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  • Learning outcomes

    Understand the assumptions and limitations of four

    soil models: Coulomb, Mohr-Coulomb, Tresca and

    Taylor.

    Know how to select the appropriate soil model to

    interpret soil test data.

    1

  • Importance

    All models make assumptions. You must understand these

    assumptions to know the limitations of a selected model.

    The response of soils depends on many factors including the

    drainage condition, the history of loading and the stress path.

    You must be able to select and use the appropriate model

    that best represents the expected soil condition. Poor choice

    and use could lead to misrepresentation and failure.

    2

  • Key terms

    Shear strength of a soil is the maximum internal resistance to applied shearing

    forces.

    Effective friction angle, , is a measure of the shear strength of soils due to friction.

    Cementation, ccm, is a measure of the shear strength of a soil from forces that

    cement the particles.

    Soil tension, ct, is a measure of the apparent shear strength of a soil from soil suction

    (negative pore-water pressures or capillary stresses).

    Cohesion, co, is a measure of the intermolecular forces.

    3

  • Key terms

    Undrained shear strength, su, is the shear strength of a soil when sheared at constant

    volume.

    Apparent cohesion, C, is the apparent shear strength at zero normal effective stress.

    Critical state is a stress state reached in a soil when continuous shearing occurs at

    constant shear stress to normal effective stress ratio and constant volume.

    Dilation is a measure of the change in volume of a soil when the soil is distorted by

    shearing.

    4

  • MODELS TO INTERPRET SHEAR STRENGTH

    A soil model is an idealized representation of the soil to allow us to understand its response to loading and other external events.

    A soil model should not be expected to capture all the intricacies of real soil behavior.

    Each soil model may have a different set of assumptions and may only represent one or more aspects of soil behavior.

    Popular soil models

    Coulomb

    Mohr-Coulomb

    Tresca

    Some other soil models

    Taylor

    Critical state

    5

    Simple

  • COULOMBS SOIL MODEL

    Soils, in particular granular soils, are endowed by nature with slip planes.

    Each contact of one soil particle with another is a potential micro-slip plane.

    Loadings can cause a number of these micro slip planes to align in the direction of least resistance.

    Thus, we can speculate that a possible mode of soil failure is slip on a plane of least resistance.

    6

  • COULOMBS SOIL MODEL FOR UNCEMENTED,SOILS

    LINEAR FAILURE ENVELOPE

    Soils at critical state: = cs, = p = 0

    CURVED FAILURE ENVELOPE

    Soils at peak state: = p, = p > 0

    is the dilation angle (a measure of the soils

    ability to expand > increase in volume)

    7

    ( ) tan ( ) tanf n f p n f cs p

    ( ) tanf n f cs

    cs is a constant for a given soil and is a fundamental soil property; p is not a constant for a given soil it depends on the normal effective stress and the ability of the soil to dilate.

    Soil fails by impending frictional sliding on a plane

    p cs

  • WHAT IS DILATANCY?

    Dilation is not a peculiarity of soils,

    but occurs in many other materials,

    for example, rice and wheat.

    The ancient traders of grains were

    well aware of the phenomenon of

    volume expansion of grains.

    However, it was Osborne Reynolds

    (1885) who described the

    phenomenon of dilatancy and

    brought it to the attention of the

    scientific community..

    Dilation can be seen in action at

    a beach.

    8

  • COULOMBS SOIL MODEL FOR CEMENTED SOILS

    ccm is the cementation strength and o is the apparent friction angle.

    Neither ccm nor o is a fundamental soil parameter.

    Adding the cementation strength to the apparent frictional strength is not strictly correct since they are not mobilized at the same shear strains.

    9

    ( ) tanf cm n f oc

  • ISSUES WITH AND USE OF THE COULOMBS MODEL

    USE

    It can be used for failures that occur along a slip plane, such as a joint or the interface of two soils or the interface between a structure and a soil.

    Stratified soil deposits such as overconsolidated varved clays (regular layered soils that depict seasonal variations in deposition) and fissured clays are likely candidates for failure following Coulombs model, especially if the direction of shearing is parallel to the direction of the bedding plane.

    ISSUES

    Coulombs model applies strictly to two rigid bodies with a common potential sliding plane.

    It is a limiting force model (force at impending frictional sliding )

    It does not consider soil deformation.

    It is independent of the loading history of the soil.

    10

  • KEY POINTS REGARDING COULOMBS MODEL

    11

    tan ,f n cs pf

    n tan f cm ofc

  • MOHRCOULOMB (MC) FAILURE CRITERION

    MC failure criterion defines failure when the maximum principal effective stress ratio,

    called the maximum effective stress obliquity, is achieved and not when the maximum shear stress

    is achieved.

    The failure shear stress is then less than the maximum shear stress.

    12

    Soil fails by frictional sliding on a plane of maximum

    stress obliquity

    1

    3

    ( ),

    ( )

    f

    f

    1 3[( )/2]max

  • MOHRCOULOMB (MC) FAILURE CRITERION

    Friction angle

    Inclination of failure plane to the

    plane of the major principal

    stress

    Maximum shear stress

    13

    1 3[( )/2]max

    1 3

    1 3

    1 3 1 3

    ( ) ( )2sin( ) ( )

    2

    f f

    f f

    ff f

    OB

    OA

    452 4 2

  • MOHRCOULOMB (MC) FAILURE CRITERION

    Failure stresses for uncemented

    soils

    14

    1 3 1 3( ) sin2 2

    n f

    1 3 cos2

    f

  • MC FAILURE CRITERION

    Uncemented soils

    at critical state

    At peak state

    15

    1 3

    1 3

    sin =cscs

    1 3 cos

    2cs cs

    1 3

    1 3

    sin =pp

    1 3= cos2

    p p

    p

  • MC FAILURE CRITERION

    Unsaturated, cemented, cohesive

    soils

    16

    o C

    Sh

    ear

    stre

    ss

    Normal effective

    stress, n

    1 3

    1 3

    sin 2 cot +

    o

    oC

    1 31

    = tan 1 sin 1 sin2

    f o o oC

  • ISSUES WITH AND USE OF THE MC MODEL

    USE

    It can be used for long term

    (drained condition) stability

    calculations and to interpret

    the long term strength of

    overconsolidated fine-

    grained and dense coarse-

    grained soils.

    ISSUES

    MC model applies strictly to two rigid bodies with a common potential sliding plane.

    It is a limiting stress model.

    It does not consider soil deformation. Soil deformation is important in real soils.

    It is independent of the loading history of the soil. The strength of real soils is dependent on loading history.

    The shear strength in compression and extension is the same. Real soils show different strengths in compression and extension. Usually, the extension strength is lower than the compressive strength.

    17

  • KEY POINTS: MC FAILURE CRITERION

    Coupling Mohrs circle with

    Coulombs frictional law allows us

    to define shear failure based on

    the stress state of the soil.

    Failure occurs, according to the

    MohrCoulomb failure criterion,

    when the soil reaches the

    maximum principal effective

    stress obliquity.

    The maximum shear stress is not

    the failure shear stress.

    Information on the deformation

    or the initial stress state of the

    soil is not needed to interpret soil

    strength using the MC failure

    criterion.

    18

  • TRESCAS MODEL

    Trescas failure criterion is used to interpret the undrained shear strength.

    The shear strength under undrained loading depends only on the initial void ratio or the initial water content or initial confining pressure.

    An increase in initial normal effective stress, sometimes called confining pressure, causes a decrease in initial void ratio and a larger change in excess porewater pressure when a soil is sheared under undrained condition.

    The result is that the Mohrs circle of total

    stress expands and the undrained shear

    strength increases. Thus, su is not a

    fundamental soil property.

    19

    Soil fails when the shear stress is one-half the principal stress difference

    1 3 1 3( ) ( ) ( ) ( )

    2 2

    f f f f

    us

  • TRESCAS MODEL

    The value of su depends on the

    magnitude of the initial confining

    pressure or the initial void ratio

    (or initial water content).

    Analyses of soil strength and soil

    stability problems using su are

    called total stress analyses (TSA).

    20

  • ISSUES WITH AND USE OF THE TRESCAS MODEL

    USE

    Short term (undrained

    condition) stability

    calculations and to interpret

    the undrained shear strength

    of fine-grained soils.

    ISSUES

    It is a yield criterion for solid bodies that has

    been adopted as a failure criterion for soils

    (a deformable body).

    It is a limiting stress criterion.

    It does not consider soil deformation. Soil

    deformation is important in real soils.

    It is independent of the loading history of the

    soil. The strength of real soils is dependent

    on loading history.

    Compression and expansion strength is the

    same. Real soils show different strengths in

    compression and in expansion

    21

  • KEY POINTS TRESCAS FAILURE CRITERION

    For a total stress analysis, which

    applies to fine-grained soils, the

    shear strength parameter is the

    undrained shear strength, su.

    Tresca failure criterion is used to

    interpret the undrained shear

    strength of fine grained soils

    The undrained shear strength

    depends on the initial void ratio

    or initial water content or initial

    confining pressure. It is not a

    fundamental soil shear strength

    parameter.

    Information on the deformation

    of the soil is not needed to

    interpret soil strength using

    Tresca failure criterion.

    22

  • TAYLORS FAILURE CRITERION

    Taylor (1948) used an energy method to derive a simple soil model.

    He showed that the shear strength of soil is due to sliding friction from shearing and the interlocking of soil particles.

    23

    The shear strength comes from sliding friction and the interlocking of soil particles

    Unlike Coulomb failure criterion, Taylor failure criterion does not require the assumption of any physical mechanism of failure, such as a plane of sliding.

    It can be applied at every stage of loading for soils that are homogeneous and deform under plane strain conditions similar to simple shear.

  • TAYLORS FAILURE CRITERION: FORMULATION

    Equilibrium:

    Simplification:

    Critical state:

    Peak:

    24

    The shear strength comes from sliding friction and the interlocking of soil particles

    f z z zd d d

    z

    f

    z

    d

    d

    tan ;f cs 0.zd

    d

    tan cs

    z cs

    tan tancs pz p

  • ISSUES WITH AND USE OF THE TAYLORS MODEL

    USE

    Long term stability

    calculations of homogeneous

    soils.

    Cannot be applied to soils

    that fail along a joint or an

    interface between two soils.

    ISSUES

    Applies to two-dimensional stress systems.

    An extension of Taylor failure criterion

    to account for three-dimensional stress is

    presented in Chapter 11.

    Neither Taylor nor Coulomb failure

    criterion explicitly considers the rotation of

    the soil particles during shearing.

    Gives a higher peak dilation angle than

    Coulomb failure criterion.

    25

  • DIFFERENCES AMONG THE THREE POPULAR FAILURE CRITERIA

    Name Failure criteria Soil treated as Best used for

    Test data

    interpretation*

    Coulomb Failure occurs by

    impending, frictional

    sliding on a slip plane.

    Rigid, frictional

    material

    Layered or fissured

    overconsolidated soils or a

    soil where a prefailure

    plane exists

    Direct shear

    Mohr

    Coulomb

    Failure occurs by

    impending, frictional

    sliding on the plane of

    maximum principal

    effective stress obliquity.

    Rigid, frictional

    material

    Long term (drained

    condition) strength of

    overconsolidated fine-

    grained and dense coarse-

    grained soils

    Triaxial

    Tresca Failure occurs when one-

    half the maximum

    principal stress

    difference is achieved.

    Homogeneous solid Short term (undrained

    condition) strength of fine-

    grained soils

    Triaxial

    * will discuss later

    26

  • SUMMARY OF EQUATIONS FOR THE THREE POPULAR FAILURE CRITERIA

    27

    Name Peak Critical state

    Coulomb ( ) tan ( ) ( ) tan p n f cs p n f p

    unsaturated, cemented soils: ( ) tanf n f oC o t cmC c c c

    ( ) tan cs n f cs

    MohrCoulomb 1 3

    1 3

    sin pp

    1 3

    1 3

    sin cscs

    3 2

    1

    ( ) 1 sintan 45

    ( ) 1 sin 2

    p p p

    p p

    23

    1

    ( ) 1 sintan 45

    ( ) 1 sin 2

    cs cs cs

    cs cs

    1 3

    1 3

    Cemented soils: sin 2 cot +

    o

    oC

    o t cmC c c c

    Inclination of the failure plane to the plane on which

    the major principal effective stress acts.

    =45 +2

    po

    p

    Inclination of the failure plane to the plane

    on which the major principal effective stress

    acts.

    452

    o cs

    cs

    Tresca

    1 3( )

    2

    p

    u ps

    1 3( )

    2

    cs

    u css

  • RANGES OF FRICTION ANGLES AND DILATION ANGLES FOR SOILS

    Ranges of Friction Angles for Soils (degrees)

    Soil type

    Gravel 3035 3550

    Mixtures of gravel and

    sand with fine-grained

    soils 2833 3040

    Sand 2737* 3250

    Silt or silty sand 2432 2735

    Clays 1530 2030 515

    *Higher values (3237) in the range are for sands

    with significant amount of feldspar (Bolton, 1986).

    Lower values (2732) in the range are for quartz

    sands.

    Typical Ranges of Dilation Angles for Soils

    Soil type

    (degrees)

    Dense sand 1015

    Loose sand

  • TYPICAL VALUES OF SU FOR SATURATED FINE-GRAINED SOILS

    Description su (kPa( su (psf)

    Very soft < 10 200 > 4000

    29

  • Quiz 1 30

    Which failure criterion (model) is best suited to analyze

    the potential failure of the soil mass shown?

    1. Mohr-Coulomb

    2. Coulomb

    3. Tresca

    4. None of the above

    Dense sand

    Stiff overconsolidated clay

    Loose silty sand

  • Quiz 2 31

    The critical state friction angle of a soil is 30 degrees.

    If the normal effective stress imposed by a building is

    100 kPa, the shear stress (kPa) to cause failure is most

    nearly

    1. 86.6

    2. 100

    3. 50

    4. 57.7

  • Quiz 3 32

    The critical state friction angle of a soil is 30 degrees.

    The ratio of the major principal effective stress to the

    minor principal effective stress to cause failure is most

    nearly

    1. 0.5

    2. 1

    3. 2

    4. 3

  • PRACTICAL IMPLICATIONS OF FAILURE CRITERIA

    Region I. Impossible soil

    states. A soil cannot have soil

    states above the boundary

    AEFB.

    33

  • PRACTICAL IMPLICATIONS OF FAILURE CRITERIA

    Region II. Impending instability (risky

    design).

    Region AEFA is characteristic of dilating

    soils that show peak shear strength and

    are associated with the formation of

    shear bands. The shear bands consist of

    soils that have reached the critical state

    and are embedded within soil zones with

    high interlocking stresses due to particle

    rearrangement. These shear bands grow

    as the peak shear strength is mobilized

    and as the soil strain-softens subsequent

    to the critical state.

    34

  • PRACTICAL IMPLICATIONS OF FAILURE CRITERIA

    Region III. Stable soil states (safe design).

    One of your aims as a geotechnical engineer is to design geotechnical systems on the basis that if the failure state were to occur, the soil would not collapse suddenly but would continuously deform under constant load. This is called ductility. Soil states that are below the failure line or failure envelope AB would lead to safe design. Soil states on AB are failure (critical) states

    35

  • KEY POINTS

    There are several failure criteria for soils.

    Each criterion has application to certain soil conditions.

    The three popular failure criteria (Coulomb, Mohr-Coulomb and Tresca) assume that soil is a rigid-plastic material with no deformation prior to failure.

    The Coulomb and Mohr-Coulomb failure criteria are applicable to estimate long term failure.

    The Mohr-Coulomb failure criterion also assume that failure shear strength of soil in compression and extension is the same. In reality, the shear strength at failure in extension is less than in compression.

    36

  • KEY POINTS

    Soil states above the peak shear strength boundary are impossible.

    Soil states within the peak shear strength boundary and the failure line (critical state) are associ-ated with brittle, discontinuous soil responses and risky design.

    Soil states below the failure line lead to ductile responses and are safe.

    You should not rely on p in geotechnical design, because the amount of dilation one measures in laboratory or field tests may not be mobilized by the soil under construction loads. You should use cs unless experience dictates otherwise.

    A higher factor of safety is warranted if p rather than cs is used in design.

    37

  • KEY POINTS

    The undrained shear strength, su, applies only to fine-grained soils.

    The undrained shear strength is not a fundamental soil parameter.

    The undrained shear strength depends on the initial void ratio or initial confining pressure (consolidation pressure).

    38