CONG TY CO PHAN CHtTNG KHOAN FPT Diachi : T i n g 2, 71 Nguyen Chi Thanh, Dong Da, H a N o i

t

BAOcAo T A I C H I N H

QUYIII NAM 2014

C O N G T Y C H l T N G K H O A N F P T MSu s6 BOla - CTCK

Dja chi: Tang 2. 71 Nguyin Chi Thanh. Dong Da, Ha Npi Ban hanh theo T. Tu- sS 95/2008 /TT-BTC

ngay 24 thang 10 nam 2008 cua Bo Tai chinh

BANG CAN DOI K E TOAN Tai ngay 30 thang 9 nam 2014

TAI SAN M A S6 Thuyet

minh s6 C U 6 l K Y S6 DAU N A M A B 2 1

A- TAI SAN NGAN H:4N 100 2,294,264,943,462 1,736,204338,752 I. Tien \k c&c tai khoan tirong duvng ti^n 110 V . l 1,233,097321^02 1,083,814,516311 1. Ti6n 111 1,133,097,321,202 773,814,516311 2. Cdc khodn tuong duong ti6n 112 100,000,000,000 310,000,000,000 II. C&c khoSn dau tu* chung kho^n ng9n h^n 120 V.4 116,500,425,965 166,198,278,627 1. Dhu tu ngSn h ^ 121 116,536,982,119 166,238,262,284 2.D\ ph6ng gidm gia dau tu ngan han (*) 129 (36,556,154) (39,983,657) III. C&c khoSn phai thu ngSn ban 130 940,012,110,457 483,048395370 1. Phdi thu cua khdch h ^ g 131 V . l l 542,900,000 422,680,000 2. Trd trudc cho ngucri ban 132 607,521,200 768,766,272 3.Phai thu npi bp ngjn ban 133 4. Phdi thu cdc hogt dgng GDCK 135 V . U 939,033,369,257 482,021,025,620 5. Cdc khoan phai thu Idiac 138 v . l l 320,000 8,123,678 6. D\ ph6ng phai thu kho doi (*) 139 (172,000,000) (172,000,000) IV. H&ng thn kho 141 V.2 1363,778,757 293,295,739 V. Thi s&n ngSn h^n khSc 150 3,291307,081 2,849,852305 1. Chi phi tra tru6c ngan han 151 3,123,754,632 2,302317,213 2. Thug GTGT dugc khdu trir 152 V . l l 1,333,449 2,985,617 3. Thu8 vd cdc khoan phai thu N N 154 544,549,675 4. Giao djch mua bdn lai trdi phi8u Chfnh phu 157 5. T^i sdn ngdn han khac 158 166,219,000 -B. TAI SAN DAI H A N 200 62312,745,641 60,271,638332 I. C&c kho&n phai thu dM han 210 - -1. Phdi thu ddi han cua khach hdng 211 2. Von kinh doanh cr don vi true thuOc 212 3. Phai thu dai han noi bo 213 4. Phai thu dhi h ^ khdc 218 5. D\f ph6ng phdi thu ddi ban kh6 d6i (*) 219 11. Tki sin C O djnh 220 48,091,018,538 49356381,623 I. TM sdn c6 dinh huu hinh 221 V.5 33,695,893,417 2,155,768,974 - Nguyen gid 222 64,983,345,852 32,616,931,121 - Gid tri hao m6n luy k8(*) 223 (31,287,452,435) (30,461,162,147) 2. T^i sdn c6 djnh thue tai chinh 224 - Nguy8n gid 225 - -- Gid tri hao m6n lu5* k8 226 -3. Tdi sdn c6 dinh v6 hinh 227 14,395,125,121 10,740,563,667 - Nguyen gid 228 37,573,279,261 32,881,827,465 - Gid tri hao m6n luj k6 229 (23,178,154,140) (22,141,263,798) 4. Chi phi dau tu xay dimg ca ban da dang 230 - 36,460,048,982 III. Bat dOng san dau tir 240 - -1. Nguyen gid 241 2. Gia tri hao m6n luy ke (*) 242 IV. Cdc khoan d^u tu- tai chinh dki h^n 250 -1. D^u tu vdo cong ty con 251 2. Dau tu vdo cong ty lien ket, lien doanh 252 3. Ddu tu chiJmg khodn dai h ^ 253 - -- Chimg khodn sin sang dk bdn 254 -Chumg khodn ndm gi& den ngay ddo ban 255 4. Dau tu ddi han khdc 258 5. Di/ ph6ng giam gia dau tu tai chinh ddi h ^ (*) 259

C O N G T Y C H I T N G K H O A N F P T MSu sS BOIa - CTCK

Dia ciii: Tang 2, 71 Nguyen Cl i i Thanh, Dong Da, Ha Ngi Ban hanh theo T. Tu s6 95/2008 /TT -BTC

ngay 24 thdng 10 ndm 2008 cua Bo Tai chinh

V. Tki skn ddi fa^n khdc 260 14,221,727,103 10,915,256,709 1. Chi phi tra tnidc ddi h^n 261 1,356,169,756 164,489,362 2. Tdi sdn thue TN hodn I^ 262 V.7 3. Tihn nOp quy h6 trg thanh todn 263 12,695,653,597 10,195,653,597 4. Tai san ddi han khac 268 V.IO 169,903,750 555,113,750

T O N G C O N G T A I S A N 270 2356,577,689,103 1,796,476,177,084

N G U 6 N V 6 N M A S6 Thuyet

minh S O C U O I K Y S O D A U N A M A B 2 1

A . N O P H A I T R A 300 1,129,651,971,087 627,680,125,052 I. Ngr ngSn han 310 1,129,651,971,087 627,680,125,052 I. Vay vd ng ngdn han 311 V . U - -2. Phdi trd ngu^i bdn 312 34,963,109 30,195,609 3. NguM mua tra ti6n tru6c 313 1,054,593,608 1,029,091,608 4. Thue vd cdc khoan phdi ngp N N 314 V.8 13,848,307,701 9,647,480,636 5. Phdi tra ngufri lao dgng 315 - -6. Chi phi phdi trd 316 6,655,000 -7. Phdi trd ngi bg 317 8.. Cdc khodn phdi tra, phdi ngp ngSn h ^ khdc 319 V.14 1,091,178,841,106 604,105,907321 9. Phdi trd hogt dgng GDCK 320 V.17 12,713,640,000 108,850,000 10. Phdi trd hg c6 tiic, g6c vd lai trdi phi^u 321 7,414,611,961 7,413,619,063 11. Phdi trd to chile phdt hdnh chimg khodn 322 12. Quy khen thuong, phuc Igi 323 3,400,358,602 5,344,980,815 13. Doanh thu chua thi/c hi?n ngdn han 328 14. D\ ph6ng phdi trd ng5n ban 329 II . N? ddi h^n 330 - -1. Phdi trd ddi hpi ngu&i bdn 331 2. Phdi trd ddi ban ngi bO 332 3. Phdi trd ddi h ^ khdc 333 4. Vay vd ng ddi ban 334 V.16 5. Thu6 thu nhdp boSn lai ph^ trd 335 6. Du ph6ng trg cdp mat vi§c 1dm 336 7. Du phong phai trd ddi ban 337 8. Doanh thu chua thuc hi?n ddi ban 338 9. Quy phdt trien khoa hgc vd cong ngh^ 339 10. ph6ng b6i thudng thi?t ban cho nhd ddu tu 359 B . N G U O N V O N C H U SCf HtTU 400 1,226,925,718,016 1,168,796,052,032 I . Von g6p ban dau 410 V.19 1,226,925,718,016 1,168,796,052,032 1. V6n d4u tu ciia chu sd huu 411 733,323,900,000 733,323,900,000 2. Th^ng du von c6 phdn 412 201,676,100,000 201,676,100,000 3. Von khdc ciia chu s6 httu 413 - -4. C6 phiSu quy (*) 414 - -5. Chenh lech danh gid 1 t^ sdn 415 - -6. ChSnh l^ch ty gid hoi dodi 416 - -7. Quy dau tu phat trien 417 - -8. Quy d^ phong tdi chinh 418 28,170,994,430 23,723,489,236 9. QQy khdc thugc v6n chii sit hGu 419 28,170,994,430 23,723,489,236 10. Lgi nhuan sau thue chua phan ph6i 420 235,583,729,156 186349,073,560 T O N G C Q N G N G U O N V O N 440 2356,577,689,103 1,796,476,177,084

C O N G T Y C H U N G K H O A N F P T

Oia chi: Tang 2, 71 Nguyen Chi Thanh, Dong Da, Ha Ngi

C A C CHI TIEU NGOAI B A N G C A N DOI K E T O A N

Chi tieu Ma S6 S6 Chi tieu cuoi k5' dau n&m

A B 1 2 1. Tai san co djnh thue ngoai 001 2, V|t tu, chimg chi co gia nh n gift hp ^ 002 -3. Tai san nh n ky cage 003 4. Ng kho doi da xit ly 004 5. Ngo?i t? cac loai 005 6. Chimg khoan luu ky 006 5,799377,760.000 5,682.163,930,000 Trong do: 6.1. Chung khodn giao dich 007 5,515,876,400,000 5349,520330,000 6.1.1. Chimg khoan giao djch ciia thanh vien luu ky 008 469,560.000 251.820.000 6.1.2. Chimg khoan giao djch ciia khach hang trong nuoc 009 5,428,596,800,000 5,289,987,760,000 6.1.3. Chung khoan giao djch ciia khach hang nuac ngoai 010 86,810,040,000 59,280.950,000 6.1.4. ChuTig khoan giao djch cua to chiic khac on -6.2. Chung Ichodn tgm ngimg giao djcli 012 44,551,300,000 46,825,960,000 6.2.1. Chung khoan tam ngimg giao djch cua thanh vien luu ky 013 -6.2.2. Chimg khoan tam ngimg giao dich ciia khach hang trong nuac 014 44,551,300,000 46,825,960,000 6.2.3. Chimg khoan tam ngimg giao djch cua khach hang nuoc ngoai 015 6.2.4. Chimg khoan tam ngimg giao dich ciia to chuc khac 016 -6.3. Chung Ichodn cam co 017 183,853,670,000 167.751350,000 6.3.1. Chimg khoan cam co ciia thanh vien luu ky 018 -6.3.2. Chung khoan cam co ciia khach hang trong nuoc 019 183,853,670,000 167,751,550,000 6.3.3. Chung khoan cSm co ciia khach hang nu6c ngo i 020 6.3.4. Chimg khoan cam co cua to chirc khac 021 6.4. Chung Ichodn tam giQ 022 -6-4.1. Chimg khoan tam giu- ciia thanh vien lim ky 023 6,4.2. Chimg khoan tjm giiJ ciia khach hang trong nuac 024 6.4.3. Chimg khoan tgm gift ciia khach hang nuac ngoai 025 6.4.4. Chimg khoan tgm gift ciia to chitc khac 026 6.5. Chung khodn cho thanh todn 027 7,440.650,000.00 4,665,440,000.00 6.5.1. Chimg khoan cho thanh toan cua thanh vien luu ky 028 12,180,000 -6.5.2. Chtmg khoan chtr thanh loan ciia khach hang trong nuoc 029 7,373,070,000 4345,340,000 6,5,3. Chung khoan cha thanh toan ciia khach hang nuac ngoai 030 55,400,000 320,100,000 6.5.4. Chimg khoan cho thanh toan cua to chuc khac 031 - -6.6. Chung khodn phong tod cho rut 032 - -6.6.1. Chimg khoan phong toa cho nil cua thanh vien luu ky 033 - -6.6.2. Chiing khoan phong toa ch6 nit ciia khach hang trong nuac 034 - -6.6.3. Chung khoan phong toa ch6 nit ciia khach hang nuac ngoai 035 - -6.6.4. Chimg khoan phong toa cha nit ciia to chuc khac 036 - -6.7. Chirng khodn cha giao dich 037 47,855,740,000 113,400,450,000 6.7.1. Chung khoan cho giao dich ciia thanh vien luu ky 038 1,570,000 210,000 6.7.2. Chimg khoan chir giao djch ciia khach hang trong nuoc 039 47,092,770,000 113,377,010,000 6.7.3. ChOmg khoan cha giao djch ciia khach hang nu6c ngoai 040 761,400,000 23,230,000 6.7.4. Chimg khoan cha giao djch cua to chirc khac 041 - -6.8. Chung khodn ky quy ddm bdo khodn vay 042 - -6.8.1. Chung khoan ky quy dam bao khoan vay cua thanh vien luu icy 043 - -6.8.2. Chimg khoan ky quy dam bao khoan vay ciia khach hang trong nu 044 - -6.8.3. Chimg khoan ky quy dam bao khoan vay ciia khach hang nuac ng 045 - -6.8,4. Chimg khoan ky quy dam bao khoan vay ciia to chuc khac 046 - -6.9 Chung khodn sita I6i giao djch 047 - -7. Chung khoan luu ky c6ng ty dgi chung chua niem yet 050 644,451,360,000 615,458,000,000 Trong do:

7. /. Chung khodn giao dich 051 632,114,460,000 583,479,920,000 7.1.1. Chimg khoan giao dich ciia thanh vien luu ky 052 16,740,000 11,530,000 7.1.2. Chung khoan giao djch cua khach hang trong nuoc 053 631,712,210,000 583,182,880,000 7.1.3. Chimg khoan giao djch ciia khach hang nuoc ngoai 054 385,510,000 285,510,000 7.1.4. Chimg khoan giao djch ciia to chirc kh^c 055 -7.2. Chung khodn Igm ngirng giao djch 056 7,704380,000 7,236,080,000 7,2.1. Chung khoan tgm ngimg giao djch ciia thanh vien luu ky 057 -7.2.2. Chimg khoan tgm ngimg giao djch ciia khach hang trong nude 058 7,704,380,000 7,236.080,000 7.2.3. Chimg khoan t m ngimg giao djch ciia khach hang nuoc ngoai 059 - -7.2.4. Chung khoan tfim ngimg giao djch ciia t6 chuc khac 060 - -7.3. Chung khodn cam co 061 4,000,000,000 24,178,000,000 7.3.1. Chimg khoan cam co ciia thanh vien lim ky 062 - 20,178.000,000 7.3.2. Chimg khoan cam co cua khach hang trong nuoc 063 4,000,000,000 4,000,000,000 7.3.3. Chung khoan cam co ciia khach hang nuoc ngoai 064 - -7.3.4. Chung khoan cam co ciia to chirc khac 065 - -7.4. Chung khodn iqm giu 066 - -7.4.1. Chung khoan tgm giO; cua thanh vien luu ky 067 - -7.4.2. Chung khoan t m giir ciia khach hang trong nuoc 068 - -7.4,3. Chung khoan igm giiJ ciia khach hang nuoc ngoai 069 - -7.4.4. Chimg khoan tgm giii cua to chuc khac 070 - -7.5. Chung khodn cho thanh todn 071 632,520,000 564,000,000 7.5.1. Chung khoan cha thanh toan ciia thanh vien luu ky 072 -7.5.2. Chimg khoan chir thanh toan ciia khach hang trong nuoc 073 612,520,000 564,000,000 7.5.3. Chiing khoan cha thanh toan ciia khach hang nuoc ngoai 074 20,000,000 -7.5.4. Chiing khoan cho thanh toan cua to chirc khac 075 - -7.6. Chiing khodn phong tod cha rut 076 - -7.6.1, Chimg khoan phong toa cho nit ciia thanh vien luu ky 077 - -7.6.2. Chimg khoan phong toa cha rut cua khach hang trong nuac 078 - -7.6.3. Chung khoan phong toa chtr nit ciia khach hang nuoc ngoai 079 - -7.6.4. Chung khoan phong toa cho nit cua to chiic khac 080 - -7.7. Chung khodn sua loi giao djch 081 - -8. Chung khodn chua luu ky cua khdch hdng 082 193,300,000 482,400,000 9. Chung khodn chua luu ky cua cong ty chung khodn 083 - -10. Chung khodn nhqn uy thdc ddu gid 084 - -

\

C O N G T Y C H L T N G K H O A N F P T

Dja chi: Tang 2, 71 Nguyin Chi Thanh, Dong Da, Ha Ngi

B A O C A O K E T QUA H O A T DQNG KINH DOANH

Quy I I I nam 2014

Don vi tinh: Dong

C h i tieu M a so Thuyet

minh Quy I I I

Luy ke ttr dau nam den cuoi quy nay C h i tieu M a so

Thuyet minh

Ndm nay N3m tru'dc Ndm nay Nam trir6c 1 2 3 4 5

1. Doanh thu 01 67,646,192,864 39,754,368,929 191,257,723,413 132,377,588,381 - Doanh thu moi giai chumg khoan cho ngu6fi dau tu 01.1 27,436,232,415 8,410,657,585 72,131,709,505 32,483,111,424 - Doanh thu hoat dpng dau tu chiing khodn, gop von 01.2 515,882,158 302,257,829 2,703,305,349 2,351,690,999 - Doanh thu bao lanh phdt hdnh chung khoan 01.3 - - - -- Doanh thu dai ly phat hdnh chumg khodn 01.4 - - - -- Doanh thu boat dong tu van 01.5 1,752,448,752 1,200,681,818 5,859,274,267 3,081,870,546 - Doanh thu luu ky chung khoan 01.6 1,206,892,194 1,235,739,129 3,492,400,628 4,604,897,480 - Doanh thu boat dgng uy thac dau gia 01.7 11,598,380 - 17,363.460 -- Doanh thu cho thue su: dyng tai san 01.8 - - « — — — — -- Doanh thu khac 01.9 36,723,138,965 28,605,032,568 107,053,670,204 89,856,017,932 2. Cac khoan giam trir doanh thu 02 25,000,000 7,000,000 51,000,000 65,812,000 3. Doanh thu thuan ve ho^t dgng kinh doanh (10=1-2) 10 67,621,192,864 39,747,368,929 191,206,723,413 132,311,776,381 4. Chi phi boat dgng kinh doanh 11 VI.3 11,795,990,705 7,845,438,914 34,730,686,170 23,759,223,581 5.Lgi nhan gpp ciia hoat dgng kinh doanh (20=10-11) 20 55,825,202,159 31,901,930,015 156,476,037,243 108,552,552,800 6. Chi phi quan ly doanh nghi?p 25 VI.4 8,500,532,777 7,458,364,203 24,350,241,016 22,948,914,580 7. Lgri nhu^n thuan tu ho^t dgng kinh doanh (30=20-25) 30 47,324,669,382 24,443,565,812 132,125,796,227 85,603,638,220 8. Thu nhap khac 31 3,190,636,166 2,029,194,956 10,629,120,298 6,501,944,199 9. Chi phi khac 32 3,080,163,631 2,127,981,439 10,334,298,590 6,174,370,537 10. Lgi nhuan khac (40=31-32) 40 110,472,535 (98,786,483) 294,821,708 327,573,662 11. Tong lgi nhuan ke t o ^ truac thui (50=30+40) 50 47,435,141,917 24,344,779,329 132,420,617,935 85,931,211,882 12. Chi phi thu^ T N D N hi^n hdnh 51 VI. 1 10,433,327,056 6,154,466,947 28,729,746,562 21,174,804,023 13. Chi phi thue T N D N hoan lai 52 - - - -14. Lgi nhu^n sau thue T N D N (60=50-51 -52) 60 VI.5 37,001,814,861 18,190,312,382 103,690,871,373 64,756,407,859

' C O N G T Y C H l T N G K H O A N F P T

Dia clii: Tang 2, 71 Nguyen Cl i i Ttianh, D6ng Da, Hd N6 i

B A O C A O LlTU C H U Y E N TIEN T E

(Theo phieffng phdp gidn tiip)

Quy III nam 2014

Dan vi tinh: VND

C h i tieu Ma so Thuylt

minh

Luy ke tir dau nam den cuoi quy nay C h i tieu Ma so

Thuylt minh NSm nay Nam triro'c

1 2 3 4 5 I. Liru chuyen tien tir ho^t dpng kinh doanh

1. L^i nhuan trit&c thai 01 132,420,617,935 85,931,211,882

2. Dieu chinh clio cdc khodn (34,800,457,207) -- Khiu hao TSCD, 02 2,381,216,898 2,049,560,736 - Cac khoan dir phdng 03 (3,427,503) (37,145,620) - L§i, 16 chenh lech ty gia hoi dodi chua th\rc hi?n 04 - -- Lai, 16 tu hoat dpng dau tu 05 (37,274,248,576) (48,244,169,619) - Chi phi lai vay 06 96,001,974 110,416,667

3. L&i nhuan tu hoat dgng kinh doanh trir&c thay dSi v6n Imi 08 97,620,160,728 39,809,874,046 dong

- Tang, giam cac khoan phai thu 09 (456,583,532,044) (150,327,688,221) - Tdng, giam hang ton kho 10 (1,070,483,018) (279,159,546) - Tang, giam cac khoan phai tra (Khong ke ISi vay phai tra, 11 501,546,540,898 69,349,680,473

thue thu nhap doanh nghiep phai n6p)

- Tang, giam chi phi tra tnrdc 12 (2,013,117,813) (1,166,791,747) - Tien lai vay d§ tra 13 (96,001,974) (110,416,667)

- Thue thu nhap doanh nghiep da npp 14 (26,359,819,212) (20,148,786,628)

- Tien thu khac tir hoat d6ng kmh doanh 15 825,703,525,398 -- Tien chi khdc cho hoat dpng kinh doanh 16 (838,956,667,835) (15,227,862,562)

Litu chuyen tien thuan tit hoat d^ng kinh doanh 20 99,790,605,128 (78,101,150,852)

II. huu chuyen tien tir hoat dpng dau tir -I.Tien chi dS mua sSm, xay dung TSCD va cac tai san ddi han 21 (1,184,310,970) (10,224,845,389)

2.Tien thu ttr thanh ly, nhupng ban TSCD va cac tai san ddi ban 22 126,090,909 37,909,091

3.Tien chi cho vay, mua cdc c6ng cu np cua don vi khac 23 - -4.Tien thu hoi cho vay, bdn l^ i cac cong cy np cua dan vi khac 24 50,000,000,000 -S.Tien chi dau tu g6p von vdo don vi khac 25 -6.Tien thu hoi dau tu g6p v6n vdo don vi khdc 26 28,461,704

7.Tien thu ISi cho vay, c6 tire vd lai nhuan dupe chia 27 37,216,614,824 48,256,755,997

Lieu chuySn tiin thuan tit hoat dpng ddu tie 30 86,158,394,763 38,098,281,403

III. Luu chuyen tikn tir hoat dpng tai chinh -1 .Tien thu tir phat hanh c6 phigu, nhan v6n g6p cua chu so hihi 31 - -2.Tien chi tra v6n g6p cho cdc chu sa hihi, mua lai c6 philu cua 32 - -doanh nghiep da phat hanh

3.Tien vay ngdn han, dai han nhan duac 33 194,000,000,000 100,000,000,000

4.Tien chi tra ng goc vay 34 (194,000,000,000) (100,000,000,000)

' C O N G T Y C H I T N G K H O A N F P T

Dia chi: Tang 2, 71 Nguyin Chi Thanh, Dong Da, Ha Npi

B A O C A O LlTU C H U Y E N TIEN T E

(Theo phirffng phdp gidn tiip)

Quy III ndm 2014

D(m vi tinh: VND

C h i tigu Ma so Thuyet

minh

Luy ke tir dau nSm den cuoi quy ndy C h i tigu Ma so

Thuyet minh Nam nay Nam tru-6c

1 2 3 4 5 5. Tien chi tra ng thue tai chinh

6. Co tuc, lgi nhuan da tra cho chii so hOu

35

36 (36,666,195,000) -

Luu cliuyen tien thuan tithogt d^ng tai chinh

Luu chuyen tien thu^n trong ky (50 = 20+30+40)

Tien va tu-(mg du'O'ng ti^n d4u ky

Anh huong ciia thay doi ty gia hoi doai quy doi ngoai tS

Tien va tuong dumig tien cuoi ky (70 = 50+60+61)

40

50

60

61

70

(36,666,195,000)

149,282,804,891

1,083,814,516311

1,233,097,321,202

(40,002,869,449)

1,195,058,321,822

1,155,055,452373

CONG TY C 6 PHAN CHUlVG KHOAN FPT Dia chi: Tdng 2, 71 Nguyen Chi Thanh, Dong Da, Ha Noi

^

Ban thuyet minh bao cao tai chinh Quy in nam 2014

I D3c diem hoat dpng cua doanh nghiep:

/. Hinh thuc s& hitu von:

9

Cong ty Co Phan Co Phan Chmig Khoan FPT dupe thanh lap theo G i i y phep thanh lap va hoat

dpng s6 59 /UBCK- GP ngay 13 thang 7 nSm 2007; G i i y phep dieu chinh s6 2 6 / U B C K - G P ngay 13

thang 4 nam 2011; Gi4y phep dihu chinh s6 9 4 / G P D C - U B C K ngay 18 thang 06 nam 2012 do Uy

ban Chiing khoan Nha nuac Viet Nam cap. Von dieu If ciia Cong ty la 733.323.900.000 d6ng (Bay trSm ba ba ty ba tram hai ba tri?u chin tram ngan dong chan).

2. LTnh virc kinh doanh: Chiing khoan

3. Ngdnh nghe kinh doanh:

M o i gidi chung khoan

Hoat dpng tu doanh chiing khoan

T u van dau tu chiing khoan

Bao lanh phat hanh chiing khoan

Luu ky va quan ly co dong.

XX Nien dp ke toan, don vi tien tf sir dyng trong ke toan:

1. Nien dp ki todn: Nien dp ke toan bat dau tir 01/01 va ket thiic vao ngay 31/12 hang nam.

2. Dffn vf tien t^ su dung trong ke todn: Dan vi tien t? sii dyng trong ghi chep kd toan la dfing Vipt Nam (VND)

XXX Che dp ke toan dung:

/. Che dp ke todn dp dung: Cong ty ap dung chd dp ke toan Viet Nam ban hanh theo Quylt dinh s6 15/2006/QD-BTC ngay 20/03/2006, Thong tir 95/2008/TT-BTC ngay 24 thang 10 nam 2008, Thong tu s6 162/2010/TT-BTC ngay 20 thang 10 nam 2010 va cac Chudn muc kk toan Viet Nam do Bp Tai chinh ban hanh vk cac van ban siia d6i, b6 sung, hudng d in thyc hien kem theo.

2. Hinh thuc so ke todn dp d^ng: Cong ty ap dung hinh thiic s6 ki toan Nhat ky s6 cai.

X V Cac chinh sach ke toan ap dung:

/. Nguyen t&c xdc djnh cdc khodn tiin: Tien mat, tien giri ngdn hdng, tien dang chuyin

* Nguyen tdc xdc dinh cdc khodn tuffng duffng tiin:

Cac khoan dau tu ngan han khong qua 3 thang co kha nSng chuyen d6i dd dang thanh t i in vk khong CO nhieu ni i ro trong chuyen doi thanh tien ke tu ngay mua khoan dku tu do tai thai diem bao cao.

Cac khoan tien gui tiet kiem t^i cac ngan hang co thai ban khong qua 3 thang.

* Nguyen tdc, phuffngphdp chuyen ddi cdc dong tiin khdc:

CONG TY CO PHAN CHlTNG KHOAN FPT Dia chi: Tang 2, 71 Nguyen Chi Thanh, Dong Da, H a N o i

Vi?c ghi nhan, danh gia, x i i ly cac khoan chenh lech ty gia trong nSm duac thyc hien theo thong tu-179/2012/TT-BTC ngay 24 thang 10 nam 2012 cua Bp tai Chinh.

2. Ddu tu tdi chfnh ngdn hgn.

Cac khoan tien gui tiet kiem tai cac ngan hang co thai han dai han 3 thang.

Cac khoan dau tu tai chinh ngin han bao gom cac khoan dau tu vao co phieu niem yet va c6 philu chua niem yet. Cac khoan dau tu ngin ban dupe phan anh theo nguyen gia trir di dir phong giam gia chung khoan.

Dir phong giam gia chung khoan niem yet dupe lap theo quy dinh hipn hanh ciia Bp tai chinh. D y phong sS dupe hoan nhap khi viec tang len sau do ciia gia tri co the thu hoi la do sy kien khach quan xay ra sau khi khoan dy phong dupe lap. D u phong chi dupe hoan nhap ddn miic t6i da bang gia trj ghi so cua khoan dau tu khi chua lap du phong.

Nguyen gia cua co phieu t\ doanh dupe xac dinh theo phuang phap binh quan gia quyen.

3. Nguyen tdc ghi nhpn cdc khodn phdi thu thu&ng mai vd phdi thu khdc:

Cac khoan phai thu khach hang, khoan tra truoc cho nguai ban, phai thu npi bp, phai thu theo tien dp ke hoach hop d6ng xay dung (nlu c6), va cac khoan phai thu khac tai thoi diem bao cao, nSu:

- Co thai ban thu h6i hoac thanh toan duoi 1 nam (hoac trong mpt chu ky san xudt kinh doanh) dupe phan loai la Tai san ngan han.

- Co thai han thu hoi hoac thanh toan tren 1 nam (ho|tc tren mot chu ky san xuit kinh doanh) dupe phan logi la Tai san dai ban.

4. Nguyen tdc xdc dinh khodn phdi thu, phdi trd theo tien dp ke hogch hpp dong xdy dung: Khong phat sinh.

5. Ghi nhan vd khdu hao tdi sdn co djnh:

* Nguyen tdc ghi nhgn TSCD him hinh, TSCD vd hinh:

Tai san c6 dinh dupe ghi nhan theo gia goc. Trong qua trinh su dung T S C D duac ghi nhan theo nguyen gia hao mon luy ke va gia tri con lai.

* Phuomgphdp khdu hao TSCD hitu hinh, TSCD vd hinh:

Khau hao dupe trich theo phuang phap duong thing va tuan thu theo ty le kh^u hao dupe xac dinh theo quy dinh tai Thong tu s6 45/2013/TT-BTC ngay 25/04/2013 cua Bp Tai Chinh.

6. Hpp dong thue tdi chinh: Khong phdt sinh.

7. Ghi nhan vd khdu hao bat dpng sdn ddu ttr: Khong phdt sinh.

8. Nguyen tdc von hod cdc khodn chi phi di vay vd cdc khodn chi phi khdc:

* Nguyen tdc von hod cdc khodn chi phi di vay:

Chi phi di vay lien quan true t i ip din viec dau tu xay dung hoac san xuit tai san da dang duac tinh vao gia trj ciia tai san do (dupe v6n boa), bao gom cac khoan lai t i in vay, phan bo cac khoan chilt khiu hoac phu trpi khi phat hanh trai philu, cac khoan chi phi phu phat sinh lien quan tcri qua trinh lam thu tyc vay.

Viec v6n hoa chi phi di vay sg duac tam ngijng lai trong cac giai doan ma qua trinh d^u tu xay dyng hoac san xuat tai san da dang bj gian doan, trij khi sy gian doan do la c^n thidt.

Vi?c von hoa chi phi di vay sS cham dut khi cac hoat dpng chu y6u ckn thilt cho viec chudn bj dira tai san da dang vao sur dyng hoac ban da hoan thanh. Chi phi di vay phat sinh sau d6 s6 dupe ghi nhan la chi phi san xuat, kinh doanh trong ky khi phat sinh.

Cac khoan thu nhap phat sinh do dku tu tam thai cac khoan vay rieng bi?t trong khi cha su dyng vao myc dich co dupe tai san da dang thi phai ghi giam trir (-) vao chi phi di vay phat sinh khi v6n h o i

CONG TY CO PHAN CHlTNG KHOAN FPT Diachi : Tang 2, 71 Nguyen Chi Thanh, Dong Da, H a N o i

Chi phi di vay dupe von hod trong ky khong dugc vuot qua tong so chi phi di vay phat sinh trong ky. Cac khoan lai tien vay va khoan phan bo chiet khau hoSc phu trgi dupe von hoa trong timg ky khong dupe vuot qua so lai vay thuc te phat sinh va so phan bo chilt kh iu hoac phu trpi trong ky do. ' '

* Ty von hod chi phi di vay ditptc su dung de xdc dinh chi phi di vay dirg^c von hod trong ky: Khong phdt sinh

* Nguyen tdc von hod cdc khodn chi phi khdc:

8.3.1. Chi phi tra truoc: Chi phi tra truac phan bo oho boat dpng dau tu xay dung ca ban, cai tao, nang cap T S C D trong ky dupe von hoa vao T S C D dang dupe dau tu hoSc cai tao nang cap do.

8.3.2. Chi phi khac: Chi phi khac phuc vu cho hoat dpng dau tu xay dung ca ban, cai tao, nang cap TSCD trong ky dupe von boa vao T S C D dang dupe dau tu hoSc cai tao nang cap do.

* Phuffng phdp phdn bo chi phi trdtru&c:

Cac loai chi phi tra trudc neu chi lien quan den nSm tai chinh hien tai thi dupe ghi nhan vac chi phi san xuit kinh doanh trong nam tai chinh

Viec tinh va phan b6 chi phi tra truac dai han vao chi phi san xuat kinh doanh timg ky hach toan dupe can cu vao tinh chat, muc dp tCmg loai chi phi de chpn phuang phap va tieu thuc phan bo hpp ly-

* Phuong phdp phdn bo igi the thuffng mai: khong phdt sinh

9. Nguyen tdc ke todn chi phi nghien cim vd trien khai:

* Nguyin tdc ke todn chi phi nghien cuu:

Toan bp chi phi phdt sinh trong giai doan nghien cihi dupe ghi nhan la chi phi san xuat kinh doanh trong ky.

* Nguyen tdc ke todn chi phi trien khai:

Chi phi phat sinh trong giai doan trien khai dugc ghi nhan la chi phi san xuat kinh doanh trong ky tru khi thoa man dong thai cac dieu kien de ghi nhan la T S C D v6 hinh.

10. Ki todn cdc khodn dau tu tdi chinh:

* Nguyen tdc ghi nhgn cdc khodn ddu tir vdo cong ty con, cong ty lien ket:

Khoan dau tu vao cong ty con, cong ty lien ket dugc ke toan theo phucmg phap gia goc. Lpi nhuan thuan dupe chia tCr cong ty con, cong ty lien ki t phat sinh sau ngay dhu tu duac ghi nhan vao Bao cao Ket qua boat dpng kinh doanh. Cac khoan dugc chia khac (ngoai lpi nhuan thuan) dugc coi la phan thu hoi cac khoan dau tu va dupe ghi nhan la khoan giam tru gia goc dau tu.

* Nguyen tdc ghi nh^n cdc khodn ddu tu chung khodn ngdn hgn, ddi hgn:

Cac khoan dau tu chung khoan tai thai diem bao cao, neu:

- Co thai ban thu hoi hoac dao h^n khong qua 3 thang ke tCr ngay mua khoan dau tu do dupe coi la " tuang duang tien"

- C6 thai han thu hoi von dudi 1 nam hoac trong 1 chu ky kinh doanh dupe phan loai la tai san ngin han

- Co thai ban thu hoi von tren 1 nam hoac ban 1 chu ky kinh doanh dupe phan lo^i la tai san dai han

* Phirffngphdp Igp dyrphong gidm gid ddu tu ngdn hgn, ddi hgn:

D u phong giam gia dau tu dupe lap vao thai diem cuoi nam la so chenh Ifch giiJa gia goc cua cac khoan dau tu dupe hach toan tren so ke toan Ian ban gia tri thi trucmg cua chung tai thai diem lap du phong.

CONG TY CO PHAN CHlTNG KHOAN FPT Dia chi: Tling 2, 71 Nguytn Chi Thanh, Dong Da, Ha Noi

cdc hogt dpng lien doanh:

* Nguyen tdc ke todn hogt dpng lien doanh theo hinh thuc Hogt dpng kinh doanh dong kiem sodt vd Tdi sdn dong kiem sodt:

Hoat dong lien doanh theo hinh thuc Hoat dpng kinh doanh dong kiem soat va Tai san dong kiem soat dugc Cong ty ap dung nguyen tac ke toan chung nhu vai cac hoat dong kinh doanh thong thuong khac. Trong do:

- Cong ty theo doi rieng cac khoan thu nhap, chi phi lien quan den hoat dpng lien doanh va thyc hien phan bo cho cac ben trong lien doanh theo hgfp dpng lien doanh;

- Cong ty theo doi rieng tai san gop von Hen doanh, phan von gop vao tai san dong kiem soat va cac khoan cong na chung, cong np rieng phat sinh tir boat dpng Hen doanh.

* Nguyen tdc ke todn hogt dpng lien doanh theo hinh thirc thanh Igp ca sd kinh doanh dong kiem sodt:

Khoan d iu tu vao cong ty Hen doanh dupe ke toan theo phuang phap gia g6c. Khoan v6n gop lien doanh khong dieu chinh theo thay doi cua phan sa hiru ciia cong ty trong tai san thuSn cua cong ty lien doanh. Bao cao Ket qua boat dpng kinh doanh cua Cong ty phan anh khoan thu nhap duac chia ti l lpi nhuan thuan luy ke ciia Cong ty lien doanh phat sinh sau khi gop von lien doanh.

12. Ghi nhgn cdc khodn phdi trd thuffng mai vd phdi trd khdc:

Cac khoan phai tra nguoi ban, phai tra npi bp, phai tra khac, khoan vay tai thai diem bao cao, niu:

- Co thcri ban thanh toan duoi I nam ho^c trong mpt chu ky san xuit kinh doanh dupe phan loai la np ngSn h ^ .

- Co thai ban thanh todn trSn 1 nam hoac tren mpt chu ky san xuat kinh doanh dupe phan loai la np dai h?in.

Tai san thieu chcr xir ly dupe phan loai la np ngan ban.

ThuS thu nhap hoan lai dupe phan loai la np dai ban.

13. Ghi nhan chi phi phdi phdi trd, trich tru&c chi phi sira chira l&n, chi phi bdo hdnh sdn phdm, trich quy du phong trpr cdp mat vi$c Idm: khong phdt sinh

14. Ghi nhgn chi phi trd tru&c:

Cac chi phi tra truac chi lien quan dSn chi phi san xu4t kinh doanh nam tai chinh hipn tai dupe ghi nhan la chi phi tra truac ngin han.

Cac chi phi sau day dupe bach toan vao chi phi tra truoc dai ban de phan bo dan vao ket qua boat dpng kinh doanh:

- Chi phi bao lanh thue van phong

- Chi phi thue cho dat may chii

- Chi phi su-a chira Ian van phong lam viec

15. Ghi nhgn cdc trdi phieu co the chuyen doi: Khong phdt sinh

16. Nguyen tdc chuyen ddi ngogi vd cdc nghiep vu du phong rui ro hoi dodi: Khong phdt sinh

17. Ngudn vSn chu sd hitu:

* Ghi nhgn vd trinh bay cd phieu mua lgi:

Co phieu do Cong ty phat hanh va sau do mua lai la co phieu ngan qui cua Cong ty. Co phiiu ngSn quy dupe ghi nhan theo gia trj thyc t i va trinh bay tren Bang Can doi ki toan la mpt khoan ghi giam von chu sa hiJu.

* Ghi nhgn co tire:

C 6 N G T Y CO P H A N CHtTNG K H O A N F P T Dia chi: Tang 2, 71 Nguyen Chi Thanh, Dong Da, H a N o i

Co tiic phai tra cho cdc c6 dong dugc ghi nhan la khoan phai tra trong Bang Can doi ke toan ciia Cong ty sau khi co thong bao chia co turc cua Hpi dong Quan tri Cong ty.

* Nguyen tac trich lap cdc khodn dir trir cdc quy tir Ip^i nhugn sau thue:

Lpi nhuan sau thue thu nhap doanh nghiep sau khi dugc Hoi dong Quan trj phe duyet dugc trich cac quy theo Didu le Cong ty va cac quy dinh phap ly hien hanh.

18. Nguyen tdc ghi nhgn doanh thu:

- Doanh thu moi gidi chumg khoan: Doanh thu tu dich vu moi gidi chumg khoan duac ghi nhan trong bao cao ket qua hoat dong kinh doanh khi dicbnoi dupe cung cdp cho khach hang.

- Doanh thu ty doanh chumg khoan: Doanh thu tir hoat dpng tu doanh chung khoan dupe ghi nhan trong bdo cdo ket qua boat dpng kinh doanh khi Cong ty nhan dupe Thong bao thanh toan cho cac giao dich kinh doanh chumg khoan do cac So giao dich chung khoan phdt hanh (d6i vai co phidu nidm yet) va thoa thuan chuydn giao tai sdn d3 dupe hoan tdt (ddi vai co phieu chua niem yk)

- Doanh thu boat dpng tu van :Bao gom tu van dau tu chiimg khodn va doanh thu tu van tai chinh khac (tu van niem yet, phat hanh, hoan thien doanh nghipp ...) Doanh thu tir boat dgng tu van dugc ghi nhan trong bdo cdo ket qud hoat dpng kinh doanh theo ty le hoan thanh giao dich tai ngay lap bang can doi ke toan. Ty Ip hoan thanh dupe danh gia tren ca sa xem xet cac cong vipe d3 thuc hien.

- Doanh thu khac: Doanh thu khac chu yeu phan anh thu nhap Idi tien giri tai cac ngan hang, phi ung trudc tien bdn chung khodn, thu lai vay giao djch ky quy. Doanh thu dupe ghi nhan trong bao cdo ket qud ho^t dpng kinh doanh tren ca sd don tich.

C 6 N G T Y C H I T N G K H O A N F P T

Dia chi: Tang 2, 71 Nguyen Chi Thanh, Dong Da, Ha Ngi

B A N T H U Y E T M I N H B A O C A O T A I C H I N H Quylllndm 2014

Thong tin bo sung cho cic khoan muc tr'mh bay trong Bang can doi ke toan

Dan vi tinh: VND Tien va cac khoan tu-otig dinmg tien So cuoi quy So dau nam l.l-Tienmat(VND) 68,903,011 244,481,746 1.2-Tign giri ngan hang (VND) ^ 1,133,028,418,191 773,570,034,565 Trong do: - Tien ky quy ciia nha dSu tu 1,089,152,437,402 602,724,191,378 1.3-Tien dang chuyen 1.4. Tuong ducmg tien (tien giri tiSt ki?m co ky han nho hem 3 thang) 100,000,000,000 310,000,000,000 Cgng tien cac khoan tu^g du-ong tien 1^33,097^21,202 1,083,814,516,311

Hang ton kho So cuoi quy So dau nam

-Nguyen lieu, vat li?u -Cong cu, dung cy 1,363,778,757 293,295,739 Cgng 1^63,778,757 293,295,739

Gia trj Wioi lirgnng giao djch thirc hif n trong ky

CHI TIEU Khoi IirgTig giao dich thyc hi n trong ky

Gia tri giao dich thue hifn trong ky

A I 2 1. Cua cong ty chirng khoan 8,049,421 809,232,661,400

Co phieu 49,421 816,661,400 Trai philu 8,000,000 808,416,000,000 Chiing khoan ngan quy -Chung khodn khdc -

2. Cua ngu^ dau tir 1,143,766,304 17,898,681,095,800 Co phieu 1,135,764,074 17,091,163,131,800 Trai phieu 8,000,000 807,497,000,000 Chung khoan kh c 2,230 20,964,000

3. Cua ngu i uy thac dau tir -Co phieu -Trai phi§u -Chijng kho n kh c -

Tong cgng 1,151,815,725 18,707,913,757,200

4.Tinh hinh dau tu* tai chinh

Chi tieu

So liTQ'ng GT theo so ke toan So vffi gia thj tru-crng long gia trj theo gia thj

truong Ghichii

Chi tieu Cuoi quy Cu6i quy Dau nSni

Tang Giam

Cu6i quy Dau nam

Ghichii

Chi tieu Cuoi quy Cu6i quy Dau nSni Cuoi quy Dau nam Cuoi quy Dau n§m Cu6i quy Dau nam

Ghichii

I. Chung khoan thu'mig mai

-Co phi6u (Chi tiet danh muc co philu bi gi4m gi^rui ro 1,061,286 1,038,971 16,536,982,119 16,238,262,284 36,556,154 39,983,657 142,828,032 56,614,975 743,274,700 355,146,437 A A M 36 30 587,300 506,300 32,900 80,300 - - 554,400 426,000 ABT 26 18 915,003 631,803 - - 488,997 97,197 1,404,000 729,000 ACC 8 8 176,800 176,800 - - 40,800 35,200 217,600 212,000 ACL 77 49 771,826 483,026 - 17,526 190,674 - 962,500 465,500 AGF 4 2 67,000 30,400 - - 19,000 9,400 86,000 39,800 AGR 50 6 267,100 28,900 - 100 107,900 - 375,000 28,800 ALP 39 23 252,821 192,821 92,921 100,821 - - 159,900 92,000 APC 14 9 166,252 99,752 - - 64,748 22,648 231,000 122,400 ASP 32 29 161,200 137,800 - - 88,400 71,000 249,600 208,800 ATA 14 14 81,200 81,200 12,600 26,600 - - 68,600 54,600 AVF 30 - 136,500 - 4,500 - - - 132,000 -BBC 13 1 622,727 17,927 - - 111,773 11,473 734,500 29,400 BCE 6 43 49,996 345,936 - - 20,204 41,064 ,. 70,200 387,000 BCI 33 24 556,809 396,609 - - 73,491 64,191 630,300 460,800 BGM 41 - 191,100 - - - 13,900 - 205,000 -BHS 37 11 406,428 137,128 - 728 15,372 - 421,800 136,400 BIC 18 - 194,900 - - - 55,300 - 250,200 -BMC 14 30 510,87! 1,399,171 95,071 190,171 - - 415,800 1,209,000 BMP 80 58 5,227,280 3,811,380 - - 252,720 248,620 5,480,000 4,060,000 BT6 16 16 160,533 160,533 45,333 56,533 - - 115,200 104,000 BTT 28 28 605,700 605,700 - - 444,300 220,300 1,050,000 826,000 BVH 34 8 1,402,937 352,237 36,137 49,837 - - 1,366,800 302,400 C21 18 4 343,710 59,710 3,510 - - 12,290 340,200 72,000 CDC 21 21 139,600 139,600 - 24,100 93,500 - 233,100 115,500 CIG 30 28 98,800 91,000 - 4,200 3,200 - 102,000 86,800 CII 18 52 376,553 1,039,623 - 36,023 3,247 - 379,800 1,003,600 CLC 2 2 37,000 37,000 - - 22,600 24,200 59,600 61,200 CMG 65 25 333,099 113,899 - 1,399 232,401 - 565,500 112,500 CMV 6 6 98,000 98,000 16,400 16,400 - - 81,600 81,600 C M X 21 21 175,300 175,300 11,500 55,600 - - 163,800 119,700 CNG 123 57 3,863,700 1,554,400 - - 859,500 218,300 4,723,200 1,772,700

CNT - 16 - 96,728 - 40,728 - - - 56,000 CSM 29 62 1,133,313 1,969,493 - - 218,087 262,507 1,351,400 2,232,000 CTD 12 6 541,800 175,800 - - 250,200 127,200 792,000 303,000 CTG 24 31 345,966 478,176 366 - - 24,024 345,600 502,200 DAG 14 10 161,200 110,400 - - 12,400 22,600 173,600 133,000 DCT 21 21 66,000 66,000 11,400 9,300 - - 54,600 56,700 DHA 9 9 89,856 89,856 - 9,756 24,444 - 114,300 80,100 DHC 5 5 44,908 44,908 - 1,408 61,092 - 106,000 43,500 DHG 82 24 6,238,500 1,916,300 - - 1,264,500 819,700 7,503,000 2,736,000 DIG 138 95 928,327 587,927 - - 341,273 86,573 1,269,600 674,500 DIG 155 82 1,499,040 853,040 - - 825,960 163,760 2,325,000 1,016,800 DLG 22 16 221,361 164,161 - 85,761 22,839 - 244,200 78,400 DMC 36 3 1,356,792 84,992 - - 180,408 56,908 1,537,200 141,900 DPM 4 4 121,200 121,200 - - 400 44,800 121,600 166,000 DQC 25 10 876,500 273,900 - 398,500 63,100 1,275,000 337,000 DRC 10 16 477,091 581,911 - - 132,909 42,089 610,000 624,000 DRH 23 19 56,967 46,167 - 2,467 37,333 - 94,300 43,700 DSN 6 6 343,200 343,200 - - 25,800 4,800 369,000 348,000 DTL 43 11 427,177 151,277 31,577 21,477 - - 395,600 129,800 DTT 31 18 227,672 148,672 - 22,672 1,728 - 229,400 126,000 DXG 5 65 65,110 530,400 - - 11,890 282,100 77,000 812,500 EIB 112 106 1,366,817 1,339,917 11,617 14,917 - - 1,355,200 1,325,000 ELC 14 14 324,800 324,800 127,400 79,800 - - 197,400 245,000 EVE 14 12 278,000 226,600 - - 76,200 121,400 354,200 348,000 FCM 5 - 62,500 - - - 500 - 63,000 -FCN 16 3 362,540 41,100 - - 27,860 15,000 390,400 56,100 FDC 6 11 110,690 330,300 - 110,300 42,910 - 153,600 220,000 FLC 9 - 64,800 - - - 40,500 - 105,300 -FPT 54 36 2,300,669 1,544,669 - - 507,331 150,931 2,808,000 1,695,600 GIL 36 24 943,314 676,014 39,714 8,814 - - 903,600 667,200 GMC 45 19 968,699 315,699 - - 534,301 267,601 1,503,000 583,300 GMD 19 26 586,620 674,120 - - 91,680 199,480 678,300 873,600 GTA 35 32 260,778 229,878 - - 159,222 125,322 420,000 355,200 GTT 25 15 269,000 135,000 149,000 - - 45,000 120,000 180,000 HAG 288 89 6,228,057 1,743,457 - - 799,143 81,043 7,027,200 1,824,500 HAI 14 6 287,167 121,567 - - 313,433 13,433 600,600 135,000 HAP 33 49 250,322 268,982 - - 36,778 54,418 287,100 323,400 HAR 8 9 69,970 58,530 - - 5,230 13,470 75,200 72,000 HAS 17 17 91,311 91,311 - 2,911 10,689 - 102,000 88,400 H A X 98 71 454,463 309,263 - 11,063 231,537 - 686,000 298,200 HBC 51 39 701,800 579,400 - 10,000 104,000 - 805,800 569,400 H C M 115 23 2,906,064 441,364 - - 1,590,436 122,136 4,496,500 563,500

HDC 53 35 816,902 479,502 - - 375,598 178,498 1,192,500 658,000 HDG 134 49 2,197,300 480,100 - - 1,554,700 254,900 3,752,000 735,000 HHS 28 13 713,400 291,000 234,600 - - 96,400 478,800 387,400 HLA 8 8 45,800 45,800 25,800 9,000 - - 20,000 36,800 HLG 25 20 207,000 179,500 84,500 65,500 - - 122,500 114,000 HPG 234 91 11,346,254 2,988,014 - - 2,108,746 752,086 13,455,000 3,740,100 HOC 38 6 268,200 35,400 - - 32,000 10,800 300,200 46,200 HSG 37 10 1,596,200 386,137 - - 28,100 26,863 i ,624,300 413,000 HTI 22 21 110,409 96,509 - - 217,391 8,491 327,800 105,000 HUl 1 1 10,173 10,173 1,373 3,473 - - 8,800 6,700 HU3 4 4 46,800 46,800 6,800 14,000 - - 40,000 32,800 HVG 6 19 130,850 434,300 - - 53,350 31,200 184,200 465,500 ID! 42 - 500,800 - - - 41,000 - 541,800 -IMP 1 21 33,980 713,500 - - 8,520 69,800 42,500 783,300 ITA 324 138 2,465,203 793,233 - - 385,997 117,567 2,851,200 910,800 ITC 8 8 194,267 194,267 130,267 132,667 - - 64,000 61,600 ITD 16 16 118,800 118,800 - 8,400 65,200 - 184,000 110,400 JVC 53 145 774,960 2,372,670 - - 78,340 280,830 853,300 2,653,500 KBC 25 10 209,670 79,670 - - 165,330 • 18,330 375,000 98,000 KDC 92 27 4,552,692 1,226,692 - - 921.308 150,308 5,474,000 1,377,000 KDH 5 13 66,450 170,990 - - 37,050 3,210 103,500 174,200 KHA 9 9 158,557 101,067 - - 39,443 34,833 198,000 135,900 KHP 21 21 194,720 194,720 - - 99,280 61,480 294,000 256,200 KMR 17 3 123,767 16,677 - - 13,933 4,623 137,700 21,300 KSA 12 2 93,843 22,523 - 2,323 20,157 - • 114,000 20,200 KSB 6 10 129,520 205,000 - - 49,880 8,000 179,400 213,000 KSS 22 - 121,320 - - - 8,480 - 129,800 -LIO 15 15 157,000 157,000 - - 54,500 29,000 211,500 186,000 LAF 19 14 136,960 92,360 - - 153,740 21,040 290,700 113,400 LBM 12 12 130,930 130,930 - - 34,670 41,870 165,600 172,800 LCG 102 53 619,404 296,404 - - 308,796 42,796 928,200 339,200 L C M 225 115 1,563,900 849,800 213,900 33,300 - - 1,350,000 816,500 LGC 15 10 229,500 229,500 - 101,500 159,000 - 388,500 128,000 LGL 17 7 91,420 49,620 - 25,820 17,380 - 108,800 23,800 LHG 18 18 233,800 233,800 71,800 50,200 - - 162,000 183,600 LIX 56 56 695,200 695,200 - - 984,800 1,029,600 1,680,000 1,724,800 LSS 62 52 845,743 740,243 213,343 137,043 - - 632,400 603,200 MBB 334 38 4,247,765 418,165 - - 294,635 64,435 4,542,400 482,600 MCG 26 14 169,295 78,295 - 2,695 38,705 - 208,000 75,600 MCP 69 34 1,008,349 449,549 - - 150,851 108,051 1,159,200 557,600 MHC 5 37 37,469 105,589 - - 51,031 42,411 88,500 148,000 MTG 10 5 56,278 24,778 7,278 1,778 - - 49,000 23,000

NAV 6 6 90,600 90,600 46,200 49,800 - - 44,400 40,800 NBB 3 - 53,400 - - - 13,800 - 67,200 -NHS 42 21 505,400 295,400 43,400 39,200 - - 462,000 256,200 NLG 8 8 162,500 162,500 18,500 24,900 - - 144,000 137,600 NSC 21 6 1,359,205 317,005 - - 289,295 144,995 1,648,500 462,000 NTL 14 14 182,800 182.800 - - 31,400 16,000 214,200 198,800 OGC 14 2 141,117 22,917 - 1,317 29,683 - 170,800 21,600 OPC 2 2 44,667 44,667 - - 76,333 83,333 121,000 128,000 PAC 14 12 271,800 228,800 - - 64,200 4,000 336,000 232,800 PET 9 19 205,963 366,703 - - 137 28,497 206,100 395,200 PGC 21 70 238,420 677,180 - - 63,980 204,820 302,400 882,000 PGD 46 13 1,346,900 350,200 - - 299,900 125,600 1,646,800 475,800 PGi 41 33 314,000 250,000 - - 100,100 76,700 414,100 326,700 PHR 4 4 113,600 113,600 - - 2,400 7,200 116,000 120,800 PIT 35 97 83,512 605,532 - - 196,488 54,068 280,000 659,600 PJT 68 45 429,700 296,200 - - 121,100 59,300 550,800 355,500 PNC 68 44 341,500 198,100 - - 243,300 48,300 584,800 246,400 PNJ 78 50 2,064,677 1,311,277 - - 727,723 218,723 2,792,400 1,530,000 POM 36 36 445,400 445,400 103,400 - - -11,800 342,000 457,200 PPG 1 11 19,562 215,192 - - 5,738 60,908 25,300 276,100 PPI 29 12 203,360 56,460 - 1,260 127,240 - 330,600 55,200 PTB 7 17 165,820 402,700 - - 271,680 248,400 437,500 651,100 PTL 15 15 69,270 69,270 9,270 25,770 - - 60,000 43,500 PVD 20 67 1,222,877 2,955,257 - - 717,123 1,131,743 1,940,000 4,087,000 PVT 97 12 1,278,109 115,809 - - 380,591 24,591 r;658,700 140,400 PXL 15 15 45,436 45,436 - - 26,564 8,564 72,000 54,000 RAL 8 8 222,000 222,000 - - 138,000 242,000 360,000 464,000 RDP 8 3 126,233 59,233 - 11,533 20,167 - 146,400 47,700 REE 83 47 2,251,849 1,112,609 - - 254,751 278,591 2,506,600 1,391,200 RIC 116 74 750,018 467,818 - - 641,982 5,782 1,392,000 473,600 SAM 12 4 120,230 35,630 - 2,030 40,570 - 160,800 33,600 SBA 32 - 305,100 - - - 46,900 - 352,000 -SC5 75 31 1,401,956 475,956 - - 510,544 237,044 1,912,500 713,000 SEC 122 25 1,502,018 465,818 99,018 100,818 - - 1,403,000 365,000 SFC 56 56 1,048,800 1,048,800 - - 401,600 295,200 1,450,400 1,344,000 SFI 19 19 465,844 376,714 - - 106,056 248,386 571,900 625,100 SGT 14 2 68,223 19,123 3,823 10,323 - - 64,400 8,800 SHI 40 35 229,500 207,300 - 42,800 90,500 - 320,000 164,500 SJD 199 39 2,942,364 537,427 - - 3,007,736 254,273 5,950,100 791,700 SJS 15 10 279,000 109,000 - - 87,000 76,000 366,000 185,000 SMC 102 73 1,193,586 868,386 112,386 - - 44,114 1,081,200 912,500 SRC 26 34 503,852 581,082 - - 273,548 81,918 777,400 663,000

SRF 23 12 212,400 140,400 - - 153,300 74,400 365,700 214,800 SSC 50 39 1,655,221 1,132,321 - - 1,344,779 661,679 3,000,000 1,794,000 ST8 70 19 1,022,675 236,875 - - 433,325 74,725 1,456,000 311,600 STB 269 71 4,848,399 1,095,379 - - 289,501 125,821 5,137,900 1,221,200 STG 1 1 16,500 16,500 - - 4,500 2,300 21,000 18,800 SVC 9 6 113,100 66,000 - - 35,400 24,000 148,500 90,000 SVI 25 16 731,600 425,600 - - 268,400 150,400 1,000,000 576,000 SVT 26 26 215,700 215,700 49,300 41,500 - - 166,400 174,200 TBC 16 16 183,900 183,900 - - 195,300 88,100 379,200 272,000 TCL 35 25 699,460 457,160 - - 280,540 167,840 980,000 625,000 TCM 74 58 1,897,829 919,549 - - 662,571 275,251 2,560,400 1,194,800 TCR 65 45 280,566 181,866 - 6,366 37,934 - 318,500 175,500 TDH 51 35 661,190 402,690 - - 256,810 76,810 918,000 479,500 THG 10 - 89,000 - - - 27,000 - 116,000 -TIC 26 14 239,779 121,879 - - 56,621 16,721 296,400 138,600 TLG 14 14 392,620 392,620 - - 377,380 202,380 770,000 595,000 TLH 34 28 285,504 197,484 - - 10,296 12,516 295,800 210,000 TMS 30 12 848,495 298,895 - - 264,505 40,705 1,113,000 339,600 TMT 66 28 406,400 142,800 - 2,800 484,600 - 891,000 140,000 TNA 19 13 390,535 241,735 - - 150,965 70,265 541,500 312,000 TPC 18 12 150,800 102,200 - - 400 11,800 151,200 114,000 TRA 30 17 1,939,050 1,080,450 - - 325,950 356,050 2,265,000 1,436,500 TS4 146 83 1,317,451 683,351 - - 492,949 105,149 1,810,400 788,500 TTF 39 9 346,046 49,266 - - 40,054 7,434 386,100 56,700 TTP 7 7 287,947 287,947 126,947 86,347 - - " 161,000 201,600 TV I 63 33 487,729 219,529 - - 287,171 166,571 774,900 386,100 TYA 16 16 64,872 64,872 - 59,928 51,928 124,800 116,800 UDC 8 8 115,200 115,200 63,200 76,000 - - 52,000 39,200 UiC 9 9 129,600 129,600 - 15,300 23,400 - 153,000 114,300 VCB 196 94 4,701,064 2,429,344 - - 414,536 89,856 5,115,600 2,519,200 VCF 7 7 441,000 441,000 - - 924,000 511,000 1,365,000 952,000 VFG 6 6 307,400 307,400 55,400 49,400 - - 252,000 258,000 VHC 7 30 154,380 590,100 - - 223,620 114,900 378,000 705,000 VHG 10 - 90,200 - - - 29,800 - 120,000 -VIC 21 5 967,000 305,520 - - 41,000 44,480 1,008,000 350,000 VID 9 38 34,908 129,308 - - 2,892 22,692 37,800 152,000 VIP 116 15 1,277,490 206,380 - 44,380 578,510 - 1,856,000 162,000 VIS 21 16 202,580 161,580 11,480 - - 19,220 191,100 180,800 VNE 4 - 24,000 - - - 10,000 - 34,000 -VNI 6 6 147,000 147,000 128,400 123,600 - - 18,600 23,400 V N M 164 95 16,022,940 10,907,340 - - 1,197,060 1,917,660 17,220,000 12,825,000 VNS 44 9 1,546,630 311,730 - - 455,370 151,770 2,002,000 463,500

v o s 9 9 23,400 23,400 - - 28,800 17,100 52,200 40,500 VPH 135 86 960,885 560,985 - - 254,1 15 170,015 1,215,000 731,000 VPK 20 14 563,755 382,555 153,755 - - 83,645 410,000 466,200 VRC 21 11 117,691 68,191 2,191 8,791 - - 115,500 59,400 VSC 94 43 3,782,425 1,608,625 - - 1,904,575 670,375 5,687,000 2,279,000 VSH 38 13 487,501 139,001 - - 67,299 53,399 554,800 192,400 VSI 29 29 241,500 241,500 9,500 102,300 - - 232,000 139,200 VST 6 11 14,706 27,206 - - 1,494 6,894 16,200 34,100 VTB 12 12 91,800 91,800 - - 45,000 48,600 136,800 140,400 VTF 18 3 303,300 47,100 - - 89,100 2,400 392,400 49,500 VTO 9 55 44,450 222,380 - - 28,450 124,120 72,900 346,500 A A A - 97 - 1,251,300 - - - 465,600 - 1,716,900 ACB 1,088 218 15,105,644 3,077,844 - - 1,431,956 322,956 16,537,600 3,400,800 ADC 66 69 1,183,080 628,980 - - 433,920 385,320 1,617,000 1,014,300 ALT to 110 134,384 1,477,684 18,384 157,684 - - 116,000 1,320,000 ALV 100 15 361,600 46,600 - - 238,400 20,900 600,000 67,500 API 74 74 597,204 465,304 - - 275,996 415,296 873,200 880,600 APP 45 4 520,550 40,850 - - 127,450 3,150 648,000 44,000 APS 25 60 124,891 216,291 - - 32,609 23,709 157,500 240,000 ARM 80 - 1,464,000 - - - 56,000 - 1,520,000 -B82 157 117 1,412,338 1,024,338 - - 251,862 204,162 1,664,200 1,228,500 BBS 65 32 973,300 534,400 - 118,400 34,200 - 1,007,500 416,000 BCC 146 71 1,138,946 446,446 - 41,746 978,054 - 2,117,000 404,700 BED 145 145 1,523,036 1,523,036 - 15,036 782,464 - 2,305,500 1,508,000 BHC - 36 - 399,600 - 338,400 - - - 61,200 BHT 50 50 1,550,000 1,550,000 1,305,000 1,210,000 - - 245,000 340,000 BHV - 8 - 162,948 - 121,348 - - - 41,600 BKC 78 202 793,996 2,453,296 - - 103,004 273,704 897,000 2,727,000 BPC 70 70 1,482,306 1,482,306 621,306 740,306 - - 861,000 742,000 B i n 76 76 1,225,800 1,225,800 769,800 891,400 - - 456,000 334,400 BTS 8 8 79,808 79,808 25,408 46,208 - - 54,400 33,600 BVS 11 90 151,745 899,745 - - 23,155 126,255 174,900 1,026,000 C92 197 90 1,791,329 956,129 - - 769,671 132,871 2,561,000 1,089,000 CAN 10 10 223,300 223,300 3,300 23,300 - - 220,000 200,000 CAP 20 60 351,700 568,500 - - 202,300 1,111,500 554,000 1,680,000 CCM 70 35 683,871 305,871 - - 653,129 114,129 1,337,000 420,000 CMC 110 60 690,000 390,000 - 96,000 36,000 - 726,000 294,000 CMI 80 10 962,000 59,000 - - 438,000 34,000 1,400,000 93,000 CMS 87 87 1,195,094 1,195,094 124,994 211,994 - - 1,070,100 983,100 CPC 147 147 1,785,609 1,785,609 - - 1,345,491 713,391 3,131,100 2,499,000 CSC 144 8 770,831 72,431 - - 813,169 11,569 1,584,000 84,000 CT6 88 26 669,836 186,236 - 38.036 34,164 - 704,000 148,200

CTA 370 250 1,423,000 720,397 17,000 - - 54,603 1,406,000 775,000 CTC 128 98 772,700 571,700 - - 187,300 192,700 960,000 764,400 CTM 111 250 412,881 703,481 79,881 - - 71,519 333,000 775,000 CTN 59 93 376,617 415,217 - - 95,383 152,083 472,000 567,300 CIS 58 37 522,131 370,931 - 111,931 81,069 - 603,200 259,000 C V N 90 90 2,412,000 2,412,000 2,142,000 2,178,000 - - 270,000 234,000 CVT 15 86 260,250 726,650 - - 278,250 167,750 538,500 894,400 CX8 82 82 1,959,800 1,959,800 1,590,800 1,672,800 - - 369,000 287,000 D l l 28 24 459,200 414,000 109,200 114,000 - - 350,000 300,000 DAC 2 2 27,000 27,000 9,000 13,400 - - 18,000 13,600 DAD 121 88 1,761,300 1,286,300 - - 501,400 280,100 2,262,700 1,566,400 DAE 48 48 547,587 547,587 - - 278,013 268,413 825,600 816,000 DBC 54 18 1,149,949 314,249 - - 362,051 33,151 1,512,000 347,400 DC2 72 72 858,600 858,600 549,000 325,800 - - 309,600 532,800 DC4 61 328 415,951 2,051,251 - - 108,649 277,549 524,600 2,328,800 DCS 113 186 655,866 564,166 466 - - 161,234 655,400 725,400 DHT 71 71 1,775,751 1,775,751 - 107,251 560,149 - 2,335,900 1,668,500 DIH 20 - 192,000 - 8,000 - - - 184,000 -D L l 38 80 295,000 489,500 - - 31,800 • 54,500 326,800 544,000 DLR 90 90 540,000 540,000 - - 81,000 225,000 621,000 765,000 DNC 50 50 310,000 310,000 - - 805,000 55,000 1,115,000 365,000 D N M 50 50 605,000 605,000 - - 1,190,000 745,000 1,795,000 1,350,000 DNP 160 160 2,186,700 2,186,700 - - 693,300 293,300 2,880,000 2,480,000 DNY 316 80 2,194,842 957,342 298,842 421,342 - - 1,896,000 536,000 DXP 77 127 3,130,773 4,848,673 - - 180,227 904,427 "3,311,000 5,753,100 DZM 149 45 685,151 199,951 29,551 37,951 - - 655,600 162,000 EES 52 46 591,391 548,191 180,591 161,791 - - 410,800 386,400 ECI 60 60 984,000 984,000 - - 228,000 36,000 1,212,000 1,020,000 EFI 96 206 578,674 1,205,874 - - 35,726 153,726 614,400 1,359,600 EID 815 135 9,797,900 1,614,900 - - 1,204,600 329,100 11,002,500 1,944,000 FIT 448 5 6,894,700 71,500 - - 3,678,100 10,500 10,572,800 82,000 GGG - 154 - 187,116 - - - 105,484 - 292,600 GET 8 8 124,876 124,876 - - 23,124 12,724 148,000 137,600 HBS 211 10 993,656 41,856 - - 209,044 5,144 1,202,700 47,000 HCC 149 149 1,397,914 1,397,914 - 101,614 106,986 - 1,504,900 1,296,300 HDA 20 - 175,000 - - - 77,000 - 252,000 -HDO 25 95 154,271 646,571 66,771 228,571 - - 87,500 418,000 HHC 92 92 2,224,579 2,224,579 - 338,579 480,221 - 2,704,800 1,886,000 HJS 121 7 1,227,918 54,518 - - 90,982 19,682 1,318,900 74,200 HLC 309 12 3,073,220 128,620 137,720 31,420 - - 2,935,500 97,200 H L Y 58 58 1,255,034 1,255,034 733,034 2,234 - - 522,000 1,252,800 H M H 201 199 3,126,378 3,081,378 - - 1,818,222 659,822 4,944,600 3,741,200

HNM 18 18 80,900 80,900 - - 91,900 64,900 172,800 145,800 HPC 974 - 4,723,200 - - - 633,800 - 5,357,000 -HUT 46 2 471,470 13,270 - - 62,130 2,530 533,600 15,800 HVT 142 137 1,679,974 1,612,474 - - 918,626 456,226 2,598,600 2,068,700 ICG 376 27 2,863,805 153,005 - - 219,395 17,095 3,083,200 170,100 ILC - 16 - 305,931 - 222,731 - - - 83,200 INN 99 - 2,897,400 - - - 349,800 - 3,247,200 -K K C 11 - 156,200 - - - 70,400 - 226,600 -KLS 315 305 3,539,958 2,433,258 - - 460,542 281,242 4,000,500 2,714,500 KMT 39 39 208,903 208,903 - 60,703 71,897 - 280,800 148,200 KST 70 70 1,316,000 1,316,000 1,001,000 1,022,000 - - 315,000 294,000 KTS 340 110 5,189,700 1,866,700 - 84,700 488,300 - 5,678,000 1,782,000 KTT 125 125 478,500 478,500 - 103,500 46,500 - 525,000 375,000 L14 10 10 99,600 99,600 11,600 42,600 - - 88,000 57,000 LI 8 130 30 1,712,538 752,538 360,538 464,538 - - 1,352,000 288,000 L44 4 4 58,405 58,405 33,205 30,005 - - 25,200 28,400 L61 41 41 452,570 452,570 22,070 58,970 - - 430,500 393,600 L62 50 50 570,000 570,000 320,000 365,000 - - 250,000 205,000 LAS 164 234 5,691,100 7,466,700 115,100 - - 1,308,300 5,576,000 8,775,000 LCS 198 145 1,279,900 1,006,000 210,700 237,500 - - 1,069,200 768,500 LDP 309 138 12,389,690 4,627,890 - - 3,029,410 588,510 15,419,100 5,216,400 LIG 164 114 1,003,198 693,198 - - 95,602 2,202 1,098,800 695,400 LM3 98 42 726,742 533,942 432,742 399,542 - - 294,000 134,400 LOS 70 70 1,166,175 1,166,175 900,175 907,175 - - 266,000 259,000 MAC 175 172 854,568 673,368 - - 405,432 186,632 "1,260,000 860,000 MCC 97 97 1,356,779 1,356,779 144,279 - - 146,721 1,212,500 1,503,500 MCF 22 22 222,200 222,200 - - 151,800 107,800 374,000 330,000 MCO 206 67 912,982 315,282 47,782 87,482 - - 865,200 227,800 MDC 160 38 1,559,718 395,118 - 49,318 40,282 - 1,600,000 345,800 MEC 370 143 2,160,945 835,645 51,945 - - 65,255 2,109,000 900,900 MIC - 729 - 8,094,198 - 1,095,798 - - - 6,998,400 MIM 178 88 972,600 589,600 82,600 220,000 - - 890,000 369,600 MNC 232 145 2,024,500 1,014,600 - - 1,037,900 435,400 3,062,400 1,450,000 NAG 132 136 728,071 317,871 81,271 - - 49,329 646,800 367,200 NBC 160 136 1,630,800 1,254,600 - - 289,200 91,800 1,920,000 1,346,400 NBP 87 87 1,218,000 1,218,000 - - 234,900 234,900 1,452,900 1,452,900 NDN 162 108 1,845,250 729,150 - - 519,950 167,250 2,365,200 896,400 NET 120 60 2,146,123 2,146,123 - - 1,081,877 1,243,877 3,228,000 3,390,000 NGC 12 - 168,000 - - - 36,000 - 204,000 -NHC 69 57 1,893,188 1,549,988 - 358,688 273,412 - 2,166,600 1,191,300 NSN - 23 - 144,018 - 81,918 - - - 62,100 NST 310 102 2,588,150 889,750 - 175,750 1,875,850 - 4,464,000 714,000

NTP 60 - 2,786,000 - 26,000 - - - 2,760,000 -NVB 57 57 444,600 444,600 57,000 45,600 - - 387,600 399,000 ONE 324 170 2,220,128 1,051,728 - - 631,072 36,272 2,851,200 1,088,000 ORS 10 - 38,000 - - - 2,000 - 40,000 -PCG 10 10 59,000 59,000 - - 31,000 11,000 90,000 70,000 PCT 46 46 202,400 202,400 - 4,600 69,000 - 271,400 197,800 PFL - 50 - 570,000 - 430,000 - - - 140,000 POT 18 98 95,012 338,912 - - 12,988 278,488 108,000 617,400 PHC 89 69 439,248 208,348 - - 5,752 67,652 445,000 276,000 PJC 70 70 940,342 940,342 100,342 - - 4,658 840,000 945,000 PLC 354 198 7,544,341 3,327,841 - - 1,234,859 295,559 8,779,200 3,623,400 PMC 14 93 613,660 3,151,360 - - 100,340 894,140 714,000 4,045,500 PMS 64 177 1,010,417 2,532,617 434,417 - - 1,148,983 576,000 3,681,600 POT 179 124 1,856,260 803,460 - - 667,640 114,140 2,523,900 917,600 PPG 81 31 229,582 89,582 - 2,782 13,418 - 243,000 86,800 PPP 10 10 60,000 60,000 - - 45,000 65,000 105,000 125,000 PPS 69 68 811,900 802,400 52,900 163,200 - - 759,000 639,200 PSC 40 40 450,900 450,900 50,900 86,900 - - 400,000 364,000 PSG - 50 - 135,000 - 45,000 - - - 90,000 PSI 15 50 102,383 294,783 - - 10,117 20,217 112,500 315,000 PTl 98 109 968,218 993,418 - - 207,782 151,082 1,176,000 1,144,500 PTS 70 110 337,233 519,033 - 2,033 19,767 - 357,000 517,000 PV2 20 10 49,000 22,000 - - 21,000 8,000 70,000 30,000 PVA - 31 - 177,201 - 71,801 - - - 105,400 PVC 178 147 5,742,858 1,860,158 - - 255,742 271,342 5,998,600 2,131,500 PVE 1 133 11,389 827,789 - - 3,611 156,411 15,000 984,200 PVG 10 50 121,623 950,923 - 290,923 4,377 - 126,000 660,000 PVI 201 75 3,484,759 1,097,559 - - 213,641 259,941 3,698,400 1,357,500 PVL 82 42 295,600 143,830 - 5,230 48,800 - 344,400 138,600 PVR 74 29 287,360 109,460 - 7,960 23,440 - 310,800 101,500 PVS 310 266 10,577,924 4,454,224 - - 1,884,076 945,576 12,462,000 5,399,800 PVX 500 154 2,696,404 334,504 - - 703,596 127,496 3,400,000 462,000 QNC 879 214 4,941,166 1,045,466 - - 772,334 131,534 5,713,500 1,177,000 RCL 291 71 5,840,897 1,058,097 - - 1,405,003 234,103 7,245,900 1,292,200 S12 10 - 42,000 - - - 35,000 - 77,000 -S55 69 69 1,543,759 1,543,759 - - 3,769,241 1,009,241 5,313,000 2,553,000 S91 - 50 - 347,688 - - - 227,312 - 575,000 S96 - 42 - 112,081 - - - 22,319 - 134,400 S99 497 4 5,409,227 16,327 - - 157,173 7,273 5,566,400 23,600 SAP 276 151 7,397,808 4,901,808 - 69,808 2,952,192 - 10,350,000 4,832,000 SAP 36 26 515,869 371,869 - - 78,131 44,131 594,000 416,000 SCJ 149 8 1,193,985 44,285 - - 27,815 22,115 1,221,800 66,400

SCL 92 66 1,226,800 376,200 - - 732,800 785,400 1,959,600 1,161,600 SCR 5 127 44,532 841,632 - - 6,468 123,568 51,000 965,200 SDl 290 - 1,299,000 - 168,000 - - - 1,131,000 -SD2 123 24 1,075,600 141,700 79,300 - - 76,700 996,300 218,400 SD4 189 53 1,504,920 195,620 - - 309,480 101,180 1,814,400 296,800 SD5 475 78 5,642,382 1,156,382 - - 342,618 60,418 5,985,000 1,216,800 SD6 270 138 3,532,606 1,763,606 - 66,206 355,394 - 3,888,000 1,697,400 SD7 74 74 3,312,017 3,312,017 2,364,817 2,438,817 - - 947,200 873,200 SD9 394 169 4,973,483 1,973,695 - - 936,517 189,505 5,910,000 2,163,200 SDA 515 55 3,374,760 366,660 - - 333,240 40,340 3,708,000 407,000 SDC 291 32 2,783,309 241,109 - 4,309 1,377,991 - 4,161,300 236,800 SDD 727 54 3,311,792 167,992 - - 32,408 31,808 3,344,200 199,800 SDE 52 52 358,768 358,768 31,168 - - 41,632 327,600 400,400 SDG 100 50 2,226,000 1,186,000 326,000 311,000 - - 1,900,000 875,000 SDH 30 30 135,000 135,000 - - 18,000 33,000 153,000 168,000 SDN 70 70 1,195,957 1,195,957 - - 904,043 568,043 2,100,000 1,764,000 SDP 261 85 1,677,436 382,636 - - 123,464 144,364 1,800,900 527,000 SDT 114 63 1,642,300 730,300 - - 250,100 145,400 1,892,400 875,700 SEB 120 30 2,948,596 554,596 188,596 - - 384,404 2,760,000 939,000 SEN 70 70 1,260,000 1,260,000 203,000 287,000 - - 1,057,000 973,000 SGC 75 75 1,418,336 1,418,336 - - 1,221,664 531,664 2,640,000 1,950,000 SGD 50 50 790,000 790,000 270,000 160,000 - - 520,000 630,000 SGH 100 20 3,847,333 1,363,333 - - 3,412,667 418,667 7,260,000 1,782,000 SHB 2,524 158 21,160,458 991,158 - - 2,060,342 99,042 23,220,800 1,090,200 SHN 100 - 428,200 - - - 61,800 - " 490,000 -SHS 24 40 196,909 232,909 - - 107,891 7,091 304,800 240,000 SIC 150 90 1,185,895 522,895 45,895 27,895 - - 1,140,000 495,000 SJl 75 50 1.399,786 1,099,786 - - 62,714 85,214 1,462,500 1,185,000 SJC 47 47 314,900 314,900 - 14,100 253,800 - 568,700 300,800 SJE 260 130 4,956,533 1,874,733 - - 243,467 205,267 5,200,000 2,080,000 SJM - 14 - 24,600 - - - 13,200 - 37,800 SKS 215 75 1,866,300 498,300 60,300 - 131,700 1,806,000 630,000 SMT 251 92 3,526,600 733,300 - - 1,468,300 692,700 4,994,900 1,426,000 SNG 60 60 1,010,400 738,000 - - 189,600 288,000 1,200,000 1,026,000 SPP 50 50 1,170,000 1,170,000 810.000 805,000 - - 360,000 365,000 SRB 65 95 249,913 263,813 35,413 - - 11,687 214,500 275,500 SSG 20 20 104,000 104,000 64,000 44,000 - - 40,000 60,000 SSM 360 74 3,465,677 419,377 - - 1,034,323 239,223 4,500,000 658,600 STC 80 80 649,814 649,814 - - 670,186 574,186 1,320,000 1,224,000 STP 170 70 1,405,000 575,000 - - 159,000 27,000 1,564,000 602,000 TAG 99 20 2,305,600 691,700 - - 119,900 208,300 2,425,500 900,000 TBX 33 33 961,516 961,516 631,516 631,516 - - 330,000 330,000

TC6 307 88 3,799,398 1,070,098 - 278,098 897,702 - 4,697,100 792,000 TCS 47 37 496,938 386,938 - 42,838 34,162 - 531,100 344,100 TCT 180 90 12.856,000 12,856,000 - - 15,062,000 2,354,000 27,918,000 15,210,000 TET 69 69 1,959,600 1,959,600 372,600 1,255,800 - - 1,587,000 703,800 THI 36 26 1,032,934 690,934 312,934 - - 122,866 720,000 813,800 THB 140 190 2,640,405 2,296,405 - - 747,595 1,047,595 3,388,000 3,344,000 THS 331 205 2,119,900 1,379,500 - 47,000 263,300 - 2,383,200 1,332,500 THT 100 100 1,325,000 960,000 - - 85,000 100.000 1,410,000 1,060,000 TIG 80 - 624,000 - - - 384,000 - 1,008,000 -TJC 45 45 476,000 476,000 - 287,000 131,500 - 607,500 189,000 TKC 8 188 37,943 737,543 - 23,143 3,657 - 41,600 714,400 TKU 92 87 588,543 548,543 - - 239,457 443,257 828,000 991,800 TMC 144 144 2,464,050 2,464,050 908,850 1,081,650 - - 1,555,200 1,382,400 TNG 568 175 7,069,510 1,502,610 - - 3,324,890 404,890 10,394,400 1,907,500 TPH 64 64 497,914 497,914 - 75,514 52,486 - 550,400 422,400 TPP 150 35 1.903,552 411,752 - - 136,448 64,248 2,040,000 476,000 TST 50 50 1,520,000 1,520,000 1,285,000 1,290,000 - - 235,000 230,000 TTC 101 98 1,050,843 1,017,343 - - 151,057 158,657 1,201,900 1,176,000 TV3 14 14 146,368 146,368 - - 105,632 42,632 252,000 189.000 TV4 395 161 3,225,312 1,305,912 - - 1,514,688 110,888 4,740,000 1,416,800 TVD 2,334 39 28,188,285 347,185 2,981,085 - - 58,415 25,207,200 405,600 TXM 75 75 803,571 803,571 113,571 323,571 - - 690,000 480,000 UNI 40 29 267,795 169,895 - - 28,205 33,105 296,000 203,000 V12 90 50 707,577 375,577 - - 129,423 44,423 837,000 420,000 V15 65 15 182,036 32,036 13,036 - - 5,464 169,000 37,500 V21 70 70 3,007,889 3,007,889 2,587,889 2,587,889 - - 420,000 420,000 VBC 128 36 4,261,100 1,068,700 - - 218,900 119,300 4,480,000 1,188,000 V C l 554 92 9,957,248 1,753,048 - 281,048 1,233,552 - 11,190,800 1,472,000 VC2 110 159 1,380,285 1,338,085 - - 346,715 267,815 1,727,000 1,605,900 VC3 51 51 2,612,697 2,612,697 1,949,697 2,077,197 - - 663,000 535,500 VC5 24 24 341,700 341,700 192,900 188,100 - - 148,800 153,600 VC6 504 157 3,463,735 901,235 - - 568,265 72,165 4,032,000 973,400 VC7 23 23 141,349 170,949 - 51,349 21,951 - 163,300 119,600 VC9 73 73 811,210 1.147,410 168,810 643,710 - - 642,400 503,700 VCC 20 70 224,909 734,209 - - 95,091 196,791 320,000 931,000 VCG 372 11 4,654,813 92,913 - - 590,387 18,187 5,245,200 111,100 VCM 33 33 405,916 405,916 - 33,016 36,284 - 442,200 372,900 VCR 18 122 43,706 317,706 - 12,706 12,094 - 55,800 305,000 VCS 40 71 884,015 706,215 - - 351,985 252,285 1,236,000 958,500 VDL 51 43 745,632 392,732 - - 427,368 703,768 1,173,000 1,096,500 VDS 23 11 110,181 58,581 - 22,281 163,519 - 273,700 36,300 VEl 30 30 345,000 345,000 231,000 240,000 - 114,000 105,000

VE2 148 - 1,385,200 - - - 139,200 - 1,524,400 -VE9 24 24 141,730 141,730 - - 122,270 35,870 264,000 177,600 VI-R 12 12 330,000 330,000 206,400 258,000 - - 123,600 72,000 VGP 168 135 2,410,944 1,816,944 - - 613,056 1,153,056 3,024,000 2,970,000 VGS 77 112 509,708 765,608 - 127,208 75,492 - 585,200 638,400 VHL 34 12 788,184 213,984 - - 527,616 104,016 1,315,800 318,000 VIE 50 50 410,000 410,000 275,000 250,000 - - 135,000 160,000 VIG 25 - 110,000 - - - 20,000 - 130,000 . VIT 40 40 208,200 208,200 - - 291,800 87,800 500,000 296,000 VMC 92 92 2,421,345 2,421,345 737,745 1,179,345 - - 1,683,600 1,242,000 VNC 16 16 189,571 189,571 - - 114,429 18,429 304,000 208,000 VND 20 71 244,392 591,292 - - 81,608 147,108 326,000 738,400 VNF 10 30 240,100 573,500 - 15,500 122,900 - 363,000 558,000 VNR 295 54 5,341,540 1,013,540 - - 1,443,460 217,660 6,785,000 1,231,200 VNT 50 50 700,000 700,000 - - 1,210,000 660,000 1,910,000 1,360,000 VPC 138 28 418,100 97,100 4,100 18,700 - - 414,000 78,400 VTC 94 67 413,332 182,432 - - 56,668 5,168 470,000 187,600 VTS 47 35 493,945 366,645 19,245 - - 32,355 474,700 399,000 VTV 89 55 709,667 373,067 - - 758,833 . 215,433 1,468,500 588,500 wss 50 50 185,000 185,000 - - 80,000 40,000 265,000 225,000 CHP 60 - 601,000 - - - 131,000 - 732,000 -RHC - 148 - 2,143,337 - - - - - 2,143,337 BID 15 - 227,300 - 20,300 - - - 207,000 -SKG 3 - 118,700 - - - 7,300 - 126,000 -CEL 7 - 224,700 - - - 29,400 - ••- 254,100 -GGG 163 - 436,916 - 143,516 - - - 293,400 -MMC 87 - 252,300 - - - 26,100 - 278,400 -PVA 50 - 80,000 - - - - - 80,000 -S96 67 - 217,081 - 22,781 - - - 194,300 -SJM 14 - 24,600 - - - 2,000 - 26,600 -CAD 1 1 1,272 1,272 - - 728 528 2,000 1,800 DTC 54 54 212,000 212,000 - - 14,800 322,600 226,800 534,600 HBD 20 20 321,191 321,191 51,191 97,191 - - 270,000 224,000 SD3 36 36 939,425 939,425 716.225 827,825 - - 223,200 111,600 STL 50 50 135,000 135,000 - - 35,000 160,000 170,000 295,000 TLT 25 25 301,500 301,500 151,500 266,500 - - i 50,000 35,000 VII 80 80 1,480,000 1,480,000 1,328,000 1,352,000 - - 152,000 128,000 VFC 4 4 30,600 30,600 - 1,400 1,800 - 32,400 29,200 VKP 1 I 3,200 3,200 1,500 1,600 - - 1,700 1,600 VSG 9 9 60,600 60,600 46,200 49,800 - - 14,400 10,800 VSP 16 16 164,025 164,025 122,425 138,425 - - 41,600 25,600 VTA 5 5 44,167 44,167 16,167 32,167 - - 28,000 12,000

SBS 5 - 21,700 - - - 300 - 22,000 -sec 10 - 232,091 - 194,091 - - - 38,000 -NTB 36 - 107,400 - - - 36,600 - 144,000 -DHI- CTCP in Dien Hong 2 2 15,703 15,703 CIC8 - CTCP dau tu' xay di^ng s6 8 266,667 266,667 2,000,000,000 2,000,000,000 DCF - CTCP xay di/ng s6 1 43,984 43,984 439,840,024 439,840,024 SHJS- CTCP may Song H6ng 600,000 600,000 3,250,000,000 3,250,000,000 PVcomBank- C6 phi4u PVcomBank 2 2 14,680 14,680 CNT-Cong ty C6 phan Xay dyng va Kinh doanh vat tLf 32 151,028 BHC-Cong ty C6 ph^n Be long Bien Hoa 36 399,600 BHV-Cong ty C6 ph^n Ba Hi4n Viglacera 65 _ 408,048 ILC-Cong ty 06 ph^n Ngp tac Lao dpng vai nwac ngoai 16 305,931 MIC-Cong ty C6 ph^n Ky nghe Khoang san Quang Nam 43 439,498 NSN-C6ngtyC6 phan Xay di^ng 565 23 _ 144,018 CSG - CTCP cap Sai Gon _ 6 85,800 DDM - CTCP Hang Hai Dong Do 13 13 79,100 79,100 DVD - CTCP Dirpc phlm V i l n Dong 9 9 1,085,400 1,085,400 FPC - CTCP Full Power 6 6 163,800 163,800 MOV-CTCP Cavico VN khai thac mo va XD 20 20 100,713 100,713 MKP - CTCP hoa tiuQC phkm MEKOPHAR 6 5 256,500 256,500 SBS - CTCP ChLfng khoan Ngan hang Sai Gon ThLfo-ng Tin 5 21,700 SDS - CTCP xay lap va dau tLF Song Da 50 50 1,146,667 1,146,667 SME - CTCP chLfng kho^n SME 37 37 594,000 594,000

VMG - CTCP TM&DV dau khi Vung Tau 29 29 409,237 409,237 sec - CTCP xi mang Song 10 232,091 SDJ- CTCPS6ng 25 79 79 220,400 220,400 SHC- CTCP Hang hai Sai G6n 79 79 569,500 569,500 SVS - CTCP chiJng kho^n Sao Vi?t _ 70 _ 1,169,000

V C H - C T C P Dau tu' XD va PT h9 t^ng Vinaconex 97 97 1,663,900 1,663,900

NTB - CTCP D^u tU' xSy dyng vei khai thac cong trinh giao thong 584

36 107,400 THV- CTCP tgp doan Th^i Ho^ Viet Nam 120 120 57,552 57,552 AGD- CTCP Go Dang 5 5 80,500 80,500 CIC- CTCP D^u tie va XSy dyng COTEC 43 43 100,698 100,698 TAS- CTCP Chij-ng khoan Tr^ng An 75 75 757,700 757,700 XMC - CTCP Be tong va Xay dyng Vinaconex XuSn Mai 58 58 875,100 875,100 Trai phi^u cong ty CP May Song Hing 102,000 102,000 10,200,000,000 10,200,000,000 Trai phi4u chuyen doi CTCP Mia Du^ng Lam Son 1 1 100,000 100,000 II. Chung khoan d u ty 1. Chiing khoan s^n sfing de bkn

- Co phieu

- Trai phieu Ch inh phi i

- Trdi pl i ieu C6ng ty

- CliLrng chi quy

- Chung khoan khac

Chi tieu

So lu-tyng GT theo so ke toan

Ghi chu Chi tieu Cuoi quy Dau nam Cuoi quy Dau nam Ghi chu 2. Chunt khoan nSm giO den ngay dio han - Trai phieu Chinh phu - Trdi phieu Cong ty

- Chiing chi quy - Chirng khoan kh;ic 111. Dau tygop von - Dau lu v&o cong ty con

- Dau tu vSo cong ty li6n doanh, lien k6t (Chi tiet cdc kho^n dau tu v^o c6ng ty lien doanh, liSn kgt bi IS) IV. Dau tir t^i chinh khdc 100,000,000,000 150,000,000,000

Ti^n giri tiet ki?m t^i co thai gian dao h n Ion han 3 thang t ii Ngan hang TMCP Bhu tir & Phat trian Vi^t Nam chi nhanh Ha Thanh 100,000,000,000 150,000,000,000

Lj^ do thay d6i gid trj hop ly :

Chi tiSt gid tri chiing khodn dung d6 cam c6, th§ chap cho cac khoan ngf Chi ti^t cdc chung khodn dang thirc hi§n hop d6ng Repo * - Thai han: - Gia tri ghi s6 - Gfa tri mua, bdn lai hgp dong Repo

Dy phong giam gid chirng khodn dugc cho tfmg lo^i chirng khodn duQfC mua bdn tren thj truimg vd c6 g\i trj thj trabng thdp hem gid tr; ghi s6. Gid tri thi truong cua chumg khoan v6n niem yet dugc xdc dinh tren ca scr theo gia d6ng cua ciia cac co phi6u trgn tai ngSy 30/9/2014 tren sdn giao djch chiing khodn. Cong ty khong trich l^p dy ph6ng cho cdc co phieu chua niem yit t^i Ihbi di£m 30/09/2014 vl khong c6 dii thong tin tin c^y ve gia thi trufmg ciia cdc co phi6u ndy.

CONG T Y CHIJ>IG K H O A N FPT

Dia chi: Tang 2, 71 Nguyen Chi Thanh, D6ng Da, Ha Noi

B A N T H U Y E T M I N H B A O C A O T A I C H I N H Quy III nam 2014

5. Tang giam tai san co dinh huu hinh

K H O A N MVC PhiTffng ti^n,

van tai truyen dan

May moc, thiet bi

Thiet bi, dung cu quan ly Tai san co djnh khac

Tong Cgng

I. Nguyen gia 1 So du' dau nam 1,040,790,915 28,598,751,041 1,899,630,946 1,077,758,219 32,616,931,121

2 So tang trong ky 409,640,000 29,112,276,739 32,439,382,458 61,961,299,197 Bao gom: - Mua trong ky 409,640,000 103,885,698 670,785,272 1,184,310,970 -DSutu X D C B

hoan thanh 31,768,597,186

31,768,597,186 - Tang khac 29,008,391,041 29,008,391,041

3 Giam trong ky 29,008,391,041 586,493,425 29,594,884,466 Bao gom: - Chuyen sang bat dong san dau tu - Thanh ly, nhugng ban 586,493,425 586,493,425 - Giam khac 29,008,391,041 0 0 29,008,391,041

4 So du' cuoi ky 1,040,790,915 30,425,414,260 33,517,140,677 64,983,345,852

H. Gia tri hao mon L K

1 So du* dau nam 1,040,790,915 27,514,916,070 1,890,486,298 14,968,864 30,461,162,147 2 Tang trong ky 128,472,785 28,075,735,200 783,507,426 28,987,715,411

trong ky 128,472,785 432,346,345 783,507,426 1,344,326,556 - Tang khac 27,643,388,855 27,643,388,855

3 Giam trong ky 27,643,388,855 518,036,268 28,161,425,123 Bao gom: - Chuyen sang

bat dpng san dau tu - Thanh ly, nhugng ban 518,036,268 518,036,268 - Giam khac 27,643,388,855 27,643,388,855

4 So dir cuoi ky 1,040,790,915 29,448,185,230 798,476,290 31,287,452,435 II. Gia tri con lai

1 Tai ngay dau nam 1,083,834,971 9,144,648 1,062,789,355 2,155,768,974 2 Tai ngay cu6i ky 977,229,030 32,718,664,387 33,695,893,417

CONG TY CHU>JG KHOAN FPT

Dia chi: Tang 2, 71 Nguyen Chi Thanh, Doi^g Da, Ha Noi

B A N T H U Y E T M I N H B A O C A O T A I C H I N H Quy III nam 2014

6. Tang giam tai san co djnh v6 hinh

KHOAN MVC Quyen SD Dat Ban quyen,

bang sang che Phan mem may

vi tinh TSCDVH khac

Tong Cgng

1. Nguyen gi 1 So dir dau nSm 8,800,000,000 7,126,247,780 16,588,002,785 367,576,900 32,881,827,465

So tang trong 4,691,451,796 2 ky 4,691,451,796

Bao gom: - Mua trong ky - Tang khac 4,691,451,796 4,691,451,796

3 Giam trong ky Bao gom: - Thanh ly. nhugng ban - Giam khac

4 So du- cuoi ky 13,491,451,796 7,126,247,780 16,588,002,785 367,576,900 37,573,279,261 Gia trf hao mon

H. LK 1 So du* dau nSm 5,205,941,961 16,567,744,937 367,576,900 22,141,263,798 2 Tang trong ky 1,016,632,494 20,257,848 1,036,890,342

- Khau hao trong ky 1,016,632,494 20,257,848 1,036,890,342 - Tang khac

3 Giam trong ky Bao gom: - Thanh ly, nhugng ban - Giam khac

4 So dir cuoi ky 6,222,574,455 16,588,002,785 367,576,900 23,178,154,140 in. Gia trj con lai

1 Tai ngay dau nSm 8,800,000,000 1,920,305,819 20,257,848 10,740,563,667

2 Tai ngay cuoi ky 13,491,451,796 903,673,325 14,395,125,121

7 Chi phi tra trir rc 6hi hain Chi phi tra truac dai han

So cuoi guy 1,356,169,756

So dau nam 164,489,362

8 Thue va cac khoan phai ngp So cuoi quy So dau nam

- Thue GTGT dau ra phai nop - Thue thu nhap cd nhan thuong xuyen - Thue thu nhap cd nhan khong thuong xuyen - Thue thu nhap doanh nghiep - Cac loai thue khac - Cdc khoan phi, I? phi va cac khoan phai npp khac Cgng

34,323,907 47,946,322

1,287,225 10,433,327,056 3,331,423,191

55,139,053

5,738,339 8,063,399,706 1,523,203,538

13,848,307,701 9,647,480,636

C O N G TY CHIITNG K H O A N FPT

Dja chi: Tang 2, 71 Nguyen Chi Thanh, t/6ng Da, Ha Ngi

B A N T H U Y E T M I N H B A O C A O T A I C H I N H Quy in n&m 2014

9 Tai san thue thu nh^p ho3n lai va thue thu nhap hoan lai phai tra

a. Tai san thu6 thu nhap hoan lai: So cuoi guy So dau nam - Tai san thue thu nhap hoan l^i lien quan den khoan chenh lech tam thai dugc khau tru - Tai san thue thu nhap hoan lai lien quan d6n khoan lo tinh thue chua sir dung - Tai san thue thu nhap hoan lai lien quan den khoan uu dai tinh thiie chua su d\ing - Khoan hoan nhap tai san thue thu nh|ip hoan l^i da dugc ghi nhan tir cac quy truac Tai san thue thu nhap hoan lai '

b. Thu6 thu nhap hoan lai phai tra * So cuoi guy So dau nam - Thue thu nhap hoSn lai phai tra phat sinh tir cac khoan chenh l^ch tam thai chiu thue - Khoan hoan nhap thue thu nhap hoan lai phai tra da dugc ghi nhan tir cac quy truac - Thue thu nhap hoan lai phai tra

10 Tien ngp Qiiy ho trg thanh toan So cuoi quy So dau nam

- Tien ngp ban dau - Tien nop bo sung - Tien lai phan bo trong nam

120,000,000 9,793,252,678 2,782,400,919

120,000,000 8,412,633,501 1,663,020,096

C O N G TY C H I T N G K H O A N FPT

Dja chi: Tang 2, 71 Nguyin Chi Thanh, Dong Da, Ha Ngi

ll.Cac khoan phai thu

So d^u ky So phat sinh trong ky So cuoi ky

So dir phong da

lap CHI Tl£U Tong so

s6 qua han So kho doi Tang Giam Tong so

S6 qua han So kho doi

So dir phong da

lap A 1 2 3 4 5 6 7 8 9

1. Phai thu ciia khach hang 422,680,000 172,000,000 10,233,522,051 10,113,302,051 542,900,000 172,000,000 172,000,000 2. Phai thu hoat dpng giao djch chumg khoan

- Phai thu cua So (Trung tam) G D C K - Phai thu khach hang ve giao djch chirng khoan ( Phai thu giao djch ijng tru-dc tien ban chumg khoan, giao dich ky quy, thue chuyen nhugng chung khoan, phi moi giori,...)

482,021,025,620 16,181,501,844,911 15,724,489,501,274 939,033,369,257

- Phai thu to chirc phat hanh (bao lanh phat hanh) chumg khoan

- Phai thu Trung tam luu ky chumg khoan - Phai thu thanh vien khac 3. Thue GTGT dirge khau trCr 2,985,617 186,777,006 188,429,174 1,333,449 4. Phai thu noi bg 5. Phai thu khac 8,123,678 5.042,637,496 5,050,441,174 320,000

Tong cgng: 482,454,814,915 172,000,000 16,196,964,781,464 15,739,841,673,673 939,577,922,706 172,000,000 172,000,000

Trong do: - So phai thu hang ngoai te (qui ra U S D ) : - So phai tra bang ngoai te (qui ra U S D ) : - L y do tranh chap, mat kha nang thanh toan:

CONG TY CHlTNG KHOAN FPT

Dia chi: Tang 2, 71 Nguyen Chi Thanh, D6ng Da, Ha Noi

12. Chi phi phai tra: - Trich truac chi phi tien lucmg trong thai gian nghi phep - Chi phi sua chila Ian T S C D - Chi phi trong thai gian ngimg kinh doanh -Chi phi phai tra khac Cong

So cuoi quy So dau nam

6,655,000 6,655,000

13. Vay ngan ban So dir dau

Chi tieu Lai suat vay So vay trong ky So tra trong ky - Vay ngan hang (Chi tiet theo muc dich vay/Thai han vay

194,000,000,000 194,000,000,000

- Vay ca nhan(Chi tiet theo muc dich vay/Thai han vay

- Vay cua doi tugng khac(Chi tiet theo muc dich vay/Thai han vay

Cong 194,000,000,000 194,000,000,000

14. Cac khoan phai tra, phai nop ngan han khac: So cuoi quy So dau nam - Tai san thua chd giai quyet - Kinh phi cong doan 530,753,314 499,012,955 - Bao hiem xa hoi, y te, that nghiep 16,860,339 15,236,539 - Phai tra ngan hang- khoan chm c6 548,287 548,287 - Phai tra to chuc dau gia 1,019,800,000 -- Nhan ky quy, ky cugc 1,089,152,437,402 602,724,191,378 -Phai tra, phai nop khac 458,441,764 866,918,162 Cong 1,091,178,841,106 604,105,907,321

15. Phai tra dai han n^i bg: So cuoi quy So dau nam - Vay dai han noi bp - Phai tra dai han noi bo khac Cong 0 0

16. Vay va no* dai han:

Chi tieu Lai suat vay So du* dau ky So vay trong ky So tra trong ky

Sodu cuoi ky

a - Vay dai han - Vay ngan hang (Chi tiet theo muc dich vay/Thoi han vay - Vay doi tugng khac (Chi tiet theo muc dich vay/Thai han vay

b - N a dai han - Thue tai chinh (Chi tiet theo muc dich yayr 'hai han vay - N g dai ban khac (Chi tiet theo muc dich vay/Thai han vay

Cong

17. Cac khoan phai tra hoat dong giao djch chirng khoan i So cuoi guy So dau nam - Phai tra so G D C K -- Phai tra vay Qijy H T T T cua cac thanh vien khac - Phai tra ve chung khoan giao, nhan dai ly phat hanh - Phai tra Trung tam luu ky chumg khoan: Thue hien quyin 12,713,640,000 108,850,000 - Phai tra to chuc, ca nhan khac

18. Tinh hinh trich lap du* phong cac khoan phai thu kho doi nhir sau:

Nam nay Nam tru'o'c S d d u d a u k y 172,000,000 172,000,000 So su dung trong ky So trich lap trong ky S o d u c u o i k y 172,000,000 172,000,000

C O N G TY C H I T N G K H O A N FPT

Dia chi: T4ng 2, 71 Nguyen Chi Thanh, D6ng Da, Ha NQJ

19. Bao cao tinh hinh bien dong von chu so* huu 19.1. Tinh hinh bien dgng von chu so* huu (Dffn vi tinh : VND)

STT Chi tieu T M

So du'd^u nSm S6 tang/gi m trong kj' S6 du*cu6i quy

STT Chi tieu T M N3ni trirfrc Nam nay

Nam trudc Nam nay

Nam tru(5fc Nam nay STT Chi tieu T M N3ni trirfrc Nam nay Tang giSm Tang Giam Nam tru(5fc Nam nay

1 Von dau tu ciia chii so hQn 733,323,900,000 733,323,900,000 733,323,900,000 733,323,900,000

2 ThSng du von c6 phan 201,676,100,000 201,676,100,000 201,676,100,000 201,676,100,000

3 Von khic ciia chii so hiju

4 Co phieu quy {*)

5 Chenh l$ch danh gi^ lai tai san

6 Chenh l?ch ty gid hoi dodi

7

Qiiy dau tu' phat trien

8 Quy dir ph6ng tai chinh 17,400,572,291 23,723,489,236 6,322,916,945 4,447,505,194 23,723,489,236 28,170,994,430

9 Cdc Quy khac thupc VCSH 17,400,572,291 23,723,489,236 6,322.916,945 4,447,505,194 23,723,489,236 28,170,994,430

10 Lgi nhuan chira phan ph6i VI.5 122,690,637,452 186,349,073,560 64,756,407,859 25,291,667,780 103,690,871,373 54,456,215,777 162,155,377,531 235,583,729,156 COng 1,092,491,782,034 1,168,796,052,032 77,402,241,749 25,291,667,780 112,585,881,761 54,456,215,777 1,144,602,356,003 1,226,925,718,016

Ghi chu (*): Khoan giam cija Igi nhuan chira phan phoi trong ky nay:

- Trich lap cac quy tir Igi nhuan nam 2013 theo Bien ban hgp DHCD thuong nien nam 2014 nhu sau:

+ Quy du phong tai chinh va riii ro nghi 4,447,505,194

+ Quy dutrij bo sung v6n dieu 1 4,447,505,194 •

. + Q u y khen thuong phiic Igi 8,895,010,389 ,

- 0 6 tuc 2013 chia cho cac c6 dong 36,666,195,000 Tong cong 54,456,215,777

s CONG TY CHU*NG KHOAN FPT Dia chi: Tang 2, 71 Nguyen Chi Thanh, Dong Da, HaNpi

19.2. Thong tin bo sung cho Bao cao tinh hinh bien dong von chii so* h&u - Cac giao djch ve von voi Cac chu so" hiru va phan phoi co tire, + Von dau tir cua chu SH

Von gop dau nam • V6n gop tang trong ky do chia thang du Von gop giam trong ky Von gop cuoi ky

+ Co tuc, Iffi nhuan da chia - * -Co tuc + Co tire da cong bo sau ngay ket thue ky ke toan nam

Co tuc da cong bo tren co phieu pho thong Co tuc da cong bo tren co phieu uu dai

+ Co tire cua co phieu ini dai liiy ke chua du*tfc ghi nhan - Co phieu + So lirffng cp dang ky phat hanh + So luo'ng cp da ban ra cong chiing

Co phieu pho thong Co phieu uu dai

+ So luOTig cp dirffc mua lai Co phieu pho thong Co phieu uu dai

+ So Iirccng cp dang luu hanh Co phieu pho thong Co phieu uu dai

* Menh gia co phieu dang luu hanh: 10.000 d/cp - Cac quy cua doanh nghiep

Quy du phong tai chinh r Quy khac thuQC von CSH

Quy in/2014 Quy III/2013

733,323,900,000 733,323,900,000

733,323,900,000 733,323,900,000

Quy ni/2014 Quy in/2013 73,332,390 73,332,390 73,332,390

73,332,390 73,332,390 73,332,390

73,332,390 73,332,390

56,341,988,860 28,170,994,430 28,170,994,430

73,332390 73,332,390

47,446,978,472 23,723,489,236 23,723,489,236

VI. Thong tin bo sung cho cac khoan muc trinh bay trong Bao cao ket qua boat dong kinh doanh

1- Chi phi thue thu nhap doanh nghiep hien hanh (Ma so 51) - Chi phi thue thu nhap doanh nghiep tinh tren thu nhap chiu thue nam hien hanh - Dieu chinh chi phi thue thu nhap doanh nghiep ciia cac nam truac vao chi phi thue thu nhap hien hanh nam nay - Tong chi phi thue thu nhap doanh nghiep hien hanh 2- Chi phi thue thu nhap doanh nghiep hoan lai (Ma so 52) - Chi phi thue thu nhap doanh nghiep hoan lai phat sinh tu cac khoan chenh lech tam thai phai chiu thue

(Dan v i tinh: Dong) Quy III/2014 Quy 11172013

10,433,327,056 6,154,466,947

10,433,327,056 Quy III/2014

6,154,466,947 Quy III/2013

- Chi phi thue thu nhap doanh nghiep hoan lai phat sinh tu viec hoan nhap tai san thue thu nhap hoan lai - Thu nhap thue thu nhap doanh nghiep hoan lai phat sinh tir cac khoan chenh lech tam thai dugc khau trir - Thu nhap thue thu nhap doanh nghiep hoan lai phat sinh tu cac Idioan 16 tinh thue va iru dai thue chua sii dung - Thu nhap thue thu nhap doanh nghiep hoan lai phat sinh tu viec hoan nhap thue thu nhap hoan lai phai tra - Tong chi phi thue thu nhap doanh nghiep hoan lai ? 3- Chi phi hoat dong kinh doanh Quym/2014 Quy III/2013 Chi phi moi gidi chung khoan cho N D T 5,712,791,388 2,478,150,413 Chenh lech 16 ban cac khoan dau tu chung khoan, gop von - -Chi phi hoat dpng kinh doanh chung khoan khac 1,039,879,815 942,089,118 Chi phi du phong (5,470,380) 878,281 Chi phi lai tien vay 91,555,555 110,416,667 Chi phi nhan vien true tiep 4,212,584,560 3,621,196,798 Chi phi khau hao TSCD 8,309,100 258,878,616 Chi phi hoat dpng khac 736,340,667 433,829,021

Cong chi phi hoat dong kinh doanh 11,795,990,705 7,845,438,914 4- Chi phi quan ly doanh nghiep Quy III/2014 Quy III/2013 Chi phi nhan vien quan ly 2,994,440,959 2,663,299,204 Chi phi d6 dung van phong 290,253,444 44,053,769 Chi phi khau hao TSCD 886,035,614 336,400,658 Chi phi dich vu mua ngoai 4,329,802,760 4,414,610,572 Chi phi du phong phai thu kho doi - -Cong chi phi quan ly doanh nghiep 8,500,532,777 7,458,364,203 5- Thue TNDN phai nop va loi nhuan sau thue trong nam Chi tieu Quy IIT/2014 Quy III/2013 Tong loi nhuan trvdc thue 47,435,141,917 24,344,779,329

+ Cac khoan dieu chinh tang 277,664,788 + Cac khoan dieu chinh giam (c6 tuc dugc chia) 10,928,028 4,576,330

Tong thu nhap chiu thue chira trir chuyen Id 47,424,213,889 24,617,867,787 Chuyen 16 cua quy tru'o'c -Tong thu nhap chiu thue 47,424,213,889 24,617,867,787

+ Thue TNDN phai nop 10,433,327,056 6,154,466,947 + Thue TNDN dugc mien giam -

Lffi nhuan sau thue TNDN 37,001,814,861 18,190,312,382 * Chi tieu loi nhuan sau thue TNDN quy III nam 2014 so vol quy III nam 2013 tang 103% do cac nguyen nhan sau: - Gia tri giao dich tang so vdi ciing ky nam trudc dan den doanh thu, Igi nhuan hoat dpng moi gidi tang manh. - Doanh thu tir giao dich ky quy va ung trudc tiSn ban chung khoan tang manh so vdi cung ky nam trudc. - Doanh thu tir hoat dpng tu van tang. - Thue suat thue T N D N giam tir 25% xuong 22%

VII. Thong tin bo sung cho cac khoan muc trong Bao cao luu chuyen tien te

1. Thong tin ve cac giao djch khoiig bang tien phat sinh trong nam bao cao:

- Viec mua Tai san bang each nhan Cac khoan ng hen quan true tiep hoac thong qua nghiep vu cho thue tai chinh; - Viec chuyen ng thanh von chu so hiiu.

2. Cac khoan tien va tu-oTig dirong tien doanh nghiep nam giir nhung khong du-oc sir dung: J So cuoi ky So dau nam

- Cac khoan tien nhan ky quy, ky cugc ciia nha dau tu 1,089,152,437,402 602,724,191,378 - Cac khoan khac: 20,128,251,961 7,522,469,063 Phai tra Trung tam luu ky chung khoan 12,713,640,000 108,850,000 Phai tra ho ctuc, g6c lai TP cua cac to chuc phat hanh 4,139,016,111 4,427,063,813 Phai tra co tuc cho c6 dong FPTS 3,275,595,850 2,986,555,250

So cuoi ky So dau nam

VIII- Nhirng thong tin khac 1- Thong tin ve cac ben Hen quan:

Ten doi tirgng Quan he Noi dung giao dich GTGD quy III nam 2014

SBI SECURITIES CO., L T D Co dong Ion (20% Von dieu le) Phi moi gioi 80,705,722

Cong ty CO phan FPT Co dong Ion (20% Von di^u le)

Phi luu ky*, phi moi gidi. Phi dich vy in so chung nhan sd hiru c6 phan. Phi Ezsearch, Phi tra ho co tire. Phi iiy thac mua co phieu 357,758,615

CTTNHHPhan phoi FPT

Ben CO lien quan Thiet bj tin hoc 67,413,090 CN CT TNHH Phan phoi FPT Ben CO lien quan

Thiet hi tin hoc 127,869,907

CT TNHH Djch vu tin hpc FPT Ben CO lien quan Thiet bi tin hoc 109,833,546

2- Thong-tin so sanh (nhiing thay doi ve thong tin trong bao cao tai chi'nh cua cac nien do ke toan trudc):

3- Nhixng thong tin khac. (3)

NgirM lap bieu

Do Nggc Anh

Ke toan trirong

HHt/NGKHDA

Nguyen Thi Thu Hu-ffng

.—-1

Nguyen Diep Tung