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CONG TYTNHH CHUNG KHOAN ACB41 f4ac DinhChi. PhudngDaKao,Quan 1. Tp HCM
M,u s6 8029-CTCr,./HN
(Ban h;nh theo rT s6 210 /2O14 /TT-B TC
ngiy 30 / l2/ 2014 cda B0 TAi chinh)
BAo cAo rlruu Hlruu rA cHlruu uop ruHAr(crUA NIEN D0 - oAr.rc oAv o0)
Tai ngAy 30 thbng 09 ndm 2016
cHlrEu MAsd
THUYETMINH
cu6rauY DAU NAM
// +.,
'.." /c;(+,'\cN+
TAI SAN
A. rAr sAN NGAN HAN (1oo = 110 + 1io) 100 2.407 ,538.797 ,553 1.846,886.859,162
l. TAi sAn tdi chinh { 110 = 111 -> 129)
1 ri6n valie llglnlgdngjlgdng tri6n
1. 1. Tidn
123e; khodn a""g d,tog t,cn _2. C6e t.l,s"n taichinh qhin L)
3. Cdc khodn d6u tr.f gil]d6n ngay d5o han (HTM)
4. Cdc khoen chovay
,5. C_dctdi san taichinh sen sang de b6n {AFS)
OD/pno"g sry gie. gl6trl -ch6p7. Cac khodn pheithu
7.1. Phiilthu biin cdc tAisi;n tbi chinh
a:2 Phdithu y! dqll! cQttle.ttdn Ef c4tc:q1!si?L!a!901q!1._-*
72.1. Phdithu cd tuc. nen Eiddrnq nhAn
frong ai: ena nu *nO aOne cd Wc. tien ta Aen igay "n6"nhung chda nhan dLlOc
110
47.1,
2.397 .469.614.972 7 ,7 9A,27 4 ,67 3 .826111 185.407.612.483 178.652.377.996
1) ).1 15.107.672.483 41.652.377.99:6-
137.No.qo.oo9105,033.648.9s0
1tl2 170309.009:999
210.724.944.542
12,000,000,000
1_11
113
774
4.7.3
43,011,865,556
1,668,82 8,084,871 1.316.466,927.981
115
116
4.1 52
168,310,403,360 183,366.012,860
(5 7,980,400,555) {'48.416.O97 .3371
n.ett.esa.zoox.7qo
12811.810.420149.80q
111 4lq?.68r 16r
, _ 23,78024.502.664.789
1!l!99149.800
117.1
117.2
117.3
11731 _7412.811.660.6207,2,2 D+/thy4!!9]4!E, r!,n d6! rgey rAn
8 Thu6 gia trigia tang drjgc khSu tru9. Phdithu cScdtchvv CTCK cung ciip
10 PhaithJ noib0
l l.Pheithu ve l6i giao dich chung kho6n
12. Cdc khoan pheithu kh6c
_31:5orf 1_7e82
__ - 139.221.815
_ 126.685.610,458
15,287.000
121.224.317
118
4.1 5.5
1 .684.729 .7 41
4.807.o47.824119
120
t2ll2? 31,030,911
13. D{phon9 suy giam gi6tricac kho;n ph;ithu (*) 129 A.7.6 (1,285.12s,888) (1,234,104.856)
!._EFil ry!! nq!!a.!!9: 1!l 1s!L1T?muig2. Vat tu vAn phong, cong cu, dung cu
3. Chrph; rrd truoc ng6n h?n
1 cry.6.!h!.Ep. iigyl kilgo.Ieatql5.T-aj siin ng6n h?n kh5c
6. D\.tphdnq suy qidm qi5 tritdisen nq6n han kh6c
130 19,9j1182j8r255.150,000
509.797.145
9.306.235.436
!9Ft2t!8s.5362 4 2,015,000
97 5.182.323
:47.454,988.013
131
132
4.741ll
115
134
116
B, TAI SAN DAI HAN
l2OO = 27O + 22O + 230 + 24O + 25O - 260l200 115.121.063.920 150,925,387,686
L TAisan tiichlnh daihan
1 Cdc khodo pheithu daihan
2. C6c khoen dau tu
2 2. D;u tuvAo cdng ty con
2.3. Ddu tuveo c6ng ty ien doanh.Ienkdt
270
2tt21.790.9091099
21 700.009.000
21.700.AAA.OOO
52.000.000.000
5e000,000,000
52.AAA.OO0.00A
212
212 1
212 2
212_3
I rdi+I.69$r,.tuIlnh- Nguyen 9i6
ll. Taisan c6 dinh 220 57,758,080,085 50,687.245.157
221 A.7.18
-'1glCr-.r--.-1qr90.424.527.O21
50,185.839.194
44.814.267 .O21222
Irarg!/4
CONG TY TNHH CHUNG KHoAN ACB41 Mac Dinh Chi, Phuong OaKao. Quan 1, Tp.HCM
Mau s68029-CTCVHN
lSan hanh theo TTs6 210/2014 /TT-BTCrryAy 30 /12/ 2014 cia BO rai chinh)
BAo cAoriNH HINH TArcHINH HOP NHAr(crUn NrEN o0 - o4rlc oAv o0)
Tai ngay 30 thAnq 09 nem 2016
':.: l
'.:rG'l',"ttN
d-lr.rl
cHITIEUl'14
s6THUY6T
M]NHcudrouf oAu NAU
- Gi6.trihao mdn luy k6 (*)
. : o,ets1]lg9ll thgg'gEgllqr, tL__2. Tai sdn c6 dinh thue taichinh
--l!!qvel9l5-
-
- GIa uihao mOn luyk6 (*)
- Denh gia TSCDTTC theo 9i6 trihop ly
s,rll .q4 !4!.0 ninr,
-.Nguyen 9i6- Gi5 trrhao mon lulk6 (*)
- Ddnh 9i6 TSCDVH theo gi6 trihAp li
223a
223a)
224
225
226a
143.434.7 62.988) .38.588.427.827)
226b
227 1ozo8J16os,A.7.19 501,405,95 7
3.440.54s.796228
229a
7 5.7 96.222.31 6
_. $.o27.906.3241 (2,939.139,839)
229b
lll. Bdt dons sen q4! !!L _ _
- Nguyon gia
- Gi6 trihao mon lui k6 (*)
- O6nh 9i6 BDSOTtheo qi6 trihqp li
230
211
232a
232b
lV.Chi phix6y d{,/ng cd ban dd dang 24A 2.938.678,000 11.980.022.805
V. Tdi sen daihan kh6c
1{6m c6l.tle.9l6o llgqy. !i cuq:ldihaA_2. Ch;ph tre rLjdc ddihan _3. T_di sen thu6 thu nh6p hoen lA
4 Ti6n nop Quy H6 trqthanh todn
5. Taisan daihAn khAc
250
251
32.724.305.835
15,7i91,309
12,586.941,535
_,_:_20.000.ooo.ooo
36,258.119,730
503.669,100
15,754.450.630
20.000,000,000
4.7 .22
4.7.23
253
254 -
255
Vl. DUphong suy gidm gi6 tritdisan ddihan 260
T6NG CQNG TAr sAl (zzo = too * zoo) 270 2.522.659 ,861,47 3 1.997.812.246,848rucudru v6N
c. tto pHAtrnA (soo = 310 + 340) 300 7 43,454.83t.770 209 ,587,7 5 4.509
! Nq phditra ngenhan _ - .
t{uv-f{el!y9Fil9!te11. Vayngdn han-1.2 NOthue tbisdn tdichiqhngen han
2. Vayta sdn taichinh ng6nhan
I Trda phi6urhuy_dn d6ing6n han
4.TrAi phi6u phat hdnh 19rI li!5. Vay Qui H6 trq thanh toiin6 Phaitra ho4d0n9 qiao dich chung khoiin
189i t,a yql!1989 !!!!l99lei san tei chinh
e. ei,aiv; ng.roioan ng6n r,9n-9. NgLJoimua tra ti6n trudc n96n han
10. Thu6 vA c6c khoen phainop Nha nudc11. Phaitla ngudi lao donq
f Z.Cac lnoan tricn nop pnUc lqinnar*iOrl13 Chi phi phei trii,n96n han
14 Phaitrd noib0 ngdn han
t10
311
312
313
514
I1J16
3t7
318
319
320
321
322
323
:?!1?1i26
4.7.20
\!20
A11
A LI1
1l]32_s9t!9!19
7 43 .438 .46040
68r,rs4p54?r5
_?]-8?t91t9!
547,842,499
16.807.500,000
10.608,739.965
7,605,156.902
. 209,565,383,059
100,000.000.000
-
75.r77.O9r333
2.n 4.565.779
90,998,950
1.000,000,00!
2.995,35 L864
11. .545 .329 .7 92
112,206,058
14!8.81!.3q8
Ttan92l4
CONG TYTNHH CHUNG KHOAN ACB41 Mac Dlnh Chi Phdong DaKao. Quan 1, Tp.HCI"1
MAU s6 B029-CTCK./HN
lBan hAnh theo TT s6 210/2A14 /TT RTC
ngAy 30 / 1 2/ 2O14 cia B0 Ti:i chinh)
BAo cAo rinH uiNH rRt culNu HOp NHAI(crUA NIEN D0 - o6Nc oAv o0)
TainqAy JO thi;ng 09 ni;m 2016
e.,,f.rol
,$
4
cHITIEUr'4A
s6THUYET
MLNHcu6rauY oAu r.rAlr
15 Doanh thu chLla thr.Ic hien ngSn hAn 3?7 513,13 3.13 4 791,297 241
16 Nh6n ki quy, ki cijoc ng6n han
17.Cac khodn pheitre, phai nop kh6c ng6n hen A 7.16 14,920.888,754 't3 .91.9 .7 2a .69 4
18r D\r phong ph6itrdnqdn hqn
19. QUV khen thLJdnq, phUc lgi
330
331
l. NO phAitri ddi hen 540 16.371,450 16,371,450
1 Ylyva nq!hue-!9!9]l44j!ln!dnt!9! _1.1.Vay dAi han
141
342
3431.2. Nqthue bisdn bi chinh dei han
2 Vay taisdn taichinh daihan 344
3.Tr6iph 6u chuydn ddiddihan 345
4 Tr6roh 6J pf';t ha.h da han
5. PhdiUe ngudib6n ddihAn
346
347
6. Ngrjdi mua tra ti6n trudc ddi hen
7. Chi phiphei tr6 dai hen
148
349
8. Pheitra noib6 ddihan 350
9 Doanh thu chLja thuc hign ddihan 151
10. Nhan ki qui, kicuoc ddihan 352
1 1 Cac khoen phai trd, phai nop khac dai han 353 1,6.371,450 16.371,454
12.DU phong phditre dai han
! Pq qllfgElth{qls thett ai .ho N h J dju tJl4 fh-e L.rr ahap noAn larphditrd
15. Qui phat tri6n khoa hac vii cdnq nghe
354
555
356
357
o. v6t crO sd UUU (4oo = 410 + 420) 400 7,7 79,205,O29,703 1 .7 88,230 ,492 ,339
l. V6n ch0 sd h0u 410 7,779,205.O29.703 1 ,7 88,230,492 ,339
1. V6n deu tLJcda chL]] sdha/u 411 1,500,000,000,000 1.s00.000.000.000
I 1 V6n gbp cia chd sdhttu 111 I 1,500.000.o00.000 1.500,000.444.000
a. von pnap olnn
b Vdn bo sung -- -.
--1.2. ThAng duvdncdphen
1.3.Quydn chgn chuydn ddi trdi phi6u
4111a 300.aoa.ooo.ooo 300.000.000.000
1.200,000,000.440 1.200.ooo.ooo.ao)
411 2
4113
1.4. Vdn khAc cda chd sdhAl) 411 4
1 5. Cd phtdu qui (*) 411 5
2. Chenh lech d6nh gi6 tdi sAn theo 9i6 tri hop ly 412
3. ChAnh l6ch ti gi6 h6ido6i
a ory or.rtiJ o,"u e411
414 89 971.140,058 89 971 140.058
111 503.506.9955. Oui o- oho.g tai ch nn va rl]i ro ngh;ep vu
6. C6c Quy khac thuoc v6n ch0 sd huu
7 Lqinhuan chL/a phan ph6j
7.l.Ldj nhuan da thrlc hien
415 111,503,506,99s
416 2a2.467 122 282.461 .122
417 77.441.974.924 46.473.377.564
1171 77.44 7.914,928 86.4 73.J77,564
7.2.Lot nhuan chna tht lc hien 4172
8 LOiich cda cd ddnq kh6nq ndm quy6n ki6m so5t 418
Ttarga/4
CONG TY TNHH CHUNG KHoAN AcB41 Mac Dinh Chr. Phuong DaKao. QuAn 1, Tp HCM
MAU s68029-CTCK,/HN
(Ban hinh thea rT s6 210 /2014 /TT-8 rCngay 30 / l2/ 20 14 cia 80 TiSi chinh)
BAo cAo rlNH Hlruu rAr ctlNu uop ruuAr(GrUA NtEN D0 - oArlc oAy o0)
fAi ngay 30 theng 09 niim 2016
KE ToAN TRUdNGNGrJdr LAP BlEu
\r<--
t* UI \ ,ryryu,gtm,sa,,an{
6h,nW",r,lr?fr;,
cHlrtEusd
THUYET
MINHcu6rouY oAu ruAu
ll. Ngudn kinh phlvd quy khdc 42A
TONG CONG NO PHAI TRA VA VON CIU Sd UUU(440=300+400) 440 2.522,659 ,867.47 3 7,997,872,246.848
LOr NHUAN oA pHAt ptdr cno ltA oAu rU 450
1. LOinhuAndd ph6n ph6icho Nhddau tutrong nEm 451
.. ).l tnans..N. nan zo t o
f)4-o-"ffil/nicr ririr nrlit
o \cHrjructz\.. ACB
't*is,
DON VI: CONG TY TNHH CHUNG KHOANACB
olA cHl:4r MAC OlNH CHt, POA KAO, OUAN 1, Tp HCM
L6u s6:802- CTC|(
{Ban hanh theo TT sd 210/2014/TT-BTC
ngey 30/1zlzo14 cia B0 Tii Chinhl
cAc cxlrrEu NGoAr BAo cAo riNH HINH TAI cHINH Hqp NHArQuf 3 ndm 2076
cHlTrEu Me s6 s6cu6lquy s5 tllu nim
i1 -c,
:6ruc:r rrlitr t
rlruG xr
ACI
l.o ui
B 1
A. TAISAN CUA CTCKVATAI SAN AUAN LfTHEO CAM K€T
1. Tal san c6 alnh thuo ngoal 001
2, Chong chlc6 916 nhen gl0 h0 002 267,500,940,000 280,900,94O,O0O
3,Tai 5an nhln thd chdp 003
4. Nq kh6 ar6t dt xi !, 004
5. Ngoel te c6c loQl 005
6. C6phl6ulrang luu hlnh oo6
7. c6phl6uqui 007
8. Tai san talchlnh ni6m y6t/din9 kygtaodlch tgt VSDcia CTCK 008 115,621,550,000 84,498,25O,000
a. Taisan taichinh glao dlch tydo chuydn nhuqng 008.1 50,349.530,000 20,721,230,O9b. Taisin tiichinh h?n ch6 chuydn nhugng 008.2 17c. Teisan tdichlnh giao dich c:m c6 oo8.3 64,377,O20,OOO 6a377,*0wd. Tai sdn teichinh phong tda, t?m 9iV 008.4 lrle. Teisen taichinh chdthanh toiin 008.5 of. TeisAn teichinh chd cho vay 008.6 \s9. T.lisen taichinh kyquiiarem b;okhoan vay 008.7 \9, Tai sentii chinh iri luu kyttiVSDva chuagtaodlch cria CTCK 009 a,a88,270,000 4,400,o00a. Tirisiin tal chinh ite ldu ky teiVSD vA chrrr qlro dich, tVdo chuydn nhdqng 009.1 8,888,270,OOO 4,400,000b. TAisen tdl chinh il6ldu ki toiVSDva chUa gtro dich, hAn chd chuydn nhdeng 009.2
c. Tai san tel chlnh ir6 lUu ki taiVSD v. chua giao dich, cim c6 o09.3
d. TAi san talchlnh it6 lUu k), teiVSD va chUa gl.o dich, phong tda, tAm gii o09.4
10. Tilsen talchlnh chd vd ctc CTCK 010
11, TAi sen tAlchlnh sia 16lglao dich cia CTCK 011
12, TAisentai chinh chua lUu kytelVSDcia CTCK 012 20o,2a5 i40,ooo 1s5,405,820,00013. T6l sen tii chinh ilrrEc hddng quydn cia CTCK 013
B.rArsAN vAcAc KHoAN pHAtrRA v€ rArsA[oUAw lYCa[[dT v6
-KHAcH HANG
Sdldqag chtng khoenl.TAi sen telchinh ni6m ydt/at5n9 ky giao dich tBt VSD cia NhA arru tU 021 1,956,490,713 1,841,846,550a. T;isan taichinh giao dich tVdo chuydn nhdqng 021.7 1.s41,449.945 1,415,153,190b. Tdisan taichinh h?n ch6 chuydn nhuqng o21.2 f,,990,12 6 65,403,480c. T6isan taichinh giaodlchc5mc6 021.3 317,563,440 338,456,783
d. Teisin taichinh phong t6a, tem giA o2r_4 1 .67 6,926 7 ,616,926e. Tai sdn talchinh chd thanh toen 421.5 19,410,27 6 15,15 5,9 71
i Taisan taichinh chdcho vay 021.6
2.Tai san teichinh ire luu k!, tll VSD ve ch'Ja glao dich ciE Nhe deu tu o22 94,7 6at2a2 45,654,669a. Tai sen tei chinh d6luu ky t?iVSD va <hUa gtao dich, tL/do chuydn nhUong 422.7 22,619,4O8 19,827,447
b. Teisan tilchinh de lUu ki t?iVSD va chUa glao d!ch, hon chd chL/ydn nhUgng o22.2 72,748,414 25,821 ,222c. TAi sen til chinh al6 lUu ki teiVSD va chda gho dich, ci;m c6 422.3
d. Tei sen teichinh da lUu ki taiVSD vi chtja glao dich, phong t6a, tam 9ttr o22.4
f Gng 112
CHITIEU Me 56 56 cudl quy s6ddu nim
A B 1
3.TAl san tai chinh cho vd cia Nha ardu tu o2a 9,6J9,279 L4,744,542
4,TAlsln tal chlnh ch(a ldu kyt?l VSD cia Nha dru tU 024 100,251,379 121,635,179
5.Tai san tAichinh ddqc h'Jdng quydn cia Nhe atiu tu 025
Ddng VGt Nam
6, Tldn gii c'16 kh6ch hang 026 151,052,293,460 7 8,462,206,7 45
6.1, TlCn grii vd hoet along mAl 916lch0ng khoAn o27
a. Ti6n 9il coa Nhe d5u tuvg giao dich ch!./ng kho6n theo phUdng thr.lc CTCK quan li o27.7
b.Tidn coa Nha lt5u tUv6gi.o dich chung khoiin theophudngthrc Ngan hingthudng meiquan li
o27.2
5,2.T16n giitdng htpglaodich ch8ng khoin cho khdch hang 749,572,559,r71 6A,474,47 4,659
5,!. Tl€n girl bii trirva thanh to6r glao dlch ch0ng kho5n 028
a. Ti6n gil bu trVva thanh to5n giao dich chL/n9 khoiin cia Nha d6u tUtrong nUdc 028.1
b. Ti6n gJiTidn 9if bD tr\rva thanh to5n giao dlch chlrng khoin cia Nha deu tUnudcnqoii
a28.2
6.,1. Tl6n grlicria Td chttc ph{thanh chrng kho6n 029 1,489,754,089 to,o52,417,577
7, Philtra Nha ddu tUvdtl6n gilglaodlch chUng kho6n theo phrrcng thrrc CTCKquin lY
050
7.1. Phiiitrii Nha ar6u tUtrong rudc vd tidn gii giao dich chgng kho6n theo phUdngthLrc CTCK quen tY
030.1 ,*N7.2. Phaitra Nha al6u tU nu6c ngoeivd tiEh gii giao dich chrJhg kho6n theo phuongthrrc CTCKqu6n lf
030.2 \,,Jr{iI iE. Phaltrl Nhait u tU vd tlan grri glao dlch ch(n9 khoan theo phddng thrc N95nhingthudng mQlguan ly
03r 149,572,559,371 6s,&ayb\tbg
8.1. Phaitre Nhl ddu tUtrong nudc vd tidn gJi giao dlch chLlhg khoiin theo ph.rdngthrc Ngen hangthudnq m?iqu6n ly
031.1 149,572,559,371 6E,Wfl.168
8.2. Pheitra Nha iriu tU n(dc ngoaiv6 tidn grli giao dich chorg kho5n theo phUdngthLlc N96n hlngthudnE meiquen 19
ot 1.2
9, Phaltre T6chrc phethanh chdng kh06n o3z 5,186,30O 6,097,797,100
r0. Phei thu/phal t.l cta khich hAng vd t6i giao dlch c6c $t sen tAi chinh 033
11. Phal tra vay CTCK 054
12. Phel tra cdtuc,96c vl El tr6l phl6u 035 \446,547,749 I ,954,52O,47 7
LAP BISU
(Ki, hq t6n)
KEToAN TRUdNG
{Ki. he tAn)
Warrlr?ri^,
TGng2l2
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6l,M/rW ,tfy,fi^PfngA,*{
CONG TYTNHH CHUNG KHOAN ACB41 l"1ac Dinh Chi, PhJdng DaKao, Quan 1. Tp.HCM
MEU s6 8019-CTCK/HN
(aan bnh tEo fT sd 210 /2014 /Tr-grchgiy 30 /12/ 2014 cia 80 TAi chinh)
BAO CAOTHU NHAPTOAN DIEN HOP NHAT(ctUn utEtto0 - oAtrc oAyo0)
QuY03 Nam 2016
cHIrEu MA
soTHUYET
MINHNAI'4 NAY NAM TRUdC
I, DoANH THU HoAToONG1.1. Leitu!&tai$n taichinh ghinhan th6ng qua l5i/16 (FWPL) 6.409.419.276 2,015.600
a. Leibenc4c bisen bi chinh FVrPL 11 4.894,556.094b. Qllnh !e9t!n!9 de!! 98 ltc?c Lsrc ll\dng .ryalq4l1 12c. Cd tuc. t4n lei phet sinh tU tbi siin tAi chinh FVTPL 13 1.514.923.182 2.015,600
12 La tr/c6c khoen d6utUn6m gii/d6n ngay d6o han (HTlv1) 2 1 .37 9 .243.3 47 2.185.810.8631.3. Lei tnc6c kho;n cho vay vA phei thu 5 46.187.042.239 32.898,266,5831.4. LEjtLJc6c tAisdn tiichlnh sgn slnq dd ben {AFS) 2.129,137 5aO
1.5. Leitrlcec cong cu ph6isinh phong ngUa rrlaro 5
1.6. Doanh thu nghjep vu m6igidichung kho6n 6 29.279.794.9A1 28.161.528.8111.7. Doanh thu nghiep vq b6o 15nh, dailli ph6t hanh chr.thg kho6n 7
1.8. Doanh thu nghlep W tUvdn 8 786.363.635 844.212.7 271.9.Doanh thu hoatdong nhan u9thac. d6u qi6 9
1.10. Doanhthu nghlep W [tu ki chLihg kho6n 10 2.433 ,4AO.207 1720,668.1201.1 1. Thu nhap hoatdonq kh6c 11 3.17 4.287 .345 1. .O79 .4 55.67 5
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X. CHIPHITHU6TNDN 100 7.5s0.914.621 8,578.694.59110.1Ch phithu6 TNDN hien hanh 100.1 7,550,914,621 8.578,694.59110.2.Chlphithu6 TNDN ho6n lai 100 2
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li!gG!!d c6c khoiin ddu tugiid6n ngdy d6o h?n 32 61.311.865.556 5,411.865,556T6nq (Giem) c6c khoan cho vav 33 (3s2.361.156.890) 64,679,294.laa
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CONG TYTNHH CHUNG KHoAN ACB41 l'1Ac Djnh Chi. Phrrdng DaKao, Quan 1. Tp.HCM
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CONG TY TNHH CHUNG KHoAN ACB41 Mac D'inh Chi, Phr/dng DaKao. Qu6n 1. Tp.HCM
BAo cAo LUU cHUYEN TIEN re HoP NHAr(GIUA NreN D0 - oArlc sAv o0)
(Theo phuong ph5p gi6n ti6p)Qui J ndm 2016
PHAN LUU CHUYEN TIEN TEHoATDONG r\40rcrdr, uYrHAc coA KHACH HANG
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CONGTYTNHH cHUNG KHoAN AcBDla chi: 41 Mac oinh Chi, P.DaKao. Q1, fp.HCM
DiAn thoai. 54043054 Fax. 54O43092
MAU s6 Bo5g- CTCK/HNqan henh theo T.Tt/sd 21o/2o14/TT- BTC
ngey 30 thing 12 nim 2014 cia 8A Tii chinh
BANG THUYET uIruH BAo CAo TAI CHINH HoP NHAT
Qut 3 nem 2016
1. DAc di6m hoat dong cUa cong ty
1.1 - Gi6y phep thanh IAp vd hoat dong: O6/UBCK-GPHDKDI
1.2 - Dia chi: 41 Mac Dinh Chi, phudng OaKao. QuAn 1. Tp.HCM;
1.3 - Di6u E C6n9 ty ban hinh ngey 15/05/2OOO va sia ddi, bd sung ngdy 16/06/2014:
1.4 - Nhnhg dic di6m chinh vd hoAt dong COng ty:
- Quy mO v6n: 1.500.000.000.000 d6ng Vi€t Nam:
2. Ky k6 to6n, ddn vi UOn te s0 d vng trong k6 to6n
2. 1 - Kj, k6 todn ndm (b6t dAu trj ngay 01/01 k6t thoc viio ngey j 1/12)'
2.2 - Don viti6n te sg dvng trong k6 todn: D6ng ViQt Nam
3. Chudn mqcv. ch6 dQ kd to6n 6p dgng
3.1 - Chd d0 k6 todn 6p d\rn9 : Ch6 dQ C6ng ty chrhg kho6n ban hdnh theo Thong t\J s6 2tO/2O74 ff -BTC, ngay
30/12l2014 cia B0Tai chinh:
3.2 - Tuy6n b6 v6 vifc tu5n tho chuen m\.rc k6 to6n vb ch6 d0 kd to6n: theo euy dinh hiQn hdnh.
3.3 - Hinh thLTc kdto6n dp dqng:Theo hlnh thuc nhat kychung
4. Cecchlnh s6ch k6 to6n 6p dung
4.1- Nguy6n trc Ahi nhan cdc khoen ti6n vd c6c khoen tuong dudng ti6h.
Nguyentdc. phr-rdng ph6p chuydn d6ic6c d6ng tidn kh6c:C6c d6ng ti6n kh6c phdt sinh phdiduqc quy d6ira d6ng VietNam theo tr giS giao dich binh qu6n tren thitrLrdng ngoaitg li6n ngen heng do NgAn heng Nhe nudc Viet Nam c6ng b6
taithdididm phdt sinh nghiQpw kinh t6.
4.2- NguyCn t6c va phudng phdp k6 to6n taisen tdi chinh ghi nh$n th6ng qua lEi 16, cdc kho;n deu tUnrm giud6n ngdy
d6o h?n. c6c khojn cho vay va pheithu, teisen teichinh sen seng dd b6n, nOtii chinh.
f+2lca,
\)
Trang 1/8
4.2.1 - Nguyen tac ph6n loAi tai sen tai chinh va nO t6i chinh thuoc Danh mq9 d6u tr., crla COng ty: Tu6n tho Chudn myc
k6 to6n. Ch6 dO k6 toAnve c6c quy dinh hign hanh ve phap tuat ChL/hg kho5n.
4.2.2 - Nguyen t6c ghi nhan ve phudng ph6p kd toen tei sdn tai chinh va nqt6i chinh: Ghi nhan theo gi6 96c ve trich lap
dUphdng theo 9i5 thi trrjdng.
4.4- Nguy6n t6c ahinhAn va khSu haoTSCO hOJ hinh
Nguyen t6c ahinhAn TSCO:Ghinhfn theonguyen gi6
Phudng ph6p khdu hao TSCO: Phudng phep kheu hao dL/ong theng
4.5- Nguy6n t6c Ahi nhan ve khdu hao TSCD hotr hinh
Nguyen trc Ahi nh6n TSCD: chi nhan theo nguy6n gid
PhLrdng ph6p kh5u hao TSCO: Phudng phep khSu hao dudng theng,
4.12- Nguy6n tdc Ahi nhfn v6n cht] sd hou:
- Nguyen tec ahinhan v6n d6u tr-l cua chi sd ho,.i.v6n khdc c0a chrl sd hcrr.r:Theo s6 v6n thvc a6p c0a chu sd
- Nguygn t6c Ahinhan chonh lQch tl5nh gt6lAiteisen.
- Nguyen t3c Ahinhanchenh lgchtigi6.
- Nguy6n tdc ghi nhan rqr nhuan chrja ph6n ph6i: Lqi nhuan thudn sau thu6 thu nhfp doanh nghicp duocchuydn v6 cho C6ng ty me sau khi dL/Oc HOjddng thanh vi6n chdp thufin v5 sau khi dA trtch t6p quy dUphong theo Di6ule c6ng tyve cdc quy arinh phap l), Viet Nam.
7. Th6ng Un bd sung cho 860c6otetchtnh
A Thuydt mlnh vd 860 c6o tlnh hlnh teichtnh
A.7.1. Ti6n va cec khodn trjdng dudng U6n
- Ti6n mdt taiquy- Ti6n g0r ngAn hang cho hoat dong coa COng ty- Ti6n dang chuydn- Ti6n 9Uf v6 b6n ch(rng kh06n beo t6nh ph6t henh- Ti6n giivd bu trtt ve thanh to6n giao dich chC/ng kho6n
c0ng
Qui 3.20161,049,493
18s,396,053,841
10,569,14;785,407 ,672,483
(Ddn vitinh: odng)
Ndm 2015679.O77
17 8,622.t65 ,s7 7
29,533.408778,652,377,996
Itang 2/8
A.7.2. Gi6 trikh6ilLlgng giao dich thuc hientrong ky
CHITIEUKH6I LUONG THUC HIEN
QUY 3.2016GIATRITHUC HIEN
QUV 3.2016
a) C'ia CTCKC6 phi6u
- Trai phi6u- Chunq kho6n khec
13.1,49,427193
208,782,O51.27019.300.000,000
c0n9 13.749.674 227 ,482,051.210
b) Coa Nha d6u tL/
- C6 phi6u
TrAiphi6uChrlnq khoSn kh6c
970.543,55028.777,970
16.325.462.690.9605.026,35s,004.840
cOns 999.727,520 19,351,817.695,800
STTLoei
TSTC
Cd sa lap d\./phdng ki nay
Gi6 trilapd!.rphdngkY trudc
MUEt ichBpG)hoichotsnnhAp(+)
ki nly56luqng Gl6 s6 s6ch kC to6nGj6 thl tn arng tel thdl
diam hp BCTCGia t.j lapdVphbns
ki nAy
B I 2 3 5 6
TSTCFVTPL
21.782349 210.724.9 44,542 222.392.667.781 09,o80.655.795) {12,149.989.581) (6,930,666.114)
1Cdphi6u 27,782,309 210.724.944,542 222_392_667 _7 81 (19.080.655.795) (12.149.989.681) 16.930.666.114)
2T16iphidu
ltTSTCHTI'1
271 33 700.mo.ooo 21.820.O99.999
Tr6iphidu
noi6o
217 33.700.OO0.000 21.820.099.999
2Ti6ngi.rlcokVhan
1 2.OOO.OOO.OOO
rSTC
IVTSTCAFS
L1,674,557 168.110.403.350 129.410.658.600 (38,899,744,760) 147 ,57 4,301,7 60l, 8 674.557.000
Conq 53.457.083 472,735,347,902 373,623,426,380 (57,980.400.555) 159 ,124 ,291.44r) 1,743,890,886
A.7.3. C6c lo?i tai s6n tei chlnh
A.7.5. C6c khoen ph;ithu
QW 3.2016 Nam 201s
7.5.1. Cdc khoan phaithu b6n cdc kho,n ddu tU 23.780 23.780Trong d6. c6c khoan phdithu v6 b6n c5c khoen dAu tU khong c6 khanang thu h6i
Quy5.2015 N6m 201s
7.s.2. CAc khoan phaithu va dlrthu c6 tr&, ti6n lai cdc khoen deu tuTi6n lei tunghiep vq cho vay giao dich ki quy 23,925.663,790 12.145.391.537Ti6n l6itr6iphi6u 120,099,999 227.5OO.OOO
Ti6n lai cong cv thi trudng ti6n te 4 56.750,000 140.2 50.000KhAc 151.000 298.668.883
Cong 24,502,664,789 12.811,810,420
Tronq do. cic khodn phdi thu ve dV thu kho doivd cd tLlc. tidn lAi
cAc kho;in deu flJ 149.800 149.8OO
i'{
,:I
1.qj-'i
franq 3/8
7.5.5. Pheithu c6c dich w COng tycung c6pPhdithu tuhoat don9 moi gidiPhAithu tUhoot dong trJvinPhaithu Nhuong quydn nhan tidn b6n ch(ng kho6nKh6c
cong
A,7.6. Duphdng phdithu kh6 ddi
1.726.554.192410,500,000
123.732.434.6481,416,111.618
126.685,610,458
QUY 5.20161.562.033.996
820,169,70s2,382,203.707
QUY 5,20167 .433 .229 .5372,608,906,564
566,603.864
10,608.739.965
QUY 3.2016
QUY 3.201613,893,099,074
959.244.65668.54s.O2A
74.920,888.7 s4
1,793,101,204372,500,000
5,298,588.4651,143,058.15s8,807,O41.824
NAm 2015
2,250.880.2677 44 .47 1, .597
2,995,351.864
NAm 20151.503.187.636
7 71.37 LOa32.27 4,565 .7 19
A.7.9. Pheitre hoatdong giao dlch chuhg kho6n
7.9.1.Phaitre cho Sd Giao dich ch(rhg kho6n7.9.4. Phaitra Trung tem LLtu ky chsng khodn Viet Nam (VSD)
con9
A.7.11. Thud ve cdc kho6n phainop NhA nudc
- Thu6 Thu nhAp doanh nghiCp- Thu6 Thu nh6p cii nhan- CAc loaithud kh6c- C6c khoen phl. E phlva c5c khoan phainop kh6c
c0n9
4.7.13. Chiphlphaitre
- LEivayt6 chuc tin dqng- Dich vv mua ngodi
cong
A.7.16. Phiitrd, phii nop kh6c
NGAN HANG TMCP A CHAUC6nq tyDT& PTC0n9 nghe MEFRTMEX
DdI TIJONG KHAC
cong
I
/,
NAm 2015802,777.777856,051,591
1,658,829.368
Nim 201513,893,099.074
26.62',t .62013.919,720,694
Stt Loii phai thu kh6 ddtphAlltpdUph6ng Gl6 tri ph& thu Tham
chl6uQui3.2016
NJm 2015U6UqUY Trlchlip Hoennhap cu6tqu,
1.174.780.963 Lto5.2t1.475 20 do8 41i 1.12 5 625.888 1074 604.856
2 Hoatd6notuvdn 159.500.000 159.500.000 159 500.000 159.500mO
Conq 1,334,280,963 1.264,1 17 .47 5 20.404_413 1,285,125,888 1,234,104,856
Iftng 4/8
A.7.18. Tlnh hlnh tIn9, giam tai san c6 dinh h0! hlnh:
- Gti tricon lAicudiki/cAa TSCD hdu hinh dd dung dd thd chdp, ciim c6 ddm biio cdc khodn vay; 41.8 j 1.414.272 d6ng..
- Nguyqn gid TSCD cu6ikrda khdu hao h6t nhL)hg ven con s1dung: 15.052,742,940 d6ng;
- Ciic cam kdt vd viec mua. ben TSCO h1r hinh cd gie bn trong tudng tai; f\h6ng phet sinh:
- Cec thay ddi khdc vd TSCD hAJ hinh: KhAng phet sinh.
Trans s/8
Chl UouNhe cib, vin ktan
tIUcM,y rD6c, thl6t
bl
Phuchg tjenvan til, truyan
den
Thl6t bl. dvr€ cuquln ly
T sen c6 dlnhkh6c
T6rE cOrE
47.300 000
a,
t.
,
A.7.19. Tlnh hlnh t6n9. giem TSCD vO hlnh
Trang 6/8
Chlti6uQuy6nsidvrE
d{t
QuydnphAthenh
Banquyen,blngs6n9chg
NhanhBu,t6nth'Jcilg
mal
ChLiorE trinhphrn rnem
Gl6yph6pva gltry phdp
nhu*ngquy&r
TSCD v6htnhkhac rorE cang
L NgLryon 916 TSCO
1. 56 dr.r d6u ky
2. 56 ting tJohg ki
- Diau chuydn
- Tang khiic
3. 56 Oem kons ki
- Thanh y
- NhL/qng b;n
Didu chuydn
- Gi;mkh;c
a. 55 cu6i ki
frang da
- Dang khSu hao(sndene)
ChL/a khSu hao (sidqng)
' Oa kh6u hao h6t
ll. Gi6 t jhao mdnlurkd
1.56dLrdeuky
2. 56 ting vong k,
Trong do
' Trich khSu hao
D 6u chlydn
Trng khic
2. 56 giamtrong ky
- Thanhli
- NhLlOng ban
Dduchuydn
Gr6mkhac
4. 56 cu6iky
lll. Gi6 vlcdnlei
1 D6', ki
2 CLr6iki
15,796,222.37 6 15,796,222,37 6
I--]_ -+:I
f,
t-
f=f l#Frtrr
15,196.222,37 6
l3 297136.580
2.198.885.796
4.1t1.650.829
696,255,495
696.255 495
15.796.222.376
13.297.536,580
2.498.885.796
4.351,650,829
695,255,495
696.255,495
5.027 ,906,321
15 099.966 881
10.768 316.052
5,027 .906.324
1s.099,966.881
10,768.316,052
I
Phan b?i nq/O& u*E Laisurt oaun6m Vaytrong n5m Tre trong n6m Cu6iqL9
Tr6iphi6u ng6n hen ph6thanh cho:
Khudnq ThiHLldng Li6n 9.00% 10.000.000.000 10000,0000o0
KhLjdng ThiNgqc 9 00% 3.000 000.oo0 3 000 000 000
L6m ThrMai I25'/o 2 000.000.000 2.ooo,000,000
Lem Th l"1aL 9 00% 18.000.000 000 I 8.000.000 000
LC Duy KhL/drE 8 50% 4.OO0.000.000 4.000.000000
L6 Thanh H6n9 9 000/6 2 1.000.000.000 2 1 ,000.000 000
L6V5nTrung 9.000/6 1,000.000,000 1,000,000 000
Nguyan DrJc Thanh 9 0006 5.000.000.000 5.000.000,@o
NguygnThiMy Nqac 8-250h 4.000.000.00o 4.000.000.@0
NguyanThiMYNSec 9 00% 19.000.00o.000 19.000.000 000
NquyAn ThiThu Hudng 9.00o/o s,000,000,000 s.000.000000
PhEmTramNhLl Nguyen 9 00% 3.000.000.o00 3.O00.000000
Truong ThiThar$ Ngec 9 000,6 2.O00.oo0.000 2.OO0 000 000
Nqan hanq TNHH INOOVINA 9.00% 200 000.000 000 200.000.ooo ooo
C6n9 tyCTCPX6y OurE (COTEC) 8 50% 100.000 000.ooo 100,000.@o o00
VIETNAM DEBTFUNDPSC 9.OOok 75 000 000 000 50 000.000.000 25.000.000 000
N96n h6ng TMCP Vet Nam ThL/dng Tin 9.00% 100 000.o00.000 100,000,000000
Tdnq C6nq ty C6 Ph6n BeoHidm Bao Lonq 9 00% 20 000 000.ooo 20.000.000 000
C6ng ty LD QLQOT CK Vietcombank 8 50% 75.OOO 000.000 7 5.000.000.000
C6.g ty LD QLQDT CK Vretcombank 9 00% 15.000.000.000 15.000.ooo 000
BU TO THANH M NH I 000,6 10 000 000,000 10.000.o00.000
CAOTOAN MY 9 OAo/o 51000 000 000 53 000 000 000
NGUYEN CHiCUONG 9 Oao/o 5.000.000.000 5.000.000 000
ANDREW COLIN VALLIS 9.000,6 1 2.000.o00.@o [email protected]
LiA(,r Binh An 9 00% 10.000,ooo,000 10.000.000.000
KWE BETEILIGUNGENAG 9.00% 50.000.000.000 50.o00.000.000
HoaiT0 Ha 9 A00k 10.000.000.000 10 000.000.000
Vay ngln hen trlNqan hang TMCPViCt Nam Thuorg Tin 8 500/6 100 000 000 000 100.000.ooo.ooo 200.ooo.ooo.ooo
corE 175.0@,0@,0@ 857.000,000,000 349.000,000.000 683,@0,000,000
4.7.zO.Yay
56 du Tign Lai phAitre cho Trdi phi6u ph6t hanh tai ngAy 3Ol09/2016 lA 6,754,05 4,795 d6ng
A.7.22.Chi phl tra tn 0c
\
1:l
A. ChiphltretnJdc ng6n henChiphitre trudc thi6t bidung cu ngdn hAn
Chi phitrii trudc siJa chUa VP ngdn hAnChiphitra trudc ti6n thue VP ngSn hanChl phitre trudc ngrn han khac
c0ng
B. Chi phl tre m/6c det hanChiphitrd trrJdc thi6t bldqng cq ddihanChiphitrg trudc sia choa VP ddihanChiphitre trudc ti6n thue VP daihenChiph,tr; trudc deihan kh6c
c0n9
Quy 3.2016
19,390.007
490,407,138
509,797.145
854.895.2681,662,151.O15
9,857.631.274232.263.974
12.586,941.555
NAm 2015
335.654.37 5
65.980.970
57 3.546.978975,182,323
7 63.528.47 2
2.137.958.02812.630.090.067
222.47 4.06315.754,450.650
ltang 7 /8
A.7.25. Tl6n nop QWh6trgthanhtoen
Ti6n nQp ban d6uTi6n nQpb6sung hdng nimTi6nlriphan bd hdng n6m
c0n9
B. Thuy6t minh vd 860 c6othu nhAp toan dien
8.7.50. Chiphlquen lydoanh nghiep
Stt Phan loqichtpht1 Ludng vd cdc kho6n phuc loi2 BHXH, BHYT, KPCO. BHTN3 ChiphivAt tU v5n phdng phdm4 Chiphic6ng cv, dvng cv5 Chiphikh6u hao TSCD6 Chiphithu6, phive le phi7 Chiphidich vv mua ngoei8 Chi phikh6c
c0n9
F.58.2.2. Giao dich vdicac bCn c6 ti6n quan
Glao dich vdi N96n heng me (ACB)
Doanh thu hoOt d0n9 m6i gtdiLaiti6n g0l ngAn hAngDoanh thu hoa h6ng nghiepW uhg ti6n ngeyTChi phikh6c
c0n9
G. Mot s6 chl tEu teichlnh coa COng ty
G.59 Chltieuteichinh d6nh gi6 hoat d0n9 cia C6n9 ty
Qur 5.2016
120.000.00079.s92.232.026
287 .7 67 .97 4
20,000.000.000
Ndm 2015
120.000,00019,592.232.026
287 .7 67 .97 4
20,000,000,000
E.7.57. Th6ng Un b6 sung cho 86o c6o flnh hlnh bi6n tlgng v6n cho sd ha,l nhLrsau:
E.7.57.5. Thu nhap, chi phi. lsihoAc 16 h?ch to6n truc ti6p vao ngu6n v6n cho sd hCr:
F,58, Nhurrgthong Un kh6c
F.58.2. Thdng tin v6 cdc ben lien quani
F.58.2.1. Th6n9 tin c6c ben co liCn quan
- COng ty dr/Oc kidm sodt bdiNgen Hang TMCp A Ch6u (.,ACB,,)do sd hrlu 1OO% v6n di6u l0 c0a C6ng ty.
QW 3.20165.857.243.283
424.325.940132.893.917763.2s9.227859.456,885
9.305,0002 .651 .O84.062
726.692.80270.824,267,764
NAm 201614,750.105.551
- )..212,701550426.232.127499,844.163
2,559.092.67 436.664,000
9,497.922.6062,764.7 54.37 6
37.747,r17,O47
NEm 201576 .37 1 .67 6 .43A
1,,21,2.804.365
460,940,261139.O42.396
1.394,058.80040.072,000
7.7 49.s89.6282.251,,O87,s89
29,679,27 7,477
QW3.2015
3.813.209.21,2
158.987.1313,972,796,343
Orr3.2016
2.t83.7 52 ,287
489.299.3322,673.051.619
Chi s6 v6n khd drJng c'ia ti lC v6n hoat dong rong (NcR) cda C6n9 ty d.rgc tinh todn cho 12 thdng tai n gay 3o/og/2016b979.250h.
ngdy 19 thiing to ndm 2ot6NGUdILAP BI6U
u
KEToAN TRUdNG GAM Ddc./'ir'c.r:lit'2< r.:-----<to,/coNG 1Y )
i/nicruiirlr[uo\cxuttc rno.a- \
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