the political impact of social penumbras
TRANSCRIPT
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Data on putts in pro golf
Distance from hole (feet)
Pro
babi
lity
of s
ucce
ss
1346/1443
577/694
337/455
208/353
149/272136/256
111/240
69/21767/200
75/237
52/20246/192
54/174
28/167
27/20131/195
33/19120/147
24/152
1/33
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What's the probability of making a golf putt?
Distance from hole (feet)
Pro
babi
lity
of s
ucce
ss
Logistic regression, a = 2.2, b = −0.3
2/33
Stan code
data {int J;int n[J];real x[J];int y[J];real r;real R;
}parameters {
real<lower=0> sigma;}model {
real p[J];for (j in 1:J)
p[j] <- 2*Phi(asin((R-r)/x[j]) / sigma) - 1;y ~ binomial(n, p);
}
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What's the probability of making a golf putt?
Distance from hole (feet)
Pro
babi
lity
of s
ucce
ss
Geometry−based model, sigma = 1.5
5/33
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Two models fit to the golf putting data
Distance from hole (feet)
Pro
babi
lity
of s
ucce
ss
Logistic regression, a = 2.2, b = −0.3
Geometry−based model, sigma = 1.5
6/33
A tougher model
1. Sum of declining exponentials:
y = a1e−b1x + a2e
−b2x
2. Statistical version:
yi = (a1e−b1xi + a2e
−b2xi ) · εi
7/33
Stan code
data {int N;vector[N] x;vector[N] y;}
parameters {vector[2] log_a;ordered[2] log_b;real<lower=0> sigma;}
transformed parameters {vector<lower=0>[2] a;vector<lower=0>[2] b;a <- exp(log_a);b <- exp(log_b);}
model {vector[N] ypred;ypred <- a[1]*exp(-b[1]*x) + a[2]*exp(-b[2]*x);y ~ lognormal(log(ypred), sigma);
}
8/33
Simulate fake data in R
# Set up the true parameter valuesa <- c(.8, 1)b <- c(2, .1)sigma <- .2
# Simulate datax <- (1:1000)/100N <- length(x)ypred <- a[1]*exp(-b[1]*x) + a[2]*exp(-b[2]*x)y <- ypred*exp(rnorm(N, 0, sigma))
9/33
Fit the model in Stan
Inference for Stan model: exponentials.4 chains, each with iter=1000; warmup=500; thin=1;post-warmup draws per chain=500, total post-warmup draws=2000.
mean se_mean sd 2.5% 25% 50% 75% 97.5% n_eff Rhata[1] 1.00 0.00 0.03 0.95 0.99 1.00 1.02 1.05 494 1a[2] 0.70 0.00 0.08 0.56 0.65 0.69 0.75 0.87 620 1b[1] 0.10 0.00 0.00 0.09 0.10 0.10 0.10 0.11 532 1b[2] 1.71 0.02 0.34 1.15 1.48 1.67 1.90 2.49 498 1sigma 0.19 0.00 0.00 0.19 0.19 0.19 0.20 0.20 952 1
10/33
Try again with new parameter values
mean se_mean sd 2.5% 25% 50% 75% 97.5% n_eff Rhata[1] 1.33e+00 0.54 0.77 0.00 1.28 1.77e+00 1.79e+00 1.82e+00 2 44.23a[2] 2.46e+294 Inf Inf 0.00 0.00 0.00e+00 1.77e+00 2.66e+188 2000 NaNb[1] 1.00e-01 0.04 0.06 0.00 0.10 1.30e-01 1.30e-01 1.40e-01 2 33.64b[2] 3.09e+305 Inf Inf 0.13 0.50 1.15e+109 4.77e+212 5.28e+298 2000 NaNsigma 2.00e-01 0.00 0.00 0.19 0.19 2.00e-01 2.00e-01 2.00e-01 65 1.06
11/33
Happy ending
mean se_mean sd 2.5% 25% 50% 75% 97.5% n_eff Rhata[1] 1.56 0.09 0.32 0.65 1.52 1.72 1.75 1.79 13 1.25a[2] 0.32 0.08 0.28 0.06 0.14 0.22 0.37 1.13 13 1.20b[1] 0.13 0.00 0.01 0.10 0.12 0.13 0.13 0.14 22 1.14b[2] 1.94 0.20 2.29 0.14 0.22 1.26 3.00 7.34 127 1.05sigma 0.20 0.00 0.00 0.19 0.19 0.20 0.20 0.21 656 1.00
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The political impact of social penumbras
Andrew Gelman and Yotam Margalit
Department of Statistics and Department of Political ScienceColumbia University, New York
8 Apr 2016
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I 1996: co-sponsored the Defense of Marriage Act,defining marriage as one man and one woman
I 1999: voted for a measure prohibiting same-sexcouples from adopting children.
I 2011: “openly hostile” record on gay rights led toa mass protest of students at the University ofMichigan against Portman speaking at thegraduation ceremony
I “Rob believes marriage is a sacred bond betweenone man and one woman”—Portman spokesmanto Cleveland Plain Dealer at the time of theprotest
I Sen. RobPortman(R-Ohio)
15/33
I 1996: co-sponsored the Defense of Marriage Act,defining marriage as one man and one woman
I 1999: voted for a measure prohibiting same-sexcouples from adopting children.
I 2011: “openly hostile” record on gay rights led toa mass protest of students at the University ofMichigan against Portman speaking at thegraduation ceremony
I “Rob believes marriage is a sacred bond betweenone man and one woman”—Portman spokesmanto Cleveland Plain Dealer at the time of theprotest
I Sen. RobPortman(R-Ohio)
15/33
I 1996: co-sponsored the Defense of Marriage Act,defining marriage as one man and one woman
I 1999: voted for a measure prohibiting same-sexcouples from adopting children.
I 2011: “openly hostile” record on gay rights led toa mass protest of students at the University ofMichigan against Portman speaking at thegraduation ceremony
I “Rob believes marriage is a sacred bond betweenone man and one woman”—Portman spokesmanto Cleveland Plain Dealer at the time of theprotest
I Sen. RobPortman(R-Ohio)
15/33
I 1996: co-sponsored the Defense of Marriage Act,defining marriage as one man and one woman
I 1999: voted for a measure prohibiting same-sexcouples from adopting children.
I 2011: “openly hostile” record on gay rights led toa mass protest of students at the University ofMichigan against Portman speaking at thegraduation ceremony
I “Rob believes marriage is a sacred bond betweenone man and one woman”—Portman spokesmanto Cleveland Plain Dealer at the time of theprotest
I Sen. RobPortman(R-Ohio)
15/33
I 1996: co-sponsored the Defense of Marriage Act,defining marriage as one man and one woman
I 1999: voted for a measure prohibiting same-sexcouples from adopting children.
I 2011: “openly hostile” record on gay rights led toa mass protest of students at the University ofMichigan against Portman speaking at thegraduation ceremony
I “Rob believes marriage is a sacred bond betweenone man and one woman”—Portman spokesmanto Cleveland Plain Dealer at the time of theprotest
I Sen. RobPortman(R-Ohio)
15/33
I 1996: co-sponsored the Defense of Marriage Act,defining marriage as one man and one woman
I 1999: voted for a measure prohibiting same-sexcouples from adopting children.
I 2011: “openly hostile” record on gay rights led toa mass protest of students at the University ofMichigan against Portman speaking at thegraduation ceremony
I “Rob believes marriage is a sacred bond betweenone man and one woman”—Portman spokesmanto Cleveland Plain Dealer at the time of theprotest
I Sen. RobPortman(R-Ohio)
15/33
I 2013: “I’m announcing today a change of heart[for] gay marriage. . .My son came to Jane, mywife, and I, told us that he was gay, and that itwas not a choice, and that it’s just part of whohe is, and that’s who he’d been that way for aslong as he could remember.”
I “I’ve come to the conclusion that . . . [marriage] issomething that we should allow people to do. . . and to have the joy and stability of marriagethat I’ve had for over 26 years.”
I Portman also mentioned his consultation withformer Vice President Dick Cheney, whose owndaughter’s coming out: “forced him to re-thinkthe issue too, and over time, he changed his viewon it”
I Sen. RobPortman(R-Ohio)
16/33
I 2013: “I’m announcing today a change of heart[for] gay marriage. . .My son came to Jane, mywife, and I, told us that he was gay, and that itwas not a choice, and that it’s just part of whohe is, and that’s who he’d been that way for aslong as he could remember.”
I “I’ve come to the conclusion that . . . [marriage] issomething that we should allow people to do. . . and to have the joy and stability of marriagethat I’ve had for over 26 years.”
I Portman also mentioned his consultation withformer Vice President Dick Cheney, whose owndaughter’s coming out: “forced him to re-thinkthe issue too, and over time, he changed his viewon it”
I Sen. RobPortman(R-Ohio)
16/33
I 2013: “I’m announcing today a change of heart[for] gay marriage. . .My son came to Jane, mywife, and I, told us that he was gay, and that itwas not a choice, and that it’s just part of whohe is, and that’s who he’d been that way for aslong as he could remember.”
I “I’ve come to the conclusion that . . . [marriage] issomething that we should allow people to do. . . and to have the joy and stability of marriagethat I’ve had for over 26 years.”
I Portman also mentioned his consultation withformer Vice President Dick Cheney, whose owndaughter’s coming out: “forced him to re-thinkthe issue too, and over time, he changed his viewon it”
I Sen. RobPortman(R-Ohio)
16/33
I 2013: “I’m announcing today a change of heart[for] gay marriage. . .My son came to Jane, mywife, and I, told us that he was gay, and that itwas not a choice, and that it’s just part of whohe is, and that’s who he’d been that way for aslong as he could remember.”
I “I’ve come to the conclusion that . . . [marriage] issomething that we should allow people to do. . . and to have the joy and stability of marriagethat I’ve had for over 26 years.”
I Portman also mentioned his consultation withformer Vice President Dick Cheney, whose owndaughter’s coming out: “forced him to re-thinkthe issue too, and over time, he changed his viewon it”
I Sen. RobPortman(R-Ohio)
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Research questions
1. To what extent does familiarity with members of a certainsocial group influence people’s views on public policies relatedto that group?
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Social penumbra
I Size and the shape of the penumbra can relate to the politicalsalience and influence of a social group
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Research questions
1. To what extent does familiarity with members of a certainsocial group influence people’s views on public policies relatedto that group?
2. To what extent does the social penumbra of a group—itsshape and size—matter for explaining public preferences onkey policies?
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Penumbras and change in public opinion?
I 2004: Karl Rove puts gay marriage on the ballot in key statesto help mobilize mass support in favor of Bush
I 2012: Karl Rove criticizes the Democrats for “using the issueof gay marriage for political gain”
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Our data
I Panel designI Two surveys administered by YouGov 12 months apartI 3,000 respondents in wave 1; 2,106 re-interviewed in wave 2I Penumbra membership in 14 social groups and 8 namesI Attitude questions on 12 related policiesI Also GSS in 2006 and 2014
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Active Military
●
Immigrant in Past 5 Yrs NRA Member Abortion in Past 5 Yrs
Lost Job Last Year Muslim Gay/Lesbian Currently Unemployed
Mortgage Underwater No Health Insurance Care for Elder Gun Owner
Receive Govt Welfare Serious Health Problem
Group size (area of red circle) and penumbras (areas of black circles indicate close family, close family + close friends,and close family + close friends + others known) compared to the population of American adults (light gray circle)
Notes: Group sizes given from various internet sources. Penumbras estimated from our 2013 survey. Proportions are indicated by areas, with the gray circle in each caserepresenting the entire U.S. adult population. The data show oddities arising from ambiguity in survey responses (what counts as "a serious health problem," "governmentwelfare," etc.), confusions about definitions (for example, of active military service), and secret−keeping (for example, not everyone learns that you have had an abortion).
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Walter
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Rose
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Bruce
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Tina
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Kyle
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Emily
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Jose
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Maria
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Walter+Rose+...+Emily
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Jose + Maria
●
All 8 names
Number of people with each name (area of red circle) and penumbra (areas of black circle indicates number of peoplewho know at least one person with this name) compared to the population of American adults (light gray circle)
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Know any Mortgage Underwater?
sd 9%
Know any Gun Owner?
sd 7%
Know any Gay/Lesbian?
sd 6%
Know any Immigrant in Past 5 Yrs?
sd 5%
Know any NRA Member?
sd 5%
Know any Active Military?
sd 5%
Know any Muslim?
sd 4%
Know any Receive Govt Welfare?
sd 4%
Know any No Health Insurance?
sd 4%
Know any Currently Unemployed?
sd 3%
Know any Lost Job Last Year?
sd 3%
Know any Care for Elder?
sd 2%
Know any Serious Health Problem?
sd 2%
Know any Abortion in Past 5 Yrs?
sd 1%
Shades of blue: People in these states are more likely to know someone of that group Shades of tan: Less likely to know someone of that group
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Are you conservative?
sd 5%
Do you attend church regularly?
sd 8%
Know any Rose?
sd 2%
Know any Emily?
sd 2%
Know any Walter?
sd 3%
Know any Bruce?
sd 3%
Know any Tina?
sd 3%
Know any Kyle?
sd 5%
Know any Maria?
sd 6%
Know any Jose?
sd 10%
Shades of blue: People in these states are more likely to know someone of that group Shades of tan: Less likely to know someone of that group
26/33
Family OtherFriends
01
2
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Active Military
Family OtherFriends
01
2
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Immigrant in Past 5 Yrs
Family OtherFriends
01
2
●●
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●
●
●
●
●
NRA Member
Family OtherFriends
01
2
● ● ●●
●●
● ● ●
Abortion in Past 5 Yrs
Family OtherFriends
01
2
●
●
●
●
●
●
●
●
●
Lost Job Last Year
Family OtherFriends
01
2●
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●
●
●
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Muslim
Family OtherFriends
01
2
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●
●
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Gay/Lesbian
Family OtherFriends
01
2
●●
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●
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Currently Unemployed
Family OtherFriends
01
2
● ●
●
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●
● ●
●
Mortgage Underwater
Family OtherFriends
01
2
● ●
●
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●
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No Health Insurance
Family OtherFriends
01
2●
●
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●● ●
●
Care for Elder
Family OtherFriends
01
23
45
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●
●
●
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Gun Owner
Family OtherFriends
01
2
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●
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●
●
●
●
Receive Govt Welfare
Family OtherFriends
01
2
●
●
●
●
●
●
● ●
●
Serious Health Problem
Average number of people known in each group, among Democrats (blue), Independents (purple), and Republicans (red)
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Family OtherFriends
01
2
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●
●
●
●
●
●
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Active Military
Family OtherFriends
01
2
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●
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Immigrant in Past 5 Yrs
Family OtherFriends
01
2
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●
●
●
●
●
●
NRA Member
Family OtherFriends
01
2
● ● ●● ● ●●
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Abortion in Past 5 Yrs
Family OtherFriends
01
2
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●
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Lost Job Last Year
Family OtherFriends
01
2
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Muslim
Family OtherFriends
01
23
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Gay/Lesbian
Family OtherFriends
01
2
●
●
●
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●
●
●
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Currently Unemployed
Family OtherFriends
01
2
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●
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●
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Mortgage Underwater
Family OtherFriends
01
2
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●
● ●
●
●
●
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No Health Insurance
Family OtherFriends
01
2●
●●
●● ●
●
●
●
Care for Elder
Family OtherFriends
01
23
45
● ●
●●
●
●
●
●
●
Gun Owner
Family OtherFriends
01
2
● ●
●
● ●
●
●●
●
Receive Govt Welfare
Family OtherFriends
01
2
●
●
●●
●
●
●●
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Serious Health Problem
Average number of people known in each group, among low, middle, and high−income respondents(indicated by thin, intermediate, and thick lines)
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Is penumbra membership associated with group-relevantattitudes?
I Do you think the number of immigrants from foreign countrieswho are permitted to come to the United States to live shouldbe increased, decreased, or left the same as it is now?
I Do you agree or disagree: Homosexual couples should have theright to marry one another.
I Some are calling for the government to provide tax breaks forfamily expenditures on care provision for elderly familymembers. Others worry that such tax breaks would add to thenational debt. Do you support or oppose providing tax breaksfor care provision to the elderly?
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More policy questions related to core groups
I Would you support or oppose a law requiring a nationwide banon the sale of assault weapons?
I Which comes closest to your point of view: As a general rule,do you think the United States should be willing to usemilitary force around the world, or the United States should bevery reluctant to use military force?
I Do you agree or disagree with the following statement: “It isthe responsibility of the federal government to make sure thatall Americans have healthcare coverage.”
I Etc.
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2.0
3.0
4.0
Active Military
Penumbra score
Avg
atti
tude
on
Mili
tary
For
ce
0 1 2 3
2.0
3.0
4.0
Immigrant in Past 5 Yrs
Penumbra score
Avg
atti
tude
on
Allo
w Il
lega
l Im
mig
rant
0 1 2 3
2.0
3.0
4.0
NRA Member
Penumbra score
Avg
atti
tude
on
NO
T W
eapo
n B
an
0 1 2 3
2.0
3.0
4.0
Abortion in Past 5 Yrs
Penumbra score
Avg
atti
tude
on
Leg
al A
bort
ion
0 1 2 3
2.0
3.0
4.0
Lost Job Last Year
Penumbra score
Avg
atti
tude
on
Une
mpl
oyed
Ben
efits
0 1 2 32.
03.
04.
0
Muslim
Penumbra score
Avg
atti
tude
on
NO
T M
uslim
air
port
scr
een
0 1 2 3
2.0
3.0
4.0
Gay/Lesbian
Penumbra score
Avg
atti
tude
on
Hom
esex
ual M
arria
ge
0 1 2 3
2.0
3.0
4.0
Currently Unemployed
Penumbra score
Avg
atti
tude
on
Une
mpl
oyed
Ben
efits
0 1 2 3
2.0
3.0
4.0
Mortgage Underwater
Penumbra score
Avg
atti
tude
on
Pre
vent
For
cecl
osur
e
0 1 2 3
2.0
3.0
4.0
No Health Insurance
Penumbra score
Avg
atti
tude
on
Gov
t Hea
lthca
re
0 1 2 3
2.0
3.0
4.0
Care for Elder
Penumbra score
Avg
atti
tude
on
Tax
bre
ak
0 1 2 3
2.0
3.0
4.0
Gun Owner
Penumbra score
Avg
atti
tude
on
NO
T W
eapo
n B
an
0 1 2 3
2.0
3.0
4.0
Receive Govt Welfare
Penumbra score
Avg
atti
tude
on
Pub
lic A
ssis
tanc
e
0 1 2 3
2.0
3.0
4.0
Serious Health Problem
Penumbra score
Avg
atti
tude
on
Gov
t Hea
lthca
re
0 1 2 3
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Coefs predicting change in attitude,given entrance into the penumbra
−0.2 −0.1 0.0 0.1 0.2
Serious Health ProblemReceive Govt Welfare
Gun OwnerCare for Elder
No Health InsuranceMortgage UnderwaterCurrently Unemployed
Gay/LesbianMuslimMuslimMuslim
Lost Job Last YearAbortion in Past 5 Yrs
NRA MemberImmigrant in Past 5 YrsImmigrant in Past 5 YrsImmigrant in Past 5 Yrs
Active Military
●
●
●
●
●
●
●
●
●
●
●
●
●
●
●
●
●
●
I Small but nonzero effectsI No effects with cross-predictions, reverse-time predictions
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