quarterly statistical bulletin seventeenth issue- third ... · 2) arabian waterproofing industries...

Classification: Public عام

Quarterly Statistical Bulletin

Seventeenth Issue- Third Quarter 2018

Data and Statistics Unit

Research Department

Strategy & International Affairs Deputy

لعدد الخامس عشر - النشرة اإلحصائية ربع السنوية

م2018الربع األول لعام Participate Data and Statistics Unit

Research Department

Strategy & International Affairs Deputy


Seventeenth Issue- Third Quarter 2018

النشرة اإلحصائية ربع السنوية


Table (1): Securities Public Offerings 5

Table (2): Securities Private Placements 6

Table (3): Stock Market Indicators (Main Market) 7

Table (4): Financial indicators (Main Market) 8

Table (5): Total Revenues By Sector (Main Market) 9

Table (6): Net Income By Sector (Main Market) 10

Table (7): Shareholders Equity By Sector (Main Market) 11

Table (8): Total Assets By Sector (Main Market) 12

Table (9): Total Debt By Sector (Main Market) 13

Table (10): Number of Individual Portfolios Classified by Gender (Main Market) 14

Table (11): Values and Percentages of Ownership Classified by Investor Type (Main Market) 15

Table (12): Values and Percentages of Ownership Classified by Investors According to Their Behavior (Main Market) 16

Table (13): Values and Percentages of Trades Classified by Investor Type (Main Market) 17

Table (14): Values and Percentages of Trades Classified by Investors According to Their Behavior (Main Market) 18

Table (15): Number of Owners and Ownership Values in Listed Sukuk and Bonds Classified by Type of Owner 19

Table (16): Value and Number of Local Sukuk Offerings Classified by Issuer and Offer Type 20

Content of Quarterly Statistical Bulletin




Table (17): Value and Number of Local Bonds Offerings Classified by Issuer and Offer Type 21

Table (18): Offerings' Values of Sukuks and Bonds Classified by Subscribers 22

Table (19): Values of Public Funds Assets Classified by Type of Investment 23

Table (20): Number of Public Funds Classified by Type of Investment 24

Table (21): Number of Subscribers in Public Funds Classified by Type of Investment 25

Table (22): Values of Equity Public Funds Assets Classified Geographically 26

Table (23): Number of Equity Public Funds Classified Geographically 27

Table (24): Number of Subscribers in Equity Public Funds Classified Geographically 28

Table (25): Values of Private Funds Assets Classified by Type of Investment 29

Table (26): Number of Private Funds Classified by Type of Investment 30

Table (27): Number of Subscribers in Private Funds classified by Type of Investment 31

Table (28): Values of Public Fund Investments in Domestic and Foreign Assets 32

Table (29): Net Subscriptions of Investment Funds Classified by Type of Investments (Subscriptions Minus Returns) 33

Table (30): Indicators of Workforce at Authorized Persons 34

Table (31): Requirements of Capital Adequacy for Authorized Persons in Dealing, Managing or/and Custody 35

Table (32): Margin Lending for Share Trading 36




Table (33): Traded Values by Local Authorized Persons in Stock Markets Classified Geographically (buy & sell) 37

Table (34): Authorized Persons Aggregated Revenues by Activities’ Licenses 38

Table (35): Number and Total Assets Values of Discretionary Portfolio Management (DPM) Classified by Type of Investments 39

Table (36): Aggregated Income Statement For Authorized Persons 40

Table (37): Aggregated Balance Sheet For Authorized Persons 41



Table (1): Securities Public Offerings

During Period

Equities Equity Rights Issues Debt Instruments Total Value

(Million Riyals)

Number

Value

(Million Riyals) Number

Value


Value

(Million Riyals)

First quarter 2016 1 1,767.2 1 175.0 0 0.0 1,942.2

Second quarter 2016 2 1,026.1 0 0.0 0 0.0 1,026.1

Third quarter 2016 0 0.0 1 100.01 0 0.0 100.0

Fourth quarter 2016 0 0.0 1 600.02 0 0.0 600.0

First quarter 2017 7 1,801.9 0 0.0 0 0.0 1,801.9

Second quarter 2017 2 1,372.3 0 0.0 0 0.0 1,372.3

Third quarter 2017 1 765.0 1 380.0 0 0.0 1,145.0

Fourth quarter 2017 0 0.0 0 0.00 0 0.0 0.0

First quarter 2018 0 0.0 0 0.00 0 0.0 0.0

Second quarter 2018 1 162.0 1 3,000.0 0 0.0 3,162.0

Third quarter 2018 1 2,723.9 1 400.0 0 0.0 3,123.9

1) Undeposited right issue (SR 600,000,000) of the Takween Advanced Industries Co.

2) Right issue (SR 600,000,000) of the Takween Advanced Industries Co.



Table (2): Securities Private Placements

During Period

Equities Debt Instruments1

Total Value

(Million Riyals)

Number of

Received

Placements2

Number of

Completed

Placement3

Value of

Completed

Placements3

(Million Riyals)

Number of

Received

Placements

Number of

Completed

Placements3

Value of

Completed

Placements3

(Million Riyals)

First quarter 2016 41 13 230.35 12 7 5,870.11 6,100.46

Second quarter 2016 29 9 2,208.30 16 13 6,667.51 8,875.81

Third quarter 2016 28 25 318.33 9 3 2,625.00 2,943.33

Fourth quarter 2016 60 11 787.50 13 8 6,192.18 6,979.68

First quarter 2017 45 27 1,714.19 19 5 1,841.27 3,555.46

Second quarter 2017 26 20 786.094 10 14 22,404.50

5 23,190.59

Third quarter 2017 39 18 222.00 5 0 0.00 222.00

Fourth quarter 2017 45 15 1,276.00 13 7 3,547.00 4,823.00

First quarter 2018 48 24 2,509.00 21 8 9,049.00 11,558.00

Second quarter 2018 24 23 354.00 10 3 467.00 821.00

Third quarter 2018 32 30 2,838.00 15 3 751.00 3,589.00

1) Excluding Saudi government bonds.

2) May include received applications pertaining to securities such as employee stock plans.

3) Might include received offering applications of previous periods.

4) Excluding Advanced Petrochemical Co. offering value.

5) Excluding Dubai DOF Sukuk Limited company offering value.



Table (3): Stock Market Indicators (Main Market) 1

Period

Tadawul

All Share

Index

(Points)

Total Value

Traded

(Million

Riyals)

Market

Capitalization

(Million Riyals)

Market

Capitalization of

Free Float Shares

(Million Riyals)

Number of

Listed

Companies

Daily Average

of Shares

Traded

(Million Riyals)

Price

Earnings

Ratio

Price/

Book

Value

Ration

Consolidated

Profits of

Listed

Companies

(SR Billion)

Number of

Companies

with

Applications

for Listing

under

Processing

Number of

Companies

Approved

for Going

Public

First quarter 2016 6,223.13 368,335.42 1,437,627.96 611,564.53 173 5,666.70 13.32 1.63 21.86 2 1

Second quarter 2016 6,499.88 319,856.93 1,504,346.30 638,213.74 175 4,920.88 12.81 1.50 27.50 0 2

Third quarter 2016 5,623.34 169,170.95 1,325,367.77 551,476.35 175 3,132.80 13.29 1.46 28.41 0 0

Fourth quarter 2016 7,210.43 299,623.79 1,681,949.55 707,556.20 176 4,609.60 16.17 1.68 16.04 11 0

First quarter 2017 7,001.63 251,484.72 1,638,044.40 688,645.66 177 3869.00 14.56 1.65 30.66 1 9

Second quarter 2017 7,425.72 184,701.47 1,763,991.45 748,616.00 175 3,078.36 16.09 1.78 25.84 6 2

Third quarter 2017 7,283.01 170,867.44 1,721,210.30 729,370.82 177 2,896.06 15.42 1.70 32.91 4 32

Fourth quarter 2017 7,226.32 229,221.51 1,689,603.00 722,833.55 179 3,473.05 14.60 1.65 15.20 5 3

First quarter 2018 7,870.87 237,278.32 1,869,596.83 795,526.86 184 3,707.47 16.93 1.83 25.57 1 1

Second quarter 2018 8,314.19 238,300.31 1,982,312.45 842,104.98 185 3,971.67 17.16 1.94 31.36 5 2

Third quarter 2018 7,999.54 177,227.64 1,899.530.00 817,994.19 188 3,003.86 N/A3

N/A3

N/A3

2 2

1) REITs are included since the fourth quarter of 2016.

2) Arabian Waterproofing Industries Company (Awazel) has requested the cancellation of the initial public offering and CMA approved the company's request.

3) To be published upon availability.



Table(4): Financial indicators (Main Market)

Main Market

Period Total Debt

1 Total Assets Shareholders Equit Net Income Total Revenues

720,548 3,891,062 1,071,594 30,656 150,866 First quarter 2017

714,461 3,919,191 1,071,000 25,837 156,593 Second quarter 2017

725,924 3,909,391 1,091,562 32,912 163,971 Third quarter 2017

650,854 3,926,851 1,104,608 15,754 161,082 Fourth quarter 2017 2

665,010 3,936,313 1,102,356 25,358 171,158 First quarter 2018

680,702 3,973,980 1,100,813 31,152 184,181 Second quarter 2018

1) Excluding Insurance and RIETs sectors

2) Final Data after publishing all financial statements



Table (5): Total Revenues By Sector (Main Market)

(Million Riyals)

Second quarter

2018

First quarter

2018

Fourth quarter

20171

Third quarter

2017

Second quarter

2017

First quarter

2017 Period

2,981 3,815 3,871 2,654 1,627 1,602 Real Estate Mgmt & Dev't

17,923 16,904 16,532 17,574 18,057 17,437 Telecommunication Services

313 391 411 278 305 393 Pharma, Biotech & Life Science

926 929 888 1,027 881 853 Diversified Financials

529 384 576 416 409 412 Media

1,419 1,356 1,450 1,416 1,441 1,289 Consumer Services

818 734 654 854 804 776 Commercial & Professional Svc

2,095 2,341 2,290 1,936 1,971 2,197 Health Care Equipment & Svc

2,264 2,524 3,300 2,493 2,837 2,979 Capital Goods

818 902 765 684 848 1,028 Consumer Durables & Apparel

13,530 12,599 11,850 11,252 11,092 9,481 Energy

17,970 11,892 11,982 17,377 13,801 9,440 Utilities

67,722 64,757 61,033 60,709 55,431 57,712 Materials

1,518 1,372 1,237 1,615 1,505 1,460 Transportation

11,194 9,556 10,307 10,405 11,832 10,443 Food & Beverages

2,537 2,279 2,458 2,266 2,737 2,407 Food & Staples Retailing

5,632 4,654 5,917 4,762 5,692 4,830 Retailing

26,239 25,770 26,038 25,481 25,030 25,718 Banks

7,754 8,002 8,431 8,248 7,999 7,804 Insurance




Table (6): Net Income By Sector (Main Market)

(Million Riyals)

Second quarter

2018

First quarter

2018

Fourth quarter

20171

Third quarter

2017

Second quarter

2017

First quarter

2017 Period

100 359 563 413 284 311 Real Estate Mgmt & Dev't


36 55 42 -17 47 101 Pharma, Biotech & Life Science

242 160 -268 261 227 153 Diversified Financials

87 10 -3 28 9 6 Media

161 146 74 233 314 228 Consumer Services

117 102 106 126 118 106 Commercial & Professional Svc

209 364 324 292 281 378 Health Care Equipment & Svc

-181 -59 -190 -34 68 31 Capital Goods

21 19 -19 -54 7- 48 Consumer Durables & Apparel

438 443 866 785 487 157 Energy

1,878 -1,175 -5,535 5,301 2,269 5,001 Utilities

11,062 9,317 6,230 8,710 6,058 8,626 Materials

137 145 73 286 244 232 Transportation

911 279 474 1,592 1,015 417 Food & Beverages

64 75 168 153 89 80 Food & Staples Retailing

448 58 323 262 449 335 Retailing

12,644 12,510 10,617 11,373 11,325 11,645 Banks

450 123 -440 757 310 406 Insurance




Table (7): Shareholders Equity By Sector (Main Market)

(Million Riyals)

Second quarter

2018

First quarter

2018

Fourth quarter

20171

Third quarter

2017

Second quarter

2017

First quarter

2017 Period



3,255 3,172 2,901 2,788 2,724 2,934 Pharma, Biotech & Life Science

36,035 35,844 36,879 36,531 34,662 33,324 Diversified Financials

1,358 1,279 1,276 1,253 1,232 1,222 Media


2,110 2,101 2,827 2,178 2,173 2,155 Commercial & Professional Svc


7,299 7,633 9,893 8,703 8,758 8,843 Capital Goods

2,833 2,898 2,881 2,926 2,976 3,052 Consumer Durables & Apparel

21,149 21,558 21,033 19,917 19,041 18,515 Energy

73,169 71,886 73,426 78,644 73,352 71,707 Utilities

379,562 386,901 374,847 366,976 361,871 369,891 Materials

7,464 7,637 5,936 7,545 7,378 7,308 Transportation

29,933 30,519 30,407 30,488 29,027 28,437 Food & Beverages


6,730 6,532 7,441 7,410 7,367 7,257 Retailing

355,291 348,080 358,423 350,096 345,916 342,547 Banks

14,888 14,837 14,663 14,948 14,270 13,940 Insurance




Table(8): Total Assets By Sector (Main Market)

(Million Riyals)

Second quarter

2018

First quarter

2018

Fourth quarter

20171

Third quarter

2017

Second quarter

2017

First quarter

2017 Period



5,203 5,124 4,770 4,712 4,592 4,733 Pharma, Biotech & Life Science


5,127 5,172 3,422 3,203 3,232 3,065 Media


4,149 3,978 4,668 3,990 3,963 3,844 Commercial & Professional Svc


17,461 19,902 23,066 21,007 21,439 21,480 Capital Goods


91,188 90,396 85,035 82,934 82,542 81,056 Energy

467,232 454,677 447,254 447,718 442,833 433,394 Utilities

669,682 678,093 656,576 653,025 652,726 662,157 Materials

11,664 11,694 8,687 11,933 11,668 11,515 Transportation

65,099 65,770 65,135 65,102 65,465 64,617 Food & Beverages


16,169 15,955 16,611 16,938 16,977 16,131 Retailing

2,231,303 2,192,202 2,223,288 2,215,806 2,240,912 2,217,830 Banks

16,769 16,776 17,869 17,312 16,760 16,683 Insurance




Table(9): Total Debt By Sector (Main Market)1

(Million Riyals)

Second quarter

2018

First quarter

2018

Fourth quarter

20172

Third quarter

2017

Second quarter

2017

First quarter

2017 Period



891 895 804 880 878 735 Pharma, Biotech & Life Science


1,089 1,083 1,094 1,111 1,079 1,077 Media


910 899 986 919 889 1,053 Commercial & Professional Svc


5,865 6,741 7,764 6,990 7,407 7,439 Capital Goods


53,909 53,673 51,874 51,861 52,318 52,238 Energy

156,630 156,792 146,511 190,823 186,399 183,680 Utilities

197,785 207,093 196,441 200,953 203,139 208,043 Materials

1,629 1,559 619 1,711 1,813 1,751 Transportation

22,083 22,403 22,885 22,874 23,755 23,860 Food & Beverages

764 573 731 933 1,107 1,133 Food & Staples Retailing

4,784 5,135 4,899 4,885 4,788 4,775 Retailing

148,191 120,564 136,778 156,539 148,857 153,568 Banks

- - - - - - Insurance

1) Excluding Insurance Sector




Table (10): Number of Individual Portfolios Classified by Gender (Main Market)

End of Period Male Female Total number of Individuals Number of Individual Portfolios1

First quarter 2016 3,610,214 957,351 4,567,565 8,793,291

Second quarter 2016 3,622,998 964,501 4,587,499 8,972,042

Third quarter 2016 3,631,596 968,964 4,600,560 9,101,797

Fourth quarter 2016 3,640,172 971,945 4,612,117 9,206,167

First quarter 2017 3,650,214 975,798 4,626,012 9,332,378

Second quarter 2017 3,659,259 980,114 4,639,373 9,218,599

Third quarter 2017 3,669,284 985,495 4,654,779 9,328,156

Fourth quarter 2017 3,680,236 989,708 4,669,944 9,369,057

First quarter 2018 3,693,421 989,708 4,688,693 9,505,529

Second quarter 2018 3,680,756 989,922 4,670,678 9,625,413

Third quarter 2018 3,715,376 1,003,352 4,718,728 9,751,510

1) All existing portfolios, whether they contain shares or not.



Table (11): Values and Percentages of Ownership Classified by Investor Type (Main Market)

End of Period

Saudi GCC Foreigner

Total

Hig

h N

et

Wo

rth

Inve

sto

rs

(H

NW

Is)

1

Reta

il

Indiv

idual

Pro

fess

ional

Inve

sto

rs

(IPIs

)2

Indiv

idual

DPM

s

Co

rpo

rate

s

Mutu

al F

unds

Go

vern

ment

Rela

ted

Enti

ties

(GR

Es)

Inst

ituti

onal

DPM

s

Indiv

idual

s

Inst

ituti

ons

GC

C D

PM

s

SWA

P

Ho

lders

Fore

ign

Resi

dents

QFI

s3

Stra

tegi

c

Par

tners

Fore

ign

DPM

s

First

quarter

2016

(Million Riyals) 125,109 68,344 249,269 3,484 254,140 43,878 552,366 40,165 2,501 33,778 629 12,270 4,757 1,211 45,376 14 1,437,2904

(%) 8.70 4.76 17.35 0.24 17.68 3.06 38.44 2.79 0.17 2.35 0.04 0.85 0.33 0.08 3.16 0.00 100

Second

quarter

2016

(Million Riyals) 130,232 72,679 251,948 3,617 267,139 48,248 586,361 42,368 2,874 34,905 697 13,738 4,282 1,391 43,848 18 1,504,346

(%) 8.66 4.83 16.75 0.24 17.76 3.21 38.98 2.82 0.19 2.32 0.05 0.91 0.28 0.09 2.91 0.00 100

Third

quarter

2016

(Million Riyals) 112,223 62,230 219,247 4,027 231,926 40,031 531,138 37,087 2,556 28,657 549 12,339 3,705 1,113 37,815 10 1,324,6535

(%) 8.47 4.70 16.55 0.30 17.51 3.02 40.10 2.80 0.19 2.16 0.04 0.93 0.28 0.08 2.85 0.00 100

Fourth

quarter

2016

(Million Riyals) 136,426 76,221 265,231 4,687 291,523 88,175 662,663 46,859 2,974 34,432 714 15,257 4,587 1,977 50,219 7 1,681,950

(%) 8.11 4.53 15.77 0.28 17.33 5.24 39.40 2.79 0.18 2.05 0.04 0.91 0.27 0.12 2.99 0.00 100

First

quarter

2017

(Million Riyals) 132,181 74,330 253,230 4,672 280,881 89,400 649,740 46,063 2,985 35,452 618 10,902 4,344 4,633 46,610 2,005 1,638,044

(%) 8.07 4.54 15.46 0.29 17.15 5.46 39.67 2.81 0.18 2.16 0.04 0.67 0.27 0.28 2.85 0.12 100

Second

quarter

2017

(Million Riyals) 136,708 73,034 268,096 4,628 294,948 100,046 719,290 49,849 3,100 35,515 703 10,979 8,128 7,106 49,077 2,783 1,763,991

(%) 7.75 4.14 15.20 0.26 16.72 5.67 40.87 2.83 0.18 2.01 0.04 0.62 0.46 0.40 2.78 0.16 100

Third

quarter

2017

(Million Riyals) 135,637 72,207 257,715 4,930 285,202 177,710 626,979 50,517 3,046 33,192 708 10,892 4,326 7,233 48,358 2,559 1,721,210

(%) 7.88 4.20 14.97 0.29 16.57 10.32 36.43 2.93 0.18 1.93 0.04 0.63 0.25 0.42 2.81 0.15 100

Fourth

quarter

2017

(Million Riyals) 136,759 71,686 250,126 4,354 272,815 163,480 635,500 49,114 2,817 31,945 559 8,540 4,174 6,966 47,622 3,145 1,689,603

(%) 8.09 4.24 14.80 0.26 16.15 9.68 37.61 2.91 0.17 1.89 0.03 0.51 0.25 0.41 2.82 0.19 100

First

quarter

2018

(Million Riyals) 145,863 76,784 264,758 5,233 296,428 172,013 721,503 57,142 3,308 34,597 631 13,978 4,254 14,570 55,167 8.05 1,866,2376

(%) 7.82 4.11 14.19 0.28 15.88 9.22 38.66 3.06 0.18 1.85 0.03 0.75 0.23 0.78 2.96 0.00 100

Second

quarter

2018

(Million Riyals) 158,283 78,109 271,733 4,927 304,727 179,205 779,872 65,497 3,230 37,072 682 16,517 4,205 18,843 59,401 9 1,982,312

(%) 7.98 3.94 13.71 0.25 15.37 9.04 39.34 3.30 0.16 1.87 0.03 0.83 0.21 0.95 3.00 0.00 100

Third

quarter

2018

(Million Riyals) 148,128 73,990 263,029 5,655 296,352 94,247 753,152 129,16

3 3,067 35,545 843 13,577 6,999 16,507 55,458 3,224 1,898,935

(%) 7.80 3.90 13.85 0.30 15.61 4.96 39.66 6.80 0.16 1.87 0.04 0.71 0.37 0.87 2.92 0.17 100

1) HNWIs are Saudi individuals who have had an average portfolio size of SAR 1 million (and above) for the preceding 12 months, excluding IPIs (see below). 2) IPIs are Saudi individuals who have had an average portfolio size of SAR 50 million (and above) for the preceding 12 months and a portfolio turnover ratio of not more than 4 times annually.

3) Qualified Foreign Institutional investors registered with the CMA in accordance with the QFI Rules, to invest in shares listed on the Saudi Stock Exchange. 4) Undeposited acquisition value (SR 338,232,500) of Altayyar Travel Group is not included in ownership value at the end of first quarter of 2016.

5)Undeposited right issue (SR 715,200,000) of the Takween Advanced Industries Co. is not included in ownership value at the end of third quarter of 2016.

6) Undeposited right issue (SR 3,360,000,000) is not included in ownership value as of March 29



Table (12): Values and Percentages of Ownership Classified by Investors According to Their Behavior (Main Market)

End of Period Institutional Investor1 Non-Institutional Investor

2 Total

First quarter 2016 (Million Riyals) 1,236,579 200,711 1,437,2903

(%) 86.0 14.0 100

Second quarter 2016 (Million Riyals) 1,294,279 210,067 1,504,346

(%) 86.0 14.0 100

Third quarter 2016 (Million Riyals) 1,143,939 180,714 1,324,6534

(%) 86.4 13.6 100

Fourth quarter 2016 (Million Riyals) 1,461,742 220,207 1,681,950

(%) 86.9 13.1 100


(%) 87.0 13.1 100


(%) 87.5 12.5 100


(%) 87.5 12.5 100

Fourth quarter 2017 (Million Riyals) 1,474,166 215,437 1,689,603

(%) 87.3 12.8 100


(%) 87.7 12.3 100


(%) 87.7 12.3 100


(%) 87.8 12.2 100 1) Refers to investors with intuitional investment behavior including GREs, Saudi Corporates, Saudi Mutual Funds, Saudi and Non-Saudi DPMs, Saudi

Individual Professional Investors (IPI), SWAP Holders, Foreign Strategic Partners and Qualified Foreign Investors (QFI).

2) Refers to investors with non-institutional investment behavior including Saudi Retail Investors, Saudi High Net Worth Investors (HNWI), GCC Individuals

and Foreign Residents.

3) Undeposited acquisition value (SR 338,232,500) of Altayyar Travel Group is not included in ownership value at the end of first quarter of 2016.

4) Undeposited right issue (SR 715,200,000) of the Takween Advanced Industries Co. is not included in ownership value at the end of third quarter of 2016.

5) Undeposited right issue (SR 3,360,000,000) is not included in ownership value as of March 29



Table (13): Values and Percentages of Trades Classified by Investor Type (Main Market)

During Period

Saudi GCC Foreigner

Total

Individuals Institutions

Individuals Institutions GCC

DPMs

SWAP

Holders

Foreign

Residents QFIs

Strategic

Partners

Foreign

DPMs

High Net

Worth

Investors

(HNWIs)

Retail

Individual

Professional

Investors

(IPIs)

Individual

DPMs Corporates

Mutual

Funds

Governmen

t Related

Entities

(GREs)

Institutional

DPMs

Third

quarter

2017

sell (Million Riyals)

47,312 85,425 4,814 1,595 7,894 4,866 78 2,136 551 3,381 208 2,101 2,575 1,753 5,785 393 170,867

(%) 27.7 50.0 2.8 0.9 4.6 2.9 0.1 1.3 0.3 2.0 0.1 1.2 1.5 1.0 3.4 0.2 100

Buy (Million Riyals)

47,832 70,392 4,936 1,364 24,562 8,003 131 2,577 550 2,859 24 2,994 2,334 1,990 0 319 170,867

(%) 28.0 41.2 2.9 0.8 14.4 4.7 0.1 1.5 0.3 1.7 0.0 1.8 1.4 1.2 0.0 0.2 100

Fourth

quarter

2017


74,083 110,791 7,772 1,932 11,597 5,496 29 2,520 854 3,292 404 3,152 3,479 3,061 138 622 229,222

(%) 32.3 48.3 3.4 0.8 5.1 2.4 0.0 1.1 0.4 1.4 0.2 1.4 1.5 1.3 0.1 0.3 100


72,354 92,025 5,727 1,597 27,424 15,471 61 2,368 588 3,202 10 1,651 3,078 2,387 0 1,279 229,222

(%) 31.6 40.2 2.5 0.7 12.0 6.8 0.0 1.0 0.3 1.4 0.0 0.7 1.3 1.0 0.0 0.6 100

First

quarter2

018


76,339 112,063 13,440 2,098 7,744 5,962 513 2,930 633 4,855 15 3,524 3,560 3,298 11 293 237,278

(%) 32.2 47.2 5.7 0.9 3.3 2.5 0.2 1.2 0.3 2.1 0.0 1.5 1.5 1.4 0.0 0.1 100


74,577 90,611 7,536 2,207 25,135 9,534 0 3,692 800 5,186 36 8,152 3,044 6,650 0 119 237,278

(%) 31.4 38.2 3.2 0.9 10.6 4.0 0.0 1.6 0.3 2.2 0.0 3.4 1.3 2.8 0.0 0.1 100

Second

quarter

2018


79,921.24 107,219.61 13,000.36 2,043.66 8,199.15 6,279.88 1.72 2,490.61 839.61 4,539.79 20.69 4,784.24 3,524.27 5,428.22 5.29 2.57 238,300,90

(%) 33.54 44.99 5.46 0.86 3.44 2.64 0.0 1.05 0.35 1.91 0.01 2.01 1.48 2.28 0.0 0.0 100


78,536.91 88,704.09 7,597.46 1,886.68 26,418.27 9,291.95 0.0 2,952.91 593.85 5,100.71 13.97 6,057.08 2,586.59 8,557.37 0.0 3.05 238,300,9

(%) 32.96 37.22 3.19 0.79 11.09 3.90 0.0 1.24 0.25 2.14 0.01 2.54 1.09 3.59 0.0 0.0 100

Third

quarter

2018


59,436.33 80,727.70 5,829.53 1,706.83 5,314.98 2,959.88 0.85 6,015.45 577.24 2,963.36 13.50 4,179.20 2,368.90 4,364.34 767.64 1.31 177,227.05

(%) 33.54 45.55 3.29 0.96 3.00 1.67 0.00 3.39 0.33 1.67 0.01 2.36 1.34 2.46 0.43 0.00 100


59,074.85 56,518.62 6,156.58 1,820.53 33,336.7

3 3,158.93 0.00 2,151.87 553.79 3,881.81 13.66 2,153.45 1,735.27 6,269.31 400.00 1.67 177,227.05

(%) 33.33 31.89 3.47 1.03 18.81 1.78 0.00 1.21 0.31 2.19 0.01 1.22 0.98 3.54 0.23 0.00 100



Table (14): Values and Percentages of Trades Classified by Investors According to Their Behavior (Main Market)

During Period Institutional Investor Non-Institutional Investor Total

First quarter 2016 Sell

(Million Riyals) 36,272.80 215,211.91 251,484.72

(%) 14.42 85.58 100

Buy (Million Riyals) 49,497.02 201,987.70 251,484.72

(% ) 19.68 80.32 100

Second quarter 2017 Sell

(Million Riyals) 52,968.69 131,732.78 184,701.47

(%) 28.68 71.32 100


(% ) 20.10 79.90 100

Third quarter 2017 Sell

(Million Riyals) 35,003.83 135,863.61 170,867.44

(%) 20.49 79.51 100


(% ) 29.12 70.88 100

Fourth quarter 2017 Sell

(Million Riyals) 40,015.29 189,206.22 229,221.51

(%) 17.46 82.54 100


(% ) 26.69 73.31 100

First quarter 2018 Sell

(Million Riyals) 44,682.61 192,595.72 237,278.32

(% ) 18.83 81.17 100.00


(% ) 28.76 71.24 100

Second quarter 2018 Sell

(Million Riyals) 46,796.18 191,504.73 238,300.90

(% ) 19.64 80.36 100


(% ) 28.48 71.52 100

Third quarter 2018 Sell

(Million Riyals) 34,116.88 143,110.17 177,227.05

(% ) 19.25 80.75 100


(% ) 33.49 66.51 100



Table (15): Number of Owners and Ownership Values in Listed Sukuk and Bonds Classified by Type of Owner

End of Period

Individuals Companies Government and Quasi-

Government Entities Funds

1

Total Value

(Million Riyals)

Ownersh

ip Value

(Million

Riyals)

Number

Ownership

Value

(Million

Riyals)

Number

Ownership

Value

(Million

Riyals)

Number

Ownership

Value

(Million

Riyals)

Number

First quarter 2016 1.01 1 16,792.24 84 8,014.10 19 3,342.76 44 28,150.09

Second quarter 2016 1.01 1 16,725.01 84 7,984.30 19 3,335.85 44 28,046.17

Third quarter 2016 0.00 0 16,014.40 72 7,561.16 19 3,335.85 44 26,911.41

Fourth quarter 2016 0.00 0 15,947.65 45 7,532.04 9 2,561.80 21 26,041.49

First quarter 2017 0.00 0 15,947.65 31 7,532.04 5 2,651.80 22 26,131.49

Second quarter 2017 0.00 0 15,624.24 28 7,245.39 5 1,903.20 17 24,772.83

Third quarter 2017 0.00 0 15,662.69 28 7,256.79 5 1,891.65 17 24,811.13

Fourth quarter 2017 3.00 1 15,594.42 29 7,219.99 5 1,882.94 17 24,700.36

First quarter 2018 3.00 1 15,594.42 29 7,220.00 5 1,882.94 17 24,700.36

Second quarter 2018 3.00 1 173,037.25 28 64,094.05 5 18,684.03 17 255,818.33

Third quarter 2018 107.20 2 180,476.06 34 66,028.92 5 19,727.41 18 266,339.59

1) Including GCC funds.



Table (16): Value and Number of Local Sukuk Offerings Classified by Issuer and Offer Type

During Period

Government Entities 1 Banks and financial institutions Companies and non-financial institutions

Public Private Public Private Public Private

Number Value

(Million

Riyals)

Number Value


Value

(Million

Riyals)

Number Value

(Million

Riyals)

Number Value

(Million

Riyals)

Number Value

(Million

Riyals)

First quarter 2016 0 0.00 3 1,641.36 0 0.00 2 2,853.75 0 0.00 1 1,000.00

Second quarter 2016 0 0.00 2 609.38 0 0.00 2 2,337.50 0 0.00 4 1,212.50

Third quarter 2016 0 0.00 1 375.00 0 0.00 2 2,250.00 0 0.00 0 0.00

Fourth quarter 2016 0 0.00 0 0.00 0 0.00 3 1,100.05 0 0.00 2 243.75

First quarter 2017 0 0.00 2 266.27 0 0.00 0 0.00 0 0.00 0 0.00

Second quarter 2017 0 0.00 6 8,545.75 0 0.00 4 2,265.63 0 0.00 2 11,253.75

Third quarter 2017 0 0.00 3 37,00 0 0.00 0 0.00 0 0.00 0 0.00

Fourth quarter 2017 0 0.00 4 21,785.00 0 0.00 2 238.00 0 0.00 0 0.00

First quarter 2018 0 0.00 1 38.00 0 0.00 3 5,219.00 0 0.00 2 3,678.00

Second quarter 2018 0 0.00 1 150.00 0 0.00 1 67.00 0 0.00 1 250.00

Third quarter 2018 0 0.00 0 0.00 0 0.00 1 375.00 0 0.00 1 188.00

1) Includes offerings of Sukuk in the Kingdom by foreign government entities



Table (17): Value and Number of Local Bonds Offerings Classified by Issuer and Offer Type

During Period

Government Entities 1 Banks and financial institutions Companies and non-financial institutions

Public Private Public Private Public Private

Number Value

(Million

Riyals)

Number Value

(Million

Riyals)

Number Value

(Million

Riyals)

Number Value

(Million

Riyals)

Number Value

(Million

Riyals)

Number Value

(Million

Riyals)

First quarter 2016 0 0.00 6 40,270.00 0 0.00 1 375.00 0 0.00 0 0.00

Second quarter 2016 0 0.00 11 40,183.14 0 0.00 2 2,075.00 0 0.00 0 0.00

Third quarter 2016 0 0.00 5 17,000.00 0 0.00 0 0.00 0 0.00 0 0.00

Fourth quarter 2016 0 0.00 1 4,798.88 0 0.00 2 49.50 0 0.00 0 0.00

First quarter 2017 0 0.00 2 1,233.75 0 0.00 1 341.25 0 0.00 0 0.00

Second quarter 2017 0 0.00 0 0.00 0 0.00 1 58.13 0 0.00 1 281.25

Third quarter 2017 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00

Fourth quarter 2017 0 0.00 1 2,116.00 0 0.00 2 356.00 0 0.00 1 506.00

First quarter 2018 0 0.00 1 66.00 0 0.00 1 49.00 0 0.00 0 0.00

Second quarter 2018 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00

Third quarter 2018 0 0.00 0 0.00 0 0.00 1 188.00 0 0.00 0 0.00

1) Includes offerings of Bonds in the Kingdom by foreign government entities



Table (18): Offerings' Values of Sukuks and Bonds Classified by Subscribers

(Million Riyals)

Others Individuals Investment Funds Firms ( Private or Public) Banks ( commercial and

Investment)

Government and Quasi-

Government Entities During Period

0.00 0.00 0.00 0.00 0.00 0.00 First quarter 2016

0.00 0.00 0.00 0.00 0.00 0.00 Second quarter 2016

0.00 0.00 0.00 0.00 0.00 0.00 Third quarter 2016

0.00 0.00 0.00 0.00 0.00 0.00 Fourth quarter 2016

0.00 0.00 0.00 0.00 0.00 0.00 First quarter 2017

0.00 0.00 0.00 0.00 0.00 0.00 Second quarter 2017

0.00 0.00 0.00 0.00 0.00 0.00 Third quarter 2017

0.00 0.00 0.00 0.00 0.00 0.00 Fourth quarter 2017

0.00 0.00 0.00 0.00 0.00 0.00 First quarter 2018

0.00 0.00 0.00 0.00 0.00 0.00 Second quarter 2018

0.00 0.00 0.00 0.00 0.00 0.00 Third quarter 2018



Table (19): Values of Public Funds Assets Classified by Type of Investment

(Million Riyals)

End of Period Equities Debt

Instruments

Money

Markets

Real

Estates

Fund of

Funds Balanced

Capital

Protected ETFS REITs Others Total

First quarter 2016 26,855.86 937.91 56,344.75 4,283.38 2,596.63 86.40 0 32.69 0 56.05 91,193.67

Second quarter 2016 26,639.99 916.85 54,607.77 4,172.71 2,566.39 85.88 0 35.37 0 185.49 89,210.45

Third quarter 2016 20,407.82 983.77 53,499.49 4,042.42 2,592.54 80.92 0 32.26 0 177.33 81,816.56

Fourth quarter 2016 22,444.01 848.72 57,497.56 3,610.30 2,584.88 82.50 0 36.48 555.00 176.16 87,835.62

First quarter 2017 21,886.81 819.85 74,851.73 3,318.35 2,587.72 80.31 0 35.17 766.00 185.66 104,531.59

Second quarter 2017 22,269.34 823.23 79,347.93 3,207.64 2,660.05 80.28 0 37.10 1,785.88 215.55 110,426.98

Third quarter 2017 21,609.35 808.66 80,926.27 2,899.47 2,681.82 79.42 0 36.45 3,391.75 219.77 112,652.96

Fourth quarter 2017 20,980.11 754.09 72,651.53 8,811.94 2,887.65 75.91 0 36.03 3,637.01 398.52 110,232.79

First quarter 2018 22,270.28 675.07 75,142.65 8,631.73 3,013.04 77.79 0 42.66 9,836 .17 395.22 120,084.61

Second quarter 2018 22,647.80 630.27 72,949.72 8,810.37 2,957.13 78.22 0 44.98 10,548.49 395.28 119,062.27

Third quarter 2018 21,725.24 568.36 69,602.55 8,366.77 2,887.09 73.24 0 39.74 14,209.75 382.36 117,855.10



Table (20): Number of Public Funds Classified by Type of Investment

End of Period Equities

Debt

Instruments

Money

Markets

Real

Estates

Fund of

Funds Balanced

Capital


First quarter 2016 175 9 45 10 30 2 0 3 0 3 277

Second quarter 2016 175 9 44 10 31 2 0 3 0 4 278

Third quarter 2016 171 8 45 12 32 2 0 3 0 4 277

Fourth quarter 2016 168 8 44 12 32 2 0 3 1 5 275

First quarter 2017 168 8 44 11 32 2 0 3 2 5 275

Second quarter 2017 167 8 44 11 31 2 0 3 4 5 275

Third quarter 2017 168 8 44 11 31 2 0 3 6 5 278

Fourth quarter 2017 161 8 44 11 32 2 0 3 7 5 273

First quarter 2018 152 5 44 11 29 2 0 3 12 4 262

Second quarter 2018 150 5 45 11 31 2 0 3 13 4 264

Third quarter 2018 151 5 44 10 31 2 0 3 15 3 264



Table (21): Number of Subscribers in Public Funds Classified by Type of Investment


Instruments

Money

Markets

Real

Estates

Fund of

Funds Balanced

Capital


First quarter 2016 180,006 198 42,765 5,339 4,831 368 0 285 0 255 234,048

Second quarter 2016 177,596 201 39,573 5,267 4,757 363 0 305 0 263 228,325

Third quarter 2016 174,901 191 39,834 5,293 4,741 360 0 223 0 241 225,784

Fourth quarter 2016 172,315 185 39,747 5,140 4,656 351 0 292 1,457 268 224,411

First quarter 2017 169,608 187 40,266 4,935 4,598 348 0 284 3,758 260 224,244

Second quarter 2017 167,391 195 40,494 4,895 4,628 340 0 288 11,001 283 229,515

Third quarter 2017 165,250 199 40,394 4,777 4,693 333 0 294 18,948 302 235,190

Fourth quarter 2017 162,697 181 39,817 8,088 4,784 326 0 292 21,921 339 238,445

First quarter 2018 160,151 135 39,859 8,036 5,079 322 0 300 80,601 306 294,789

Second quarter 2018 158,574 125 39,362 7,936 5,126 310 0 313 99,185 300 311,231

Third quarter 2018 157,102 118 38,964 7,599 5,135 307 0 345 117,036 296 326,902



Table (22): Values of Equity Public Funds Assets Classified Geographically

(Million Riyals)

End of Period Domestic GCC Arab Asian US European Other Total

First quarter 2016 18,017.55 2,718.56 208.22 772.02 691.17 2,591.59 18,56.76 26,855.87

Second quarter 2016 18,421.86 2,774.19 192.48 733.44 655.08 2,487.05 1,375.89 26,639.99

Third quarter 2016 14,603.24 2,354.62 174.45 776.09 660.11 529.24 1,310.07 20,407.82

Fourth quarter 2016 16,703.80 2,476.07 189.83 689.96 668.32 475.03 1,241.00 22,444.01

First quarter 2017 16,011.83 2,382.28 169.98 747.60 706.63 532.11 1,336.37 21,886.81

Second quarter 2017 16,368.16 2,316.28 161.40 758.69 699.43 593.68 1,371.69 22,269.33

Third quarter 2017 15,646.11 2,171.06 146.24 800.26 758.55 642.25 1,444.89 21,609.35

Fourth quarter 2017 14,951.06 1,941.54 174.30 909.52 842.36 688.43 1,499.90 20,980.11

First quarter 2018 16,336.17 19,25.42 157.13 857.56 916.57 680.68 1,396.74 22,270.28

Second quarter 2018 16,969.42 18,27.64 154.92 805.26 931.79 670.26 1,288.51 22,647.80

Third quarter 2018 16,156.58 17,53.29 147.01 776.97 970.72 647.70 1,272.98 21,725.24



Table (23): Number of Equity Public Funds Classified Geographically


First quarter 2016 95 28 6 10 4 6 26 175

Second quarter 2016 97 29 6 10 4 6 23 175

Third quarter 2016 98 28 6 9 4 5 21 171

Fourth quarter 2016 96 27 6 9 4 5 21 168

First quarter 2017 95 28 6 9 4 5 21 168

Second quarter 2017 95 28 6 8 4 5 21 167

Third quarter 2017 95 29 6 8 4 5 21 168

Fourth quarter 2017 93 28 4 8 4 5 19 161

First quarter 2018 92 26 4 7 4 4 15 152

Second quarter 2018 91 26 4 7 3 4 15 150

Third quarter 2018 92 26 4 7 3 4 15 151



Table (24): Number of Subscribers in Equity Public Funds Classified Geographically


First quarter 2016 162,586 11,983 389 1,148 231 258 3,411 180,006

Second quarter 2016 161,326 11,860 380 1,084 221 249 2,476 177,596

Third quarter 2016 159,693 11,564 372 1,048 212 235 1,777 174,901

Fourth quarter 2016 157,552 11,199 360 1,015 209 233 1,747 172,315

First quarter 2017 155,196 10,885 351 1,003 214 230 1,729 169,608

Second quarter 2017 153,302 10,647 336 996 212 230 1,668 167,391

Third quarter 2017 151,251 10,440 325 1,041 223 252 1,713 165,245

Fourth quarter 2017 149,066 10,167 289 1,070 231 267 1,607 162,697

First quarter 2018 147,076 9,930 269 976 245 263 1,392 160,151

Second quarter 2018 145,826 9,692 263 953 236 253 1,351 158,574

Third quarter 2018 144,612 9,529 259 912 230 248 1,312 157,102



Table (25): Values of Private Funds Assets Classified by Type of Investment

(Million Riyals)


Instruments

Money

Markets Real Estates Commodities Multi-assets

Hedging and

Other

Derivatives

Total

First quarter 2016 25,845.40 3,092.71 1,603.82 39,839.56 300.99 1,114.70 1,960.33 73,757.51

Second quarter 2016 26,234.52 3,077.21 1,257.80 44,042.51 317.46 1,133.71 1,497.61 77,560.82

Third quarter 2016 27,417.46 2,807.14 1,509.39 44,965.14 317.78 1,167.53 1,498.48 79,682.92

Fourth quarter 2016 62,300.49 2,801.25 1,412.66 54,960.08 325.54 6,207.26 658.16 128,665.44

First quarter 2017 62,166.02 2,807.43 1,592.95 54,892.00 318.49 6,459.87 661.19 128,897.93

Second quarter 2017 77,137.45 4,138.76 1,550.34 56,822.77 321.44 8,737.88 669.96 149,378.61

Third quarter 2017 75,919.72 4,489.85 1,626.95 58,393.93 325.90 6,941.12 674.77 148,372.24

Fourth quarter 2017 75,857.11 4,600.53 1,674.49 57,686.74 332.02 816.25 666.31 141,633.45

First quarter 2018 81,683.03 4,648.09 1,772.75 56,673.95 333.83 1,151.66 571.89 146,835.20

Second quarter 2018 87,241.16 4,840.79 1,879.90 56,717.30 396.87 746.87 579.35 152,402.24

Third quarter 2018 99,674.66 4,790.18 2,160.19 57,290.01 397.90 707.23 582.67 165,602.83



Table (26): Number of Private Funds Classified by Type of Investment


Instruments

Money


Hedging and

Other

Derivatives

Total

First quarter 2016 109 8 7 108 1 9 10 252

Second quarter 2016 113 6 7 104 1 9 11 251

Third quarter 2016 114 8 7 106 1 9 9 254

Fourth quarter 2016 85 7 9 106 1 6 5 219

First quarter 2017 106 9 11 119 1 8 5 259

Second quarter 2017 104 9 11 120 1 8 4 257

Third quarter 2017 103 9 11 118 1 7 3 252

Fourth quarter 2017 126 9 11 125 1 29 3 304

First quarter 2018 116 6 9 116 1 32 1 281

Second quarter 2018 122 7 9 117 1 33 1 290

Third quarter 2018 115 5 9 112 1 32 1 275



Table (27): Number of Subscribers in Private Funds classified by Type of Investment


Instruments

Money


Hedging and

Other

Derivatives

Total

First quarter 2016 1,120 17 30 2,087 2 117 156 3,529

Second quarter 2016 1,135 17 28 2,139 2 116 141 3,578

Third quarter 2016 1,308 16 29 2,158 3 116 141 3,771

Fourth quarter 2016 1,226 15 32 2,209 3 26 10 3,521

First quarter 2017 1,213 18 52 2,313 3 26 10 3,635

Second quarter 2017 1,247 34 55 2,434 3 31 10 3,814

Third quarter 2017 1,301 57 58 2,442 5 27 10 3,900

Fourth quarter 2017 1,324 58 59 2,569 5 23 10 4,048

First quarter 2018 1,425 61 75 2,343 4 49 9 3,966

Second quarter 2018 1,440 63 82 2,291 4 54 8 3,942

Third quarter 2018 1,447 61 92 2,279 4 48 8 3,939



Table (28): Values of Public Fund Investments in Domestic and Foreign Assets 1

(Million Riyals)

End of Period Domestic Foreign Total Assets

First quarter 2016 65,814.01 25,380.27 91,194.28

Second quarter 2016 70,075.07 19,135.38 89,210.44

Third quarter 2016 66,692.40 15,124.16 81,816.56

Fourth quarter 2016 70,654.71 17,180.97 87,835.68

First quarter 2017 83,041.06 21,490.50 104,531.60

Second quarter 2017 86,132.54 24,294.45 110,426.99

Third quarter 2017 87,923.21 24,729.75 112,652.97

Fourth quarter 2017 91,145.39 19,087.38 110,232.77

First quarter 2018 94,949.21 25,135.39 120,084.60

Second quarter 2018 103,843.04 15,219.23 119,062.27

Third quarter 2018 102,949.64 14,905.46 117,855.10

1)REITs are included since the fourth quarter of 2016.



Table (29): Net Subscriptions of Investment Funds Classified by Type of Investments

(Subscriptions Minus Returns) 1

(Million Riyals)

Net Subscription Value of

During Period

Total Other

Funds

Capital

Protected

Funds

Balanced Funds Funds of

Funds

Real Estate

Funds

Money

Market Funds

Debt

Instrument

Funds

Equity Funds

-10,495.46 128.55 0 -1.89 -127.56 -231.28 -5.890.49 227.43 -4,600.22 First half 2016

-3,790.67 -12.10 0 -2.12 -47.07 378.74 1,177.44 289.49 -5,575.05 Second half 2016

22,309.82 35.91 0 -1.96 -85.29 317.91 22,726.60 -36.71 -646.64 First half 2017

-373.95 179.67 0 -6.62 47.01 8,185.08 -7,760.03 -88.38 -930.69 Second half 2017

-1,863.38 -2.80 0 -2.34 -34.32 -152.69 -90.22 -102.01 -1,479.00 First half 2018

1) Information is available semiannually.



Table (30): Indicators of Workforce at Authorized Persons

End of Period Total Workforce at Authorized

Persons Saudi zation %

First quarter 2016 4,679 69%

Second quarter 2016 4,550 70%

Third quarter 2016 4,691 72%

Fourth quarter 2016 4,444 71%




Fourth quarter 2017 4,342 71%






Table (31): Requirements of Capital Adequacy for Authorized Persons in Dealing, Managing or/and Custody

End of Period Capital Base

(Million Riyals) 1

Minimum Capital Requirements

(Million Riyals) 2

Capital Adequacy Ratio

3

First quarter 2016 20,653 8,720 2.37

Second quarter 2016 20,204 8,625 2.34

Third quarter 2016 20,214 9,213 2.19

Fourth quarter 2016 19,480 8,903 2.19

First quarter 2017 21,081 9,280 2.27

Second quarter 2017 20,115 8,820 2.28

Third quarter 2017 20,303 9,105 2.23

Fourth quarter 2017 19,688 9,238 2.13

First quarter 2018 21,031 10,281 2.05

Second quarter 2018 20,877 9,833 2.12

Third quarter 2018 21,069 9,775 2.16

1) It is made of paid-up capital, audited retained earnings/losses, statutory reserve plus any subordinated loans, if any, and other items specified in the Prudential Rules.

2) Represents AP’s total exposures to credit, market and operational risks. Thus, minimum capital requirements increase with larger AP’s exposure to these risks.

3) It is a multiple that shows the number of times of capital base coverage to the minimum requirement.



Table (32): Margin Lending for Share Trading

End of Period

Direct margin 1

Indirect margin 2

Total

No. of

clients

Margin

commitment

(Million Riyals)

Outstanding

balance

(Million Riyals)

No. of

clients

Margin

commitment

(Million Riyals)

Outstanding

balance

(Million Riyals)

No. of

clients

Margin

commitment

(Million Riyals)

Outstanding

balance

(Million Riyals)

First quarter 2016 797 4,313 2,325 1,955 17,384 8,697 2,752 21,697 11,022

Second quarter 2016 737 3,532 2,044 1,838 13,998 8,133 2,575 17,530 10,177

Third quarter 2016 657 3,531 2,029 1,632 11,651 6,974 2,289 15,182 9,003

Fourth quarter 2016 636 3,306 1,856 1,385 8,470 4,992 2,021 11,776 6,848

First quarter 2017 1,008 4,551 3,125 902 5,496 2,769 1,910 10,047 5,895

Second quarter 2017 1,160 5,830 3,837 643 1,729 1,043 1,803 7,559 4,880

Third quarter 2017 1,078 6,519 4,304 564 726 432 1,642 7,245 4,736

Fourth quarter 2017 1172 7,707 5,144 494 499 371 1,666 8,206 5,516

First quarter 2018 1,260 8,390 6,066 561 580 476 1,821 8,970 6,542

Second quarter 2018 1,347 9,122 6,523 583 621 521 1,930 9,743 7,044

Third quarter 2018 1,405 8,902 6,268 619 704 583 2,024 9,606 6,851

1) Extended directly by an AP to the client.

2) Extended by a third party through an AP.



Table (33): Traded Values by Local Authorized Persons in Stock Markets Classified Geographically (buy & sell)

(Million Riyals)

During Period Local

Market

GCC

Markets Arab Markets

Asian

Markets USA Markets

European

Markets

Other

Markets Total

First quarter 2016 736,671 1,007 13 6 6,896 212 165 744,970

Second quarter 2016 639,714 602 32 2 6,087 262 93 646,792

Third quarter 2016 338,342 605 17 3 7,138 57 110 346,272

Fourth quarter 2016 599,248 2,471 39 5 4,183 179 484 606,609

First quarter 2017 505,370 1,132 80 3 7,992 567 197 515,342

Second quarter 2017 369,922 789 60 1 7,715 491 233 379,211

Third quarter 2017 342,138 635 39 5 8,497 51 392 351,757

Fourth quarter 2017 458,673 437 77 6 6,816 113 282 466,404

First quarter 2018 474,768 764 80 6 11,785 91 127 487,622

Second quarter 2018 476,854 650 46 15 11,078 1,378 105 490,127

Third quarter 2018 354,641 536 75 1 7,204 24 32 362,514



Total Other Revenues Investments Custody Advice/

Research Investment

Banking Asset

Management Dealing During Period

1,348.60 161.53 -6.01 24.91 0.65 211.34 531.87 424.31 First quarter 2016

1,473.08 146.44 160.59 25.62 -0.28 251.49 508.41 380.82 Second quarter 2016

1,038.00 140.20 29.78 26.22 0.15 143.34 478.44 219.87 Third quarter 2016

1,724.22 185.01 397.02 34.03 0.50 221.30 530.11 356.27 Fourth quarter 2016

1,289.76 150.18 112.48 30.46 1.23 163.30 509.68 322.42 First quarter 2017

1,015.94 75.62 83.18 36.63 0.83 146.81 530.42 229.03 Second quarter 2017

1,171.44 83.20 117.79 33.61 1.40 123.01 574.32 238.10 Third quarter 2017

1,648.64 89.42 314.89 44.33 0.15 237.83 668.89 293.66 Fourth quarter 2017

1,373.04 58.18 136.42 39.59 0 190.25 636.35 311.89 First quarter 2018

1,388.92 112.04 138.36 50.18 1 175.14 592.31 320.13 Second quarter 2018

1,232.53 35.31 113.44 53.84 1 136.63 642.31 250.33 Third quarter 2018

Table (34): Authorized Persons Aggregated Revenues by Activities Licenses

(Million Riyals)



Table (35): Number and Total Assets Values of Discretionary Portfolio Management (DPM) Classified by

Type of Investments (Million Riyals)

End of Period Number

of DPMs

Assets Values

Local Shares International

Shares

Debt

Securities

Investment

Funds Others Total

First quarter 2016 1,013 47,240 1,869 8,768 42,173 36,143 136,193

Second quarter 2016 989 50,734 1,908 6,779 42,454 31,658 133,533

Third quarter 2016 1,001 45,491 2,222 5,810 44,075 28,336 125,934

Fourth quarter 2016 988 58,494 2,155 5,401 44,536 37,841 148,427

First quarter 2017 1,032 57,986 2,472 5,227 48,643 39,380 153,708

Second quarter 2017 1,074 62,870 2,703 3,269 51,524 33,332 153,698

Third quarter 2017 1,072 61,413 2,532 3,587 52,285 31,227 151,044

Fourth quarter 2017 1,035 60,174 2,616 3,288 49,469 23,471 139,018

First quarter 2018 1,047 65,739 2,559 2,816 36,588 21,200 128,901

Second quarter 2018 1,103 79,651 2,398 2,985 33,887 31,820 150,741

Third quarter 2018 1,175 73,351 2,074 2,533 36,270 33,885 148,113



Table: (36):Aggregated Income Statement For Authorized Person

Accounts

First

quarter

2016

(86

Authorized

Persons)

Second

quarter

2016

(84

Authorized

Persons)

Third

quarter

2016

(83

Authorized

Persons)

Fourth

quarter

2016

(83

Authorized

Persons)

First

quarter

2017

(83

Authorized

Persons)

Second

quarter

2017

(82

Authorized

Persons)

Third

quarter

2017

(82

Authorized

Persons)

Fourth

quarter

2017

(82

Authorized

Persons)

First

quarter

2018

(84

Authorized

Persons)

Second

quarter

2018

(84

Authorized

Persons

Third

quarter

2018

(86

Authorized

Persons)

Operating income 1,321,882 1,456,927 1,023,856 1,689,695 1,278,220 984,933 1,144,034 1,635,677 1,381,792 1,395,485 1,228,829

Operating expenses 920,172 937,681 821,368 993,138 895,023 797,557 798,875 881,078 876,659 860,345 861,292

Net operating income (loss) 401,710 519,246 202,488 696,557 383,197 187,376 345,159 754,599 505,134 535,140 367,537

Non-operating income / (expenses) 17,410 5,887 148 11,264 5,811 23,591 15,625 12,484 -8,826 -11,672 -667

Net income (loss) before zakah / tax 419,120 525,133 202,636 707,822 389,008 210,967 360,784 767,083 496,307 523,468 366,870

Zakah / tax 23,891 23,053 45,197 40,764 23,611 18,771 15,377 79,209 32,569 47,484 40,527

Net income (loss) before non-

controlling interests 395,229 502,080 157,439 667,057 365,397 192,196 345,407 687,874 463,738 475,984 326,343

Income-/+loss attributable to non-

controlling interests -16,528 16,057 -18,737 20,381 13,064 -11,950 -1,323 1,133 455 -1,234 -490

Net income (loss) for the period 411,757 486,023 176,176 646,677 352,333 204,146 346,730 686,741 463,283 477,218 326,833

(Thousand Riyals)



Table (37): Aggregated Balance Sheet For Authorized Persons

(Thousand Riyals)

Accounts

First quarter 2016

(86 Authorized

Persons)

Second quarter

2016

(84 Authorized

Persons)

Third quarter

2016

(83 Authorized

Persons)

Fourth quarter

2016

(83 Authorized

Persons)

First quarter

2017

(83 Authorized

Persons

Second quarter

2017

(82 Authorized

Persons)

Third quarter 2017

(82 Authorized

Persons)

Fourth quarter

2017

(82 Authorized

Persons)

First quarter

2018

(84 Authorized

Persons

Second quarter

2018

(84 Authorized

Persons)

Third quarter 2018

(86 Authorized

Persons)

Current assets

16,711,901 16,485,119 17,209,783 16,525,113 17,784,219 18,043,122 18,955,621 18,272,709 20,656,444 21,222,907 21,544,120

Non-current assets 12,215,087 12,126,505 11,553,998 10,749,003 11,083,697 9,131,635 9,267,304 10,069,703 10,054,625 11,020,848 11,297,335

Total Assets 28,926,988 28,611,624 28,763,781 27,274,116 28,867,916 27,174,757 28,222,925 28,342,412 30,711,069 32,243,755 32,841,455

Liabilities

Current liabilities 5,295,549 5,001,923 5,169,261 4,233,373 5,039,789 5,007,565 5,604,712 5,977,498 7,128,290 7,105,200 7,009,652

Non Current Liabilities 1,664,677 1,613,020 1,663,734 1,372,960 1,541,180 837,043 856,673 893,174 1,565,634 2,821,975 3,136,809

Total Liabilities 6,960,226 6,614,943 6,832,995 5,606,333 6,580,969 5,844,608 6,461,385 6,870,672 8,693,924 9,927,175 10,146,461

Equity

Shareholders’ Equity

Share capital

16,081,982 16,073,232 16,071,232 15,921,232 16,513,632 15,610,708 15,610,708 15,437,308 15,566,398 15,476,209 15,588,709

Reserves

1,742,585 1,741,524 1,738,635 1,739,343 1,917,455 1,895,383 1,913,562 1,823,060 1,869,192 1,852,780 1,844,635

Retained earnings

3,460,257 3,518,660 3,677,274 3,503,996 3,380,900 3,544,900 3,905,075 3,928,333 4,263,601 4,584,954 4,963,046

Change in FV of inv.

489,897 466,264 262,898 437,736 400,767 378,564 402,627 417,306 506,555 514,025 475,793

Other equity items

-125,720 -138,184 -135,479 -127,347 -164,334 -173,777 -143,068 -146,912 -201,617 -124,901 -192,900

Total Shareholders’ equity

21,649,001 21,661,496 21,614,560 21,474,960 22,048,421 21,255,778 21,688,903 21,459,095 22,004,129 22,303,067 22,679,283

Non-controlling Interest

317,761 335,185 316,226 192,823 238,526 74,371 72,637 12,645 13,018 13,512 15,711

Total Equity

21,966,762 21,996,681 21,930,786 21,667,783 22,286,948 21,330,149 21,761,540 21,471,740 22,017,147 22,316,579 22,694,994

Total Liabilities and Equity 28,926,988 28,611,624 28,763,781 27,274,116 28,867,916 27,174,757 28,222,925 28,342,412 30,711,071 32,243,755 32,841,455

Classification: Public عام

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quarterly statistical bulletin seventeenth issue- third ... · 2) arabian waterproofing industries...

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