CONG TY CO PHAN CHUNG KHOAN DA NANG102 Nguy~n Th] Minh Khai - Bit ning

r!!1 0511.3888456

Ole. NAKG SECURTTtES COMPANY

r r "' rBAO CAO TAl CHINHr

QUY 11/2016

CONG TV CP CHlfNG KHOAN aA NANG102 Nguyan Thj Minh Khai - Qu~n Hai Chau - TP ail NangBAo cAo TAl CHiNHCho kYboo coo Iii ngay 01/0412016 46n ngay 30/06/2016

M~u s6 BOI - CTCK

(Ban Mnh tneo IT s6 21012014 fTT-BTCngay3011212014 cua BI) Taichinh)

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BAo cAo THU NH~P ToAN DI~NQuy II nam 2016

Elan vi linh: El ng Vi~1Nam

CHI TIEULuy kAtil 4au nam 4~n cuOI quy nay

MhO Quy nam nay Quy nam IrIJ'6oc2016 2015

I. DOANHTHU HO~T aQNG

1.1. Lai Ilr cac tai san llii chinh ghi nh~n Ihong qua lailiO(FVTPL) 01 18,910,330 122,800 18,924,830 130,400

c. COIlrc, li!;n lai phill sinh Iti Iili san tai chinh PVTPL 01.3 18,910,330 122,800 18,924,830 130,400-I------ --

1.3. Lai Ilr cac khoan cho vay va phai Ihu 03 204,485,000 85,198,687 404,287,000 170,270,508

1.6. Doanh Ihu moi giui chung khoan 06 560,828,760 1,236,345,255 1,549,720,896 2,406,596,535

1.8. Doanh Ihu III van 08 51,905,900 1,169,763,636 325,369,536 1,314,263,636

1.10. Doanh Ihu Illu ky chung khoan 10 63,637,965 39,191,926 124,663,276 68,067,176-- ---

1.11. Thu nh$p heat 4i>ngkhac 11 83,272,727

Cong doanh Ihu hoat 46ng (20 = 01 ->11) 20 899,767,955 2,530,622,304 2,422,965,538 4,042,600,982

II.CHI PHI HO~T aQNG2.1. LOcac Iilisan Iili chinh ghi nh~n Ihong qua lai 10 (FVTPL) 21

2.6. Chi phi heat 4i>ngIV doanh 26 (160,341,340) 9,677,300 (160,341,340) 9,677,300---2.7. Chi phi mOigiui chung khoan 27 676,550,414 825,476,988 1,467,227,186 1,679,178,338--2.11. Chi phi Illu kY chung khoan 31 75,298,376 55,847,598 162,967,338 101,615,888

C(ing chi phi ho~t 4(>ng (40 = 21 -> 33) 40 591,507,450 891,001,886 1,469,853,184 1,790,471,526

III.DOANHTHU HOAT aONG TAl CHiNH3.2. Doanh Ihu, dV Ihu cO tire, lai li!;n gui khong cO Iljnh phat sinh Irong ky 42 240,148,308 119,157,677 632,031,368 524,810,932

C~ng doanh thu hoat 4gng tal chlnh (50 = 41 -> 44) 50 240,148,308 119,157,677 632,031,368 524,810,932

IV.CHI PHi TAl CHiNH4.2. Chi phi lai vay 52 4,326,389 555,556 4,993,056 14,833,334

C(ing chi phi Iill chlnh (60 = 51i154) 60 4,326,389 555,556 4,993,056 14,833,334

V. CHI PHi BAN HANG 61VI. CHI PHi QUAN LY CONG TV CHlfNG KHOAN 62 236,836,844 332,140,721 473,681,901 618,137,822

VII.KET QuA HOAT aONG (70= 20+5040 -60-61-62) 70 307,245,580 1,426,081,818 1,106,468,765 2,143,969,232

VIII.THU NH~P KHAc vA CHI PHi KHAc8.1. Thu nh~p khac 71 18,150,101,227 18,302,828,500-- -8.2. Chi phi khac 72 16,011,411,399 16,011,411,399

Cgng k61 qua ho~1 4(>ng khilc (80= 71-72) 80 2,138,689,828 2,291,417,101

IX.TONG LO'INHUANKE ToAN TRU'OC THUE (90=70 + 80) 90 307,245,580 3,564,771,646 1,106,468,765 4,435,386,333

X. CHI PHi THUE TNDN 100 61,449,116 30,511,762 221,293,753 30,511,76210.1.Chi phi Ihu~ TNDN hi~n hilnh 100.1 61,449,116 30,511,762 221,293,753 30,511,762

XI. LO'INHUANKE ToAN SAU THUE TNDN (200 = 90 - 100) 200 245,796,464 3,534,259,884 885,175,012 4,404,874,571

NglllYi I~p bi~u TPTVTC

CONG TY CP CHerNG KHoAN flA NANG102 Nguy~n Thi Minh Khai - Qu(in Hai Chau - TP E)aN~ngBAo cAo TAl cHiNHCho ky bao cao Iii' ngay 01/04/2016 dAn ngay 30/06/2016

Mliu 56 B02 - CTCK(Ban hanh theo IT 56 21012014fTT-BTC

ngay 3011212014 cua BO Tei chinhj

BAo cAo TiNH HiNH TAl CHiNHTai IIgay 30 tluing 06 niim 2016

E)O'nvj tinh: E)6ngVi~t Nam

Chiliau Mil s6 56 cu6i ky 56 Claunarn

TAl SANA. TAl sAN NGAN HJ!.N(100 = 110 + 130) 100 50,923,765,501 50,577 ,609,842

I. Till san tal chlnh (110 = 111->129) 110 50,578,236,404 -- 50,568,441,096i.nen va cac khoan tllO'ng dllO'ng ti~n 111 22.263,353,682 27,145,359,99~---1.1. Ti~n 111.1 1,263,353,682 10,145,359,9941.2. Cac khoan tllO'ng dllO'ng ti~n 111.2 21,000,000,000 17,000,000,0002. Cac tili san tai chinh ghi nhan thong qua lai 10(FVTPL) 112 17,007,602,797 17,007,602,7974. Cac khoen cho vay 114 23,385,000,000 18,295,500,000

6. Oo,rphong suy giam gia tri cac tai san tai chinh va tai san th~ chap 116 (12,083,596,298) (12,243,937,638)

9. PMi thu cac dich vu CTCK eung cap 119 ~OO~12. Cac khoan phai thu khac 122 248,536,315 246,576,03513. Oo,rphong suy giam gia tli cac khoan phai thu (') 129 (242,660,092) (242,660,092)II. Till san ngin han khac (130 = 131 -> 136) 130 345,529,092. _9,168,7463. Chi phi tra tnroc ng.in h"n 133 345,529,097 9,168,746

B. TAl sAN oAI HJ!.N(200 = 210 + 220 + 230 + 240 + 250 - 260) 200 3,574,028,395 3,183,358,988I, Tili san lai chlnh dai h~n 210 -II, Till san c6 d!nh 220 198,373,257 275,744,5851. Tai san c6 djnh hliu hinh 221 57,838,820 69,805,484

-Nguy~ngiil 222 2,100,935,338 2,100,935,338- Giil trt hao man lu9 k{, tJ 223a (2,043,096,518) (2,031,129,854)

3. Tai san c6 clinh vo hinh 227 140,534,437 205,939,101-Nguyengiil 228 1,808,499,800 1,808,499,800

- Giil tIt hao man lu9 k{, (j--

229a (1,667,965,363) (1,602,560,699)III. B~I d~ng san diu Ill' 230IV.Chl ph. dy d,!,ng co ban do dang 240 220,000,000 150,000,000V. Tili san dai h~n khllc 250 3,155,655,138 - 2,757,614,4034. Tio~nn(ip Quy HOtrQ'thanh toan 254 3,155,655,138 2,757,614,403

TONG CQNG TAl sAN (270" 100 + 200) 270 54,497,793,896 53,760,968,830C. NO' PHAI TAA (300" 310 + 340) 300 286,700,262 435,050,208

I. Nc;rphal Ira ngin han 310 286,700,262 435,050,2086. Phai tra heat d(ing giao dich chlmg khoan 318 63,535,471 131,316,1948. Phai tra ngllai ban ng.in han

f--- ------320 29,865,338 30,890,450

1O.Thu~ va cac khoan phai n(ip Nha nll&e--

322 62,358,064 6,931,24611. PMi tra ngllai lac d(ing 323 111,709,752 252,996,601--12.Cae khoan trich n(ip pnuc lQ'inhiin vien 324 17,476,920 11,288,00017.Cae khoan pMi tra, phai n(ip khac ngoinhan 329 1,754,717 1,627,717- --II. Nc;rphii Ira dai han 340

O. VON CHU sa HO'U (400" 410 + 420) 400 54,211,093,634 53,325,918,622I, V6n chu so hOou 410 54,211,093,634 -- ~5,9~1. VOnclau tll cua chu sa hliu 411 60,500,000,000 60,500,0~0,0E9-1.1V6n gap cea chu sa hliu 411.1 1--- 60,000,000,000 60,000,000,000a.COphi~u phOthong

- -- -411.1a 60,000,000,000 60,000,000,000

1.2. Th~ng dll vOnc6 philn----

411.2 500,000,000 500,000,0004. Quy do,rtrlr cli~u I~

------ ----- --- --- - -'. 414 138,256,882 138,256,882

5. Quy do,rphong tai chinh va rui ro nghi~p vv 415 138,256,882 138,256,8827. LQ'inhu~n choa phan ph6i

---417 (6,565,420,130) (7,450,595,142)

II. NguOn kinh phi va quy khac 418TONG CQNG VON CHU sa HO'U 420 54,211,093,634 53,325,918,622

TONG CQNG NO' PHAI TAA vA VON CHU sa HO'U 440 54,497,793,896 53,760,968,830LQ'I NHuAN flP. PHAN PHOI CHO NHA flAu nr 450 ..... .....

1. Lc;rinhu~n da phan phOicho Nha dllu III lrang nam 451 ,··'0

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6. Ti~n gui cua kMch hang 026 13,161 ,599,317 ?,~~.1.:~2.~.'.O'!..?..~T:!!F~§.!:~~:~:~~~:~~:~~:T.~!::9.ii!::~~~9.:~~9.~~::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::§2.!::::::::::: ::::::::::::::::::::::::::::::i~:,:o.~~;~:3.~~:5.~~ ~.'.!~.~.,~.3.~.'.9.~3.a. Ti~n gui cua Nha dllu tll v~ giao djeh chling khoan theo phllO'ng thlie CTCK quan Iy 027.1 13,093,239,555 4,781,032,943~;;~~;~~~~·~~:~~~::~~:~~:~:~::~i~~:~~:~=~:~:~~~:~:i~:~~::~~~~".~::~~~~::~~~·~:~~".~··i~~~".~::::::::::::i.~~:~~::::.:..: ::.:::::.::::::.::::::::::::::::::::::::::::::.:'..::..:::.:::::::::::.::::.: :..::::::::::::6.2.Ti6n gui t6ng hop giao dich chling khosn cho khach hang

~;~;::!!~~:~§.!::b.~:i&:~~:~~~~::i~~:~:~!~~:~:i~:~i.~~::k.h.~:~~:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::~:2.~:::::::::::::::::::::::::::::::::::::::::::::::::~~:~~?:!:~~: :::::::::::::::::::::::.3.~:s.:!:B.?::;::3i.

~~~~~~~;a~~.~; ..;'~.~.:~.~~~.~.~.~.~~..V.~.•ti.~"..~.~.i..~:~.~.~!~.h..~.~~.~.~~.~~.n..t~~~.~~~=".~ ~~~..1 1.~.'.~~.~:~.~~.'.~~~ ~.'.~~.~:~.~~.'.~~~

~.~~~~~~~~~.~; ..;.~.~.:~..~.~.~~..".~:~i.~.~.:'~."..~.~i.~.:~~..~I~ ..~~~~ ..~~~.~~..:~.~.~.~~=".~~.~~.:~ ~.~:~.5.~:.1.~~ ~:~~~:.~.=~.8. Phai tra Nha "au tll v~ ti~n glti giao dich chlrng khoan thee phllO'ng thlrC Ngan hang 031

~~?'.'2~..~~!..'!.~~."..!~ .8.1. Phai tra NM "au tll trong nuoc va uan glti giao dich chlrng khoan theo phllO'ng 031.1

~u.::.~~.~~ ..~a.~.~.~.~.?'~.~.~~i.~.~~.~..Iy. .8.2. PMi tra Nha "au tll nuoc ngoai va ti~n glti giao dich chLrng khoan theo phlYO'ng 031.2

t.~u.::.~~.~~..~.a.~.9..t~.~.?'.~.9..~.~i.~.~a..~..!y. .

11. PMi tra vay CTCK 034I------,-'-------------------I----t························· .12.Phai tra cO nrc, g6c va liii trai phieu 035 15,172,600 12,600,000

a. Tian glti bu trlt va thanh toan giao dich chLrng khoan cola Nha "au by trong nlY&c

b. Ti~n glti n~n glti bu trlt va thanh toan giao dich chLrng khoan cola Nha "au tll nuocngoai

6.4.Ti~n glti cola TO cnoc pnat hanh chLrng khoan

7. Phai tra Nhil "au tll v~ U~n glti giao dich chlrng khoan theo phllO'ng thuc CTCK quanIY

9. Phai tra TO crurc phat Mnh chLrng khoan

10.Phai thu/phai tra cola khach hilng va 10igiao dich cac tai san tai chinh

NgltOi I~p bi~u

028.1

029

7,461,388

60,922,981 ' 359,327,746

028.2 7,436,781

030 13,146,426,717 4,983,204,125

032

033

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C6NG TV CO PHAN CHUNG KHoAN OA. NANG

Oia chi: 102 Nguy;n Thi Minh Khai, TP.Oa Nine

Oien Ihotti: 05113.888456 Fa>: 05113.888459

BAo cxo LUlJ CHUYEN TlEN T~(1'heo phmhllJ phdp tnrc tilp) (.)

Quy II nihn 2016

M~u sO B03a • CTCK

(Ban Mnh theo TTsO 21012014/TT·BTCng~y 30/1212014 cua B¢ T~i chinh)

Don vi tinh: 06" r Vi~1 Nam

CHITIEU MI.6 Quynlm nay Quy-nlm tfll'l.XLu9 k~ lir dau nlm d6n Lu9 k~ lir diu nam ~6n

6· I. (N" ) euO,qui niy (NOmeu I qu nay am nay trOOc)

10

11

12

814.711,207.............................(587,757.077)

4,796.922.622.................... - .(1.399,493,593)

2,359.245,395....................................(1.920,665.312)

6,682,452.852..............................(3,423.441.837)

20 6,641,955,178 (13,343,159,125) (4,812,006,312) (21,861,421,018)

II. L•••• chuy'n llin lir h"'ll d~ng dAu I",

(225,600.000)1. Tien chi d~ mua sAm. xay dl,l'Og TSCD, BDS£)T vel cac tii san khac

2. Tibn thu tll thanh !Y. nhll'Q'ng ban TSCE>, BDSDT va cec tcli san khac

3. Tr~nchi cJau hi g6p v6n dau hI vac cOng ty con, cOng ty lien k6t. lien doanh............................••..........•.•.....................................................................................•...........•.•............•.•.••..........4. Ti~n thu h6i dAu hI g6p vOn dau hI vao cOng ty con, cOng ty lian k~t, lian doanh

5. Ti~n thu IAi chc yay. cO hic vell 1Q'inhu$n dU'Q'c cnta

21

22

23

24

25

(181.600.000)

12.250.000,000

(70.000,000)

16.440.000,000

III. LU'Uchuy6n Ilin tir h"'ll d9ng tal chlnh

18,214,400,000LIN chuy'n ti4n thuAn tV hop ~II tJiu tIr 30 12,064,400,000 (70,000,000)

3132

33 3.500,000.000............................................ .33.133.2 3.500.000,000............................................................................34 .....'~:.s.~~.:~~:.O.~~!35...........................36............................................................................37 .........(~:.s.~~:~~~:O.~~! !2.:~.O'~~~.O':~.O'~!.38

39

2.000,000,000

2,000,000.000. .!2.:~.O'~.,.~:~~!.

5,500.000,000 22,200,000,000............................................

5,500,000.000 22.200.000.000................................. . .. (~:.s.~:~~:<.>o.<'! \~.:~~.~:~()():.~).

LU'U chuyfn ti4n thuAn tV h.,., ~g fji chinh(5,647,021,018)

40IV. Tlng!glim llin IMoan Irong ky 50 6,641,955,178 (1,274,759,125) (4,882,006,312)

v. nin vi eae khotn ",on9 d"""'9 llin diu ky 80 15,621,398,504 16,154,185,235 27,145,359,994 20,526,447,128

20.526,447,128TiAnglri ngan Mng ~~u ky: 61 15.621.398,504 16,154,185.235

62 1,621,398.504 5.154.185,235.................................................. .63 l.~:~~.,.O'~~:~~O' 1..1.:O'~O':~.O'O':.O'O'~.64

27.145,359.994

10.145,359,994 1,926.447.128................................................................................1.!:~.O'O':.O'~O'.:~O'.O' !.a.:~.o.~:.o.~:~o..

14,879,426,110VI. TIIn va cee khotn 1""""9 d"""'9 llin cu61 ky (10 • 50 + 60)

14.879.426.110

70 22,283,353,682 14,879,426,110 22,263,353,682

nt\n gUi ngln hang cuOi ky:............................................................................•............................... _ ..- Tien gUi ngan hang cho heat dc)ng CTCK.........................................................••..•..•.............ceo khoan tllO'ng dllO'ng t16n..•........................................................ .. .Anh hu/mg caa thay a6i tY git h6i eoat quy a6i ngo,i t$

71

72

73

22.263.353,682

1,263.353.682

21,000,000.000

14,879.426.110

879.426.110

14.000,000,000

74

I. L•••• chuy@n llin ho,1 dOng mOl gill-l, ily \hac cUa khich hang

PHAN LIJ'U CHUytN TltN T~ HO~T D9NG MOl G/Or, UY THAc CUA KHAcH HANG

22,263.353.682

1.263.353,682

21,000.000,000

-,

879,426,110

14,000,000,000

1. Ti~n thu ban chling khcan mOl gl6'1 cho khach hang..............................................................................................................................................2. Tl~n chi mua chling khoan mOi gl6'i cho khach hang

3:·T;6~·th·~·b·~~..~h~~~·kh·~~·~·~;·th~~·~~~··kh~~·h·h·A~~'"''''.............................•......•.........................................•.....................................4.Ti~n chi ban ch1ing khoan Uy thac cua khach hang.......................•................. _ .........................•.....•....................................................5. Thu t16n tCt tal khoan v:Jing lal cue khach hang

6:··c·hi·ti6~·t·~··t~;·kh~·~·~·~a~~·;~·i·~~~··kh·~~h..h;'~g..........................................•........................7. Thu vay Quy Ha tn;r thanh tcan......................................................................................................8. Chi tra yay auy H6 trv thanh tcan

9:·N·h~~..tiA·~·~·~·~A·th~·~h·t~~·~·~·i;~..di~h..~h~~·~·k·h~~·~·~·~~··kh~·~h·h~~9~:~~::~~~:~:~:i~~::~~::~~:~:~~~:i.~~::~~:~~:~:~~~~::~~:~~::?~:~:~~~..aA·~·t~·~·~~..kh~·~h·~~~:~: .11. Chi tra phi 1l1U ky chling khcen cue kh~ch hBng..............................................................................12. Thu lc~i giao djch chling khoan

10

(176,451,644,068)

86,827,018,000

(170,622,845,400)

362,832,278,409

(268,755,583,701)

296,395,857,306

(233,007,552,568)..................................................................................

158,137.515,758

(213,387,379,980)

(124,663,276)

197,901,558,000

(295.992,322,800)

653,964,054,130

(546,994.017,875)

(68,067,176)11 (63,637,965) (39,191,926).. .

187,823,223,306

12

13. Chi ,45igiao djch chlmg khoan1·~·.··Ti6~·th~··~~~··T6·~h·~·~·~h·~t"hi~·h·~h~~··kh~an...... __ -•••.....•...................................................................................15. nAn chitnlT6 chticphilhllnhchlingkhoan

13

14

15

20

3031

34

41

42

45

11,307,1141,273 10,241,675,382 8~O13.777,240 8,811,204,279

1,853,658,044 3,276,717,373 5,147,822,077 4,707,188,476

1,853,658,044 3,276,717,373 5,147,822,077 4,707,188,476......................................

1,823,041,882 1,828,119,130 4,781,032,943 4,378,914,111

30,616,162 1,448,598,243 366,789,134 328,274,365

13,161,599,317 13,518,3~ I.,,,, 13,161,599,317 13,518,392,755

13,161,599,317 13,518,392,755 13,161,599,317 13,518,392,755................................. ...........................13,093,239,555 752,330,702 13,093,239,555 752,330,702

68,359,762 12,766,062,053

~~~I~II_,T~~~n~v~.~c~*~C~k~ho~.~n~\~~~9~d~uon~~9~\~I.~n~c~U~6j4k~Y~c~Ua~kwh._C~h_h~.~n~g~(4~0~~~,2wO~+~3~0~)~~I~.~~~~~~~+a~~:~~Ti~ngUi ngAn hang cu6i ky:

~T·i·6~..~~·~~·~·N·hi·dA~..i~·~·~·~·i·~~·di~h··~h~·~·kh·~~·~·ih·~~··~h·~~~·~·th·~~·CTC·K··~·~·ii~··ij···········_ Tien gUi bu tIV va thanh teen giao djch chllng khoan...... _ ...............•.....••••.•..•.....................................................................................................

II,T~n v' tic khaln \\IOngd\lOng ~n diu kYcu. khjch hing

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n~n glringAn hllnga~u ky:~Ti~~··~;):i·~~·~·Nhi··~~~··t~·~6·gi~~··di~h··~h(,:~·~·kh·~4·~·th·~~··~h·~·~~·~·t·h·~~·CTCK·~·~ii~..i;· 32

- TiAn gUi bu IIV va thanh loan giao dlch chling khoan

NgU'iri I~p bi€u TPTVTC

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CONG TV CP CHlrNG KHOAN £lA NANG102 Nguyen Th] Minh Khai - Qu~n Hai Chilu - TP f)a NangBAa cAa TAl CHiNHCho ky baa cola tit ngay 01/0412016 d~n ngay 30/06/2016

M5u s6 B04 - CTCK

(Ban hi!mh thea IT s6 21012014 trT-BTCngay 30/1212014 cua BO Tai chinh)

BAo cAo TiNH HiNH BI~N DONG VON CHU 56' HCrUQuy II Dam 2016

fNT: Gonq

S6 dll d~u ky So tAngl giam S6 dll cu6i kycHITIEU

Tliuy~tminh Quy cung ky Quy cimg ky nam tnr6<c Quy hi~n~i Quy cung ky

nam truoc Quy hi~n talnam trooc Quy hi~n tal

Tang Giam Tang Giam

A B 1 2 3 4 5 6 7 8

I. Bi~n d(ing von chi! 560hO>u

1. Von d:liu III cua chu sa hii'u 60,000,000,000 60,000,000,000 60,000,000,000 60,000,000,000

1.3. Th(ing dll von co phan 500,000,000 500,000,000 500,000,000 500,000,000

3. Quy dl,J'Irii' von dieu I\,! 138,256,882 138,256,882 138,256,882 138,256,882

4. Quy dl,J'ph6ng lai chinh va rui ro nghi\'!p Vu 138,256,882 138,256,882 138,256,882 138,256,882

8. LQ'inhuan chua phan phoi (12,980,420,820) (6,811,216,594) 3,534,259,884 - 245,796,464 (9,446,160,936) (6,565,420,130)

C(ing 47,796,092,944 53,965,297,170 3,534,259,884 245,796,464 51,330,352,828 54,211,093,634

II. Thu nh~p toan di~n khac

Ngllai I~pbi~u TPTVTC

Nguy~n Th] Ki~u Giang

Cdng ty cA phAn Chung khoan Ba N~ng102 Nguyen Thi Minh Khai, Tp Ba N~ng

M§u s6 B05 - CTCKBan hanh theo TTus6 210/2 o14/TT-BTC

ngay 30 thdng 12 nam 2014 cua B(J TiIi ch£nh

BAN THUYET MINH BAo cAo TAl CHiNII D SCQuy II Nom 2016

I. D~e di~m hoat dQng ciia cong ty1. Gifiy chirng nhan thanh lap: s6 29/UBCK-GPHDKD do UBCKNN dp ngay 18/12/2006.2. f)ia chi lien he: 102 Nguyen Thi Minh Khai, TP f)a Nang3. f)i~u I~ heat d9ng Cong ty c6 ph~n Chung Khoan Da N~ng ban hanh ngay 27/06/2015.4. Nhtrng d~c diem chinh v~ heat d9ng CTCK- Quy mo v6n CTCK:

+V6n di~u I~ : 60.000.000.000 d6ng.+V6n phap djnh : 35.000.000.000 d6ng.

- Hinh thirc so huu v6n : Cong ty c6 phan- Linh VlJC kinh doanh

Moi gioi chung khoan,Tir vfin tai chinh va d~u nr chirng khoan.Luu ky chirng khoan.

II. Ky k~ toan, don vi ti~n t~ sir dung trong k~ toan1 - Ky k~ toan quy (b~t d~u tir ngay 01/04120 16 k~t thuc vao ngay 30106/2016)2 - Don vi tien t~ str dung trong k~ toan: d6ng Vi~t Nam

III. Chuan rmrc va ch~ dQ k~ toan ap dung1 - Ch~ d9 k~ toan ap dung: Thong nr s6 210/2014/TT-BTC ngay 30 thang 12 nam 2014 cua B9 Taichinh,2 - Tuyen b6 v~ viec tuan thu chuan mire k~ toan va che d9 k~ toan : cac bao cao tai chinh dircc trinhbay bang ti~n d6ng Vi~t Nam (VND), duoc I~p theo cac chuan mire k~ roan Vi~t Nam. H~ thong k~toan Vi~t Nam va cac nguyen t~c k~ toan diroc ap dung ph6 bien tai Viet Nam va cac quy dinh colien quan.Cac bao cao tai chfnh duoc I~p tren co so gia g6c, cac chfnh sach k~ toan duoc Cong ty ap dung moteach nhfit quan va phu hop voi cac chinh sach se duoc ap dung trong nhfrng narn sau (ngoai trir baocao thay d6i).3 - Hinh thirc k~ roan ap dung: nhat ky chung theo hinh thirc k~ toan may

IV. Cac chinh sach k~ toan :i.p dung1- Nguyen t~c ghi nhan cac khoan ti~n va cac khoan nrong duong tien.Phuong phap chuyen d6i cac d6ng ti~n khac ra d6ng ti~n sti dung trong k~ toano2- Nguyen t~c ghi nhan tai san tai chinh thong qua lai 16:

- Cac khoan d~u nr diroc phan anh theo nguyen gia- Phuong phap I~p du phong giam gia cac khoan d~u nr.

3- Nguyen t~c ghi nhan va khau hao TSCf)

- Nguyen t~c ghi nhan TSCf) (hfru hinh, vo hinh): TSCf) diroc the hien theo nguyen gia trirdi khau hao luy k~. Nguyen gia TSCf)HH bao g6m gia mua, thue NK va cac 10<;lithue muahang khong diroc hoan lai va chi phi phan b6 tnrc ti~p de dua tai san d~n vi trf va di~u kienlam viec hien tai cho rnuc dich sir dung da dinh san. Cac khoan chi phi sau khi TSCf)HH dahoat d9ng nhu chi phi sua chira, bao tri va dai tu thirong ghi nhan vao bao cao hoat dong kinhdoanh trong narn phat sinh chi phi. Trong cac truong hop cac khoan chi phf nay the hien r6 lamang lai loi ich kinh t~ trong tuong lai do viec su dung TSCf)HH vuot qua trang thai hoat

- J-

dQng duoc danh gia ban dAu thi cac chi phf nay diroc v6n hoa xem nhir la mot khoan nguyengia tang them cua TSCDHH.

- Phuong phap khau hao TSCD (htru hinh, vo hinh, thue tai chinhj.Khau hao duoc tfnh theophirong phap duong thang dua tren thoi gian hfru dung iroc tinh cua TSCDHH. Thai gianhfru dung diroc iroc tfnh nhir sau :

Thi€t b] van phong : 2-6 narn.Phuong tien v~n chuyen : 6-10 namC6ng trinh nha cira cai tao : 5-10 nam,

4- Nguyen t~c va phirong phap k€ toan cac khoan phai thu ng~n han, dai han:Cac khoan phai thu thuong mai va cac khoan phai thu khac diroc ghi nhan theo h6a don, chirng tir.5- Nguyen t~c ghi nhan v6n chu sa hfru:

- Nguyen t~c ghi nhan loi nhuan chira phan ph6i : loi nhuan chira ph an phoi phan anh trenBao cao tinh hinh tai chfnh la s6 loi nhuan (lai hoac 16) tir cac hoat dQng cua cong ty.6- Nguyen t~c va phirong phap ghi nh~n doanh thu : doanh thu duoc xac dinh theo gia tr] hop ly cuacac khoan ti~n da thu hoac se thu diroc theo nguyen t~c k€ toan d6n tich ..

V. ThOng tin b6 sung cho cac khoan muc trinh bay trong Bao cao tinh hinh tai chinh01.Ti~n va cac khoan nrong duo'ng ti~n

(Don vi tinh: VND)"I'ien va nrong dmmg rien Cuoi Quy Dau Quy

- Ti~n mi)t tai quy 9,334,998 6,806,875- Ti~n giri ngan hang cho hoat dong CTCK 22,238,184,414 15,598,679,910- Ti~n dang chuyen - -- Ti~n giri bu tnr va thanh to an GDCK 15,834,270 15,911,719

Cc)ng 22,263,353,682 15,621,398,504

).02. G" t . khJ::'1la rr 01 1fO'D221aO IC IfC ien ronz quy -

Chi tieu Kh5i ItrQng giao djch Gia tr] kh5i ItrQ'nggiao djchthuc hi~n trong Quy th'!c hi~n trong Quy ( dang)

a) Cua Cong ty Chu'ng khoan - -- C6 phieu - -- Trai phieu- Chung khoanb) Ciia Nhii diu tir 35,923,160 333,748,985,600- C6 phieu 35,923,160 333,748,985,600- Trai phieu- Chtrng khoan

Tong cong 35,923,160 333,748,985,600

di h th h'A t

- 2-

03. Tinh hinh dAu ttr tai chinh DVT: dAng'"

CO's fr I~p d\!' phoog ky nayGill tr] I~p d\!' phoog Mii'c trich I~p ho~c hoanSIT Loai TSTC Sa IU'Q'Dg

Gill s6 sach k~ Gill th] truong fI.li Gill tr] I~p d\!' dAuky oh~pkyoaytoan tho; diSm lap philO!!:ky oily

A B 1 2 3 4 5 6I Co pllieu niem yet 272 3,983,798 2,890,800 2,147,298 2,088,637 58,660I C6 phieu BMC 3 141,000 46,800 94,200 90,900 3,3002 C6 phieu OHG 5 - 515,000 -3 C6 phieu DIC I 16,227 7,200 9,027 9,526 (500)4 C6 phieu ORC 6 11,739 236,400 -5 C6 phieu FPT 3 84,773 125,400 -6 C6 phieu Gf l, I 17,345 52,000 -7 C6 phi~u HAl 46 458,212 211,600 246,612 219,012 27,6008 C6 phieu HAP 6 81,329 29,400 51,929 45,929 6,0009 C6 phieu HBC 6 - 130,200 -10 C6 phieu KOC 8 254,000 224,000 30,000 59,600 (29,600)11 C6 phieu MIC III 1,871,405 555,000 1,316,405 1,360,805 (44,400)12 C6 phieu PET 10 350,379 130,000 220,379 2 I7,379 3,00013 C6 phieu PPC 2 84,617 28,800 55,817 48,017 7,80014 C6 phieu REE 5 503 102,500 -15 C6 phieu TCR 4 35,640 42,800 12,040 (12,040)16 C6 phieu TOH I 24,429 11,900 12,529 10,629 1,90017 C6 phieu TMC 4 67,200 56,800 10,400 14,800 (4,400)18 C6 phieu TXM 50 485,000 385,000 100,000 100,000II Co plliell clura phiell IIi!!", yet 506,501 17,003,619,000 4,922,170,000 12,081,449,000 12,241,849,000 (160,400,000)I C6 phieu CTCP Cong trinh giao thong Da Niing 1,194 10,010,000 - 10,010,000 10,010,000 -2 C6 phieu Ngan hang Hang Hili Vi~t Nam (MSB) 33,500 1,182,325,000 335,000,000 847,325,000 847,325,000 -3 C6 phieu Ngan Hang Vi~t A (VAB) 70,592 2,897,790,000 705,920,000 2,191,870,000 2,191,870,000 -4 C6 phieu Baa hiern Vien Dong (VASS) 2,950 1,,056,015,000 29,500,000 1,026,515,000 1,026,515,000 -5 C6 phieu Ngan hang Phuong Dong (OCB) 336,848 9,712,800,000 3,368,480,000 6,344,320,000 6,504,720,000 ( 160,400,000)6 C6 phieu Ngan hang An Binh (ABB) 48,327 1,482,160,000 483,270,000 998,890,000 998,890,000 -7 C6 phieu IFS (Cty CP Th\fc ph~m Quoc T~) 13,090 662,519,000 - 662,519,000 662,5 I9,000 -

CPlIg 506,773 17,007,602,798 4,925,060,800 12,083,596,298 12,243,937,637 (160,341,340)

\~ - 3 -

(' /~ -, (") (")'\.~,\\c:;.: __ ~ '\ - \\

04. Cac khoan cho vay:DVT d~ong

Chi tieuCuBi Quy f>§u Quy

Gill tri ghi sA Gill tri hQ1J Iy Gill tri ghi sA Gill tri ho'p IyCho yay h01J.tdQng GD ky

22,530,200,000 22,530,200,000 29,130,200,000 29,130,200,000quy cua NDT

Cho yay h01J.tdQng irng tnroc854,800,000 854,800,000 693,500,000 693,500,000ti~n ban CK cua NDT

TAng cQng 23,385,000,000 23,385,000,000 29,823,700,000 29,823,700,000

05. Cac khoan phai thu:DVT· d6ng

Chi tieu S8 cu8i quy S8 diu quy

l.Phai thu djch vy CTCK cung dp - 150,000,000

2. Phai thu khac 248,536,315 248,421,815

+ Trong do: s6 kho doi 242,660,092 242,660,092

TAn2 cQng 248,536,315 398,421,815 --15-06. Tinh hinh trich I~p d1}' phong cac khoan phai thu kh6 doi:DVT: d6ng

CuBi quy

STTLoai phiii thu kh6 doi Gia tr] phai thu f)~u Quy

phiii I~p dl! phOng khO doiSB d~u nam

SB trich I~p SB hoan nh~pSB cuBi ky

trong ky trong ky

DI! phOng my phai thu242,660,092 242,660,092 242,660,092 242,660,092- -khac kh6 doi

I YOThi Xuan Trang 23,322,825 23,322,825 23,322,825 23,322,825

2 Nguy~n Thi Thuy 2 I9,337,267 2 I9,337,267 219,337,267 2 19,337,267

07. Cac khoan phai tra ho~fdQng giao djch clnrng khoan : (DVT: d6ng)

Chi ti~t CuBi Quy DAu Quy

- Phai tra So' OOCK 37,927,389 61,330,593- Phai tra yay Qu)' H6 tro thanh toan cua cac thanh vien khac - -- Phai tra y~ chirng khoan giao, nhan d1J.iIy phat hanh - -- Phai tra Trung tarn hru kY chirng khoan 25,478,082 29,730,039- Phai tra t6 chirc, ca nhan khac 130,000 130,000

TAng cong 63,535,471 91,190,632

08. Thu~ va cac khoan phai nQp nha mnrc : (DVT: d6ng)

CuBi Quy f>§u Quy18,636,364

159,844,6379,308,948

187,789,949

- ThUt~ GTGT- Thu€ TNDN- Thu€ Thu nhap ca nhiin

Tang CQng

61,449,116908,948

62,358,064

-4-

09. Tinh hinh tang, giam tai san c6 dinh hfrn hinh:

Chi tieuNha cira, v~t ki~n

May moc, thi~t b] TA A

trueong cong

I. Nguyen gia1. S8 d§u ky - 2,100,935,338 2,100,935,3382. Mua sam trong narn - -

3. Dltu XDCB h/thanh - - -

4. Thanh ly, nhirong ban - -5. S8 cu8i ky - 2,100,935,338 2,100,935,338II. Gia tr] hao mon Ifiy k~1. S8 d§u ky - 2,037,113,186 2,037,113,1862. Khau hao trong nam 5,983,332 5,983,3323. T/ly, nhirong ban - -4. S8 cu8i ky - 2,043,096,518 2,043,096,518III. Gia tr] con I:;Ii1. Tai ngay dau kjJ - 63,822,152 63,822,1522. Tai ngay cu6i kjJ - 57,838,820 57,838,820

10 T' h h' h ~ TSCD A h' h. III III tang, gram VO III

Chi tieu Quysn slr dung dMPMn mem may

Tang cQngHnh

I. Nguyen gill1. S6 dftu ky - 1,808,499,800 1,808,499,8002. Mua trong nam - -3. Thanh ly, nhuong ban - -

4. S6 cu6i ky - 1,808,499,800 1,808,499,800II. Gia tr] hao mon Jiiy k~1. S6 dftu ky - 1,638,109,531 1,638,109,5312. Khau hao trong nam - 29,855,832 29,855,8323. Thanh ly, nhuong ban - - -4. S6 cu6i ky - 1,667,965,363 1,667,965,363III. Gia tr] con I:;Ii1. Tq.i ngay dOu kjJ - 170,390,269 170,390,2692. Tal ngay cu6i ky - 140,534,437 140,534,437

DVT: d6ng

Lo~i yay ng~n hanLlii So duo So yay So tra SB duo cuBi kysuiit (lflu ky trong ky trong ky

- Yay ngan hang TMCP Ban Vi~t 3,500,000,000 3,500,000,000 -

CQng 3,500,000,000 3,500,000,000 -

- 5 -

AN,01

•...·C~TP '.J

~

11. Yay va no dai han: DVT: d6ng

Loai vay va nQ'dai hanLiii S8 du S8 vay S8 tra S8 duocu8i

suih d§U ky trong ky trong ky kya - Yay dai han- Yay ngan hang(Chi tiSt theo muc

0 0 0 0dich yay/Thai han yay)- Yay d6i nrong khac (Chi tiSt theo

0 0 0 0muc dich yay/Thai han yay)b - No dai han 0 0 0 0- Thue tai chinh- No dai han khac

CQng12. Chi phi tra trurrc: (I>VT: dong)

Cu8i QuyGift trj CCDC, Chi phi khac

(Thai han phan b5 <12 thang)Gift trj CCDC, Chi phi khac

( Thai han phan b5 >12 thing)

Tang cQng

307,629,509 415,729,089

37,899,588

345,529,097

3,942,563

419,671,652

13. Ti~n Quy ho tro thanh toan: (DVT: dong)

- Ti~n d~u ky- Ti~n n9P b6 sung- Ti~n H'iiphan b6 trong ky

3.155.655.138 d6ngo d6ngo d6ng

VI. Thong tin b6 sung cho cac khoan muc trinh bay trong Bao cao thu nh~p toan di~n

1. C6 tfrc va ti~n Hii tai san tai chinh, cac khoan vay

Nam nayNam trmrc

Quy nay Liiy k~

C6 tire 18,910,330 18,924,830 130,400

Doanh thu cho yay ky quy CK 196,552,000 381,403,000 151,701,202

Doanh thu cho yay UT ti~n ban CK 7,933,000 22,884,000 18,569,306

CQng 223,395,330 423,211,830 170,400,908

2. Doanh thu ugoai thu nhap cac tai san tai chinh.Nam nay

Nam trmrcQuy nay Liiy k~

Doanh thu Moi gioi chirng khoan 560,828,760 1,549,720,896 2,406,596,535

Doanh thu Hoat d9ng Tir v~n 51,905,900 325,369,536 1,314,263,636

Doanh thu Luu ky clurng khoan 63,637,965 124,663,276 68,067,176

Doanh thu Lai ti~n goi 240,148,308 632,031,368 524,810,932

CQne 916,520,933 2,631,785,076 4,313,738,279

-6 -

3. Chi phi thu~ Thu nh~p doanh nghiep

NaID nayNaID trmrc

Quy nay Lfiy k~Chi phf thue TNDN hien hanh 61,449,116 221,293,753 30,511,762

VII - ThOng tin b6 sung cho Bao cao tinh hinh bi~n dQng vbn chii sO' :Ph~n c6 nrc dli diroc de xuat, hoac diroc cong b6 sau ngay l~p Bao cao tlnh hinh tai chinh nhungtnroc khi bao cao tai chinh duoc phep phat hanh: O.Gia tr] c6 tire cua c6 phieu iru dlii luy k€ chira duoc ghi nhan: O.Thu nhap va chi phi, llii hoac 16 hach toan true tiep vao nguon v6n chu so' htru:

Thu nhapChi phiLai (16)

1,139,916,263894,119,799245,796,464

IX - Nhfrng thong tin khac.

NgrrOi I~p bi~u(Ky, ho ten)

TPTVTC(Ky, ho ten)

/ttV';:: .. ~ .Nguyen Th] Kieu GIang

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