 30112 TPHC 135/17/55 Vq VoThanh 937 /2004 M Nguyen HfruH~ng Canh, P22,

Blnh Th<;lnh,TPHCM

4.2 Trfin 024500 15/02 CA 135/17/55 Em

Van 159 /2006 TPHC Nguyen Hfru ruQt

Tuffn M Canh, P22,Blnh Th<;lnh,TPHCM

4.3 Trfin 023861 28/03 CATPH 17/9A/16 Anh

3

Van Nho 544 /2001 CM Chu Van An, ruot

P22, BlnhTh<;lnh,TPHCM

5 Nguyen 069C1010 Ph6 280895 13/12 TP.HC 236 Nam Ky 18.00 0,065Hiru 41 T6ng 861 /2006 M Khdi Nghia, 0

Hie'u giam Q3, TP.HCMd6c

5.1 Nguyen 025204 13/10 CA 740/8 L€ Anh

Huu Hili 319 /2009 TPHC Trong Ta'n, ruot

M Blnh HungHoa, BlnhTan, TPHCM

5.2 Nguyen 280403 04/12 Blnh VInh . Hoa, Ch!

Thi Thu 550 /2002 Duong Phu Giao, ruot

Ha Blnh Duong

Nguyen 025297 17/05 TPHC 740/8 L€ Anh

5.3 Huu 091 12010 M Trong Ta'n, ruot

H<;lnh Blnh HungHoa, BlnhTan, TPHCM

5.4 Nguyen 280735 27/11 Blnh VInh Hoa, I

Thi Thu 03'4 /2002 Duong Phu Giao,"

Harig Blnh Duong

6 va Xuan 032C1030 Ke' 024301 21104 TP.HC 209 Phan 3.596 0,013M<;lch 75 toan 721 12011 M Van Han,

tnrong.

P17, Q.BlnhTh<;lnh,TP.HCM

6.1 Chu Thi 023035 14/05 TPHC 209 Phan Vq

Hong 618 11993 M Van Han,Loan P17, Q.Blnh

Th<;lnh,. TP.HCM

6.2 Vii Tri 120550 08/05 CAB~c E9, Ng6 73, Em

Cao 417 /2003 Giang T6 6, P ThO rUQt

Xuong, TPB~c Giang,B~c Giang

4

6.3 Vil Tri 120842 06/05 CA Ba:e Due Giang, Anh

Nhu 503 11999 Giang Yen Dung, rUQ!

Ba:e Giang

7 Nguyen 032C1011 Thanh 024986 09/09 TP.HC 178/15 Phan 48.30 0,175Duy 97 vien 383 12008 M Dang 0

Khirong ban Lu'u,P3, Q.ki€mscat Phil Nhuan,

TP.HCM

7.1 Le Thi 024986 12109 TPHC 63/24 D6 Vq

Tuyet 420 12008 M Nhuan, P SonTrinh Ky, Tan Phil,

TPHCM

8Hi! Th!

032C1079 CA ooe Thanh, 0 0Thanh Ouy Thli 212100 09/1199 quy 241 12004 Quang M¢ £)(rc,

Ngai Quang Ngai

8.1 Nguyen 023559 24/08 CA 60/14 To Ky, Ch6n

Tie'n 570 /1999 TPHC Dong Hung g

Dung M Thuan, Q12,TPHCM

21 Giao dich e6 phieu:

So Nguoi thuc Quan h~ voi co So co phieu So co phieu sa Ly do tang, giam (mua,IT hien giao dich dong n9i b9/c6 sa htru dfiu ky hfru cuoi ky ban, chuyen t16i,

dong Ian So co Ty So co Ty I~ thuong...)phi~u I~ phi~u

01 Hank Hyunho Co dong Ian 164.400 5,98 l33.200 4,85 Ban c6 phieu

- Cac giao dich khac: (cac giao dich cua c6 dong noi b{J/ c6 dong lon va nguoilien quan v6'~chinh Cong ty).

V C' I. (1). ). I ' kha. ac van e can U'U y ac :

~QT~ddu)

5