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  • 8/16/2019 Shanda Holdings Lending Club

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    5/31/2016 Document Contents

    http://ir.lendingclub.com/ShowFile.aspx?KeyFile=34551921&Format=XML&Output=XML 1/3

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    Section 1: 3 (FORM 3 SUBMISSION)

    FORM 3 UNITED STATES SECURITIES AND EXCHANGECOMMISSIONWashington, D.C. 20549

    INITIAL STATEMENT OF BENEFICIALOWNERSHIP OF SECURITIES

    Filed pursuant to Section 16(a) of the Securities ExchangeAct of 1934, Section 17(a) of the Public Utility Holding

    Company Act of 1935 or Section 30(h) of the InvestmentCompany Act of 1940

    OMB APPROVALOMBNumber:

    3235-0104

    Estimatedaverage burdenhours per response... 0.5

    (Print or Type Responses)1. Name and Address of ReportingPerson

    *

    Shanda Media LTD

    2. Date of EventRequiring Statement(Month/Day/Year)05/20/2016

    3. Issuer Name and Ticker or Trading SymbolLendingClub Corp [LC]

    (Last) (First) (Middle)

    8 STEVENS ROAD4. Relationship of ReportingPerson(s) to Issuer

    (Check all applicable)_____ Director __X__ 10% Owner_____ Ofcer (givetitle below)

    _____ Other(specify below)

    5. If Amendment, DateOriginal Filed (Month/Day/Year)

    (Street)

    SINGAPORE, U0 257819

    6. Individual or Joint/GroupFiling (Check Applicable Line)___ Form led by One ReportingPerson_X_ Form led by More than OneReporting Person

    (City) (State) (Zip) Table I - Non-Derivative Securities Benecially Owned1.Title of Security(Instr. 4)

    2. Amount of SecuritiesBenecially Owned(Instr. 4)

    3.OwnershipForm:Direct (D)or Indirect(I)(Instr. 5)

    4. Nature of Indirect BenecialOwnership(Instr. 5)

    Common Stock, $0.01 par value 29,047,930 I Please see footnote below (1)

    Reminder: Report on a separate line for each class of securities benecially owned directly or indirectly. SEC 1473 (7-02)Persons who respond to the collection of information contained in this formare not required to respond unless the form displays a currently valid OMBcontrol number.

    Table II - Derivative Securities Benecially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

    1. Title of DerivativeSecurity(Instr. 4)

    2. Date Exercisable andExpiration Date(Month/Day/Year)

    3. Title and Amount of Securities UnderlyingDerivative Security(Instr. 4)

    4.Conversionor ExercisePrice of

    5.OwnershipForm of Derivative

    6. Nature of Indirect BenecialOwnership(Instr. 5)

    G o t o . . .

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    DerivativeSecurity

    Security:Direct (D)or Indirect(I)(Instr. 5)

    DateExercisable

    ExpirationDate Title

    Amount orNumber of Shares

    Call Option 05/11/2016 06/17/2016 CommonStock 8,113,900 $4 IPlease seefootnotebelow (1)

    Call Option 05/12/2016 06/17/2016 CommonStock 3,086,000 $4 IPlease seefootnotebelow (1)

    Call Option 05/12/2016 06/17/2016 CommonStock 4,500,000 $3 IPlease seefootnotebelow (1)

    Reporting Owners

    Reporting Owner Name / AddressRelationships

    Director 10% Owner Ofcer Other

    Shanda Media LTD8 STEVENS ROADSINGAPORE, U0 257819

    X

    Premium Lead Co Ltd.8 STEVENS ROADSINGAPORE, U0 257819

    X

    Shanda Technology Overseas Capital Co.8 STEVENS ROADSINGAPORE, U0 257819

    X

    Shanda Payment Holdings Ltd.8 STEVENS ROADSINGAPORE, U0 257819

    X

    Signatures

    /s/ Tianqiao Chen, Director of Shanda Media Limited 05/31/2016**

    Signature of Reporting Person Date

    /s/ Tianqiao Chen, Director of Premium Lead Company Limited 05/31/2016**

    Signature of Reporting Person Date

    /s/ Tianqiao Chen, Director of Shanda Technology Overseas Capital CompanyLimited 05/31/2016

    **

    Signature of Reporting Person Date

    /s/ Tianqiao Chen, Director of Shanda Asset Management Holdings Limited 05/31/2016

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    **

    Signature of Reporting Person Date

    Explanation of Responses:

    * If the form is led by more than one reporting person, see Instruction 5(b)(v).

    ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.See 18 U.S.C. 1001 and 15 U.S.C.

    78ff(a).

    (1)

    The securities disclosed in this Form 3 are directly held by Shanda Asset Management Holdings Limited. Shanda MediaLimited owns 70% of all outstanding and issued shares of Premium Lead Company Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the soleshareholder of Shanda Asset Management Holdings Limited. Therefore each of Shanda Media Limited, Premium LeadCompany Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management HoldingsLimited may be deemed to be the benecial owners of such securities.

    Note: File three copies of this Form, one of which must be manually signed. If space is insufcient, See Instruction 6 forprocedure.

    Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the

    form displays a currently valid OMB number. (Back To Top )