CONG TY CO PHAN CONG HoA xA HOI CHU NGHIA VII;T NAM

CHUNG KHOAN AN PHAT D¢e I~p - Tl! do - H{!nh phue

So: ~Jr/2014/ APSI-BC Ha NQi, ,ngay 30 thr!mg 07 naITJ 2014

sAo cAo riNH HiNH QUAN TR! CONG TV

(baJl nien nam 2014)

Kinh 9&i: - Uy ban ChCPng khoan Nha nU'cYe

SO' Giao d!eh ChCPng khoan Ha N¢i

- SO' Giao d!eh ChCPng khoan Tp.H6 Chi Minh

- Ten d<;li chung: Cong ty Co phetm ChLPng khoan An Phat - 8ja chi tn,J sa chinh : Tetmg 5, T6a nha Grand Building, 30 - 32 H6a Ma,

Qu~n Hai Ba Tmng, Ha NOi - Von dieu 1$ : 135.289.000.000 dong

( Mot tram ba mU'O'i lam ty hai tram tam chin tri$u dong) Me) chLPng khoan : APG

Cong ty Co phan ChLPng khoan An Phat xin gCPi Bao cao tinh hlnh quan tri cong ty ban nien nam 2014 nhU' sau:

I. Ho~t d¢ng ella H¢i d6ng quan tr!:

1. Cae eu¢e hqp ella HDQT:

5TT Thanh vi€m HDQT ChCPe vl;J So bu6i

hqp tham dl!

Tyl~ Ly do khong

tham dl!

1 bng Nguyen Ho HU'ng Chu tich H8QT

5/5 100%

2 bng Tran Thien Ha Ph6 CT. H8QT

5/5 100%

3 bng Nguyen Anh DOng TV.H8QT 5/5 I I

100%

4 Ba Phung Thi Minh

Phuc

TV.H8QT 5/5 100%

5 8inh Quoc Thang TV.H8QT 5/5 100%

1/6

2. Ho~t dQng giam sat cua HDQT doi v6'i T6ng Giam doc:

Nam 2014, Chu t!ch H8QT da chu tri cac cuoc hop cua H8QT, dong thai thay m~t cac thanh vien H8QT tham dl,J' cac cuoc hop v6'i Tong Giam doc de nghe bao cao tinh hinh ho~t dong to ChlfC va kinh doanh, co nhCmg ykien chf d~o trl,J'c tiep t~i

cac cUQc hop.

Ben c~nh do, thanh vien H8QT cOng thU'ang xuyen nh~n dU'O'c thong bao t8' Chu tjch HDQT thong qua van ban, email ho~c di$n tho~i ve tinh hinh ho~t dong cua Cong ty de thong nh~t '1 kien chf d~o va ra cac quyet dinh. Do do H8QT luon nam bat sat sao, kip thai de chf d~o va don doc cac ho~t dong cua Tong Giam doc. Cl,J the H8QT da giam sat Tong Giam doc cac ho~t dong cO' ban:

.:. Vi$c thl,fc hi$n kinh doanh hang thang

.:. 8ieu chfnh danh ml,JC ehlfng khoan tl,J' doanh

.:. Thao lu~n ve vi~c bo sung h9'P dong lao dong vO'i mot s6 nhan Sll cao c§p clla Ban Giam doc.

•:. Thao lu~n vi$c quan 1'1, theo doi mot so nghi$p Vl,J t~i Cong tv .:. 8ieu chfnh chi phi ho~t dong kinh doanh ella Cong ty

- Ho~t dQng clla cac ti~u ban thuQc HQi dongl quan trj: Khong co

II. Cac nghi quyet, quyet djnh cua HQi dong quan trj :

5TT 50 nghj quyet, quyet dinh

Ngay NQidung

Ban hanh chfnh sach rui ro quan tri Can t Ngay chat quyen dl,J' hop 8HC8 thU'ang nien nam 2014

Mua xe can Vl,J cua Cong ty Ll,J'a chon Cong ty Kiem toan nam 2014

SCP dl,Jng nguon von

1 01/2014/Q8/APSI-H8QT 20101112014

2

3

4

5

02/2014/QN/APSI H8QT

03/2014/QN/APSI-H8QT

04/2014/QN/APS I-H8QT

OS/2014/QN/APS I-H8QT

20102/2014

09/05/2014

13/05/2014

30106/2014

It I. Thay d6i thanh vi€m HQi dong quan tri: khong

2/6

IV. Giao dieh eua ell dong nQi bQ/ ell dong l6'n va ngU'i>'i li€m quan:

Thi>'i gian CONB/COL Chue vl;l Mua Ban

07/4-06/5 I Nguyen He HU'ng CT.H80T 1.000.000

08/4 Cong ty Tai ehfnh cll phan 8iE';!n ILYe

Co dong Ian 3.000.000

Ngay 08/4/2014, Cong ty Tai ehfnh Co phan 8iE';!n ILYe khong eon la eo dong Ian

- Cae giao dieh khae : Khong eo

Danh saeh ell dong nQi bQ va ngU'i>'i co lien quan

TT TEN COOONG Chue Vl;l So CP SH euoi ky

Ty l~ SHCP euoi ky (%)

I HQI OONG OUAN TR!

16,69

0

1 I Nguyen Ho HU'nr Chu t!eh HOOT 2.257.500

2 Nguyen He PhuO'ng NCLO 0

3 Nguyen Thi LO'i NCLO 0 0

04 Tong Oi NCLO 0

5 Nguyen NgQe Lan NCLQ 0 0

06 Nguyen He Phi Hao NCLQ 0

7 Nguyen He Tam Huy NCLO 0 0

8 Nguyen He Tuan KiE';!t NCLO 0 0

9 Tr&n Thien Hf:I Ph6 CT HOOT-

Tong Giam doc

530.000 3,92%

10 Tran Thanh Hue NCLO 0 0

11 Trinh Th! Kim Thanh NCLQ 0

,

0

0

0

12 va LE';! Thuy NCLO 0

13 Tran Anna NCLO 0

3/6

14 Tr~n Hci Linh NCLQ 0 0

15 Phung Thj Minh Phue Tv.H£>QT 0 0

16 Phung Van f)i~n NCLQ 0 a

17 Nguyen Thi Oanh NCLQ a a

18 Phung Th! Mai NCLQ 0 0

19· Phung Ti~n f)i;li NCLQ a 0

20 Nguyen Quang TiE~n NCLQ 0 0

21 £>inh Quae Thang Tv.H£>QT 0 0

22 8inh Van f)U'Q'c NCLQ 0 0

23 8inh Duy Hieu NCLQ a 0

24 Nguy~n Anh Dung Tv.H£>QT 0 0

25 Nguyen Van Dien NCLQ a 0

2R Le Thi S6ng NCLQ 0 0 i

27 Nguyen Huy Hung NCLQ 0 a

28 Nguyen Vi~t Thang NCLQ a 0

29 Nguyen Hong PhU'Q'ng NCLQ 0 0

30 VO Thj Lan NCLQ 0 a

31 Nguyen TrQng 8lfC NCLQ 0 0

32 Nguyen Minh NgQc NCLQ 0 0

33 Nguyen va Chau Anh NCLQ 0 0

II BAN KIEM soAT

34 Le Thj Mai H6a TrLP<Yng BKS 0 0

3 Mai Thi Duy$t NCLQ a 0

36 Le Thj Mai Hi~n NCLQ 0 0

37 Nguyen Ho Tuan NCLQ 0 0

38 Hoang Thj Anh NgQc Tv.BKS 0 0

4/6

39 Hoang Thanh Xuan NCLO 0 0

40 f)~ng Thi Thu Ha NCLO 0 0

41 Hoang Anh TUc3n NCLO 0 0

42 Nguyen Anh Da NCLO 0 0

43 Nguyen Thi Tam Tv.BKS 0 0

44

45

Nguyen 8inh Chuyen

Lu'ong Thi Chien

. NCLO

NCLO

0

0

0

0

46 Nguyen f)lnh Thanh NCLO 0 0

47 Nguyen 8inh Tuan NCLO 0 0

48 Nguyen Thi Thuy NCLO 0 0

49

50

51

52

Nguyen Van Cong

Nguyen Cong Huy

Nguyen Thanh Ngh!

Nguyen Xuan NgCP

NCLO

NCLO

Ke toaf' tl1.P<Yng

NCLO

0

0

0

0

0

0

0

0 -

I

53 Le Thi Vi$t NCLO 0 0

54 Nguyen Thj Quyen NCLO 0 0

55 Nguyen TUc3n NgQc NCLO 0 0

56

57

58

Nguyen Th! NgQc Ha

Nguyen Xuan Ll,1'c

Nguyen Thi Phuong

NCLO

NCLQ

NCLO

0

0

0

I I

0

0

0

59 U6ng Thi Thanh DiE?P NgU'cYi Cong bi> thong tin

0 0

60 Uong Sy Lam NCLO 0 0

61 Phc;lm Thi Ha NCLO 0 0

62

63

8$ng Minh Hoang

8$n9 Minh Triet

NCLQ

NCLO

0

0

I 0

0

64 £lang Th! Minh NgQc NCLQ 0 0

5/6

65 £)~ng Minh Song NgQc NCLQ 0 0

66 U6ng Thanh Tung NCLQ 0 0

V. Cae van de e~n lU'u y khac : Khong co

Tren day la bao cao sO' IU'Q'c tinh hlnh quan trj Cong ty Co phan ChCmg khoan An

Phat tlnh dEm thai diem 30/06/2014. HQi dong quan tr! Cong ty 56 no Il!c han nCfa

trong cong tac quan tr! cOng nhU' ho~t dQng giam sat dieu hanh APSI Sf! tiep tu.c

cung c6 va hoan thi~n h~ th6ng quan tr! - cO' cau to chi.fc nhAm t~o I$p vi the va nang cao uy tin tren thi trU'ang.

TM.HOI eONG QUAN TR!

lui nh?n:

- Nhu tren;

- LUll: PSI

CHU T!CH HeQT

6/6