rf signal processing planar antennas for beam tracking and...
TRANSCRIPT
RF Signal Processing Planar Antennas
for Beam Tracking and
Direction-of-Arrival Estimation
(ビーム追尾および到来方向推定用 RF 信号処理平面アンテナに関する研究)
RIMI RASHID Student ID: 15634013
A Thesis submitted in partial fulfillment of the requirements for the degree of
Doctor of Philosophy in Electrical and Electronic Engineering To
Graduate School of Science and Engineering Saga University
Supervised by
ICHIHIKO TOYODA
Professor, Saga University
March, 2018
RF Signal Processing Planar Antennas
for Beam Tracking and
Direction-of-Arrival Estimation
(ビーム追尾および到来方向推定用 RF 信号処理平面アンテナに関する研究)
RIMI RASHID Student ID: 15634013
Graduate School of Science and Engineering
Saga University, Saga, Japan
ii
Abstract
RF Signal processing concerns the analysis, synthesis, and modification of radio
frequency signals. In this thesis, planar antenna arrays are combined with RF
signal processing technology which brings a new era to research field on planar
antennas. Microwave integrated circuits (MIC) i.e. magic-T, RF multiplier etc.
are integrated with same planar structure which makes the whole antenna
structure very simple and compact. Several antennas have been developed to
serve beam tracking operation and direction-of-arrival estimation purpose. The
antennas are designed and their basic concepts are confirmed by their
experimental results. The antennas designed in this research work employ phase
monopulse mechanism.
A planar beam tracking antenna is proposed and it consists of a magic-T, two
antenna elements and phase shifters. The basic concept of the antenna is to adjust
the phase shifter using the difference of the signals received by the two antenna
elements and shift the beam to the direction of arrival wave. The prototype of the
antenna is made and beam tracking function is confirmed.
DOA estimation antenna has been designed to enhance the estimation capability
by integrating RF multiplier. RF Multiplier detects the phase relation between
sum and difference of the two received signals. The proposed antenna provide
wide range of DOA estimation whereas conventional monopulse DOA
estimation antennas determine the angle of half space. The proposed concept is
verified by fabricating the prototype of this antenna.
Multilayer structure of DOA estimation antenna is also proposed in this
research work. The proposed antenna can detect DOA estimation in two plane
i.e. xz-plane and yz-plane. To obtain dual axis angle of arrival detection, a
multilayer structure is introduced. The proposed structure consists of four
annular slot antennas as antenna elements and magic-Ts. The prototype of this
antenna is fabricated and confirmed its perception.
iii
Acknowledgement
First and foremost, I would like to express my deepest gratitude to my adviser
Dr. Ichihiko Toyoda, Professor, Department of Electrical and Electronic
Engineering, Saga University, for accepting me as a Ph.D student. It was
impossible for me to complete my research without his encouragement,
thoughtful guidance and critical comments. Dr. Toyoda has supported me not
only by providing a research assistantship over almost three and half years,
but also encouraged me academically and emotionally through the rough road
to finish this thesis. He has been supportive since the day I began working
in this lab. It is also a great honor and privilege for me to work under his
supervision.
I would like to thank Dr. Eisuke Nishiyama, Associate Professor,
Department of Electrical and Electronic Engineering, Saga University, for
providing valuable guidance, technical supports and mentorship during this
research work. I also wish to pay my gratefulness to Dr. Takayuki Tanaka,
Associate Professor, Department of Electrical and Electronic Engineering,
Saga University, for his fruitful discussions, encouragement, supports and
motivational speech. I would also like to thank Mr. Tasuku Uechi for his
valuable support.
I am thankful to Dr. Shinichi Sasaki and Dr. Sumio Fukai, Associate
Professor, Department of Electrical and Electronic Engineering, Saga
University for their valuable comments and suggestions during my thesis
defense presentation.
iv
I would like to express my gratitude and thanks to all faculty members of
Electrical and Electronic Engineering Department and the students of my
laboratory and for their outstanding support during all these days at Saga
University. I would also like to show my gratitude to Dr. Hiroshi Satow, Dr.
Md. Azad Hossain and Muhammad Asad Rahman for their support and
suggestions to peruse my research activities.
I am especially indebted to the authority of Saga University and the
government of Japan for providing financial support through
Monbukogakusho Scholarship to carry out my research work.
I would also like to thank to my parents, my parents in-laws and younger
brother whose love and guidance are with me in whatever I pursue. They were
always supporting me and encouraging me with their best wishes.
Most importantly I would like to thank my husband Nazmush Shams. He
was always there cheering me up and stood by me through the good and bad
timing.
v
Contents Abstract ii
Acknowledgements iii
List of Tables viii
List of Figures ix
1 Introduction 1
1.1 Background 1
1.2 Research Approach 5
1.3 Organization of this Thesis 6
2 Microstrip Planar Antenna 8
2.1 Planar Antenna 8
2.2 Feeding Techniques 10
2.2.1 Microstrip Line Feeding 10
2.2.2 Coaxial Feeding 11
2.2.3 Aperture Coupling 11
2.2.4 Proximity Coupling 11
2.3 Planar Array Antenna using Both-Sided MIC Technology
12
2.3.1 Microstrip-slot Branch 14
2.3.2 Slot-Microstrip Branch 14
2.3.3 Magic-T 14
3 5.8 GHz Beam Tracking Antenna using Magic-T 18
vi
3.1 Introduction 18
3.2 Basic Principle 20
3.2.1 Theoretical Evaluation 23
3.3 Antenna Design 26
3.3.1 Phase Shifter 26
3.3.2 Magic-T 31
3.4 Prototype E-plane Beam Tracking Antenna 33
3.5 Result and Discussion 33
3.6 H-plane Beam Tracking Antenna Design 38
3.6.1 Operating Principle 38
3.6.2 Antenna Structure 40
3.6.3 Prototype Antenna 42
3.6.4 Result and Discussion 42
3.7 Summary 49
4 DOA Estimation Antenna 50
4.1 Introduction 50
4.2 Operating Principle 53
4.3 Antenna Structure 58
4.3.1 RF Multiplier 59
4.3.2 Power Divider 64
4.4 Measured Result 67
4.4.1 Prototype Antenna 67
4.4.2 Result and Discussion 68
4.5 Summary 73
5 Dual Axis DOA Estimation Antenna 74
5.1 Introduction 74
5.2 Basic Operation Principle 77
5.3 Antenna Structure 78
5.4 Result and Discussion 79
5.4.1 Simulated Result 79
5.4.2 Prototype Antenna 82
vii
5.4.3 Measured Result 82
5.5 Conclusion 84
6 Conclusion 85
References 87
Appendix 93
viii
List of Tables 3.1 Comparison between calculated and measured beam
directions 36
ix
List of Figures 1.1 Research Approach 7
2.1 Microstrip planar antenna 9
2.2 Microstrip line feed 9
2.3 Coaxial feed 9
2.4 Aperture coupling feed 9
2.5 Proximity coupling feed. 9
2.6 Microstrip-slot Branch Circuit 13
2.7 Slot-Microstrip Branch Circuit 13
2.8 Basic Structure of Magic-T 15
2.9 Equivalent Circuit of Magic-T 15
2.10 Simulated performance of the magic-T 17
3.1 Block diagram of the proposed beam tracking concept. A magic-T generates the sum () and difference (Δ) of the signals received by two antennas. The Δ signal is used to control the phase shifter.
21
3.2 Operating principle of the proposed beam tracking antenna. 22
3.3 Vector diagram of the proposed beam tracking antenna. 22
3.4 Theoretical radiation pattern of . The main beam of the shift to right according to the phase shift value 0 . The
radiation pattern of a single rectangular patch antenna is D also plotted as a reference.
24
3.5 Theoretical radiation pattern Δ signals. The null of the Δ shift to right according to the phase shift value 0 . The
24
x
radiation pattern of a single rectangular patch antenna is D also plotted as a reference.
3.6 Structure of the proposed beam tracking antenna. A magic-T and two phase shifters employing the both-sided MIC technology are integrated with two antenna elements. The bias voltage of each phase shifter is applied via a bias probe at the center of the antenna element.
25
3.7 Phase shift vs capacitance of the varactor diode. 27
3.8 Structure of the phase shifter. The phase shifter consists of a de Ronde’s coupler and varactor diodes.
28
3.9 Prototype of the 5.8-GHz phase shifter. 28
3.10 Measured reflection coefficient of the prototype phase shifter.
29
3.11 Measured transmission coefficient of the prototype phase shifter.
29
3.12 Phase shift vs applied bias voltage relation. 30
3.13 Schematic structure of the magic-T. 31
3.14 Prototype of the 5.8-GHz beam tracking antenna (size: 198 × 131 mm).
32
3.15 Experimental setup at anechoic chamber. 33
3.16 Measured return loss at Port 1. 34
3.17 Measured return loss at Port 2. 34
3.18 Measured gain at Port 1. 35
3.19 Measured gain at Port 2. 35
3.20 Measured gain with respect to the beam angle. 37
3.21 Comparison of the beam shift characteristics of 5.8- and 10-GHz antennas.
37
3.22 Configuration of magic-T integrated antennas. 39
3.23 Antenna structure of the H-plane beam tracking antenna. 40
3.24 Prototype of the 5.8-GHz H-plane beam tracking antenna (size: 110 110 mm
41
3.25 Reflection coefficient at Port 1 (). 43
3.26 Reflection coefficient at Port 2 (). 44
3.27 Radiation pattern of signal. 45
3.28 Radiation pattern of signal. 46
3.29 Beam angle vs applied voltage plot. 47
xi
3.30 Gain vs beam angle plot. 47
4.1 Block Diagram of the proposed DOA estimation antenna concept. Sum () and diference () of the two received signals are generated by a magic-T. Sign of signal can be obtained from an RF multiplier.
54
4.2 Basic operating principle of the proposed DOA estimation antenna.
55
4.3 Structure of the proposed planar DOA estimation antenna. Two magic-Ts and an RF multiplier employing the both-sided MIC technology are integrated with four antenna elements.
58
4.4 Structure of the RF multiplier. Sum () and difference () of the two received signals are fed to Port RF1 and RF2 respectively. By observing the output voltage, sign of signal can be perceived.
59
4.5 Two diode balanced multiplier. 60
4.6 Theoretical relation between the RF multiplier output voltage and arrival angle
63
4.7 Two input two output power dividers used to divide the powers to RF ports and RF multiplier.
64
4.8 Two input two output power dividers used to divide the powers to RF ports and RF multiplier.
66
4.9 Prototype 10-GHz DOA estimation antenna (Size: 113113 mm, f =10 GHz).
67
4.10 Measured reflection coefficient plots of Port 1 and Port 2 of the designed antenna.
69
4.11 Simulated and measured radiation patterns of and Δ signals.
69
4.12 Relation between / and arrival angle . Arrival angle can be determined from this plot and sign of the signal.
70
4.13 Experimental Orientation in Anechoic Chamber to measure output of RF multiplier.
70
4.14 Measured RF multiplier output voltage vs. arrival angle (Frequency Dependence).
72
4.15 Measured RF multiplier output voltage vs. arrival angle (Power density dependence).
72
5.1 Block operating principle of the DOA estimation Antenna concept.
76
xii
5.2 Concept of the dual-axis DOA estimation antenna. 76
5.3 Schematic structure of the antenna (5.8 GHz). 78
5.4 Simulated reflection coefficient plot of Port 1, 2, 3 and 4. 80
5.5 Simulated radiation pattern plot of and signal in xz-plane and yz-plane.
80
5.6 Prototype of the 5.8-GHz dual axis DOA estimation antenna. (size: 88mm × 88mm)
81
5.7 Experimental setup in anechoic chamber. 83
5.8 Measured reflection coefficient plot of Port 1, 2, 3 and 4. 83
5.9 Measured radiation pattern plot of and signal in xz-plane and yz-plane.
84
1
Chapter 1
Introduction
1.1 Background
Wireless communication is a transmission of information over a distance
without requiring wires, cables or any other electrical conductors. Wireless
communication is one of the important mediums of transmission of data or
information to other devices. Antennas are key components of any wireless
communication system [1,2,3]. The IEEE standard definitions of terms for
antenna defines the antenna as “a means for radiating or receiving waves” [4].
The principles necessary for antennas were originated by Maxwell [3] in
1864 and based on these principles Hertz’s first antenna was developed in
1887 [5]. He performed transmit receive experiments using dipoles, loops and
reflector antennas. After that in 1901, Marconi succeeded in sending signals
over large distance from England to Newfoundland. Until 1940s antenna
technology was primarily focused on wire related radiation elements. After
World War II, modern antenna technology was born and new elements such
as waveguide aperture, horns, reflectors, lenses etc. were first introduced [6]
The concept of microstrip patch antenna originated in the 1953s [7], but it
did not attract serious attention until the 1970s. The microstrip patch antenna
was introduced by Munson in 1972 [9]. In 1974, his work was published in a
journal paper. His work discussed about the wrap around microstrip antenna
and the rectangular patch [10]. Shortly after Munson’s work, Howell also
2
discussed rectangular patch antenna and after that he introduced the circular
patch as well as the circularly polarized patch antenna [11]. Soon after the
introduction of microstrip antenna, different methods to analyze this antennas
including the transmission line model [12], the cavity model [13] and the
spectral domain method [14] were reported in different literatures.
Microstrip antennas are widely used in different microwave
communication applications because of their simplicity and compatibility
with printed circuit technology. Microstrip antennas usually have the
important advantages of being low profile and conformable. The main
disadvantage of microstrip antenna compared with other antennas are lower
radiation efficiency and small bandwidth, though many specialized
techniques have been developed to increase the radiation efficiency and
bandwidth of microstrip antenna [3].
A wide range of wireless technologies is currently used in wireless
communication systems. Advanced technologies based on digital signal
processing have developed to fulfill the requirements of higher data rate,
larger capacity and higher efficiency. Accordingly, multifunction and high
performance microwave and millimeter wave components are also required
to promote the wireless technologies [8]. Development of advanced planar
antennas based on RF signal processing is a revolution in the field of the
wireless communication technology. These new generation antennas provide
many important features such as low profile, light weight, low cost and ease
of integration into arrays. These features make them ideal components for
radars and modern communication systems.
3
Radar is an object-detection system which utilizes electromagnetic waves,
specifically radio waves. At the beginning, main function of a radar was to
detect object from long distances. After that, along with the development of
the radar technology, the radar has multiple functions such as simultaneous
search and tracking of multiple targets, and collects various information
related to the targets. It can determine the range, altitude, direction, or speed
of both moving and fixed objects such as aircraft, ships, spacecraft, guided
missiles, motor vehicles and weather formations.
An automotive radar is used to locate objects in the vicinity of the car and
consists of a transmitter and a receiver. The transmitter sends out radio waves
that hit an object and bounce back to the receiver. By controlling the
direction in which radio waves are sent and received, it is possible to detect
objects' distance, speed and direction. This requires steerable antennas that
can be automatically directed or received antennas so that signals receive
simultaneously from several different directions. These devices are used in
advanced cruise control systems, collision warning systems, blindspot
monitoring, lane-change assistance, rear cross-traffic alerts, and back-up
parking assistance. More recently, advancements in radar technology have
allowed these systems to have the functionality of more preventative safety
features such as collision mitigation. The main functions of automotive radar
system are range estimation, doppler frequency estimation, direction of
arrival (DOA) estimation and tracking.
One of today’s major challenges is to develop such antennas for radars with
high enough performance at a reasonable cost. To accomplish the above
4
requirements, advanced planar antenna technology is fully utilized and novel
planar antennas are developed for beam tracking and direction of arrival
estimation purpose. In this thesis, beam tracking antennas and direction of
arrival estimation antennas are described.
DOA estimation antenna can be used to detect the angle of the signal to
track the position of the object. There are several types of angle measurement
techniques, such as beam switching method and phased array method. In the
beam switching method, angle measurement is performed by switching fixed
beams. In the phased array system, a number of antennas are used to change
the shape of the beam. These systems become large sized and not suitable for
mounting on a moving body. There is another monopulse method for angle
measurement method. In the monopulse method, one signal is received by
two antennas, and the angles are measured using the sum and difference
values (Σ and Δ). Since the monopulse method is an angle measurement
method that can easily be used compared to other two principles, the
monopulse method is focused in this research. The beam tracking antennas
presented in this thesis is also based on the monopulse mechanism.
Many research activities have been presented on monopulse antennas in
recent years. A single layer monopulse microstrip antenna array was proposed
to achieve two dimensional monopulse performance [15]. Four 3-dB hybrid
couplers and several 90 delay lines are used as a comparator in this design.
A multilayer 44 microstrip patch antenna has been demonstrated to extend
the impedance bandwidth of the antenna in C-band [16]. Another monopulse
antenna has been designed by integrating an electromagnetically coupled
5
(EMCP) MSA array structure and a rat-race hybrid instead of a branch line
coupler as a comparator so that it can be used as a transmitter in addition to a
receiver [17]. A dual probe fed single aperture monopulse antenna has been
presented to eliminate complex phasing networks and aperture arrangement
of the antenna. This structure consists of a slot embedded patch, two probe
inputs and a 180 directional coupler [18]. The DOA estimation concept based
on monopulse mechanism has been already discussed in [19]. The classical
monopulse concepts are extended to a general complex monopulse concept
which can utilize information from side lobes by using phase shift of the
signals.
There are several problems with the arrival angle estimation and tracking
devices. First of all, it is size and weight. Large or heavy items are not suitable
for moving objects. Therefore, the devices should be small in size. Besides,
many tracking and arrival angle estimation devices are complex and
expensive. In order to realize it at low cost, simplification of the structure
becomes a problem. In this research, the aim is to realize beam tracking and
arrival angle estimation configuration with a compact, high performance and
simple configuration by using both plane circuit technology [20].
1.2 Research Approach
To realize the increasing demand of RADAR detection and tracking
techniques, low cost planar antennas are proposed in this thesis. Microwave
integrated circuits technology is applied with antenna array structure. Figure
1.1 illustrates the basic structure of the research work presented in this thesis.
6
Two beam tracking antennas consisting of magic-T and phase shifter have
been designed. Varactor diode loaded phase shifter is used to track the beam
by changing the capacitance of the diode. On the other hand, a 2×2 slot
antenna array with orthogonal feed networks combining with magic-T has
been implemented for DOA estimation at both planes. Another DOA
estimation antenna that shows the extended angle performance has also been
designed using RF mixer.
1.3 Organization of this Thesis
In this dissertation, chapter 1 contains the background and objective of the
proposed research. The introduction and fundamental of the microstrip planar
antenna is described in chapter 2. Microwave integrated circuits i.e. magic-T
and de Ronde’s coupler are also described in this chapter. Chapter 3 describe
the concept and outcomes of the beam tracking antenna. Both E-plane and H-
plane beam tracking operation are described two separate antenna structures.
7
Chapter 4 describes the basic principle and realization of the extended angle
of DOA estimation antenna. The proposed DOA estimation antenna can
measure the arrival angle broader than conventional DOA estimation antenna.
Chapter 5 discuss about the dual axis DOA estimation antenna. Arrival angle
can be estimated in xz-plane and yz-plane by this antenna. Finally, in chapter
8, the conclusion, findings and scope of future work are narrated.
Figure 1.1 Research Approach
Antenna Array
Phase Shifter RF Mixer
Magic-T
Beam Tracking Antenna
Dual-axis DOA
Estimation Antenna
Extended Angle DOA Estimation
Antenna
8
Chapter 2
Microstrip Planar Antenna
2.1 Planar Antenna
Microstrip antennas have been one of the most innovative topics in antenna
theory and designs in recent years, and are increasingly finding application in
a wide range of modern microwave systems. As shown in Figure 2.1, the basic
configuration of a microstrip antenna is a metallic patch printed on a thin,
grounded dielectric substrate. Originally, the element is fed with either a
coaxial line through the bottom of the substrate, or by a coplanar microstrip
line. This type of excitation allows feed networks and other circuitry to be
fabricated on the same substrate as the antenna element. The microstrip
antenna radiates a relatively broad beam broadside to the plane of the
substrate. Thus the microstrip antenna has a very low profile, and can be
fabricated using printed circuit (photolithographic) techniques. This implies
that the antenna can be made conformable, and potentially at low cost. Other
advantages include easy fabrication into linear or planar arrays, and easy
integration with microwave integrated circuits.
To a large extent, the development of microstrip antennas has been driven
by system requirements for antennas with low-profile, low-weight, low-cost,
easy integrability into arrays or with microwave integrated circuits, or
polarization diversity. Thus microstrip antennas have found application in
both the military and the civil sectors.
9
Figure 2.1 Microstrip planar antenna.
Figure 2.2 Microstrip line feed.
Figure 2.3 Coaxial feed.
Figure 2.4 Aperture coupling feed.
Figure 2.5 Proximity coupling feed.
Patch
DielectricSubstrate
Ground
Patch
Microstrip line feed
Dielectric Substrate
Patch
GroundCoaxial
Connector
Patch
DielectricSubstrate
Ground
Slot Line
Microstrip Feed Line
Patch
DielectricSubstrate
Microstrip Feed Line
10
Disadvantages of the original microstrip antenna configurations include
narrow bandwidth, spurious feed radiation, poor polarization purity, limited
power capacity, and tolerance problems. Much of the development work in
microstrip antennas has thus gone into trying to overcome these problems, in
order to satisfy increasingly stringent systems requirements. This effort has
involved the development of novel microstrip antenna configurations, and the
development of accurate and versatile analytical models for the understanding
of the inherent limitations of microstrip antennas, as well as for their design
and optimization.
2.2 Feeding Techniques
There are many different methods of feeding and four most popular methods
are microstrip line feed [21], coaxial probe [22], aperture coupling [23] and
proximity coupling [24].
2.2.1 Microstrip Line Feeding
As shown in Figure 2.2, microstrip line feed is one of the easier methods to
fabricate as it is a just conducting strip connecting to the patch and therefore
can be consider as extension of patch. It is simple to model and easy to match
by controlling the inset position. However the disadvantage of this method is
that as substrate thickness increases, surface wave and spurious feed radiation
increases which limit the bandwidth.
11
2.2.2 Coaxial Feeding
Coaxial feeding, illustrated in Figure 2.3, is a feeding method in which that
the inner conductor of the coaxial is attached to the radiation patch of the
antenna while the outer conductor is connected to the ground plane.
Advantages of this method are easy of fabrication, easy to match, and low
spurious radiation. Narrow bandwidth is the main disadvantage of this
method. Moreover, it is difficult to model specially for thick substrate and
possess inherent asymmetries which generate higher order modes which
produce cross-polarization radiation.
2.2.3 Aperture Coupling
Aperture coupling shown in Figure 2.4 consist of two different substrate
separated by a ground plane. On the bottom side of lower substrate there is a
microstrip feed line whose energy is coupled to the patch through a slot on
the ground plane separating two substrates. This arrangement allows
independent optimization of the feed mechanism and the radiating element.
Normally top substrate uses a thick low dielectric constant substrate while for
the bottom substrate; it is the high dielectric substrate. The ground plane,
which is in the middle, isolates the feed from radiation element and minimizes
interference of spurious radiation for pattern formation and polarization purity.
It allows independent optimization of feed mechanism element.
2.2.4 Proximity Coupling
Proximity coupling shown in Figure 2.5 has the largest bandwidth, has low
spurious radiation. However fabrication is difficult. Length of feeding stub
12
and width-to-length ratio of patch is used to control the match.
2.3 Planar Array Antenna Using Both-Sided MIC
Technology
Design of the feed network is one of the most important part of the planar
array technology. Generally, microstrip feed lines are used to design
conventional technique to design feed network. In case of microstrip feed
network, most of the feed circuits are parallel. This increases the feed loss
with the increase of the size of the array antenna. Besides, many matching
circuits are required, as all the feeding circuits are connected in parallel. In
the result, the feeding circuit layout for the array antennas becomes
complicated and the length of the feed lines becomes much longer. Those
cause the array antenna to increase the feeding loss as well as an undesired
radiation. To overcome these problems, the Both-Sided MIC technology [20]
is a good candidate for designing the array antenna feed. The array antenna
needs no impedance matching circuits and has a very simple circuit
configuration mainly due to the excellent combination of both the microstrip-
slot parallel branch circuit and the slot-microstrip series branch circuit.
13
(a) Configuration
(b) Equivalent circuit
Figure 2.6 Microstrip-slot branch.
(a) Configuration
(b) Equivalent circuit
Figure 2.7 Slot-microstrip branch.
Microstrip Line
Port 1Z1
Port 3Z3
Port 2Z2
Slot Line
Port 2Z2
Port 3Z3
Port 1Z1
Slot Line
Microstrip Line
Microstrip Line
Slot Line
Port 1Z1
Port 2Z2
Port 3Z3
Port 3Z3
Port 2Z2
Port 1Z1
Microstrip Line
Slot Line
14
2.3.1 Microstrip-slot Branch
Figure 2.6 shows the schematic layout and equivalent circuit for a microstrip-
slot branch. The circuit is composed of a microstrip line on a substrate and a
slot line on the ground plane. The impedance for port 1, port 2 and port 3 are
considered as Z1, Z2 and Z3, respectively. The microstrip-slot branch are
connected in parallel, so the condition to match impedances is Z2 = Z3 = 2Z1.
In addition, two output signals at the equal distance points from the branch
point on the slot line are same amplitude and in phase.
2.3.2 Slot-Microstrip Branch
Figure 2.7 shows the schematic diagram and equivalent circuit for a slot-
microstrip branch. The impedance for port 1, port 2 and port 3 are considered
as Z1, Z2 and Z3, respectively. The slot-microstrip branch circuits are
connected in series, so the condition for impedance matching is Z2 = Z3 =
Z1/2. Thus, at the equal distance points from the branch point in the slot line,
two output signals are same amplitude and anti-phase.
2.3.3 Magic-T
Integrated magic-T structures have been widely used at
microwave/millimeter wave frequencies as functional components of
complex microwave circuits and systems.The magic-Ts are four-port devices
that offer in-phase and anti-phase signal division between their two output
ports [25-31]. The main applications of magic-T are balanced-mixers,
discriminators, interferometers, and beam-forming networks. Some desired
15
properties of magic-Ts include wide bandwidth phase and amplitude balance,
low insertion loss, high isolation, compact size, and simplicity of its
fabrication.
Figure 2.8 shows the basic structure of the magic-T. It is the combination
of a microstrip line T junction and a slot-to-microstrip line branch. Figure 2.9
shows the equivalent circuit of the magic-T. The impedance of Port M1 is half
of the impedance of Port M3 and M4. On the other hand, the impedance of
Port M2 is double of the impedance of Port M3 and M4. The signals fed from
Figure 2.8 Basic Structure of Magic-T
Figure 2.9 Equivalent Circuit of Magic-T
Microstrip Line
Microstrip Line T Junction
Microstrip Line
Slot Line
Slot to Microstrip Line Branch
Magic-T
Microstrip Line
Slot Line
Port M3 (Z0)
Port M1(Z0/2)
Port M4 (Z0)
Port M2 (2Z0)
Anti-Phase Signal
In-Phase Signal
Port M1(Z0/2)
Microstrip Line
Port M3 (Z0)
Port M4 (Z0)
Port M2 (2Z0)
Slot Line
16
Port M3 and M4 with the same phase are combined and output to Port M1, as
the microstrip line T junction is a parallel branch. On the other hand, as the
slot-to-microstrip line branch is a series branch, the signals fed from Port M3
and M4 with the anti-phase are combined and output to port M2. Furthermore,
isolation between Port M1 and M2 are achieved due to the difference of the
propagation modes of the microstrip line and slot line.
Figure 2.10 show the simulated performance of the magic-T. As shown in
Figure 2.10(a), the return losses of Port M1 and Port M2 are better than 20
dB at 5.8 GHz, while the insertion losses of the in-phase signal ( 31S , 41S ) and
anti-phase signal ( 32S , 42S ) are less than 3.1 dB and 4.1 dB, respectively. The
isolations ( 34S , 12S ) are better than -19.9 dB and -84.1 dB. Extremely high
isolation between Port M1 and M2 is achieved. Figure 2.10(b) shows the
phase difference vs. frequency plot, which confirmed that the magic-T
provides in-phase and anti-phase power division. Then, when RF signals are
fed from Port M3 and M4, the sum and difference of the signals are separately
obtained at Port M1 and M2, respectively. The simulation is performed by
Keysight Technologies’ ADS simulation software.
17
(a) Amplitude of S-parameters
(b) Phase difference
Figure 2.10 Simulated performance of the magic-T
-40
-30
-20
-10
0
S-p
aram
eter
s [d
B]
7.06.56.05.55.04.5Frequency [GHz]
S11 S22
S31, S41
S32, S42
270
180
90
0
-90
Pha
se D
iffe
renc
e [d
eg.]
7.06.56.05.55.04.5Frequency [GHz]
S31-S41
S32-S42
18
Chapter 3
5.8 GHz Beam Tracking Antenna Using
Magic-T
This chapter discusses a novel planar beam tracking antenna and brings a new
prototype antenna in wireless communication systems. The proposed antenna
consists of a magic-T, two antenna elements and two phase shifters. The main
idea for the antenna is to adjust the phase shifter using the difference of the
signals received by the two antenna elements to tilt the beam in the direction
of the arrival wave. Theoretical discussion is presented to explain the concept.
Both-sided MIC technology is effectively used to integrate the magic-T and
the phase shifters with the antenna elements in a simple structure. A prototype
antenna of the new design is fabricated and the radiation pattern and return
loss are measured. Simulation and experimental results of the beam direction
vs. applied voltage are successfully compared and the proposed concept is
experimentally demonstrated.
3.1 Introduction
Development of advanced planar antennas based on RF signal processing
is a revolution in the field of the wireless communication technology. These
new generation antennas provide many important features such as low profile,
19
light weight, low cost, and ease of integration into arrays. These features
make them ideal components for radars and modern communication systems,
specially, for the portable wireless devices. Properties of planar antennas have
been discussed many times in many journals and proceedings [32, 33].
Several types of advanced planar antennas have been also developed for the
RF signal processing [35]. These antennas are constructed with microstrip
lines and slot lines on both sides of the substrate and microwave circuits such
as a magic-T are integrated with antenna elements [20]. A direction of arrival
estimation antenna [36-38] and beam steering antenna [39] are already
presented.
Several research works have done to enhance the evolution of beam
tracking systems in wireless communication. There are many tracking
systems i.e. manual/programmed steering, monopulse tracking, sequential
amplitude sensing tracking (conical scan and step track) and electronic beam
squinting are developed. A planar antenna for a beam tracking system, was
proposed for land vehicle satellite communications. A step back method by
using an angular rate sensor is used in this system [40]. Another tracking
phased array antenna system for the shipboard station in X-band satellite
communication was described. This antenna has TX and RX antenna beams
as well as tracking beam where beams are independently steered
electronically in elevation and mechanically in azimuth [41].
We have also presented a planar beam tracking antenna using a magic-T
applying monopulse tracking mechanism [42]. The main function of this
beam tracking antennas is shifting their beam according to the received waves.
20
The beam tracking antenna we have proposed is also a novel antenna in the
RF signal processing. The antenna was designed, fabricated and also
measured experimentally.
In this chapter, a novel 5.8-GHz planar beam tracking antenna is proposed.
The advantage of the proposed antenna over digital processing beam tracking
is low power consumption and rapid response due to the analog processing of
the system. The concept and basic operation principle of the beam tracking
antenna are discussed with theoretical calculations in section 3.2. In section
3.3, the structure and design of the antenna which integrates antenna elements
and microwave circuits such as a magic-T and phase shifter are described.
These microwave circuits are also briefly introduced in this section. Section
3.4 shows a prototype beam tracking antenna designed for 5.8-GHz band. The
measured results which demonstrate the concept of the proposed beam
tracking antenna and the comparison between simulation and experimental
results are highlighted in this section 3.5. Section 3.6 describe the basic
concept, structure and measured result of the H-plane beam tracking antenna.
3.2 Basic Principle
Figure 3.1 illustrates the basic block diagram of the proposed beam tracking
concept. The proposed beam tracking antenna consists of two antennas, a
magic-T and a phase shifter. A detector and controller circuit are attached to
the proposed antenna to adjust the phase shifter. The phase shifter is used to
change the phase of the signal received by one of the two antenna elements.
By changing the phase shift value of the phase shifter to compensate the phase
21
difference, maximum power is obtained by combining the two received
signals. It corresponds that the beam of the antenna array shifts in the
direction of the arrival wave. In this proposed antenna, a magic-T is employed
to combine the two received signals and detect the phase difference of the
signals received by the two antennas. As a magic-T is a microwave circuit
that provides in-phase or anti-phase power division according to the input and
output ports, the sum () and difference (Δ) of the received signals are easily
obtained by using the magic-T.
Figures 3.2 and 3.3 describe the operating principle of the proposed
antenna. When arrival waves are received by the two antennas with angle
as shown in Figure 3.2, the waves have a phase difference φ. The relation of
Figure 3.1 Block diagram of the proposed beam tracking concept. A
magic-T generates the sum () and difference (Δ) of the signals received
by two antennas. The Δ signal is used to control the phase shifter.
Arrival wave
Detector & Controller
Circuit
Receiver
∑ ∆
Magic-T
Phase Shifter0
22
the arrival angle and the phase difference φ is expressed by the following
equation from phase monopulse mechanism concept.
sin
2 d (3.1)
where d and are the antenna separation and wavelength, respectively. Hence,
the sum () and difference (Δ) of the received signals are expressed in the
following expressions:
Figure 3.2 Operating principle of the proposed beam tracking
antenna [Reproduced courtesy of The Electromagnetics Academy].
Figure 3.3 Vector diagram of the proposed beam tracking antenna
[Reproduced courtesy of The Electromagnetics Academy].
12
1d 2
d sin
Arrival wave
#1
#2
Re
Im
23
2cose)(2
e)(ee)(
0
0
0
2
22
j
jjj
θD
θDθD (3.2)
2sine)(2
e)(ee)(
0
0
0
2
22
j
jjj
θjD
θDθD (3.3)
where φ0 and D() are the phase shift value of the phase shifter and the
radiation pattern of a single antenna element, respectively.
The main objective of this antenna is to shift the main beam direction
according to the arrival wave, i.e., make the maximum. Figure 3.3 shows
the relation among two received signals, their sum () and difference (Δ) with
a vector diagram. As shown in this figure and above expressions, becomes
maximum and Δ becomes zero when φ0 = φ. This means that the beam tilts in
the direction of the arrival wave by adjusting the phase shifter to make the Δ
minimum.
3.2.1 Theoretical Evaluation
Figures 3.4 and 3.5 show the theoretical results of the radiation pattern of the
and Δ signals calculated using Eqs. (3.2) and (3.3) for the phase shift φ0 =
0°, 30°, 60° and 90°. D() is also plotted as a reference. Here, the radiation
pattern of a single rectangular patch antenna is used for D(), which is
expressed by the following expression [43]:
24
θβL
θD sin2
cos)( (3.4)
Figure 3.4 Theoretical radiation pattern of . The main beam of the shift to right according to the phase shift value 0 . The radiation pattern of a
single rectangular patch antenna is D also plotted as a reference
[Reproduced courtesy of The Electromagnetics Academy].
Figure 3.5 Theoretical radiation pattern Δ signals. The null of the Δ shift to right according to the phase shift value 0 . The radiation pattern of a
single rectangular patch antenna is D also plotted as a reference
[Reproduced courtesy of The Electromagnetics Academy].
-40
-30
-20
-10
0
Rel
ativ
e P
owe
r [d
B]
-90 -60 -30 0 30 60 90
Angle[deg.]
D(= 0
o
= 30o
= 60o
= 90o
-40
-30
-20
-10
0
Rel
ativ
e P
owe
r [d
B]
-90 -60 -30 0 30 60 90
Angle[deg.]
D(= 0
o
= 30o
= 60o
= 90o
25
where, and L are the free space phase constant and patch length of the
microstrip antenna, respectively.
As the gradual increase of the phase shift φ0, the beam tilts to the right as
shown in Figure 3.4. The beam directions shifts to right from 0° to 6°, 12°
and 18° due to the increase of the phase shift value to 30°, 60° and 90°,
respectively. Similarly, null of the Δ is also shifted to the right as shown in
Figure 3.5.
Figure 3.6 Structure of the proposed beam tracking antenna. A magic-T
and two phase shifters employing the both-sided MIC technology are
integrated with two antenna elements. The bias voltage of each phase
shifter is applied via a bias probe at the center of the antenna element
[Reproduced courtesy of The Electromagnetics Academy].
Phase Shifter
A A’
Port 1
Microstrip Line
Slot Line
Port 2
Bias Probe
Magic-T
Σ
Δ
Varactor Diode
Capacitor
A A’
x
x
y
z
y
z
Patch
Impedance Transformer
26
3.3 Antenna Design
Figure 3.6 illustrates the structure of the proposed beam tracking antenna.
Two microstrip antennas, a magic-T and two phase shifters are integrated on
a substrate. Capacitors (9 pF) are used for DC cut. In this design, two phase
shifters are used to tilt the beam to both directions. The magic-T and phase
shifters are effectively employing the both-sided MIC technology [20]. The
input impedance of each antenna element is designed to be 100 Ω and it is
converted to the port impedances of 50 Ω using the magic-T and a quarter-
wavelength impedance transformer. Bias voltage of each phase shifter is
applied via a probe at the center of the patch to change the phase shift value.
3.3.1 Phase Shifter
In this proposed beam tracking antenna, beam can be shifted by adjusting
the phase shift value of the phase shifter. Phase shifter plays an important role
in this antenna. Phase shifter can be designed by integrating two varactor
diodes on the two coupled ports of a 90 hybrid coupler. A branch line coupler
(quadrature 90° hybrid) is a four-port network device with a 90° phase
difference between two coupled ports. The varactor diode acts like a variable
capacitor under reverse bias. By changing the capacitance of the varactor
diode the phase between the input and output port of the 90 hybrid coupler
can be changed.
27
Figure 3.7 shows the simulated performance of the phase shifter in different
frequencies. Phase shift value changes by varying the capacitance of the
varactor diodes. Simulation is done by using Keysight ADS simulation
software. During simulation process varactor diodes are replaced by capacitor.
Phase shift values are observed by varying the capacitance. Figure 3.7 implies
that phase shift value is zero at 2 pF capacitance. Phase shift value can
increase by decreasing the capacitor value. Phase shift vs capacitance
characteristics is same for any other frequency ranges i.e. 2.45 GHz, 5.8 GHz,
7.5 GHz and 10 GHz.
Figure 3.8 shows the structure of the phase shifter used in proposed 5.8-
GHz beam tracking antenna. In this configuration of the phase shifter,
varactor diodes are connected to the de Ronde’s coupler. The de Ronde’s
coupler is constructed with a microstrip line and slot line and it provides a 90
hybrid function with a simple structure. Two varactor diodes are attached to
Port R2 and R4 of the coupler and the phase shift is obtained by changing the
Figure 3.7 Phase shift vs capacitance of the varactor diode.
120
100
80
60
40
20
0
Pha
se S
hift
[Deg
.]
2.01.81.61.41.21.00.80.60.40.20.0
Capacitance [pF]
2.45-GHz 5.8-GHz 7.5-GHz 10-GHz
28
bias voltage of the varactor diodes. The signal received from the antenna
element is applied to Port R1 as the input and the output of the phase shifter
are received from Port R3 in different phase by applying different bias
voltages. Hence, the beam direction changes by changing the bias voltage.
Figure 3.9 shows the prototype of the 5.8-GHz phase shifter. Impedance
Figure 3.8 Structure of the phase shifter. The phase shifter consists of a de
Ronde’s coupler and varactor diodes.
Figure 3.9 Prototype of the 5.8-GHz phase shifter.
Port R1
Port R4
Port R2
Port R3
Microstrip Line
Slot Line
Varactor Diode
A A’
A’A
29
transformers are integrated to Port R1 and R3 for impedance matching
purpose. The bias voltage is applied to the varactor diodes via a bias-T. The
experiment procedure is done by using a network analyzer.
Figures 3.10 and 3.11 show the measured performance of the phase shifter.
The reflection coefficients of the phase shifter are below 10-dB level at 5.8
Figure 3.10 Measured reflection coefficient of the prototype phase shifter
[Reproduced courtesy of The Electromagnetics Academy].
Figure 3.11 Measured transmission coefficient of the prototype phase
shifter [Reproduced courtesy of The Electromagnetics Academy].
-30
-20
-10
0R
efle
ctio
n C
oeffi
cien
t [dB
]
7.06.56.05.55.04.5Frequency [GHz]
S11: 1 V 5 V 9 V S22: 1 V 5 V 9 V
-20
-15
-10
-5
0
Tra
nsm
issi
on C
oeffi
cien
t [dB
]
7.06.56.05.55.04.5Frequency [GHz]
S21: 1 V 5 V 9 V
30
GHz for every bias voltage as shown in Figure 3.10. It is also confirmed from
Figure 3.11 that the insertion losses are near 2 dB at the design frequency 5.8
GHz. Both results ensure the performance of the designed phase shifter very
well.
Figure 3.12 shows the relation between the phase shift value φ0 and applied
voltage of a prototype phase shifter. The red line indicates the simulation
result and blue line shows the measured result. In the simulation process,
relation between the phase shift value φ0 and applied voltage is calculated by
Keysight Technologies’ ADS simulation software. For this simulation
purpose, capacitors are used instead of the varactor diodes. The value of the
capacitor is tuned from 2 pF to 0.225 pF which is equivalent to 1 V to 10 V
(calculated by the data sheet of the varactor diode). Thus the phase shift value
φ0 can be obtained with respect to its applied bias voltage. The value of the
Figure 3.12 Phase shift vs applied bias voltage relation
[Reproduced courtesy of The Electromagnetics Academy].
100
80
60
40
20
0
Pha
se S
hift
[deg
.]
10987654321Bias Voltage [V]
Simulation Measured
f = 5.8 GHz
31
beam directions can be calculated by using Eq. (3.1). In Figure 3.12, both
simulation and measured plots are upward that means the phase shift value
(i.e. beam direction) changes with the increase of the bias voltage.
3.3.2 Magic-T
Integrated magic-T structures have been widely used in microwave circuits
and systems. The magic-Ts are four-port devices that offer in-phase and anti-
phase signal division between their two output ports.
Figure 3.13 shows the basic structure of the magic-T used in the proposed
antenna. The magic-T is a combination of a microstrip line T junction and a
slot- to-microstrip line T branch. The signals fed from Port M3 and M4 with
the same phase are combined and the combined signal emerges at Port M1,
as the microstrip line T junction is a parallel branch. On the other hand, as the
slot-to-microstrip line T branch is a series branch, the signals fed from Port
Figure 3.13 Schematic structure of the magic-T.
Port M3
Port M4
Port M1Port M2
Slot Line
Anti-Phase Signal
In-Phase Signal
Microstrip Line
32
M3 and M4 with anti-phase are combined and it emerges at Port M2. Port M1
and M2 are isolated due to the difference of the propagation modes of the
microstrip line and slot line. However, the sum () and difference (Δ) of the
received signals are respectively obtained at Port 1 and Port 2 in Figure 3.6
because the two microstrip antennas are fed from the opposite side of the
patches.
(a) Top View
(b) Bottom View
Figure 3.14 Prototype of the 5.8-GHz beam tracking antenna
(size: 198 × 131 mm) [Reproduced courtesy of The
Electromagnetics Academy].
33
3.4 Prototype E-plane Beam Tracking Antenna
Figure 3.14 shows top view and bottom view photographs of the prototype
5.8-GHz beam tracking antenna. A Teflon fiber substrate (r = 2.15, thickness
= 0.8 mm) is used in the design. The design center frequency is 5.8 GHz and
the size of the proposed antenna is 198 × 131 mm. The patch size is 17.16 ×
17.16 mm. The separation of the antenna elements is 0.8 (=41.4mm). GaAs
tuning varactor (MA46580) is used in the phase shifter. The bias voltage of
each phase shifter is applied via a probe at the center of the patch as shown in
Figure 3.14.
3.5 Result and Discussion
Experiment was done by using a network analyzer (HP8510C) in an anechoic
chamber as shown in Figure 3.15. A standard horn antenna is used as a
transmission antenna. The proposed beam tracking antenna is placed at
receiving side.
Figure 3.15 Experimental set up at anechoic chamber.
34
Figures 3.16 and 3.17 show the return loss plots of Port 1 () and Port2 ()
of the fabricated 5.8-GHz beam tracking antenna. Return losses of different
voltages are shown in these plots. Better than 10-dB return loss is obtained at
5.8 GHz at both Port 1 and Port 2 regardless of the bias voltage.
Figure 3.16 Measured return loss at Port 1[Reproduced courtesy
of The Electromagnetics Academy].
Figure 3.17 Measured return loss at Port 2 [Reproduced courtesy
of The Electromagnetics Academy].
-60
-50
-40
-30
-20
-10
0
Ref
lect
ion
Coe
ffici
ent [
dB]
7.06.56.05.55.04.5
Frequency [GHz]
1 V-1 V 1 V-5 V 1 V-9 V 5 V-1 V 9 V-1 V
-60
-50
-40
-30
-20
-10
0
Ref
lect
ion
Coe
ffici
ent [
dB]
7.06.56.05.55.04.5
Frequency [GHz]
1 V-1 V 1 V-5 V 1 V-9 V 5 V-1 V 9 V-1 V
35
Figures 3.18 and 3.19 show the measured radiation patterns of and Δ
signals, respectively. The phase shifter is adjusted by changing the bias
voltage of the varactor diodes. In this experiment, bias voltage is applied to
the Right Phase Shifter (RPS) and increased from 1 V to 5 V and 9 V, where
the bias voltage of the Left Phase Shifter (LPS) is fixed to 1 V. As shown in
these figures, the beam of the signal tilts to the right by increasing the bias
Figure 3.18 Measured gain at Port 1 [Reproduced courtesy of The
Electromagnetics Academy].
Figure 3.19 Measured gain at Port 2 [Reproduced courtesy of The
Electromagnetics Academy].
-40
-30
-20
-10
0
Re
lativ
e P
ower
[dB
]
-90 -60 -30 0 30 60 90
Angle [deg.]
1 V-1 V 1 V-5 V 1 V-9 V 5 V-1 V 9 V-1 Vf = 5.8 GHz
-40
-30
-20
-10
0
Re
lativ
e P
ower
[dB
]
-90 -60 -30 0 30 60 90
Angle [deg.]
1 V-1 V 1 V-5 V 1 V-9 V 5 V-1 V 9 V-1 Vf = 5.8 GHz
36
voltage of RPS. Null of the Δ signal also shifts to the right. On the other hand,
when the bias voltage of LPS is increased and that of RPS is fixed to 1 V, the
beam shifts to left as well as null of the Δ signal. In the proposed configuration,
the Δ signal is used to determine the phase shift, i.e. angle of arrival. High
detection accuracy is expected because the null of the Δ signal is sensitive to
the angle of arrival as shown in Figure 3.19.
Table 3.1 shows a comparison between calculated and experimentally
measured results of the relation between beam direction and bias voltage. The
calculated beam direction has been obtained from the simulated result of the
5.8 GHz phase shifter. As shown in Table 3.1, the beam shifts to right 12° and
15°, when the applied bias voltages are 5 V and 9 V, respectively. In this
scenario only RPS bias voltage has changed. On the other hand, when LPS
bias voltage changes to 5 V and 9 V, beam tilts to 12° and 15°, respectively.
The beam shift was 3° when the applied bias voltage was 1 V in both
simulation and experimental result. From the comparison of the data, it is
observed that the measured result is almost similar to the calculated data and
it fulfilled the basic theoretical concept of the proposed antenna.
Table 3.1 Comparison between calculated and measured beam
directions
Bias
Voltage
Beam Direction, (deg.)
Calculated Measured
RPS LPS
1 V 0 3 3
5 V 11.62 12 12
9 V 18.02 15 15
37
Figure 3.20 shows the measured antenna gain with respect to the beam
angle where the bias voltages of the phase shifter is adjusted. The gain
variation over different beam angles is less than 0.7 dB.
Figure 3.21 shows a comparison of the beam shift characteristics of the 5.8-
and 10-GHz antennas. The result is intended by calculating beam direction
Figure 3.20 Measured gain with respect to the beam angle [Reproduced
courtesy of The Electromagnetics Academy].
Figure 3.21 Comparison of the beam shift characteristics of 5.8- and
10-GHz antennas [Reproduced courtesy of The Electromagnetics
Academy].
7.0
6.5
6.0
5.5
5.0
Gai
n [d
Bi]
-20 -15 -10 -5 0 5 10 15 20
Beam Angle [deg.]
f = 5.8 GHz
20
15
10
5
0
Be
am D
irect
ion
[Deg
.]
10987654321
Bias voltage [V]
5.8 GHz 10 GHz
38
from Eq. (3.1), where phase shift value is obtained from the simulation result
of the phase shifters for two different frequencies. These results are consistent
with measured results. The beam shifting operation of the 5.8-GHz antenna
is larger than the 10-GHz beam tracking antenna as the same varactor diodes
are used in the phase shifters for the both frequencies.
3.6 H-plane Beam Tracking Antenna Design
By using the antenna structure of Figure 3.6, the beam tracking in E-plane
can be achieved. To achieve H-plane beam tracking, this section proposes a
new antenna structure.
3.6.1 Operating Principle
Beam tracking operation is same as E-plane beam tracking antenna. The beam
tracking operating principle is discussed in section 3.2. Figure 3.22 shows two
configuration of magic-T integrated antennas. The configuration A and B as
shown in Figures 3.22(a) and 3.22(b) can provide the beam tracking function
in E-plane and H-plane, respectively. In case of E-plane beam tracking, two
antenna elements are fed from the opposite side of the patches as shown in
Figure 3.22(a). Thus signal can be obtained from slot line and signals
from the microstrip line. Therefore and signals are obtained from Port 1
and Port 2, respectively as shown in Figure 3.6. On the other hand, for H-
plane beam tracking antenna is designed such as two antenna elements are
fed from the same side as illustrated in Figure 3.22(b). As antenna elements
are fed from the same side combined in phase signal output from magic-T is
39
obtained from the microstrip line and combined antiphase signal can be
obtained from the slot line. Therefore, signal can be obtained from
microstrip line and signals from the slot line.
(a) Configuration A. Two antenna elements are fed from the
opposite side.
(b) Configuration B. Two antenna elements are fed from same side.
Figure 3.22 Configuration of magic-T integrated antennas.
Port 1
Port 2
Slot LineMicrostrip
Line
Magic-T
Slot Line
Port 1
Port 2
Microstrip Line
Magic-T
40
3.6.2 Antenna Structure
Figure 3.23 shows the structure of the proposed beam tracking antenna for
H-plane. This antenna consists of two phase shifters for phase shifting
operation and magic-T. As the two antenna elements are fed from the same
side of the patches, signal can be obtained from microstrip line and signals
from the slot line of the magic-T. Therefore and signals are obtained from
Port 1 and Port 2, respectively. Thus, changing the phase shift value, an H-
plane beam tracking operation can be achieved.
Figure 3.23 Antenna structure of the H-plane beam tracking antenna
[Reproduced courtesy of The Electromagnetics Academy].
Magic-T
Phase Shifter
Slot Line
Microstrip Antenna
Port 1
Port 2
A A’
A A’
x
x
y
z
y
z
41
(a) Top View
(b) Bottom View
Figure 3.24 Prototype of the 5.8-GHz H-plane beam tracking
antenna (size: 110 110 mm).
42
3.6.3 Prototype Antenna
Figure 3.24 shows the top view and bottom view of the prototype structure
of the H-plane beam tracking antenna. The designed center frequency is 5.8
GHz and the size of the proposed antenna is 110 110 mm. The patch size is
17.12 × 17.12 mm. The separation of the antenna elements is 0.8 (=41.4mm).
GaAs tuning varactor (MA46580) is used in the phase shifter. The bias
voltage of each phase shifter is applied via a probe at the center of each patch.
3.6.4 Result and Discussion
Figure 3.25 shows measured reflection coefficient plots of Port 1 of the
fabricated H-plane beam tracking antenna. In Figure 3.25(a), Left Phase
Shifter (LPS) voltage is fixed to 1 V and Right Phase Shifter (RPS) applied
voltage is varied from 1 V to 9 V. In Figure 3.25(b), LPS voltage is varied
from 1 V to 9 V and RPS voltage is fixed to 1 V. From both figures, it is
observed that the reflection coefficients in all applied voltage conditions are
less than -10 dB at the designed frequency of 5.8 GHz.
Figure 3.26 illustrates the measured return loss plots for Port 2. In case of
Figure 3.26(a), reflection coefficients are observed by varying bias voltage of
RPS. On the other hand, by varying LPS bias voltage return loss of the
proposed antenna is observed and illustrated in Figure 3.26(b). At design
frequency 5.8 GHz, less than -10 dB reflection coefficients are observed.
Figure 3.27 and 3.28 illustrate the measured radiation patterns of the and
43
Δ signals, respectively. The proposed antenna is placed at the receiver side.
The phase shifter is adjusted by changing the bias voltage of the varactor
diodes. In this experiment, the bias voltage is applied to the RPS and
increased from 1 V to 3 V, 5 V, 7 V and 9 V, where the bias voltage of the LPS
is fixed to 1 V. As shown in these figures, the beam of the signal tilts to the
(a) When LPS voltage change.
(b) When RPS voltage change.
Figure 3.25 Reflection coefficient at Port 1 ().
-60
-50
-40
-30
-20
-10
0
Ref
lect
ion
Coe
ffici
ent [
dB]
6.56.05.55.04.5Frequency [GHz]
1V-1V 1V-3V 1V-5V 1V-7V 1V-9V
-60
-50
-40
-30
-20
-10
0
Ref
lect
ion
Coe
ffici
ent [
dB]
6.56.05.55.04.5Frequency [GHz]
1V-1V 3V-1V 5V-1V 7V-1V 9V-1V
44
right by increasing the bias voltage of RPS. Null of the Δ signal also shifts to
the right as shown in Figure 3.28(a). On the other hand, when the bias voltage
of LPS is increased from 1 V to 9 V and that of RPS is fixed to 1 V, the beam
shifts to left as well as null of the Δ signal as shown in Figure 3.27 (b) and
3.28(b), respectively. From these plots it is confirmed that H-plane beam
tracking operation is achieved successfully.
(a) When LPS voltage changes.
(b) When RPS voltage changes.
Figure 3.26 Reflection coefficient at Port 2 ().
-60
-50
-40
-30
-20
-10
0
Ref
lect
ion
Coe
ffici
ent [
dB]
6.56.05.55.04.5Frequency [GHz]
1V-1V 1V-3V 1V-5V 1V-7V 1V-9V
-60
-50
-40
-30
-20
-10
0
Ref
lect
ion
Coe
ffici
ent [
dB]
6.56.05.55.04.5Frequency [GHz]
1V-1V 3V-1V 5V-1V 7V-1V 9V-1V
45
(a)Beam shifts to right by increasing RPS voltage.
(b)Beam shifts to left by increasing LPS voltage.
Figure 3.27 Radiation pattern of signal.
-30
-20
-10
0
10
Gai
n [d
Bi]
-90 -60 -30 0 30 60 90
Angle [Deg.]
1V-1V 1V-3V 1V-5V 1V-7V 1V-9V
f = 5.8 GHz
-30
-20
-10
0
10
Gai
n [d
Bi]
-60 0 60
Angle [Deg.]
1V-1V 3V-1V 5V-1V 9V-1V
f = 5.8 GHz
46
(a) Null of the signal shifts to right by increasing RPS voltage.
(b) Null of the signal shifts to left by increasing LPS voltage.
Figure 3.28 Radiation pattern of signal.
-30
-20
-10
0
10
Gai
n [d
Bi]
-90 -60 -30 0 30 60 90
Angle [Deg.]
1V-1V 1V-3V 1V-5V 1V-7V 1V-9V
f = 5.8 GHz
-30
-20
-10
0
10
Gai
n [d
Bi]
-90 -60 -30 0 30 60 90
Angle [Deg.]
1V-1V 3V-1V 5V-1V 7V-1V 9V-1V
f = 5.8 GHz
47
Figure 3.29 Beam angle vs applied voltage plot.
Figure 3.30 Gain vs beam angle plot.
-20
-10
0
10
20
Bea
m A
ngle
[Deg
.]
-10 -8 -6 -4 -2 0 2 4 6 8 10
Applied Voltage [V]
f = 5.8 GHz
10
8
6
4
2
0
Gai
n [d
Bi]
-20 -15 -10 -5 0 5 10 15 20
Beam Angle [Deg.]
f = 5.8 GHz
48
Figure 3.29 explains the relation between beam angle and applied bias
voltage. The data are collected from the measured radiation pattern of the
signal of H-plane beam tracking antenna. The positive value of applied
voltage and beam angle defines when beam shifts to right. Conversely, the
negative value of applied voltage and beam angle states that beam tilts to left.
When 1V is applied to both phase shifters the beam remains at 0. The beam
shifts to right at 3, 6, 9 and 18 when the applied voltage of RPS changes
from 1V to 3V, 5V, 7V and 9V, respectively. Then again, while LPS bias
voltage changes to 3V, 5V, 7V and 9V, beam shifts to left by 6,9,12,15.
Figure 3.30 illustrates the plot of antenna gain with respect to beam angle
where the bias voltages of the phase shifter is adjusted. While beam remain
on 0, the gain is 7.3 dBi. This is the highest gain. The gain decreases when
beam shifts to right and left.
49
3.7 Summary
A new beam tracking concept has been proposed and a 5.8-GHz prototype
beam tracking antenna has been designed, fabricated and measured. The
proposed concept has been successfully confirmed by the theoretical,
simulated and measured results of the proposed antenna. By using a magic-T,
the beam tracking function can be achieved in a simple configuration suitable
for a planar antenna. A different configuration antenna has been also designed
to accomplish the beam tracking in H-plane. H-plane beam tracking antenna
is also fabricated and experimental result is verified. The proposed antenna
can be used for a wide variety of applications in wireless communications and
radar technology.
50
Chapter 4
DOA Estimation Antenna
This chapter proposes a novel planar direction-of-arrival (DOA) estimation
antenna. The estimation capability of phase monopulse DOA estimation
antennas is enhanced by integrating an RF multiplier that detects the phase
relation between the sum and difference of the two received signals. So the
proposed antenna provides a wide range of estimation whereas the
conventional monopulse DOA estimation antennas determine the angles of
half space. A prototype antenna has been fabricated and the proposed concept
was successfully confirmed.
4.1 Introduction
In recent years, due to the improvement of wireless communication
technology, mobile communication has become widespread in general,
further advanced functions are being advanced. In the mobile communication,
the gain greatly changes depending on the arrival angle of the radio wave. In
order to perform higher quality wireless communication, there is an
increasing demand for a compact radio wave direction-of-arrival estimation
device.
There are several types of angle measurement techniques, such as beam
switching method and phased array method. In the beam switching method,
angle measurement is performed by switching fixed beams. In the phased
array system, a plurality of antennas and a transmitter connected thereto are
51
used to change the shape of the beam. These systems become large sized and
not suitable for mounting on a moving body. There is another method named
monopulse for angle measurement method. In the monopulse method, one
signal is received by two antennas, and the angles are measured using the sum
and difference values (Σ and Δ) of the received signals. Since the monopulse
method is an angle measurement method that can easily be downsized
compared with the two principles based on its principle.
There are a number of problems with the arrival angle estimation device in
mobile units. First of all, it has size and weight. Large or heavy items are not
suitable for moving objects. Therefore, miniaturization is a problem. What is
listed next is performance. Because we measure the angle accurately in a
wider range, it becomes a problem to achieve high performance. And many
arrival angle estimation devices are complex and expensive. In order to
realize it at low cost, simplification of the configuration becomes a problem.
In this research, we aim to realize an arrival angle estimation device with a
compact, high performance and simple configuration by using both-sided
circuit technology for a microstrip antenna and constructing an arrival angle
estimation device on the same board.
Many research activities were presented on monopulse antennas to enrich
the research field in this topic. A monopulse microstrip antenna array in a
single layer was proposed to achieve two dimensional monopulse
performance [45]. Four 3-dB hybrid couplers and several 90 delay lines are
used as a comparator in this design. A multilayer 44 microstrip patch antenna
was introduced to broaden the impedance bandwidth of the antenna in C-band
52
[46]. Another monopulse antenna was designed by integrating an
electromagnetically coupled (EMCP) microstrip antenna array structure and
used a rat-race hybrid instead of a branch line coupler as a comparator so that
it can be used as a transmitter in addition to a receiver [47]. A dual probe fed
single aperture monopulse antenna was presented to eliminate complex
phasing networks and aperture arrangement of the antenna. This structure
consists of a slot embedded patch, two probe inputs and a 180 directional
coupler [48]. The DOA estimation concept based on monopulse mechanism
has been already discussed [19]. The classical monopulse concepts are
extended to a general complex monopulse concept which can utilize
information from side lobes by using phase shift of the signals.
Previous researchers in our laboratory also proposed planar DOA
estimation antennas based on the phase monopulse mechanism [36, 37].
These antennas are based on the conventional phase monopulse mechanism
where only the amplitude of the sum () and difference (Δ) of the two
received signals are evaluated. Therefore, these antennas detect the arrival
angle in only the half plane of the space. In order to achieve wide range of
estimation angles, an extended DOA estimation antenna is proposed in this
chapter which determines the phase relation between and Δ signals as well
as there amplitudes. This antenna is integrated with RF multiplier and DOA
operation is successfully achieved.
In this chapter, a novel 10-GHz DOA estimation antenna integrating an RF
multiplier is proposed to enhance the estimation capability of arrival angles.
This antenna consists of microstrip lines and slot lines on both sides of the
53
substrate and microwave circuits such as a magic-T and RF multiplier are
integrated with the antenna elements. The proposed antenna has a wide range
of the DOA estimation capability by effectively using the phase relation of
the and Δ signals as well as their amplitudes. A prototype antenna was
designed, fabricated and experimentally evaluated.
The configuration and basic operation principle of the proposed DOA
estimation antenna are discussed in section 4.2. In section 4.3, the structure
and design of the antenna which integrates microstrip antennas, magic-Ts, an
RF multiplier and power dividers are described. Section 4.4 demonstrates a
prototype DOA estimation antenna designed at the 10-GHz frequency band.
The measured results of the radiation pattern of the and Δ signals and DOA
estimation performance are highlighted in this section. Finally, section 4.5
concludes this chapter.
4.2 Operating principle
Figure 4.1 illustrates a basic block diagram of the proposed extended
monopulse DOA estimation antenna composed of two antennas, a magic-T,
an RF multiplier and two detectors. As magic-Ts provide in-phase or anti-
phase power division according to the input and output ports, the sum () and
difference (Δ) of the signals received by the two antennas are separately
obtained. The RF multiplier is used to detect the phase relation between the
and Δ signals and it provides sign of the Δ signal. The direction of the
received arrival wave, i.e. plus or minus of the arrival angle , depends on
54
this sign of the Δ signal.
Figure 4.2 describes the basic operating principle of the proposed extended
monopulse DOA estimation antenna with vector diagrams. A radio wave
arriving from an angle is received by two antenna elements #1 and #2 with
phase difference . In the vector diagrams, the blue and purple arrows show
the signals received by the antenna elements #1 and #2, respectively. The red
and green arrows show the and Δ signals, respectively. In the scenario of
Figure 4.2(a), the radio wave comes from the left side of the antennas. In this
case, the arrival angle is defined as negative. On the other hand, is defined
Figure 4.1 Block Diagram of the proposed DOA estimation antenna
concept. Sum () and diference () of the two received signals are
generated by a magic-T. Sign of signal can be obtained from an RF
multiplier.
Magic- T
RF Multiplier
Arrival Wave
#1 #2
Sign()
55
as positive in the scenario of Figure 4.2(b).
When two signals received by the two antenna elements #1 and #2 have
different phase with the same amplitude, sum () and difference () of the
received signals can be expressed by the following equations by assuming the
two antenna elements to be isotropic:
2cos2
eeΣ 22
A
AAjj
(4.1)
(a) When < 0, Δ is advanced from
(b) When > 0, Δ lags
Figure 4.2 Basic operating principle of the proposed DOA estimation
antenna [Reproduced courtesy of The Electromagnetics Academy].
Arrival Wave
#1 #2
dsin
Im
Re
#1
#2
2
Im
Re
#2
#1
Arrival Wave
#1 #2
dsin
2
56
2sin2
eeΔ 22
jA
AAjj
(4.2)
where A and ( 21 ) are the amplitude and phase difference between
two received signals, respectively.
From the vector diagram shown in Figure 4.2 and Eqs. (4.1) and (4.2),
the phase monopulse DOA estimation principle can be explained. The phase
difference is expressed as following equation:
Σ
Δ
2tan
Σ
Δtan2 1 (4.3)
The phase monopulse mechanism can relate the arrival angle () and phase
difference () of the two received signals by following expression:
dθ
π2
λsin 1 (4.4)
where d is the antenna separation and is the wavelength. Thus the
monopulse mechanism can be expressed by the following Eq. (4.5), where
the amplitude of the sum (||) and difference (||) of the two received signals
are used to determine the arrival angle [36-38].
Σ
Δtan
π
λsin 11
dθ (4.5)
Conventional monopulse DOA estimation antennas determine the arrival
angle by only the amplitude of and Δ signals. The phase relation between
and Δ signals is not considered as well as the sign of Δ signal. As a result,
57
conventional monopulse DOA estimation antennas cannot determine the sign
of arrival angles .
The vector diagrams illustrated in Figure 4.2 indicate two different
scenarios. From the vector diagrams and Eqs. (4.1) and (4.2), it is clarified
that the phase difference between and Δ signals is always 90. As shown in
the vector diagrams, the phase relation between two received signals can be
determined by calculating the phase relation between and Δ signals. Figure
4.2(a) shows #1 leads #2 and Δ is advanced from . The arrival angle is
negative in this scenario. On the other hand, is positive and Δ lags in the
scenario of Figure 4.2(b). Thus the antenna can determine the arrival angle on
the both sides by evaluating the phase relation between and signals.
An RF multiplier is employed in this structure to determine whether the
phase of Δ signal is advanced or delayed from signal. When the and
signals are input from two RF inputs of the RF multiplier, the output DC
voltage VMul can be expressed by following equation:
cosMulV (4.6)
where Σ and Δ are the phase of the two input signals and ,
respectively [49]. As shown in Figure 4.2 and Eqs. (4.1) and (4.2), and
signals always have 90 phase difference. Therefore the feed circuit between
the magic-T and RF multiplier has to be designed to give additional 90 phase
difference between and signals so as to ΔΣ has a value of 0 or 180.
When the signal inputs are in phase, i.e., 0ΔΣ , a positive voltage is
obtained as VMul. On the other hand, if the input signals are in opposite phase,
i.e., 180Δ , a negative voltage is obtained. This makes it possible to
58
discriminate between in-phase and anti-phase based on the positive and
negative of the DC voltage output. Depending on the sign of the output
voltage, the direction of the received arrival wave can be perceived.
4.3 Antenna Structure
Figure 4.3 shows the structure of the proposed antenna. The proposed antenna
consists of four microstrip antennas, two magic-Ts, two power dividers and
an RF multiplier. RF signals received by the antennas are combined and sum
() and difference () of the received signals are obtained from magic-Ts.
The amplitude of the and Δ signals can be obtained from Port 1 and Port 2,
Figure 4.3 Structure of the proposed planar DOA estimation antenna. Two
magic-Ts and an RF multiplier employing the both-sided MIC technology
are integrated with four antenna elements [Reproduced courtesy of The
Electromagnetics Academy].
RF Multiplier
Microstrip LineMicrostrip Antenna
Magic-T
A A’
A’A
Slot Line Port 2Port 1
xz
φ
x
z
y
y
Power Divider 1
Power Divider 2
59
respectively. Two power dividers are integrated in the proposed antenna
structure to divide power to the RF multiplier and output ports of the and Δ
signals. Sign of the signal is obtained at the inner conductor of the slot ring
of the RF multiplier. Both side MIC technology has been perfectly applied in
this proposed antenna structure [20]. However, it is easy to integrate them in
the proposed structure as presented in [37].
4.3.1 RF Multiplier
This section will describe the configuration, operating principle, design and
characteristics of the RF multiplier used for wide angle estimation of DOA
estimation antenna structure. Here, the principle of an RF multiplier will be
described. Figure 4.4 illustrates the structure of the RF multiplier. It consists
of two microstrip lines, a slot line, a ring slot and two diodes. Output voltage
of this multiplier, obtained from DC port, depends on the phase difference of
the input signals from RF 1 and RF 2 as shown in figure.
Figure 4.4 Structure of the RF multiplier. Sum () and difference () of
the two received signals are fed to Port RF1 and RF2 respectively. By
observing the output voltage, sign of signal can be perceived
[Reproduced courtesy of The Electromagnetics Academy].
D1
D2
Slot Ring Slot Line
Output Voltage
Microstrip Line
Diode
Port RF2
Port RF1
DC Port
60
Equations can be derived from diode’s nonlinear equation. A typical
nonlinear element is a PN junction diode characteristic is approximated by
the following equation.
1exp0
nkT
qVII (4.7)
In the above equation, I0 is reverse saturation current, q is the unit charge,
V is the bias voltage, n is the ideal coefficient, usually between 1 and 2 and k
is the Boltzmann constant, and T is the absolute temperature.
Consider current flowing in one diode as shown in Figure 4.5. From
equation (1) diode current I can be described as follows.
1exp0
nkT
qVII
The above expression can be expressed to Maclaurin series
V)nkT
qexp(I)
nkT
q(
V)nkT
qexp()I
nkT
q(
2
0
1
00
02
2
2
0
2
dV
Id)V(''I
dV
dI)V('I
V!
)(''IV
!
)('I)(I)V(I
(4.8)
Figure 4.5 Two diode balanced multiplier.
I1 I2ID
V1
V2
V1
V2
D1 D2
61
Here, since we use the nonlinear part of the diode, consider the term of the
square and let that term be ID1,
20
221 )(
2
1
2
0VI
nkT
qV
!
)(''IID (4.9)
Voltage across diode can be shown by following equation:
)sin()sin( 22111 tVtVVD (4.10)
By squaring the expression (4.10) and transforming it using the equations
(4.11) and (4.12), it becomes the equation (4.13):
sin . sin cos cos (4.11)
sin 1 cos 2 (4.12)
12
1 cos 2 1 cos 2
cos 2 cos (4.13)
Substituting equation (4.13) to equation (4.9) the following equation can
be achieved
. 1 cos 2 1 cos 2
2 . cos 2 cos (4.14)
Here,
4
As shown in Figure 4.5, the currents flowing through D1 and D2 are set,
and the voltage is set such that the sum of the two signals is applied to D1 and
the difference between the two signals is applied to D2. Therefore, the AC
voltage V applied to the diode of the formula (4.10) is set as follows. .
sin sin
sin sin
62
Current ID1 and ID2 can be expressed by following equation
. 1 cos 2 1 cos 2
2 . cos 2 cos
. 1 cos 2 1 cos 2
2 . cos 2 cos
So the diode current ID can be expressed by the following equation:
4 . cos 2 cos
By ignoring the RF component part, the above equation can be expressed
as following:
)cos( 2121 VVID
Therefore, the output voltage from the central conductor of the RF
multiplier can be described as following
)cos( 2121 VVIV DD
When and signals are input from RF 1 and RF 2, output of RF
multiplier VMul can be achieved by following equation.
)cos(ΔΣMul .V
Here and are the amplitude of the and signal and φ and φ are
their phase, respectively.
In this equation when 0 , VMul is positive and when 180 ,
63
VMul is negative. Thus the antenna is designed such as the phase difference
between this signals remain either 180 or 0 to get either positive or negative
value of the RF multiplier output.
By replacing the amplitude of sum and difference from Eqs. (4.1) and (4.2)
and phase difference () from Eq. (4.4), RF multiplier output and the arrival
angle () can be relate by the following expression:
∝ |Σ|. |Δ| cos
∝ 4 cos sin sin sin cos (4.15)
Figure 4.6 illustrates the relationship between output VMul and arrival angle
, derived from Eq. (4.15). Antenna is assumed as isotropic. Negative bias
voltage achieved when > 0 and positive output achieved when < 0.
Antenna element separation is assumed as 0.8 of the wavelength.
Figure 4.6 Theoretical relation between the RF multiplier output
voltage and arrival angle [Reproduced courtesy of The
Electromagnetics Academy].
-0.6
-0.4
-0.2
0.0
0.2
0.4
0.6
RF
Mul
tiplie
r O
utpu
t [a.
u.]
-40 -30 -20 -10 0 10 20 30 40Arrival Angle [deg.]
d = 0.8
64
4.3.2 Power Divider:
The proposed extended monopulse DOA estimation antenna integrates two
power dividers to divide the power from the magic-Ts to the RF multiplier
and the output port of the and signals. Power dividers are designed to
provide enough power to the output ports and the remaining power to the RF
(a) Power divider 1. This power divider is used to divide the power of
signal.
(b) Power divider 2. This power divider is used to divide the power of
signal.
Figure 4.7 Two input two output power dividers used to divide the
powers to RF ports and RF multiplier [Reproduced courtesy of The
Electromagnetics Academy].
P1
P3 P4
P2
Microstrip Line
154
50
50
31.25
P5
P6
P7 P8
Microstrip LineSlot Line
100
100
125 50
65
multiplier because the RF multiplier only determines the phase relation of the
two input signals.
Figure 4.7 illustrates two power dividers, power divider 1 and power
divider 2. Power divider 1 in Figure 4.7(a) is a two way power divider which
consists of microstrip lines. Port impedances are designed as 50 , 50 , 154
and 31.25 for P1, P2, P3 and P4, respectively. On the other hand, power
divider 2 as shown in Figure 4.7(b) is formed by microstrip lines and slot lines.
100- port impedance is designed for Port P5 and P6. Port impedances for
P7 and P8 are designed as 50 and 125 , respectively. Here, the input
signals of Port P1 and P2 are the signals of the magic-T networks. In case
of the power divider 2, two signals from magic-Ts are input to Port P5 and
P6 and output from Port P7 and P8.
Figure 4.8 shows the simulated performance of the power dividers. As
illustrated in Figure 4.8(a), reflection coefficient is less than -10 dB for all the
input ports P1, P2, P5 and P6. According to Figure 4.8(b), at power divider 1,
around -10 dB of the input power is transferred from P1 and P2 to P3 and
around -4.3 dB goes to P4 from P1 and P2. Almost similar characteristics are
observed for the power divider 2 where the amount of power transferred from
P5 and P6 to P7 and P8 are around -5.5 dB and -9.6 dB, respectively.
66
(a) Power divider 1. This power divider is used to divide the power of
signal.
(b) Power divider 2. This power divider is used to divide the power of
signal.
Figure 4.8 Two input two output power dividers used to divide the
powers to RF ports and RF multiplier [Reproduced courtesy of The
Electromagnetics Academy].
-20
-15
-10
-5
0
Ref
lect
ion
Coe
ffic
ient
[dB
]
11.010.510.09.59.0
Frequency [GHz]
S11, S22
S55, S66
-20
-15
-10
-5
0
Tra
nsm
issi
on
Co
effi
cie
nt
[dB
]
11.010.510.09.59.0Frequency [GHz]
S31, S32
S41, S42
S75, S76
S85, S86
67
4.4 Measured Result
4.4.1 Prototype Antenna
Figure 4.9 shows the top and bottom view of the prototype 10-GHz extended
monopulse DOA estimation antenna. In this design, a Teflon glass fiber (r =
2.15, thickness = 0.8 mm) is used as a substrate material. The size of the
proposed antenna is 113113 mm and the patch size is 9.659.65 mm. The
(a) Top view
(b) Bottom view. The RF multiplier output is acquired from this wire.
Figure 4.9 Prototype 10-GHz DOA estimation antenna (Size: 113113
mm, f =10 GHz) [Reproduced courtesy of The Electromagnetics
Academy].
68
antenna element separation is 0.8 (=24mm) as the designed center frequency
is 10 GHz. Two Schottky diodes (Metelics, MSS30,154-B10B) are used for
the RF multiplier. The RF multiplier output can be obtained from the wire
connected to the inner conductor of the slot ring as shown in Figure 4.9(b).
4.4.2 Result and Discussion
Figure 4.10 shows the measured reflection coefficient plots of Port 1 and
Port 2 of the designed antenna. Better than 10-dB return loss is observed at
9.85 GHz for both ports. The impedance bandwidth of Δ signal is 1.52% and
the impedance bandwidth of 6.94% is obtained for signal. Though the
antenna has been designed at 10 GHz, the measured result shows that the
minimum reflection coefficient is observed at 9.85 GHz.
Figure 4.11 illustrates the simulated and measured radiation patterns of
and Δ signals. Simulation is done by using Keysight Technologies’ ADS
simulation software and diodes are not attached in the simulation process. The
simulated gain of this antenna is 12.3 dBi. In the experiment, 9.37 dBi
maximum gain is achieved for this antenna.
Figure 4.12 presents the theoretical and measured data of the relation
between the arrival angle and |Δ|/||. Theoretical data are calculated from Eq.
(4.15) and measured data are obtained from calculating the measured gain.
From this Figure, it is obtained that the range of arrival angle is -38 to 38
for theory and -42 to 39 for measured data.
69
Figure 4.10 Measured reflection coefficient plots of Port 1 and Port 2
of the designed antenna [Reproduced courtesy of The
Electromagnetics Academy].
Figure 4.11 Simulated and measured radiation patterns of and Δ
signals [Reproduced courtesy of The Electromagnetics Academy].
-40
-30
-20
-10
0
Ref
lect
ion
Coe
ffic
ient
[dB
]
11.010.510.09.59.0Frequency [GHz]
S11
S22
-30
-15
0
15
Gai
n [d
Bi]
-180 -120 -60 0 60 120 180Angle [deg.]
(Sim.) (Sim.) (Exp.) (Exp.)
f = 9.85 GHz
70
Figure 4.12 Relation between / and arrival angle . Arrival angle
can be determined from this plot and sign of the signal [Reproduced
courtesy of The Electromagnetics Academy].
-30
-20
-10
0
10
20
30
/[
dB]
-90 -60 -30 0 30 60 90
Angle [deg.]
Measured Theory
Figure 4.13 Experimental setup in anechoic chamber to measure output
of RF multiplier.
71
Figure 4.13 illustrates the experimental setup to measure the output of the
RF multiplier in an anechoic chamber. A horn antenna is used as a
transmitting antenna. The proposed DOA estimation antenna integrated with
RF multiplier is placed 71 cm distance from the transmitting antenna.
Frequency of the transmitting antenna is varied from 9.75 GHz to 10.2 GHz
and output of the RF multiplier is measured by digital multimeter (Agilent
34401A).
Figure 4.14 shows the output voltage of the RF multiplier in eight different
frequencies. When the arrival angle is greater than zero, the output voltage is
negative. When the arrival angle is less than zero, the output voltage is
positive. Depending on the sign of this output voltage, sign of the signal
can be determined. In case of 10.2 GHz, the polarity has become opposite. It
may be caused due to the phase difference obtained at the input signals of the
RF multiplier. The phase may change because of the different wavelengths
for different frequency signals.
Figure 4.15 shows the RF multiplier output voltage at four different power
densities 0.23, 0.14, 0.09 and 0.06 W/m2. The RF multiplier works even at
the power densities as low as 0.06 W/m2.
72
Figure 4.14 Measured RF multiplier output voltage vs. arrival angle
(Frequency dependence) [Reproduced courtesy of The
Electromagnetics Academy].
Figure 4.15 Measured RF multiplier output voltage vs. arrival angle
(Power density dependence) [Reproduced courtesy of The
Electromagnetics Academy].
-90
-60
-30
0
30
60
90
RF
Mul
tiplie
r O
utp
ut [
mV
]
-45 -30 -15 0 15 30 45Arrival Angle [deg.]
9.75 GHz 9.8 GHz 9.85 GHz 9.9 GHz 9.95 GHz 10 GHz 10.1 GHz 10.2 GHz
PD = 0.23 W/m2
-90
-60
-30
0
30
60
90
RF
Mul
tiplie
r O
utp
ut [
mV
]
-45 -30 -15 0 15 30 45Arrival Angle [deg.]
0.23 W/m2
0.14 W/m2
0.09 W/m2
0.06 W/m2
f = 9.85 GHz
73
4.5 Summary
This chapter has presented an RF multiplier integrated planar antenna for
extended monopulse DOA estimation. The proposed antenna enhances the
estimation range of the arrival angle by evaluating the phase relation between
the sum and difference signals, whereas the half angle of the space can be
estimated by conventional DOA estimation antennas. The performance of the
RF multiplier and radiation characteristics of the antenna have been
experimentally verified. Simple structure makes the proposed antenna
attractive for a wide range of applications in DOA estimation.
74
Chapter 5
Dual Axis DOA Estimation Antenna
A novel multilayer structure of DOA estimation antenna is proposed in this
chapter. This antenna provides dual plane angle of arrival estimation whether
conventional DOA estimation antenna determine arrival angle in single plane.
The proposed antenna has a multilayer structure and consists of four ring slot
antennas as antenna elements and four magic-Ts. The proposed antenna
employs monopulse mechanism and provides both xz-plane and yz-plane
DOA estimation.
5.1 Introduction
In wireless communication system, it is extremely crucial to estimate the
direction of incoming signals in order to achieve better reception. Direction
of arrival (DOA) estimation for has been investigated extensively in the last
six decades and has been applied in various fields including wireless
communication, radar, sonar and audio processing [50-53]. The role of DOA
estimation in wireless communication is essential since it helps to estimate
the direction of the incoming signal. The estimated signal direction will be
used to point the array beam towards the estimated direction.
DOA estimation of the radio wave has been an interesting area of research
as it offers several interesting benefits in terms of improved Quality-of-
Service, such as, better coverage, more reliable communication, and higher
data rates [54]. Furthermore, the DOA information can also be used for
75
positioning or localization in a wireless cellular network.
DOA antenna using magic-T was already proposed [36]. This DOA
estimation antenna can determine the angle of arrival in single plane by
employing monopulse mechanism. In this chapter, a new dual-axis DOA
estimation antenna is described which can calculate the angle of arrival
signals in two planes. It has a multilayer structure and four ring slot antennas
are used as antenna elements.
Firstly, section 5.2 describe the basic operating principal of the proposed
dual-axis DOA estimation antenna. Details of the antenna structure are
described in section 5.3. Simulation and experimental results are described in
section 5.4. Finally section 5 conclude the chapter.
76
Figure 5.1 Block operating principle of the DOA estimation Antenna
concept.
Figure 5.2 Concept of the dual-axis DOA estimation antenna.
dy
Arrival wave
∑yz
∆yz
Magic-T1
dx ∑xz
∆xz
xy
z Magic-T2
77
5.2 Basic Operation Principle
Figure 5.1 illustrates the basic block diagram of the proposed antenna. Three
antenna elements are arranged along the x- and y-axis with the antenna
separation of dx and dy. The antenna elements along the x- and y-axis connect
to Magic-T1 and -T2, respectively. As the magic-T provides in-phase or anti-
phase power combination according to the input and output ports, the sum ()
and difference () of the signals received by the two antenna elements are
separately obtained [31]. Therefore, the sum and difference signals in the x-
axis, i.e. xz and xz are obtained from Magic-T1. Similarly, yz and yz are
obtained from Magic-T2. The arrival angle of the received signals can be
determined by the amplitude of the sum () and difference () of the two
received signals using the monopulse mechanism.
Figure 5.2 illustrated the coordinate system where xz and yz are defined
as arrival angles of xz-plane and yz-plane, respectively. In case of two
dimensional DOA estimation, the arrival angle in xz-plane, xz and yz-plane,
yz can be expressed by following equations:
xz
11
Σ
Δtansin xz
x
xz d (5.1)
yz
yz11
Σ
Δtansin
y
yz d (5.2)
where dx and dy are antenna separation in x-axis and y-axis, respectively. is
the wavelength. xz and xz are and signals in xz-plane and yz and yz are
and signals in yz-plane, respectively. Therefore the proposed array
antenna employs monopulse mechanism and provides DOA estimation in
78
both xz-plane and yz-plane.
5.3 Antenna Structure
Figure 5.3 shows the schematic layout of the multilayer dual-axis DOA
estimation antenna. The antenna comprises four ring-slot antenna elements
and four magic-Ts. The complete structure of the antenna is designed in three
metal layers. The ring-slot antennas are formed in Layer 2 and the feed
networks are distributed on two different layers (i.e., Layer 1 and Layer 3).
Two separate feed networks are designed in two separate planes so that the
arrival angle estimation operation can be obtained in two orthogonal planes
(i.e. xz-plane and yz-plane). One of the feed networks with Port 1 and 3, which
respectively provide and signals in the xz-plane is arranged on Layer 1.
Figure 5.3 Schematic structure of the antenna (5.8 GHz).
79
Layer 3 consists of another feed network with Port 2 and 4, which provide
and signals in the yz-plane, respectively. Two slot lines arranged
orthogonally are also formed with four slot rings in Layer 2. In this structure,
Layer 1 detects only horizontal polarization (x-polarization) while Layer 3
detects only vertical polarization (y-polarization).Therefore, the arriving
waves have to have both x- and y-polarization to properly estimate the arrival
angle in the dual-axis. In case of circular polarizations, this antenna works
perfectly.
5.4 Result and Discussion
5.4.1 Simulated Result
The proposed antenna is designed using ADS simulation software. The
simulation results are discussed in this section. Figure 5.4 demonstrates the
simulation result of the return loss of and signals for both layers for port
1, 2, 3 and 4. Better than 10-dB return loss is obtained at design frequency
5.8 GHz.
Figure 5.5 illustrated the radiation pattern plot of and signals in xz-plane
and yz-plane. 9.81 dBi and 9.2 dBi simulated gain are observed for yz and
xz , respectively. Thus, the proposed antenna can determine the arrival angle
in both xz-plane and yz-plane by calculating xz and yz from Eqs. (5.1) and
(5.2).
80
Figure 5.4 Simulated reflection coefficient plot of Port 1, 2, 3 and 4.
Figure 5.5 Simulated radiation pattern plot of and signal in xz-
plane and yz-plane.
-40
-30
-20
-10
0R
efle
ctio
n C
oeffi
cien
t [d
B]
6.56.46.36.26.16.05.95.85.75.65.5Frequency [GHz]
S11
S22
S33
S44
-20.0
-15.0
-10.0
-5.0
0.0
5.0
10.0
Gai
n [d
Bi]
-180 -120 -60 0 60 120 180
Angle [Deg.]
yz
yz
xz
xz
81
(a) Layer 1
(b) Layer 2
(c) Layer 3
Figure 5.6 Prototype of the 5.8-GHz dual axis DOA estimation
antenna. (size: 88mm 88mm)
82
5.4.2 Prototype Antenna
Figure 5.6 shows the photograph of the fabricated 5.8-GHz dual-axis DOA
estimation antenna in three different layers. and signals of the xz-plane
from Port 1 and Port 3 are obtained at Layer 1, and Port 2 and Port 4 at Layer
3 provide and signals of the yz-plane, respectively. In this design, a
Teflon fiber (r = 2.15, thickness = 0.8 mm) is used as a substrate material.
The size of the prototype antenna is 8888 mm. Each ring-slot antenna has
an outer radius 7 mm and inner radius 6 mm resulting a slot width of 1 mm.
5.4.3 Measured Result
The experiment of the proposed antenna have been performed in an anechoic
chamber as shown in Figure 5.7. The proposed antenna is used as receiving
antenna and linearly polarized horn antenna is used as a transmitting antenna
during experimental procedure. During radiation pattern measurement, the
proposed antenna is placed on a rotating table that can rotate 360.
Figure 5.8 shows the measured reflection coefficient plots of Port 1, 2, 3
and 4 of the designed antenna. Better than 10-dB return loss is observed at
5.64 GHz for all ports. Though the antenna has been designed at 5.8 GHz, the
measured result shows that the minimum reflection coefficient is observed at
5.64 GHz for all ports.
Figure 5.9 illustrates the measured radiation patterns of and Δ signals for
xz-plane and yz-plane. The measured gain of this antenna is 6.84 dBi for yz
and 5.32 dBi for xz. It is possible to create very small air gap between two
83
separate layers of the fabricated antenna which might create some
imperfection. So there is a 3 dB gain difference between simulated and
measured gain is obtained. The concept of dual axis DOA estimation can be
confirmed by the experimental result.
Figure 5.7 Experimental orientation in anechoic chamber.
Figure 5.8 Measured reflection coefficient plot of Port 1, 2, 3 and 4.
-40
-30
-20
-10
0
Re
flect
ion
Coe
ffici
ent [
dB]
6.56.05.55.04.5Frequency [GHz]
S11
S22
S33
S44
84
5.5 Conclusion
A multilayer structure of a DOA estimation antenna is discussed in this
chapter. The proposed antenna can determine the arrival angle of the received
signals in two planes. The antenna has been fabricated and the performance
has been measured to confirm DOA estimation operation. It is found that the
antenna can determine the arrival angle at xz- and yz-planes according to the
theory.
Figure 5.9 Measured radiation pattern plot of and signal in xz-
plane and yz-plane.
-40
-30
-20
-10
0
10G
ain
[dB
i]
-180 -120 -60 0 60 120 180
Angle [deg.]
xz
yz
xz
yzf = 5.64 GHz
85
Chapter 6
Conclusion
In this thesis, a beam tracking antenna and DOA estimation antenna concept
are proposed. RF signal processing technology is integrated with planar array
antennas which brings the new model of antenna devices in wireless
communication technology. The proposed structure makes the antenna
structure very simple and compact. Proposed concept of beam tracking and
DOA estimation are verified by experimentally.
Phase shifters are integrated with antenna array elements to adjust the beam
direction in beam tracking antenna. By adjusting the phase shifters, the
antenna beam can shift to the direction of arrival wave. A magic-T is also
integrated in this structure which reduce the complexity of design structure.
The both sided MIC technology is effectively employed to realize the array
antenna. This type of antenna can be used for the applications of radar
tracking, air traffic control system, vehicle tracking, blind spotting, cruise
control etc.
RF multiplier is integrated with the planar antenna array structure for DOA
estimation. Integrating RF multiplier makes the DOA estimation antenna to
improve the estimation capability. By observing the RF multiplier output it is
possible to detect the arrival angle of the received signal in wide space. This
gives the proposed antenna a unique feature than the other conventional DOA
estimation antenna. The proposed antenna performance is successfully
86
confirmed experimentally. DOA estimation antenna is essential and key
component to perform higher quality wireless communication.
To achieve DOA estimation in dual axis, a multilayer structure planar
antenna is also proposed in the thesis. Annular slot antenna arrays are
integrated with microwave integrated circuit magic-T and perform DOA
estimation. Three layers structure of the antenna make a single antenna to
perform DOA operation in two planes. This structure also employs both side
MIC technology. Thus DOA estimation performance can be improved by
proposed antennas.
87
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93
Appendix
Antenna Parameters, Dimension
A.1 Magic-T
Figure A-1 Design parameters of Magic-T.
11.1
415
40
2.4
0.2
0.7
Port 1 (50
Port 4
(100
Port 3
(100
Port 2
(200
Unit [mm]
94
A.2 Phase Shifter (Simulation)
Figure A-2 Design parameters of phase shifter.
Port3
Port2Port1
Port4
2.4
1.4
0.7
10.05
11.75
15.5 15.5 9.55
95
A.3 E-plane Beam Tracking Antenna
Figure A-3 Design parameters of E-plane beam tracking antenna.
Port2
Port1
0.2
0.7
2.4
1.4
0.7
11.3
17.16
17.16 0.2
6.25
35.9
11.3
91
45
18.47
127.52
30
0.5
11.75
0.2
10.0513.35
11.75
2.4
96
A.4 H-plane Beam Tracking Antenna
Figure A-4 Design parameters of H-plane beam tracking antenna.
Port 1
Port 2
29
31.85 9.65 25.6
17.12
10.05
66.8
18.35
11.35
90.25
0.7
0.7
2.4
1.4
0.7
22
17.12
11.1
12.35
11.75
0.70.5
97
A.5 DOA Estimation Antenna Integrating RF
Multiplier
Figure A-5 Design parameters of DOA estimation antenna integrating
RF multiplier.
2.4
16.7850.69
45.885
27.45
2.4 6
5.4 2.4
11.28
16.41
3.5
0.2
5.47
5.6
3 1.12
0.4
0.2 10.455
9.65
0.2
8.3
0.69
2
6.36
6
2.65.7
0.20.42.46
24
Unit: mm
3.36
6.37
Port 1
Port 2∑
Δ
55.9
98
A.6 Dual-axis DOA Estimation Antenna
Figure A-6 Design parameters of dual-axis DOA estimation antenna.
Port 4
Port 2
Port 3
yz
xz
yz
Port 1xz
0.1
0.7
0.7
2.4
1.4
0.2
7
35.45
51.25
41.4
7
49.4
85.671.96
2.4