NGAN HANG NHA NVOC Vin NAM

GONG HOA XA HQI CHU NGHIA VIVT NAM Nic lap - Tv do - Hph phtic

SO: /2014/TT-NHNN Ha NO4 ngay thang inam 2014

THONG TU. Quy dinh ve phan loaf, thing gni, giao nhan kim khi quy, der quy

Can cr.( Luat Ngan hang Nha nut Viet Nam so 46/2010/QH12 ngay 16 thong 6 nam 2010;

Can cit. Luat Cac to chi:cc tin dung so 47/2010/QHI2 ngay 16 thcing 6 nam 2010;

Can cir Nghi dinh so 156/2013/ND-CP ngay 11 thang 11 nam 2013 cticz Chinh phi quy dinh chtk nang, nhi:em vu, quyen han vet ca cdu to chirc cUa Ngon hang Nha ntroc Viet Nam;

Can el.( Nghi dinh sac 40/2012/ND-CP ngthy 02 thong 5 nam 2012 caa Chinh pith ve nghiep vu phat hanh den; bao quern, van chuyen tai san quy va giciy to co gia trong he thong Ngiin hang Nita meat, to auk tin dung va chi nhanh ngan hang ntroc ngoai;

Can cll. Nghi dinh so 24/2012/NB-CP ngay 03 thcing 4 nam 2012 cita Chinh phi ve quern ly hoat clOng kink doanh yang;

Theo de nghi cua Cuc twang Cuc Phat hanh va Kho quy,

Thong d Oa Ngan hang Nha 'mac Viet Nam ban hanh Thong to quy dinh ve phan loci, clang goi, giao nhan kim khi guy, der guy.

Chtrcrng I QUY DINH CHUNG

Dieu 1. Pham vi dieu chink

1. Thong tu nay quy dinh viec phan loai, clang goi, giao nhan kim khi quy, der quy trong nganh ngan hang.

, 2. Viec bag quern, van chuyen, kim tra, kim ke, ban giao, xit thira thieu kim khi quy, der quy duac thgc hien theo quy dinh tai Thong tu so 01/201,4/TT-NHNN ngay 06/01/2014 caa Thong doe Ngan hang Nha nubs quy dinh ve giao nhan, bao quart, van chuyen lien mat, tai san quy, giay to co gia.

Dieu 2. Doi Wang AI) dung

1. Cac don vi thu6c Ngan hang Nha nuot Viet Nam (sau day goi tat la Ngan hang Nha nu6c), bao g6m: Cac Phat hanh va Kho quY, SO Giao dich Ngan hang Nha ntroc, Ngan hang Nha nuerc chi nhinh tinh, thanh plan toe thu6c Trung uang va cac don vi c6 lien quan khac.

2. TO chide tin dung, chi nhanh ngan hang nth:Ye ngoai (sau day goi tat la to chit tin dung).

3. Dan vi gia ding yang mieng cho Ngan hang NM. nu& (sau day goi tat la don vi gia cong); doanh nghiep &roc cap Gidy phep kinh doanh mua, ban yang mieng.

4. TO clatk, ca nhan khac co giao nhan kim khi quy, da quy ved Ngan hang Nha lurk, to chic tin dung (sau day goi la khach hang)

Dieu 3. Gial thich tir ugh.

Trong Thong to nay, cac tit ngit clued day duce hieu nhu sau:

1.Kim khi quy bao g6m yang, bac, bath kim va the loai kim loai quy khac.

2. Da quy bao g6m kim cuong (hat xoan), ruby (hing ngoc), emorot (lac bao ngoc), saphia (bich ngoc), ngoc trai (tran chau) va cac loai da quy khac.

3. Bao bi la bao duce sit dung a ep m6i san pham yang mieng; bao bi vang mieng dugc chOng gia theo quy chuin, tieu chuan dm to chic tin dung, doanh nghiep dugc Ngan hang Nha nuoc cho phep san xuat yang mieng hoac ciaa don vi gia cong.

Dieu 4. Nguyen tAc phan loaf, thing goi, giao nh4n kim kbi quy, dA guy.

I. Kim khi guy, di quy phai duarc phan loai, sip xep, &mg goi , niem phong theo trat to danh muc de thuan tien khi bao quan, xuat nhap, kiem tra, kiem ke. Viec phan loai, kiem dinh, clang g6i, giao nhan duce time hien tan hot do: \Teri timg khach hang, don vi , theo timg loai, timg phan loai; kiem nhan, deng goi xong phan loai, loai nay mai throe nhan sang phin 1oai , loaf khac; giao nhan xong hien vat mita khach hang, don vi nay meri giao nhan den hien vat tha khach Lang, dun vi khan de trash nham Ian.

2. Noi phan loai, kiem dinh, dOng goi, giao nhan kim khi quy, di quy phai thuan tien, an than; trang bi cac dung cu, phuong tien dam bao d6 chinh xac can thiet cho cong tic kiem Binh, &mg g6i, niem phong.

3. Khi giao nhan kim !chi quy, da quy phai can ctir theo cac gidy to hop phap, hop so lieu tren giay to phai kherp ding vat hien vat. Qua trinh giao nhan phai thuc hien day dit the quy dinh ve phan loai, kiem dinh, clang goi va niem phong.

4. Viec xic dinh so hong, khOi hong, chdt luting va kith co cap loai kim khi quy, di guy phai ca the va chinh xen.

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Chuang ll PHAN LOAI VA BONG GOI HIM Kill QUt, DA Q1U -V

Dieu 5. Danh m6c phfin loai

Kim khi qu9, da quy dugc phan thanh cac dank mac sau: Loai, phan loai hoac phan loai chat luong.

I. Loai: Yang, bac, bath kim, kim arcing, ruby, emorot, saphia, nggc trai, cac kim khi qu9, da quy khac theo quy dinh cua phap luat.

2. Phan loai:

a) Vang duqc phan loai nhu sau:

- Yang trang sue, my nghe la cac san pham yang co ham bong tit 8 Kara (trong duong 33,33%) trer len, da qua gia tong, the tic de phuc va nhu cau trang sue, trang tri my thuat.

- Vang mieng la yang duac dap thanh mieng, co dong chit, se chi khi luting, chat bong va k9 ma hieu cua doanh nghiep va to claire tin dung dirge Ngan hang Nha nuot cho phep san xuat hoac yang mieng do Ngan hang Nha nu& to chirc san xuat trong tang tiled Icy.

- Vang nguyen lieu la yang clued dang khei, th6i, hat, mieng va cac loai yang khac.

b) Cac loai kim khi quy khac dugc phan loai nhu sau:

- Kim khi quy trang sue, nghe la cac sin pham kim khi quy da qua gia tong, the tat de phuc nhu cau trang suc, trang tri my thuat.

- Kim khi qu9 nguyen lieu la kim khi'qu9 clued clang kh6i, th6i, hat, mieng va cac loai kim khi quy khac.

3. Phan loai chat luong: Cac loai boat phan loaf tren lai dugc phan theo chat bong.

a) Kim khi qu9: Phan theo ham luong kim loai qu9 tren 75%; tic 30% den 75%; duoi 30%.

b) Da qu9: Phan thanh loai I, loai II, loai III, loai IV.

Dieu 6. Xac dinh se bang, khei luting, kich cer, chAt hang kim khi quy, di quy

1. Xlc dinh so luting:

a) Loai dem dugc: dem theo don vi thoi, la, cai, vien, mieng, manh.

b) Loai Ichong dem dugc (dang cam, hat, bet): xac dinh theo mon, g6i.

2. Xac dinh '<he' bang, kith Ca:

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a) Cac loai kim khi quy: Xac dinh Rh& luting theo don vi do phap dinh la kilogam (kg), gam (g), miligam (mg) hoac being, d6ng can (chi), phan.

1 phan = if0 chi = if30 luting = 0,375 mg

b) Cac loai da. quy: Xac dinh kh6i luting theo carat (ct), Olct = 0,2 g = 200 ma; xac dinh duCmg kinh, kich co: nggc trai theo milimet (mm)

c) Cac 'oat do trang suc hoac do my nghe c6 gain da quy lam cho gia tri dal do vat tang len so vai gia tri de vat sau khi tach rail than ra khei da quy; khi kiem nhan phai gift. nguyen hinh dang va can khoi luting chung cua cle vat, sau do xac dinh khoi luting cua timg bo phan (neu c6 the dugc).

3. Xac Binh chat luting:

a) Cac loai kim khi quy: Xac dinh theo tY le phan tram (%) nguyen chat kim loai quy.

la) Cac loai da quy: Xac dinh chat luting can dr vao thanh phan.hoa hoc, aid tri sir dung de phan ra loai I, loai II, loai III, loai IV theo TCVN 5855:1994, DA quy - Thu'at ngu va phan loai.

4. Pluming nen, dung cu can, do duce sir dung de xac dinh khOi hr. g, kich ca kim log quy, da quy phai bao dam cat yeu cau sau day:

a) CO pham vi do, do chinh xac phia hop vai giai han sai s6 cna ket qua pile") do do co quan quan ly nha nuarc ye do luting quy dinh hoac do to chirc, ca nhan san xuat, nhap khau kim khi quy, de. quy d6 cOng be;

b) Da dugc kiem dinh hoac hieu chuan theo quy dinh cua phap 141 ve do Meng. Giay cht:mg nhan kiem dinh, hieu chuan phai con Mori han gia tri.

Dieu 7. Bong goi, niem phong

1. Cac loci kim khi quy, da. quy (tn:r yang mieng quy dinh tai Khoan 3 Dieu nay) dugc clang g6i trong tin nilon vai ghim (hoac khau, dan) mieng tin, ratudi tala phai gni bang hai lap giay day, ben chat Rieng dai vai cat loai da

d6 trang sire va c16 My ngh'e phai dugc lot bang, vai ho5c giay mem va doing trong hop cimg de de phong say sat, hu hOng.

De trang sue va do my nghe phai dugc clang goi timg chiec ho5c tirng be. Neu caking nhau ye chat luting vai khei luting thi thing gin 10 chiec thanh I be, 10 be thanh 1 ggi.

Trong gin ho5c hop phai co phieu kiem dinh, bang k'e, , ngoai got ho5c hOp phai niem phong; tren niem phong ghi r6: Loai, phan load, s6 luting, Ichoiltrong, chat luting, ho ten va eh& ky cila to trueng to giao nhan (sau day ggi tat la to tru&ng), thu kho nen, ngay, thang, nam song g6i, niem phong.

2. Mot hoac nhieu g6i, hop ding loai, phan 'oat va ding chit luting ding vao met hop go, ho5c hOp ten, hoac hop kim loai khong gi, co niem phong, kcp

chi. Tren niem phong hop phai ghi ro se luting g6i, hop; khi luting va chat luting cua cac gal, hOp; h9 ten va chit icy dm to twang va the) kho tien; ngay, thong, nam clang g6i, Morn phong.

3. yang mieng cling khei luong, chat luong, IcY ma hieu sau khi kiem nhan phai dugc demg vao hOp hole tui nilon trong suet theo 18, mei 16 gem 100 hoac beii se caa 100, t8i da la 500 mieng (tnrerng hop yang mieng khong der 10 dugc demg g6i vao hOp hole ten nilon tuang to nhu doi voi yang mieng da 115 va ghi re so luong yang mieng tren niem phong).

HOp dung yang mieng la lout hop bang kim loai '<hong gi, kith thuerc phu hap vet so luting yang theo 10, trong lot vai nhung, canh mat tren cua hOp co 02 khuy de thuan tien cho viee kh6a, niem phong, kep chi.

Trong me:)"i hop hoac tai phai c6 bang ke so hieu, ky hien ciita cac mieng yang trong hOp hoac tui. Ngoai hop hole tai dugc niem phong, tren niem phong ghi day di) cac yeu to theo quy dinh tai IChoan 1 Dieu nay.

4. TIM kho tien ghi so hieu tren timg g6i hole hOp, se hieu dugc theo doi hen the kho va s6 theo dot

Chircrog III CIAO NHAN KIM KIII QUV, DA QM?.

Mg 1 TO CHTYC GIAO NHAN

Dieu 8. To giao oh4n

1. Vic phan loai, kiem dinh, dong g6i, giao nhan kim khi quy, da quy phai do to giao nhan thug hien.

2. Thom quyen thanh Cap to giao nhan:

a) Tai Ngan hang Nha nuem:

- Cuc truang Cue Phat harsh va Kho quy quyet dinh thanh lap to giao nhan cua kho tien Trung ucmg tai Ha Nei (kho tien I);

- Chi cue tnrong Chi cuc Phat hanh va Kho , guy- quyet dinh thanh to giao nhan caa kho tien Trung uong tai thanh pH> Ho Chi Minh (kho tien II);

- Giam doe So Giao dick Ngan hang Nha nuge, Giam doe Ngan hang Nha nuot chi nhanh tinh, thanh pho true thuOc Trung uong quyet dinh thanh lap to giao nhan tai don vi minh.

b) Tai to cherc tin dung: TO cherc tin dung quyet dirt thanh 13p to giao nhan tai don vi minh.

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• z 3.Thanh phan to giao nhan gom:

a) To trtrong.

b) Thg ky thuat ye kim khi quy, da quy (khi nhan theo hinh thirc kiem Binh hien vat). Truerng hop Ngan hang Nha nuerc, to ciizo , tin dung khong c6 tho ky thuat chuyen noon ye kim khi quy, da quy thi c6 the thue thg ky thuat de kiem dinh. Thg ky thuat phai dugc dao tao nghiep Neu kiem dinh kim khi quy, dda tiny.

c) TIM kho tien.

d) Nhan vien ghi chep Ira lap bien ban. Tnzerng hop kh8ng be) tri nhan vien ghi chep va lap bien ban rieng thi viec ghi chep va lap hien ban giao nhan do men trong ba thanh phan cua to giao nhan quy dinh tai diem a, b, c Khoan nay thus hien.

Dieu 9. Trach nhiem enn the thanh vien to giao nhian

1. TO truOng chiu trach nhiem chung ve niuem vu dirge giao truerc cap c6 tham quyen ra quyet dinh thanh lap to giao nhan; tire net) hurling dan vi to chirc darn boo an town tai san trong qua trinh thuc hien nhiem vu cua to giao nhan.

2. Thg ky thuat co trach nhiem dam boo phan loai, xac dinh chat lucmg, khoi lugng, kith co) cac loai kim khi quy, cid qu '31 chinh xac.

3. Thu kho tien c6 trach nhiem nix tiep &mg g6i, niem phong cac loai kim khi quy, da quy.

4. N.-ban vien ghi chep va lap bien ban phai c6 trach nhiem ghi chep va lap bien ban giao nhan day (ter, ro rang, chinh xac.

5. Cac thanh vien [ 19 giao nhan c6 trach nhiem gift bi mat ye tai san, se eu va thuc hien theo dung quy trinh giao nhan kim khi quy, dda quy quy dinh tat

Thong to nay.

Mite 2 QUY TRINII GIAO NR:AN KIM KIII QUt DA QUt

Dieu 10. Hinh that giao nhhn

1. Can cer tinh hinh va yeu cau cg the cera timg truemg hop giao nhan hoac theo de nghi cita ben giao 8e thong nhat thuc hien giao nhan kim khi quy, (Id quy theo hinh there kiem dinh hien vat hoac theo hinh them nguyen niem phong.

2. Viec giao nhan yang mieng, yang nguyen lieu duce, thuc hien theo quy dinh tai Muc 3 Chuong III Thong at nay.

men 11. Quy trinh nhhn kim khi quy, di quy theo hinh that kiem dinh hieen vat

I. Biz& 1. Ngueri giao nem hien vat kern theo cat giay ter hop phap, hop le va lap bang ke theo mau tai Phu luc I ban hinh kern theo Thong to nay.

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TO tnrerng thut hien kiem soat day di giay to hap le, hip phap doi vet tai sin, gem:

a) Lenh xuat kho ciia cap co tham quyen don vi giao trong tnrong hop nhan kim khi quy, da quy trong ding he thong Ngan hang Nha nuere; gitta Ngan hang Nha nu& voi to chuc tin dung vi ngugc giita cac to cherc tin dung voi nhau.

b) Cat giay to theo ho so tin dung trong tru&ng hop nhan kim quy, da quy khach hang dung de the chap, cam co cac khoan vay.

c) Hop long bao quan trong tnrOng hop nhan kim khi quy, da quy caa khach hang khi lam dich vu bao quan tai san.

d) Van ban cilia co quan nha nuem co tham quyen theo quy dinh cua phap luat, ho sa lien quan tad tai san trong tnnang hop nhan kim khi quy, da quy geri vao kho Ngan hang Nha nuot.

2. Burk 2. TO tnremg nhan so luting hien vat Ian lugt timg loaf theo bang ke, nhan het loai nay mai nhan den loai khac.

3. Burk 3. TO truerng giao ran lugt tang hien vat theo bang ke cho thg ky thuat, thg ky thuat sir dung cac phuong tien, dung cu can, do de phan loaf, xac dinh khai luong, chat luting va kich ca cac loai kim khi quy, da quy dam bao chink xac theo quy dinh tai Dieu 5, Dieu 6 Th6ng tu nay va ghi cac thong tin ve ten, so hieu, pham vi do, do chinh xac, ngay, thing, nam kiem tra, kiem dinh, hieu chuan maa cac phuong tien, dung cu can, do vao bien ban giao nhan.

Thu ky thuat kiem tra chat luong tang hien vat xong phai ky, ghi re ho ten tren phieu ghi ket qua kiem dinh maa tang hien vat. Phieu kiem dinh lap thanh hai lien, met lien dinh kern hien vat khi clang grii, met lien giao cho ke toan ,citng cac Chung to giao nep. , Tren phieu kiem Binh phai ghi day du cac yeu to: ten hien vat, khei luting, chat luting, kich cb, ngay, thing, nam kiem dinh.

Khi kiem dinh, neu thg ky this phat hien ra hien vat nao khong phai la kim khi quy, da quy, phai giao lai hien vat dO cho to throng kern theo phieu kiem dinh de tra lai hien vat cho ngueri giao va phai ghi ro trong bien ban giao nhan.

4. Buoy 4 Sau khi xac Binh xong khei luting, chat luong va kich ea oh tang loai, phan loai kim khi quy, da quy, thg ky thuat chuyen phiett kiem Binh sang cho nhan vien ghi chep bien ban. Truemg hop co chenh lech ye so luting, chat luong, khoi luong, kich ca kim khi quy, da quy so voi bang ke cua ngueri giao quy dinh tai Khoan 1 Dieu nay, nhan vien ghi chep bien ban lap bang ke gem hai , lien theo Mau Phu ,luc I ban hanh kern theo Thong tu nay va can cuvao phieu kiem dinh de" ghi ket qua vao bang ke. Tnnang hop '<hong co chenh tech ye so luong, chat lugng, khoi lugng, kich co kim khi quy, da quy so voi bang ke cna ngueri giao quy dinh tai Khoan 1 Dieu nay, nhan vien ghi chep bien ban lap them mat lien bang ke yen nei dung va so lieu nhu bang ke cua ngueri

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giao. Bang ke phai c6 chg. IcY cna to tnxemg va chit kY xac nhan cua thg ky thuat. Met lien bang ke giao cho thu kho tien cut -1g veri hien vat de kiem soat lai khi (tang goi; met lien bang ke giao nhan vien ghi chep bien ban de lap bier' ban giao nhan theo mau tai Phu lug II ban hinh kern theo Thong tu nay.

5. ,BuOc 5. Thu thuat kiem tra lai se lieu ghitren bang ke va hien vat tbi chuyen tong loai sang cho thU kho gen. Tina kho tien phai kiem tra lai truck khi clang goi, niem phong. Viec phan loai danh mac, &rig g6i, them phong dugc quy dinh tai Dieu 5, Dieu 7 Thong tu nay.

6. BuOc 6. Sau khi nhan va niem phong xong hien vat ciia nguai giao, to giao nhan kiem tra lai so lieu ten cac bang ke vgi cac gal, hop hien vat da niem phong. Can de vao bien ban giao nhan va phieu nhap kho can ke town, thu kho tien ghi so hieu len tirng goi, hop theo quy dinh tai Khoan 4 Dieu 7 Thong tu nay trubrc khi dua vao bao quan trong kho.

Dieu 12. Quy trinh nh4n kim khi quy, da quy theo hinh thirc nguyen niem phong

1. TO trueng that hien kiem soat dA} , du giay to hop phap, hop Fe d6i vet tai san nhan nhu quy dinh tai Khoan 1 Dieu 11 Thong tu nay. Ngued giao hien -vat theo niem phong Oa) c6 bang ke chi tiet cac hien vat, ten tong hien vat; se lucmg, chat luong va khei luong cna hien vat (neu xac dinh &roc).

2. TO giao nhan chimg kien va huomg dan nguoi giao to dong g6i, hop, niem phong cac hien vat. Trong g6i, hop c6 bang ke va hien ban giao nhan kem theft Bien ban giao nhan lap theo mau tai Phu lye II ban hinh kern theo Thong to nay, c6 ghi re nhan theo g6i, hop niem phong. Niem phong ghi ro: don vi giao, nguai giao, ho ten, ch6 ky cna ngued clong g6i, help niem phong (thuec ben

ngay, thing, nam giao, ngubi giao

Ngudi c6 ten nen niem phong chiu trach nhiem ye so luong, chat luong va khei luong hien vat trong g6i, hop da niem phong. Dan vi nhan theo goi, hop nguyen niem phong khong chiu trach nhiem ye s8 luong, chat luong va. khOi I irong hien vat trong g6i, hop daa niem phong.

Dieu 13. Bien ban giao nhin

I. Viec giao nhan phai dirge lap thanh bien ban giao nhan theo matt tai Phu lac II ban Bah kern theo Thong to nay.

2. Bien ban giao than dugc lap thanh bOn ban: mot ban ngugi giao hien vat giEr de lam chang tit bien nhan; met ban giao cho ke toan kern theo cac chimg, tir giao nep; met ban giao cho thU kho tien; met ban de kern vao goi hien vat (neu nhan theo niem phong).

Theu 14. Sao quan kim khi quy, di quy trong qua trinh nlfin

CuOi mei buei, mei ngay lam viec, neu chug kiem nhan xong thi tat ca kim khi quy, da quy phai dugc bao (man trong tai hoac hop, dua vairtrong hem

at c6 khoa va niem phong. Nguai giao clang g6i va niem phong town be se tai

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san cua minh ding vai bang ke tai san theo su huong clan va cbmg kien caa to giao nhan. Tren niem phong co cha IcY cua ngmai giao, nguraLdong gen va hien vat phai duct dua van bao quan trong kho tien. To tnrang viet giay bieri , than, co day duchi/ IcY &la to truerng, kho tien, ke toan, cap co tham quyen cua don vi nhan va dua cho nguari giao.

Khi nhan lai goi, hap hien vat de kiem nhan tiep, nguai giao phai kiem tra lai niem phong. Neu dung thi tra lai giay bien nhan cho to truong de huY be va tiep tuc kiem nhan.

Dieu 15. Giao kim khi quy, da quy da kiem dinh

I. Khi giao kim khi quy, da quy phai co clay du cac loai giay to sau:

a) Lenh xuat kho cna cap co thAm quyen Ngan hang NhIa nuoc, t6 clbc tin dung;

b) Phieu xuat kho;

c) Giay giori thieu, giay uy quyen cua nguai nhan, don vi nhan (thu nhan thay);

d) Cbmg minh nhan dan hoac ha chieu cua ngueri nhan.

2. Can dr vao phieu xuat Rho, thu kho tien phai lap bang ke s6 hien vat xuat kho theo mau tai Phu lye I ban hanh kern theo Thong to nay va ghi so theo doi, ghi the kho rai mai dem hien vat ra giao. Truck khi ma geri, hap hien vat, cat thanh vien xuat kho phai Iciem tra lai niem phong trurang hop can nguyen niem phong thi thuc hien ma goi, hap; trurang hop Ichong con nguyen niem phong thi bao cao cap c6 tham quyen dm don vi minh xem xet )(it ly theo quy dinh va thu kho tien chiu trach nhiem ve so bong, chat luong va Ichoi luemg hien vat trong g6i, hap do. Sau khi mer g6i, hap, phai can dr vao bi6n ban giao nhan, phieu kiem dinh hien vat va bang ke cii de &Si chieu lai so bong, Ichoi bong, chat bong cho khop &mg r6i mai tien hank xuat theo phieu xuat kho. Khi xuat kho phai lap bien ban giao than theo rah tai Phu loc II ban harih kern theo Thong tu nay. Truong hop xuat chug het so hien vat trong gal, hOp thi so hien vat con lai la chenh lech gala so lieu nhap kho ban dau v6i s6 lieu xuat kho lan nay. So hien vat con lai se duce dong gai, niem phong kern theo bang ke nhap kho ban clau va bang ke xuat Rho lan nay The Rho van giar nguyen so hieu ca.

Dieu 16. Giao kim khi quy, da quy theo gni, hob nguyen niem phong

1. Khi xuat giao hien vat then nguyen g6i, hap niem phong phai c6 cac giay t6 theo quy dinh tai Khoan 1 Dieu 15 Thong tu nay, bien ban giao nhan va hop dong bao quan (neu co) da nhan truck day. Doi veri tai san giri vao kho Ngan hang Nha nu6c phai co cac giay to theo quy dinh tai Khoan 1 Dieu 15 Thong tu nay, bien ban giao nhan va van ban cilia co quan nha mac co tham quyen theo quy dinh cua phap luat doi vol tai san da.

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2. Khi giao hien vat phai lap Bien ban giao nhan theo mau tai Phu luc II ban hanh kern then Thong to nay va xuat nguyen got, hap theo bien ban giao nhan nhan lan truerc.

Truang hop ben nhan chi nhan mat phan trong got, hap thi phai lam thU tut giao tra gon get, hop, sau do lam thil tuc nhan phan can lai theo gat, hap nguyen niem phong

3. Viec mei gOi, hop niem phong phai do chinh nguoi co ten tren niem phong hoac nguoi dugc uY quyen thuc hien.

Truoc khi giao, ben giao yeu tau ben nhan kiem tra ky niem phong va. ,ben ngoai got, hap. Sau khi giao, ben nhan phai chin hoan town tech nhiem ye so Wong, chat luong tai san trong g6i, hop. Neu thay can thiet, ben nhan c6 quyen mot co quan chdc nang den giam dinh niem phong va tinh trang ben ngoai hap tuft khi mo g6i, hap them phong.

Truerng hop niem phong bi mat hoac rach, m0r, Ichring xi° dinh dirge not dung ghi tren niem phong thi hai ben ding thong nhat cach thirc xir lY hoac moi dal dien co quan chuc nang den giam dinh.

Muc 3 GIAO NHAN YANG MIENG, YANG NGUYEN LIEU

Dieu 17. Nha'n yang mieng, yang nguyen lieu

1. Ngan hang Nha nuerc nhan yang mieng mua cua t6 chirc tin dung, doanh nghiep dugc cap Gialy phep kinh doanh mua, ban yang mieng (sau day got tat la to Chirc tin dung, doanh nghiep) theo van ban xac nhan giao dich mua, ban yang mieng giira Ngan hang Nha nuerc vat to oh& tin dung, doanh nghiep; Uwe hien kiem dem, nhan va ghi so se ri theo mieng nguyen bao bi dia to chirc tin dung, doanh nghiep duct Ngan hang Nha nuac cho phep san xuat va don vi gia cOng.

To cherc tin , dung, doanh n van it/au We chiu trach nhiern Yin Ngan hang Nha nu& vet chat bong, khoi luting yang mieng da ban cho Ngan hang Nha malic cho den khi Ngan hang Nha nuarc ban hoac kiem dinh dat chat Wong dot vOi so yang nay.

Throng hop can thiet phai to chirc kiem dinh Iai chat Wong yang sau khi kiem dem va da nhan theo mieng nguyen bao bi, Ngan hang Nha nuerc to to chirp thuc hien hoac thue to chuc Ichac kiem dinh; viec kiem dinh phai co sr chUng kien ceta nguoi dai dien to chirc tin dung, doanh nghiep giao Yang. TarOng hop to chile tin dung, doanh nghiep giao yang khang cir nguoi thing kien, phai co thong bao bang vain ban cho Ngan hang Nha ntrac va chap nhan ket qua kiem

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2. Ngan hang Nha ntreth nhan san pham yang mieng gia ding tir yang nguyen lieu theo hop (tong gia ding yang mieng gitra Ngan hang Nha nuee vol don vi gia ding thuc hien kiem dem va nhan theo mieng nguyen bao bi dia don vi gia ding.

3. Ngan hang Nha nuac nhan yang nguyen lieu theo hop ding nhap khau (trong truing hop Ngan hang Nha nuoc trvc tiep nhap khau) hoAc giAy to khac theo quy dinh (trong truing hop Ngan hang Nha nuot khong trvc tiep nhap khau) thud hien nhan theo g6i, kien nguyen niem phong tha nha san xuat.

4. Khi nhan yang mieng, yang nguyen lieu dOi volt the truing hop quy dinh tai Khoan 1, 2, 3 , Dieu nay, totruOng ,phai thud hien kiem soft day gray to hop phap, hop doi veri tai Cac giay ter bao gom: van ban xac nhan giao dich mua, Mn yang mieng gift Ngan hang Nha nu8se vol t6 chuc tin dung, doanh nghiep; giay uy guyen tha cap c6 tham guyen don vi giao; chimg minh nhan dan hoac ho chieu cua ngueri giao va cac giay ter can thiet khac.

5. Khi nhan yang mieng, yang nguyen lieu doi vbi cac tnrOng hop quy dinh tai Khoan 1, 2, 3 Dieu nay phai lap bi8n ban giao nhan theo matt tai Phu loc II ban hanh kern theo Thong tu nay.

Dieu 18. Giao yang mieng, yang nguyen lieu

1. Ngan hang Nha nuere giao yang mieng cho t6 chic tin dung, doanh nghiep theo van ban xac nhan giao dich mua, ban yang mieng gift Ngan hang NM. nuerc van to chin tin dung, doanh nghiep, Ngan hang Nha nuere thus hien giao va to third tin dung, doanh nghiep t6 chic kiem dem va nhan yang theo mieng nguyen bao bi cha t6 chin tin dung, doanh nghiep dugc Ngan hang Nha nuOt cho phep san xuat va don vi gia ding, uu tien giao yang mieng do chinh to chin tin dung, doanh nghiep da ban cho Ngan hang Nha nuot tnthe day.

2. Ngan hang Nha nuere giao yang nguyen lieu cho don vi gia gong de gia ding thenh yang mieng theo hop (long gia tong yang mieng gida a Ngan hang Nha nuore vai dan vi gia ding thud hien giao theo g6i, kien nguyen niem phong cha nha san xuat.

Don vi gia ding kiem tra IchOi luong va kiem dinh chit lugng yang nguy8n lieu do Ngan hang Nha mthe giao de gia ding thanh yang mieng duth su el-thug kien va giam sat dia Ngan hang Nha nuoc.

3. Ngin hang Nha nu& giao yang nguyen lieu theo hop clang xuat khan (hthe uy that xuat khau) gida Ngan hang Nha nuae van doi tat nuot ngoai duge thud hien theo quy dinh ciaa hop &Ong.

4. Khi giao yang mieng, yang nguyen lieu d6i yeti the truing hop quy dinh tai Khoan 1, 2, 3 Dieu nay phai of) day du cac giay to theo quy dish tai Khoan 1 Dieu 15 Thong tu nay va van ban xac nhan giao dich mua, Mn yang mieng gala Ngan hang Nha nuat vol to thud tin dung, doanh nghiep.

I'

5. Khi giao yang mieng, yang nguyen lieu doi yoi cac truang hap quy dinh tai Khoan 1, 2, 3 Dieu nay phai lap Bien ban giao nhan theo mau tai Phu lac II ban hanh kern theb ThOng tu nay.

Chuang IV TO CHCC THI HANH

Dieu 19. Trach nhiem elm the dan vi co lien quan thuOc Ngan hang Nha unlit

1. Cue Phat hanh va Kho quy co trach nhiem:

a) T6 chile thuc hien viec giao nhan yang mieng, yang nguyen lieu cilla Ngan hang Nha nueic tai kho tien I theo quy dinh tai Dieu 17, Dieu 18 Thong tu nay.

b) Phi hop voi cac don vi lien quan 'dx hien thil tuc hal quan, thfi tuc nhan yang nhap khau chla Ngan hang Nha nuarc theo hop dong va be thing ter giao dich giva Ngan hang Nha ntrom voi doi tac nuoc ngoai tai san bay, ben

ding, naa ga.

c) Huong dan quy trinh giao, nhan yang mieng theo mieng nguyen bao bi

va giao, nhan yang nguyen lieu theo hinh thilm nguyen them phong tai Ngan

hang NIA tank.

d) Huang dan va kiem tra viec that hien Thong or nay.

2. Chi cue Phat hanh va Kho guy cal trach nhiem to chirc durc hien viec

giao nhan yang mieng, yang nguyen lieu cilia. Ngan hang NH. nuarc tai kho tien 11 theo quy din_a tai Dieu 17, Dieu 18 ThOng tu nay va that hien theo quy dinh tai diem b Khoati 1 Dieu nay.

3. Vu Kiehl town nei be co trach nhiem huong can kiem soat viec t6 chirc

thug hien trong he thong Ngan hang Nha nuoc.

Dieu 20. Lich nhiem ciia to chfrc tin dying

1. TO chum tin dung can dr TCVN 5855:1994, Da quy — Thuat nacr va

phan loai, cac TCVN sf.ra dei, be sung, thay the TCVN 5855:1994 (reu co) va

cac quy dinh tai Thing tu nay de ban hanh quy trinh not be va to cheic thuc hien viec phan loai, thing gni, giao nhan him 1±1 quy, de. quy trong he thong cum. minh.

2. T6 chuc tin dung duge cap Giay phep kinh doanh mua, ban yang mieng can cer quy dinh tai Th6ng to nay de ban hanh quy trinh not be va to chat thug hien viec giao nhan yang mieng trong thong cUa minh; to chi:re thut hien giao

nhan yang mieng gitta to chirc tin dung yen Ichach hang theo quy dinh tai Thong

trr nay va quy trinh not b6.

Dieu 21. Hieu lire thi hanh

1.Thong tu nay co hieu luc thi hanh Ic4 to ngay thang 9 nam 2014. 2. la tir ngdy Thong tu nay có hieu luc, cac van ban sau het hieu luc thi

a) Quyat dinh so 78/2000/QD-MINN6 ngay 06/3/2000 oh ThOng Mc Ngan hang Nha nuoe ban hanh Quy che phan loaf, kiem dinh, dong gSf, giao nhan kim khi quy, da quy trong nganh Ngan hang.

b)ThOng to so 05/2013/TT-NHNN ngay 08/3/2013 sira doi , b6 sung met so dieu cua Quy che phan loai, kiem dinh , thing gOi, giao nhan kim khi quY, da qtni trong nganh Ngan hang ban hanh then Quyat dinh so 78/2000/QD-NENN6 ngay 06/3/2000 caa Theng doc Ngan hang NM nude.

Dieu 22. Trach nhiem to chlie thi hanh

Chanh Van phong, Cuc truong Cuc Phat hanh va Kho qu'y, Giam dae So Giao dich Ngan hang Nha nuarc, Thu tnremg cac don vi lien quan thOe Ngan hang Nha ntrem, Giam doe Ngan hang Nha nuOc chi nhanh tinh, thanh pho tnrc thu'6e Trung uong, Chu tich Hof long quail tri, Chu -rich HOi long thanh vien, Tong giam doe (G . 'n dOc) to chirc tin dung chju tech nhiem to chile thi hanh Thong tu nay./7

Noi nhijn: - Nur Dieu 22; - Van pliong Chinh pH; - Bq Tir Slap (de kiem tra); - Gong bao; - Um: VP, PC, PHKQ (05 ban).

kr THONG DOC 190 THONG DOC

hanh:

Phu lye I MAU BANG Id KIM Kill QUIT, DA QUIT

(Kern theo Thong he s 49- /2014/TT-NHNN ngay thcing 8 nam 2014 cilia Ngdn hang Nha nude)

TEN CQ CHU QUAN TRUG TIEP CONG HOA XA 11121 CHU NGHIA VIST NAM TEN DON VI Doe lap - Tir do - Hanh phut

SO: BANG Id NOP/TRA

CAC LOAI KIM KHI QUIT, BA QUt Ngay. thong... non?

Ho va ten nguel giao/nhan: Don vi: Dia chi: Mai dung nop/tra-

STT Ten hien vet/

Logi/phan loailphan loai chat Itrang loaf

Dan vi

tinh -

So Iva Khei In

Kich ca

Chat prong

(I) (2) (3) (4) (5) (6) (7)

Cling

Ngrrai 4n ghi re; ho ten)

Ngtrai nbh/tra ghi rd hp ten)

Ghi chef: - Trutrng hap titan kim khi guy, de quy theo hinh thirc kiem dinh hien vat, bang ke phai ce chi? ky xac nI4n cua th9 ky thuet theo quy dinh tai Khoan 4 Dieu 11 ThOng tu. - Thy vao loai/phan loai/phan foal chat lacing kim khi quy, de quy theo quy dinh tai Dieu 5 Thong tu de ghi so lieu phU hop vao cac cet tit (4) den (7).

Phu luc II MAU BIEN BAN GIAO NHAN

(Kern theo Thong tie so /i972014(TT-NHNN ngety thong g neitn 2014 cua Ngcin hang Nha wet)

TEN CQ CHET QUAN TRIJC TIEP TEN DON VI

S6: BB

CONG DOA XA MN CHU NGITIA VIET NAM Doc lap — Tu• do — Hanh phoc

BIEN BAN GIAO NHAN Nhap (1)...tir...(2)

Horn nay, ngay/thang/nam tai (3) LY do, can cir giao nhan (theo quyet dinh/lenh)

Ben giao: - Ong (ba)• Chirc vn• - Dun vi' - Dia chi• - Giay ny quyen so . - Se) CMND/Ho chieu Ben nhOn: - Ong (ba) Chirc vu SO CMND/Ha chieu - Ong (ba) Claire vu So CMND/HO chiau - Ong (ha) Chdc vu So CMND/HO chieu

Da giao nhan tang s6 (bang chlr)• Gam cac loai:

STT Ten hien vat Don vi tinh

SO lurag

KIM thing

Kith cd

Chit luvng

Ghi chi'

(I) (II) (III) (IV) (V) (VI) (VII) (VIII)

Cling

Hinh thdc giao nhan: (4 ) Cac not dung lchac• (5)

Ngt•eri giao To trui-ng to giao nan Thq Icy that Thfi kho tien (K), ghi rei ho ten) (K), ghi rei ho ten) (K), ghi 10 hp ten) (K), ghi re; ho ten)

Ke than Thu truirng don vi flan (K), ghi rei ho ten) (K), ghi re hp ten)

Ghi chit:

(*) Mau nay ap dung trong truing hop ,flhan kim khi quy, da. quy. Tnrerng hop giao kim khi

quy, da quy lap Bien ban giao nhan xu'At ...(1). : .giao...(2)... va thanh phan kSi ten tren Ken ban giao nhan lean loot la: ngirei nhan, thu kho tien, ke team Thu tracing don vi giao.

(**) Thy vao loci/phan loci/phan loai chat luting kim khi guy, da quy theo quy dinh tat Dieu 5 'Menu to de ghi so lieu phe hop van cac cOt tir (IV) den (VII).

(I) Ghi to ten/loai kim khi quy, da quy nhap/xuat.

(2) Chi rd ten don vi giao/nhan kim khi quy, da quy.

(3) Dia diem giao nhan.

(4) Kiem dinh hien vat hoac nguyen niem phong.

(5) Trong tnrang hop nhan kim khi quy, da quy theo hinh thire ki'em dinh hies vat: ghi re) chenh Lech so luong, chat luting, khoi luting, kich co kim ktd quy, da quy so voi bang ke nOp cua

nguai giao; hien vat khong phai la kim quy, dd guy tra Lai cho ngueri giao; phuong phap kiem dinh va ten, so hieu, phdm vi do, do; ch{nh xac, ngay, thong, nam kiem tra, kiem dinh, hieu chuan cua cac phuemg tien, dung cu can, do duce sir dung de thtre hien phan loai, xac dinh khoi chat luting, kich cd cac Jodi kim khi quy, da. quy.