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SAE Architecture #4 (Handover, Network Assisted Cell Change) Advenced Network Design and Analysis Lab. 김김김

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SAE Architecture #4(Handover, Network Assisted Cell Change)Advenced Network Design and Analysis Lab.ContentsIntra-E-UTRAN handoverX2-based handoverS1-based handover

Inter RAT handoverE-UTRAN to UTRAN Iu mode Inter RAT handoverUTRAN Iu mode to E-TRAN Inter RAT hanvoverE-UTRAN to GERAN A/Gb mode Inter RAT handoverGERAN A/Gb mode to E-UTRAN Inter RAT handoverInter RAT handover Cancel

Network Assisted Cell ChangeArchitecture Principles for E-UTRAN to GERAN NACC

1X2-based handover without Serving GW relocation2

X2-based handover without Serving GW relocation3

X2-based handover without Serving GW relocation4

X2-based handover with Serving GW relocation5

X2-based handover with Serving GW relocation6

S1-based handover, normal7

S1-based handover, normal8

S1-based handover, normal9

S1-based handover, Reject10

S1-based handover, CancelInstead of completing the handover procedure, the source eNodeB may at any time during the handover procedure, up to the time when a handover command message is sent to the UE cancel the handover.

11Inter RAT handoverInter RAT handover is the handover between LTE with other Radio Access network12E-UTRAN to UTRAN Iu mode Inter RAT handover13

Preparation PhaseE-UTRAsN to UTRAN Iu mode Inter RAT handover14

UTRAN Iu mode to E-TRAN Inter RAT hanvover15

Execution PhaseE-UTRAN to UTRAN Iu mode Inter RAT handover Reject16

UTRAN Iu mode to E-UTRAN Inter RAT handover17

Preparation PhaseUTRAN Iu mode to E-UTRAN Inter RAT handover18Execution Phase

UTRAN Iu mode to E-UTRAN Inter RAT handover reject19

E-UTRAN to GERAN A/Gb mode Inter RAT handover20

Preparation PhaseE-UTRAN to GERAN A/Gb mode Inter RAT handover21

Execution PhaseE-UTRAN to GERAN A/Gb mode Inter RAT handover reject22

GERAN A/Gb mode to E-UTRAN Inter RAT handover23

Preparation PhaseGERAN A/Gb mode to E-UTRAN Inter RAT handover24

Execution PhaseGERAN A/Gb mode to E-UTRAN Inter RAT handover reject25

Inter RAT handover Cancel26

Network Assisted Cell Change27

Architecture Principles for E-UTRAN to GERAN NACC

8. Tracking Area Update procedure

5. End marker

5. End marker

Downlink data

7 Release Resource

6 Path Switch Request Ack

4 Modify Bearer Response

2 Modify Bearer Request

1 Path Switch Request

Uplink data

Downlink data

Forwarding of data

Handover preparation

Downlink and uplink data

Handover execution

Target eNodeB

MME

PDN GW

Serving GW

Source eNodeB

UE

Handover completion

3a Modify Bearer Request

3b Modify Bearer Response

(A)

8. Tracking Area Update procedure

(B)

(A)

7b. Delete Session Response

7a. Delete Session Request

Uplink data

Downlink data

6. Release Resource

5. Path Switch Request Ack

4. Create Session Response

2. Create Session Request

3b. Modify Bearer Response

1. Path Switch Request

Uplink data

Downlink data

Forwarding of data

Handover preparation

Downlink and uplink data

3a. Modify Bearer Request

Handover execution

eNodeB

Target

Serving GW

Target

MME

PDN GW

Serving GW

Source

eNodeB

Source

UE

Handover completion

4. Create Session Request

4a. Create Session Response

6. Create Indirect Data Forwarding Tunnel Request

6a. Create Indirect Data Forwarding Tunnel Response

8. Create Indirect Data Forwarding Tunnel Request

Uplink User Plane data

19a. UE Context Release Command

(B)

19d. Delete Session Response

19c. Delete Session Request

18. Tracking Area Update procedure

11b. Only for Indirect forwarding of data

(A)

8a. Create Indirect Data Forwarding Tunnel Response

.

16a. Modify Bearer Response

14b. Forward Relocation Complete Acknowledge

14. Forward Relocation Complete Notification

13. Handover Notify

Downlink data

12. Handover Confirm

10c. MME Status Transfer

11a. Only for Direct forwarding of data

10. eNB Status Transfer

9a. Handover Command

9. Handover Command

7. Forward Relocation Response

5a. Handover Request Acknowledge

20b. Delete Indirect Data Forwarding Tunnel Response

19b. UE Context Release Complete

5. Handover Request

3. Forward Relocation Request

20a. Delete Indirect Data Forwarding Tunnel Request

1. Decision to trigger a relocation via S1

Downlink User Plane data

2. Handover Required

Downlink User Plane data

15. Modify Bearer Request

17. Modify Bearer Response

16. Modify Bearer Request

HSS

synchronize to new cell

Detach from old cell and

eNodeB

Target

GW

Target Serving

MME

Target

PDN GW

Serving GW

Source

MME

Source

eNodeB

Source

UE

21b. Delete Indirect Data Forwarding Tunnel Response

21a. Delete Indirect Data Forwarding Tunnel Request

10a. Forward Access Context Notification

10b. Forward Access Context Acknowledge

4. Create Session Request

4a. Create Session Response

7. Delete Session Request

7a. Delete Session Response

.

6b. Handover Request Acknowledge

9. Handover Preparation Failure

8. Forward Relocation Response (Reject)

6a. Handover Failure

Request

Handover

5.

3. Forward Relocation Request

1. Decision to trigger a relocation via S1

Downlink User Plane data

2. Handover Required

HSS

eNodeB

Target

GW

Target Serving

MME

Target

PDN GW

Serving GW

Source

MME

Source

eNodeB

Source

UE

6a. Create Indirect Data Forwarding Tunnel Response

6. Create Indirect Data Forwarding Tunnel Request

4a. Create Session Response

4. Create Session Request

Serving GW

Target

User Plane PDUs

Uplink and Downlink

Create Indirect Data Forwarding Tunnel Response

a.

8

PDN GW

Source

7. Forward Relocation Response

Create Indirect Data Forwarding Tunnel Request

.

8

Request Acknowledge

5a. Relocation

Request

5. Relocation

3. Forward Relocation Request

Required

Handover

2.

1. Handover Initiation

HSS

Serving GW

Target SGSN

Source MME

Target RNC

eNodeB

Source

UE

11b. Release Resources

11a. Delete Session Response

(B)

11. Delete Session Request

10. Routeing Area Update procedure

For Serving GW relocation Steps 7, 8 and 9, and the following User Plane path, will be handled by Target Serving GW

Via Target SGSN in case Direct Tunnel is not used

8. Modify Bearer Request

(A)

Serving GW

Target

If Indirect Forwarding applies.

If Direct Forwarding applies

Downlink User Plane PDUs

4a. Handover to UTRAN Complete

13a. Delete Indirect Data Forwarding Tunnel Response

Uplink and Downlink User Plane PDUs (Via Target SGSN if Direct Tunnel is not used)

9. Modify Bearer Response

8a. Modify Bearer Response

7. Modify Bearer Request

6a. Forward Relocation Complete Acknowledge

6. Forward Relocation Complete Notification

5. Relocation Complete

12. Delete Indirect Data Forwarding Tunnel Request

Source

13. Delete Indirect Data Forwarding Tunnel Request

12a. Delete Indirect Data Forwarding Tunnel Response

4. UTRAN Iu Access Procedures

Sending of uplink datapossible

-

2. HO from E-UTRAN Command

1. Handover Command

Uplink and Downlink User Plane PDUs

PDN GW

HSS

Serving GW

Target SGSN

Source MME

Target RNC

eNodeB

Source

UE

9. Handover Preparation Failure

4a. Create Session Response

4. Create Session Request

Serving GW

Target

7a. Delete Session Response

7. Delete Session Request

User Plane PDUs

Uplink and Downlink

PDN GW

.8. Forward Relocation Response (Reject)

6. Relocation Failure

Source

5. Relocation Request

3. Forward Relocation Request

2. Handover Required

1. Handover Initiation

HSS

Serving GW

Target SGSN

Source MME

Target RNC

eNodeB

Source

UE

4a. Create Session Response

4. Create Session Request

Serving GW

Target

Indirect Data Forwarding Tunnel Response

Create

.

a

6

Indirect Data Forwarding Tunnel Request

Create

.

6

not used)

is

in case Direct Tunnel

User Plane PDUs (via Source SGSN

Uplink and Downlink

Indirect Data Forwarding Tunnel Response

Create

8a.

GW

PDN

. Forward Relocation Response

7

Indirect Data Forwarding Tunnel Request

Create

.

8

5a. Handover Request Acknowledge

Request

5. Handover

3. Forward Relocation Request

2. Relocation Required

1. Handover Initiation

HSS

Serving GW

Target MME

Source SGSN

eNodeB

Target

RNC

Source

UE

Via Source SGSN in case Direct Tunnel is not used

13. Delete Indirect Data Forwarding Tunnel Request

Sending of uplink data possible

12b. Iu Release Command/Completion

12a. Delete Session Response

(B)

12. Delete Session Request

11. Tracking Area Update procedure

9. Modify Bearer Request

(A)

For Serving GW relocation Steps 8, 9 and 10, and the following User Plane path, will be handled by Target Serving GW

Serving GW

Target

If Indirect Forwarding applies

If Direct Forwarding applies

Downlink Payload User Plane PDUs (via Source SGSN if Direct Tunnel is not used)

Uplink and Downlink User Plane PDUs

10. Modify Bearer Response

9a. Modify Bearer Response

8. Modify Bearer Request

7a. Forward Relocation Complete Acknowledge

7. Forward Relocation Complete Notification

6. Handover Notify

5. HO to E-UTRAN Complete

4. E-UTRAN Access Procedures

2. HO from UTRAN Command

1. Relocation Command

Uplink and Downlink User Plane PDUs (via Source SGSN if Direct Tunnel is not used)

GW

PDN

HSS

Serving GW

Target MME

Source SGSN

eNodeB

Target

RNC

Source

UE

Source

13a. Delete Indirect Data Forwarding Tunnel Response

14. Delete Indirect Data Forwarding Tunnel Request

14a. Delete Indirect Data Forwarding Tunnel Response

Uplink and Downlink User Plane PDUs (via Source SGSN in case Direct Tunnel is not used)

9. Relocation Preparation Failure

4a. Create Session Response

4. Create Session Request

Serving GW

Target

7a. Delete Session Response

7. Delete Session Request

GW

PDN

8. Forward Relocation Response (Reject)

6. Handover Failure

5. Handover Request

Source

3. Forward Relocation Request

2. Relocation Required

1. Handover Initiation

HSS

Serving GW

Target MME

Source SGSN

eNodeB

Target

RNC

Source

UE

6a. Create Indirect Data Forwarding Tunnel Response

6. Create Indirect Data Forwarding Tunnel Request

4a. Create Session Response

4. Create Session Request

Serving GW

Target

PDUs

User Plane

Uplink and Downlink

8a. Create Indirect Data Forwarding Tunnel Response

PDN GW

7. Forward Relocation Response

8. Create Indirect Data Forwarding Tunnel Request

5a. PS Handover Request Acknowledge

Source

5. PS Handover Request

3. Forward Relocation Request

2. Handover Required

1. Handover Initiation

HSS

Serving GW

Target SGSN

Source MME

BSS

Target

eNodeB

Source

UE

14a. Delete Session Response

(B)

14. Delete Session Request

14b. Release Resource

13. Routeing Area Update procedure

10a. Modify Bearer Response

10. Modify Bearer Request

(A)

For Serving GW relocation Steps 9, 10 and 11, and the following User Plane path, will be handled by Target Serving GW

Serving GW

Target

15. Delete Indirect Data Forwarding Tunnel Request

Only if Direct Forwarding applies

Downlink User Plane PDUs

re-establishment and XID negotiation for LLC ABM)

12a. SABM UA exchange

12. XID Negotiation for LLC ADM

7. XID Response

Only if Indirect Forwarding applies

Uplink and Downlink User Plane PDUs

11. Modify Bearer Response

9. Modify Bearer Request

8a. Forward Relocation Complete Acknowledge

8. Forward Relocation Complete Notification

6. PS Handover Complete

5. XID Response

15a. Delete Indirect Data Forwarding Tunnel Response

Source

4. GERAN A/Gb Access Procedures

Sending of uplink data possible

2. HO from E-UTRAN Command

1. Handover Command

Uplink and Downlink User Plane PDUs

GW

PDN

HSS

Serving GW

Target SGSN

Source MME

Target BSS

eNodeB

Source

UE

16. Delete Indirect Data Forwarding Tunnel Request

16a. Delete Indirect Data Forwarding Tunnel Response

13a. PS Handover Complete Ack

Serving GW

Source

9. Handover Preparation Failure

8. Forward Relocation Response

7. Delete Session Request

7a. Delete Session Response

6. PS Handover Request Nack

5. PS Handover Request

4a. Create Session Response

4. Create Session Request

3. Forward Relocation Request

2. Handover Required

1. Handover Initiation

Serving GW

Target

PDUs

User Plane

Uplink and Downlink

PDN GW

HSS

Target SGSN

Source MME

BSS

Target

eNodeB

Source

UE

4a. Create Session Response

4. Create Session Request

Serving GW

Target

6a. Create Indirect Data Forwarding Tunnel Response

6. Create Indirect Data Forwarding Tunnel Request

PDUs

User Plane

Uplink and Downlink

8a. Create Indirect Data Forwarding Tunnel Response

PDN GW

7. Forward Relocation Response

8. Create Indirect Data Forwarding Tunnel Request

5a. handover Request Acknowledge

5. Handover Request

3. Forward Relocation Request

2. PS Handover Required

1. Handover Initiation

HSS

Serving GW

Target MME

SGSN

Source

eNodeB

Target

BSS

Source

UE

Source

13a. Delete Session Response

13. Delete Session Request

12. Tracking Area Update procedure

9a. Modify Bearer Response

9. Modify Bearer Request

(A)

10. Modify Bearer Response

. Modify Bearer Request

8

Only if 'Indirect Forwarding' applies

For Serving GW relocation Steps 8, 9 and 10, and the following User Plane path, will be handled by Target Serving GW

Serving GW

Target

Source

Only if 'Direct Forwarding' applies

Uplink and Downlink User Plane PDUs

14a. Delete Indirect Data Forwarding Tunnel Response

14. Delete Indirect Data Forwarding Tunnel Request

11. BSS Packet Flow Delete Procedure

7a. Forward Relocation Complete Acknowledge

7. Forward Relocation Complete Notification

6. Handover Notify

5. HO to E-UTRAN Complete

15a. Delete Indirect Data Forwarding Tunnel Response

15. Delete Indirect Data Forwarding Tunnel Request

4. E-UTRAN Access Procedures

Sending of uplink data possible

2. PS Handover Command

1. PS HO Required Acknowledge

Uplink and Downlink User Plane PDUs

GW

PDN

HSS

Serving GW

Target MME

Source SGSN

eNodeB

Target

BSS

Source

UE

9. PS Handover Required Negative Acknowledge

4a. Create Session Response

4. Create Session Request

Serving GW

Target

7a. Delete Session Response

7. Delete Session Request

PDUs

User Plane

Uplink and Downlink

GW

PDN

Source

. Forward Relocation Response (Reject)

8

6. Handover Failure

5. Handover Request

3. Forward Relocation Request

2. PS Handover Required

1. Handover Initiation

HSS

Serving GW

MME

Target

SGSN

Source

eNodeB

Target

BSS

Source

UE

Only if Source RAN is eNodeB

7. Handover Cancel Acknowledge

Only if Source RAN is RNC

7. Relocation Cancel Acknowledge

Only if Target RAN is eNodeB

Only if Target RAN is RNC

Only if Target RAN is BSS

4. Release Resources

4. Delete BSS PFC Procedure

Only if Source RAN is eNodeB

2. Handover Cancel

Only if Source RAN is RNC

2. Relocation Cancel

Only if Source RAN is BSS

1. Source RAN (BSS, RNC or eNodeB) decides to cancel the handover procedure

TargetRAN

TargetServing GW

5a. Delete Session Response

5. Delete Session Request

PDN GW

6. Relocation Cancel Response

4. Iu Release Procedure

3. Relocation Cancel Request

2. PS Handover Cancel

HSS

SourceServing GW

TargetSGSN/MME

SourceMME/SGSN

SourceRAN

UE

8. Delete Indirect Data Forwarding Tunnel Request

9. Delete Indirect Data Forwarding Tunnel Request

8a. Delete Indirect Data Forwarding Tunnel Response

9a. Delete Indirect Data Forwarding Tunnel Response