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NGAN HANG NHA NUtiC CQNG 110A XA HQI CHO NG}IIA VIET NAM VICT NAM Di)c lap - Tv do - Hanh ph& S6: VI- /2014/TT-NI-INN Ha Not ngery24 thong e'Znam 2014 THONG TU Quy Binh bao coo th6"ng ke va ding khai, minh bath thong tin ve hoot Ong ci a Cong ty Quin ly tai sin dm CAC to chat tin dyng Viet Nam Can Ca Luat Ngon hang Nha nzroc Viet Nam so 46/2010/QH12 ngay 16/6/2010; Can ar Lucie cac to chic tin thing so 47/2010/QH12 ngay 16/6/2010; Can cis' Luat_Thang ke so 04/2003/QH11 ngay 17/6/2003; Can cir Luat Doanh nghiep so 60/2005/QH11 ngay 29/11/2005; Can cu. Nghi dinh so 156/2013/ND-CT ngay 11/11/2013 mice Chink phzi guy dinh ve char nang, nhiem vu, guyen hpn va ca eau to chtic czia Ngan hang Nha ntroc Viet Nam; Can cit. Nghi dinh so 53/2013/ND-CP ngay 18/5/2013 czia Chinh pith quy dinh ve thanh lap, to chirc va hoot clang cua Cong ty Quart ly tai san cites cac to char tin dyng Viet Nam (sau day goi tat la Nghi clink so 53/2013/ND- CP); Theo de nghi cita VI" Throng Vo Dv bao, thong ke, Thong doe Ngan hang whet nzetc Viet Nam ban hanh Thong to gzo, dinh bao coo thong ke va tong khai, minh bath thong tin ye hoot tang mkt Gangly Quan ly tea san elm cac to chat tin clang Viet Nam. Clunvng I QUY £11NH CHUNG Dieu 1. Pham vi dieu chinh 1. Thong ht nay quy dinh viec thu thap bao coo thong ke (sau day goi tit la bao coo) tit Cong ty Quan 19 tai san cim cac t6 chirc tin dung Via Nam (sau day goi tat IA C8ng ty Quan Iy tai san) de dap ling viec thvc hien chitc nang quan ly nha nuec ve tien te, hoat ding ngan hang dm Ngan hang Nha runic Viet Nam (sau day goi tat IA Ngan hang NM nude).

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Page 1: to - luatsu-vn.com · NGAN HANG NHA NUtiC CQNG 110A XA HQI CHO NG}IIA VIET NAM VICT NAM Di)c lap - Tv do - Hanh ph& S6: VI- /2014/TT-NI-INN Ha Not ngery24 thong e'Znam 2014 THONG

NGAN HANG NHA NUtiC CQNG 110A XA HQI CHO NG}IIA VIET NAM VICT NAM Di)c lap - Tv do - Hanh ph&

S6: VI- /2014/TT-NI-INN Ha Not ngery24 thong e'Znam 2014

THONG TU Quy Binh bao coo th6"ng ke va ding khai, minh bath thong tin

ve hoot Ong ci a Cong ty Quin ly tai sin dm CAC to chat tin dyng Viet Nam

Can Ca Luat Ngon hang Nha nzroc Viet Nam so 46/2010/QH12 ngay 16/6/2010;

Can ar Lucie cac to chic tin thing so 47/2010/QH12 ngay 16/6/2010;

Can cis' Luat_Thang ke so 04/2003/QH11 ngay 17/6/2003;

Can cir Luat Doanh nghiep so 60/2005/QH11 ngay 29/11/2005;

Can cu. Nghi dinh so 156/2013/ND-CT ngay 11/11/2013 mice Chink phzi guy dinh ve char nang, nhiem vu, guyen hpn va ca eau to chtic czia Ngan hang Nha ntroc Viet Nam;

Can cit. Nghi dinh so 53/2013/ND-CP ngay 18/5/2013 czia Chinh pith quy dinh ve thanh lap, to chirc va hoot clang cua Cong ty Quart ly tai san cites cac to char tin dyng Viet Nam (sau day goi tat la Nghi clink so 53/2013/ND-CP);

Theo de nghi cita VI" Throng Vo Dv bao, thong ke,

Thong doe Ngan hang whet nzetc Viet Nam ban hanh Thong to gzo, dinh bao coo thong ke va tong khai, minh bath thong tin ye hoot tang mkt Gangly Quan ly tea san elm cac to chat tin clang Viet Nam.

Clunvng I

QUY £11NH CHUNG

Dieu 1. Pham vi dieu chinh

1. Thong ht nay quy dinh viec thu thap bao coo thong ke (sau day goi tit la bao coo) tit Cong ty Quan 19 tai san cim cac t6 chirc tin dung Via Nam (sau day goi tat IA C8ng ty Quan Iy tai san) de dap ling viec thvc hien chitc nang quan ly nha nuec ve tien te, hoat ding ngan hang dm Ngan hang Nha runic Viet Nam (sau day goi tat IA Ngan hang NM nude).

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DOi vai cac bao cao khac khong thuec pham vi dieu chinh caa Th8ng Ut nay, Cong ty Quan 19 tai san thuc hien theo cac quy dinh ctia Ngan hang Nha 'mac va cac van ban phap luat c6 lien quan.

2. Thong to nay quy dinh viec cong khai, minh bach thong tin ve hoax do, ng cua Cong ty Quan 19 tai san.

Dieu 2. Don vi bac, cao va cong khai, minh bach thong tin

Don vi bao cao va thuc hien cong khai, mirth bach thong tin la Cong ty Quan ly tai san.

Dieu 3. Don vi nhOn bio cal)

Dan vi nhan bao cao la Vu Du bao, thong ke.

Dieu 4. Ban cao thong ke

1. Cting ty Quan 19 tai san-lap bao cap thong-ke theo .cac mauhieu bao cao quy dinh tai Phu lyc 1 kem theo Thong to nay de gfri cho Ngan hang Nha nuac.

2. Trong tnrong hop can thief de phuc vu cho cong tac quan 19, chi NG ■ dao, cac Vu, Cyc, Ca quan Thanh tra, giam sat ngan hang trinh Thong doe

Ngfin hang Nha nuerc yeu cau aing ty Quan ly tai san bao cao theo cac mau Dp bleu bao cao chua dugc quy dinh tai Thong to nay. Quy trinh xay dung mau

Meu bao cao thuc hien theo quy dinh tai khoan 1 va Ichoan 2 Dieu 12 Thong to nay.

Dieu 5. noon thfrc bio cao

1. Cling ty Quail 19 tai san thut hien cac bao cao quy dinh tai Phu lyc 1 kern theo ThOng to nay bang phuong thirc bao cao dien

Be.° cao then nr la bao can the hien dual dang tep (file) du lieu dien to dugc truyen qua mang may tinh hoyc girl qua vat mang tin. Bao cao dien to phai c6 day du chic k9 dien to cua thu tnremg hoac nguai c6 tham quyen caa C8ng ty Quan ly tai san va theo dung ky hieu, ma truyen tin, eau true file do Ngan hang Nha nuot quy Binh.

2. Truang hop CEng ty Quan IS1 tai san chua thuc hien dugc ban cao dien to do nguyen nhan khoch quan, COng ty Quan 19 tai san phai gai bao cao bang van ban cho Ngan hang Nha imam

Bon cao bang van ban. la bao cao bang gidy va phai theo dung hinh thuc mau Mau quy dinh, c6 day du dau, cha ky caa nguai c6 tham quyen cua

COng ty Quan ly tai san va cha ky, ho ten dm nguai lap, nguai kiem soar bao cao.

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Dieu 6. Mai mang bao cao dien tir

, Cong ty Quan tai san not mang truyen tin vol Cuc Cong nghe tin hoc de gfri bao cao quy dinh tai Phu Mc 1 kern theo Thong to nay cho Ngan hang Nha, nuac. True:mg hop Cong ty Quan lY tai san chin dieu kien not mpg truyen tin vai Cut C8ng nghe tin hoc, Cling ty Quan ly tai san thvc hien gui bao cao cho Ngan hang Nha nuem theo quy dinh tai khoan 2 Dieu 5 Thong to nay.

Dieu 7. Yeu cau Ire so lieu ban cao

Cac s6 lieu bao cao thong ke phai dam bao tinh day di, kip theri, trung thvc, Ichach quan, chinh xac. Khi co chinh sin dai veri so lieu da bao cao hoac so lieu trong kY ,bao cao c6 bieu deing ,khac tinning, C8ng ty Quan tai san phai giai trinh bang van ban theo you cau tha Vu Du bao, thOng ke.

Dieur8;Dinht5T-Va:theri hart gni bao-cao

1. IQ bao cao va thai han gfri bao cao duvc xac dinh theo ngay lam viec va theo lich ducmg.

2. KY bao cao va thai han gui bao cao duce quy dinh cu the tren cac mau bieu boo cao tai Phu Mc 1 kern theo Thong to nay.

3. Neu ngdy quy dinh cuoi cnng cua thed han bao cao trong veri ngay nghi le, nghi Tet hoac ngay nghi cuoi tuan, thi ngay gui bio cao la ngay lam viec tiep theo ngay sau ngay nghi le, nghi Tat hoac ngay nghi cuoi man do.

Truemg hop bao can gni bang van ban, ngay gui bao cao thvc to duce tinh la ngay ghi Men &du ctia buu dien not tiep nhan bao cao gin di. Truemg hop bao cao gin qua kenh bao cao dien tri, ngay girl bk cao la ngay truyen file bao cao thanh cong ve Cuc Cong nghe tin hoc.

Truang hop khan cap ho'6c dOt xuat, dun vi phai gfri•bao cao bang van ban qua fax. Sau khi gfri bao cao qua fax, Gang ty Quan ly tai san co trach nhiem gui bao cao chinh thirc bang van ban theo quy dinh tai khoan 2 Dieu 5 Thong to nay. Ngay gfri bao cao thvc to duac tinh la ngay fax bao cao.

Dieu 9. Quy trinh tra soot bao cao dien tir

1. Ti Cuc Ging nghe tin hoc:

a) Ngay sau khi nhan bao cao theo then han gfri bao cao quy dinh tai cac mau bieu bao cao ban hanh kern theo Thong to nay, Cuc Cong nghe tin hoc kiem tra tinh day du cfm cac bao cao dien to do C8ng ty Quin ly tai san truyen qua mang tin hoc. Neu phat hien do Cong ty Quan ly tai san kh6ng truyen hoac truyen thieu bao cao, Cuc C8ng nghe tin hoc phai thong bao qua

3

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mang tin hoc cho Cong ty Quail 19 tai san gui day chi bao cao cho Ngan hang Nha nuem;

b) Ngay sau khi nhan dugc ket qua tra sok ctia Vu Dv bao, thong ke, Cue Cong nghe tin hoc thong bao kip thai qua mang tin hoc cho Cong ty Quart ly tai san de xit ly, truyen lai so lieu &mg cho Cuc Cong nghe tin hoc;

c) Ngay sau khi nhan dugc cac bao cao dien to do Cong ty Quan ly tai san truyen lai cho Cuc Cong nghe tin hoc, Cue C6ng nghe tin hoc thong bao qua mang tin hoc cho Vu Dv bao, thong ke de kip thai cap nhat so lieu.

2. Tai Vu Dv ban, tilting Ice:

Trong 02 ngay lam viec ke tir khi het that han gui bao cao quy dinh tai cac mAti bieu bao cao ban hanh kern theo Thong to nay, Vu Dv boo, thong ke kiem tra tinh hop 19 cfm so lieu bao cao. Neu ph& hien sai sot, Vu Du bao, thong ke yeu cau Cong ty Quan lY tai san chinh sua s8 lieu th6ng qua viec gui ket qua tra soat so lieu qua mang tin hoc cho Cue Cling nghe tin hoc de thong bao cho Cling ty Quan 19 tai san.

3. Tai Cong ty Quail 19 tai san:

Trong 02 ngay lam viec ke tir ngay nhan dugc thong bao tra soat dien tir oda Cuc Cong nghe tin hoc, Cong ty Quart 19 tai san phai truy8n lai day chinh xac se lieu bao cao cho Cuc Cling nghe tin hoc a Vu Du bao, thong ke cap nhat.

Dieu 10. Ban can kheing Oat sinh

Ttuemg hop IchOng Olt sinh se lieu bao can trong k9 bao coo, Cong ty Quan 19 tai san thvc hien gui ban cao khong pilot sinh cho Vu Du bao, thong ke theo Mining clan dm Cue COng nghe tin hoc.

Dieu 11. Cong khai, minh bach }mat demg cna Ging ty Quin 1Y tai san

1. COng ty Quan 19 tai san phai thvc hien viec ding khai can thong tin sau:

a) Cac chinh sach quan 19, quy dinh not bo ve mua, ban, xix 19 no xau theo quy dinh tai ichoin 1 Dieu 4 ThOng to se 19/2013/TT-NHNN ngay 06/9/2013 quy dinh v'e viec mua, ban va xtir 19 no xdu cua Cong ty Quan 19 tai san cua cac to chdc tin dung Viet Nam;

b) Cac quy trinh, phuong phap dinh gia ng, tat san cac quy trinh, phuong phap ban ng, tai san do Ging ty Quan 19 tai san xay dung;

4

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c) Bac) cao kat qua host deng kinh doanh hang nam cua Cong ty Quan IY tai san da dugc kiem town;

d) Mua ng xau to to cha tin dung theo Bieu so 01-PL2/VAMC tai Phu lye 2 ban hanh kern theo Thong tu nay;

d) Ban ng xau va ban tai san bao dam theo Bieu se 02-PL2NAMC tai Phu lyc 2 ban hanh kern theo Thong tu nay;

e) Cac thong tin khac theo quy dinh cna phap 1uat va qua Ngan hang Nha nuo.c.

2. Dinh ky va thed han cong khai thong tin:

a) DM voi thong tin quy dinh tai diem a, b khoan 1 Dieu nay, Cong ty Quan ly tai san thgc hien cong khai theo thai han quy dinh tai khoin 2 Dieu 4 Then tu so 19/2013/1 1-NHNN;

b) Doi voi th8ng tin quy dinh tai diem c khoan 1 Dieu nay, Cong ty Quan 1y tai san thgc hien ding khai bao cao tai chinh nam cham that vao ngay 31 thong 3 dm nam ke tiep;

c) DM voi thong tin quy Binh tai diem d, d, e khoin 1 Dieu nay, COng ty Quan 1Y tai sari phai cong khai theo dinh kY hang quy cham nhat vao ngay 25 caa thong tau caa quy ke tiep.

3. Phucmg that ding khai cac thong tin:

Cac thong tin quy dinh tai khoan 1 Dieu nay dugc CEng ty Quan ly tai san that hien ding be theo hinh thirc dugc quy dinh tai khoan 3 Dieu 24 Nghi dinh se 53/2013/ND-CP.

Chuang TRACH NIHtM CUA CAC DON VI THUQC

NGAN HANG NHA NIIOC VA CONG TY QUAN Lir TAI SAN THONG Vitt THIXC HIEN BAO CAO THONG ICE

VA CONG ICEIAL MINH BACH THONG TIN Vt HOAT BONG CUA CONG TY QUAN LY TAI SAN

Dieu 12. Theo chat nang, nhiem vu dirt giao, the Vu, Cuc, Co quan Thanh tra, giim sat ngan hang thut Ngfin hang Nha nut co trich nhiem nhu sau:

1. Xay dgng cac mau bieu bao cao dp dung dei voi Cling ty Quan 1y tai san thgc hien ethic rang, nhiem vu cna don vi mink.

5

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2. Khi co yeu cau situ 46i, b6 sung hoac ban hanh moi mau bieu bao cao ap dung dai veri Cong ty Quan 19 Si san, cac Vu, Cue, Co quan Thanh tra, giam sat ngan hang phai xay dtmg cac mau bi8u bao cao can sua sung hoac ban hanh mbi , thong nhat veri don vi dau moi IA Vu Dv bao, thong ke va giri Vu Du lido, thong ke tong hop, trinh Thong doe Nan hang Nha nuerc ban hanh.

3. Phi hap yeti Vu Du bao, thong ke huong don va tra lai kip then cho CEng ty Quan 19 tai san ve cac vuong mac lien quan den trach nhiem cna minh trong viec thuc hien Thong tu nay.

4. Ph31 hap voi Vu Du bio, thong ke tra soot bao cao cita Cong ty Quan ly tai san; khi phat hien bao cao c6 sai sot, phai thong bao kip thai cho Vu Du bao, thong k8 de tang hop.

5. T3 chric luu girt va quan 19 .cac bao.calothang ke bang van ban do don vi minh nhan theo cac quy dinh hien hanh ve quan 19 km tni ho so, tai lieu trong nganh ngan hang.

Dieu 13. Trach nhiem cua Vu Dy bao, th6ng ke

Ngoai trach nhiem quy dinh tai DiL 12 Thong to nay, Vu Du bao, thong ke c6 trach nhiem:

1. La don vi dau moi tang hop va trinh Thong dac ban hanh cac mau bleu bao cao sua dOi, be sung hoac ban hanh

, 2. La don vi men trong viec tip nhan cac kien nghi bang van ban ve thuc hien Th3ng to nay, phOi hop ved cac don vi lien quan de tra 16i cho don vi coy kien.

3. T3ng hop va tham muu trinh Thong dric Nan hang Nha nu& phe duyet quyen khai that bao cao da kiem duyet cho the don vi thuc Ngan hang Nha nuac.

4. Theo dill, don die Cong ty Quan 19 tai san thuc hien gin day dung han cac bao cao quy dinh. tai Phu luc 1 kem theo Thong tu nay; khi nhan duce phai hop tra soot tha cac Vu, Cuc, Co quan Thanh tra, giam sat ngan hang, phai kip then gun ket qua tra soot cho Cong ty Quan 19 tai san chink sua va gai lai sr') lieu dung qua mang tin hoc de cac don vi lien quan cap that va khai that bao cao

5..Ph6i hop vai cac don vi lien quan thu0c Ngan hang Nha nubs, kien nghi Thong dOc Ngan hang Nha nuere xer 19 vi phpm cis C6ng ty Quan 19 tai san trong viec chap hanh cac quy dinh tai Thong tu nay.

6

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Dieu 14. Trich nhiem cua Cuc Cling ngh'9' tin hoc

, 1. LA don vi dau mOi t6 chiic flap nhan cac bao coo kiem tra ten, cau trim file bao coo do Cong ty Quan IY tai san truyen qua mang hoac giri qua vat mang tin. Truemg hop bao coo bi sai ve ten, cau trim file, phai yeu cau Cong ty Quin 15, tai san chinh sim va giri lai theo dung quy dinh; phan hog kip died ve tinh tang file da lieu cho Cong ty Quan IY tai san. Truang h9p xay ra su co dubng truyen du' lieu Ma Ngan hang Nha nu6c, phai thong bao kip thbi cho Cong ty Quan ly tai san va thuc hien ngay bien phap de khac phut sr c8.

2. Nal va duy tri mang truyen tin cho cac don vi thuac Ngan hang Nha ntroc; dam bao viec khai that, sir dung cho cac don vi thmAc Ngan hang NM Inuit

3. Cung cap, lap, cai dot va huong don van Matt chuang -trinh tin hoc bao coo thong ke cho cac don vi thuac Ngan hang Nha ntrac de tiuyen, nhan, tang hop, khai that, tra soot mAu bieu bao coo qua mang may tinh.

4. Huang clan viec cap phat, quan 1.5i ma khod, chuong trinh ksr dien tti dimg trong boo coo thong ke cho Cong ty Quan ly tai san not mang truyen tin trim flap Arad Cuc COng nghe tin hoc.

5. Cap nhat kip thai cac bao coo do Cong ty Quin 132 tai san da chinh saa theo yeu cau cua Vu Du bao, thong ke tren co so k8t qua tra soot.

6. Truang h9p cac don vi boo coo thong bao da truyen file du lieu bao coo nhung cac don vi nhan bao coo van chug nhan dugc cat bao coo qua mang, sau khi nhan duce phan anh cua coo don vi, Cuc Cong nghe tin hoc c6 trach nhiem kiem tra, xac minh viec truyen file du lieu bao coo mia don vi bao coo va thong bao ket qua cho don vi nhan bao coo de phoi hop xir ly kip thbi.

Dieu 15. Trich nhiem ciia Ging ty Quin ly tai sin

1. Chip hanh dung cac quy Binh cua Thong d6c Ngan hang Nha mak, cua phap luat ve bao coo thong ke va tong khai, minh back . cac thong tin tai Th6ng to nay. Trong qua trinh thuc hien, neu c6 vuimg mac phai phan anh kip thai ve Ngan hang Nha nueic de' duce xir IY.

2. Giai trinh,xathoan town chiu trach nhiem truem phap luat ve tinh day du, kip then, chinh xacSa s61 lieu. bao coo thing ke va cac thong tin tong b6.

3. Khi nhan dirge thong bao tra soot bao coo hoac phat hien bao coo da giri cho cac Vu, Cue, CetAtiati Thanh tra, giam sat ngan hang c6 sai sot, C6ng . •

7

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ty Quan ly tai san phai kip theri chinh sira va gui 1ai bao cao dung cho don vi than bao cao.

Dieu 16. Khai thic hie cat)

1. Cac Vu , Cue, Ca quan Thanh tra, giam sat Ngan hang duce phep khai that cac bao cao th5ng ke do don vi minh chin trach nhiem xay dtmg.

2. Cac don vi ichac thuloc Ngan hang Nha nuac khi co nhu cA'u khai tilde bao cao thong ke do Vu, Cuc, Ca quan Thanh tra, giarn sat ngin hang xay dtmg mau bieu thi phai clang IcY bang van ban voi Vu Du bao, thong ke de tong hop, trinh Thong doc Ngan hang Nha nuerc phe duyet.

, 3. Cac don vi thuoc Ngthi hang Nha nuirc ducc phep khai thac bao cao thong ke chiu trach nhiem quan 1Y, sir dung thong tin, so lieu thong ke dimg mac Bich va theo quy dinh cua phap luat.

Chuang HI

TO cnirc THI1C HItN

Dieu 17. Xir 157 vi pham

Cong ty Quan 1Y tai san, cac don vi thu5c Ngan hang NM nuetc, ca nhan vi pham quy dinh tai Thong tu nay, thy theo tinh chat va mirc dO vi pham se bi xir ly theo quy dinh cua phap luat.

Dieu 18. Hieu l re thi hanh

1.Th6ng to nay co hieu ltm thi hanh ke tir ngay 01 thang 6 nam 2014.

2. Chanh Van phOng, Vu tnrang Vu Du bao, thOng ke, Thu tnrong cac dcm vi thuric Ngan hang Nha nuac, Chu tich hOi ding thanh vien va Tong Giam doe COng ty Quan ly tai san chiu trach nhiem t6 chirc thi hanh Thong tu nay. „eh,-

Alai nIziin: - Nhu khoan 2 Dieu 18; - Ban kanh dao NHNN; - Van ph6ng Chinh phn (2 ban); - BO To phap (de kiem tra); - Cong ban; - Lim VP, PC, DBTK.

Kr THONG Dew PHO THONG DOC

8

Ngut6n D6ng Tiln

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PH12 LUC 1 CAC MAU BrEu BAO CAO AP DUNG DOI VOI CONG TY TINHH

MQT THANH VIEN QUAN Lir TAI SAN CUA CAC TO CHirC TIN DUNG VIET NAM

(Ban hanh kern theo Thong tit sa.P.f./2014/TT-NHNN ngay..2-6.theing 0.1,nlim 2014)

Ten indu bieu bao cao K5r hieu bleu bac cao va don vi nhiln bao cao Ky ban cao

I. Bao cao mua nq xdu thanh toan bang trai phieu dac biet Bleu so 01-PL 1/DBTK Thang

2. Bao cao mua nq xdu theo gia tri thi truemg Bieu so 02-PL1/DBM Thing

3. Bao cao thu hat nq xdu Bleu so 03-PL1/DBTK Thang

4. Bdo car) co cdu lai khoan nq Bleu so 04-PL1/DBTK Thang

5. Bao cao 116 try tai chinh khach hang vay Bleu se 05-PL1/DBTK Thang

6. Bao cao gOp von lieu le, mua co phdn Bleu s6 06-PL1/DBTK Thang

7. Bao cao thanh toan trai phieu dac biet Bleu s6 07-PL1/DBTK Thang

8. Bao cao trich lap du phOng rai ro dot voi khoan nq xdu mua theo gra tri thi true/1g

Bleu so 08-PL1/DBTK Thang

9

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Page 24: to - luatsu-vn.com · NGAN HANG NHA NUtiC CQNG 110A XA HQI CHO NG}IIA VIET NAM VICT NAM Di)c lap - Tv do - Hanh ph& S6: VI- /2014/TT-NI-INN Ha Not ngery24 thong e'Znam 2014 THONG

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Page 26: to - luatsu-vn.com · NGAN HANG NHA NUtiC CQNG 110A XA HQI CHO NG}IIA VIET NAM VICT NAM Di)c lap - Tv do - Hanh ph& S6: VI- /2014/TT-NI-INN Ha Not ngery24 thong e'Znam 2014 THONG

PHU LUC 2 DANH MIX CAC THONG TIN THONG Kt DO CONG TY TNHH MOT THANH MIEN QUAN LY Till SAN CUA CAC TO CHDC TIN

DUNG VIET NAM CONG KHAI

(Ban hank kern theo Thong to so /2014/7T-NHNN ngay nam 2014)

Ten bi8u Kt hieu bieu blo cao va

don vi ding b8 Kt cOng b ,A b6

1.Mua ng xeu Ur t6 cite tin dung Bieu s8 01-PL2NAMC Qut

2. Ban ng xau va xir 13i tai sari dam bao BiL s6 02-PL2NAMC QuY

26

Page 27: to - luatsu-vn.com · NGAN HANG NHA NUtiC CQNG 110A XA HQI CHO NG}IIA VIET NAM VICT NAM Di)c lap - Tv do - Hanh ph& S6: VI- /2014/TT-NI-INN Ha Not ngery24 thong e'Znam 2014 THONG

Cting ty TNHH mat thanh vien Quan ly tai san lieu s6 01-PL2NAMC ctia cac to chtic tin dung Viet Nam

MUA XAU Tir TO CITGC TIN DUNG (Qui, ran )

CHI TIEU GIA MUA SO LlfiQNG TCTD BAN NO XAU

(1) (2) (3)

1. Bang trai phieu * biet

2. Theo gia thi trueng

Tiing so (=1+2)

Lap bieu Kiem suit Ha Nai, ngay thdng nom

Thu truirng thin vi

I. DI! nem rip riling: Ging ty TNHH mOt thanh vien Quan 1y tai san cua caz t6 chirc tin dung Viet Nam (VAMC). 2. Thai hgn ding khai brio crio: Cong khai hang quy cham nhat vao ngay 25 cna thang dau cua quy kd ti6p. 3. Huang dtin lap Ulu:

- Chi tieu 1: Thdng ke gia tri mua nq bang trai phieu dac biet ma VAMC phat hanh det mua khoan no xau cua to ethic tin dung. - Chi tieu 2: Th6ng ke s6 tien VAMC mua nq Au nth to chirc tin dung theo gia thi truerng. - Cdt (3): Th6ng ke so lugng t6 dare tin dung (TCTD) Mn nq xtu va tai san bao dam.

27

Page 28: to - luatsu-vn.com · NGAN HANG NHA NUtiC CQNG 110A XA HQI CHO NG}IIA VIET NAM VICT NAM Di)c lap - Tv do - Hanh ph& S6: VI- /2014/TT-NI-INN Ha Not ngery24 thong e'Znam 2014 THONG

Ging ty TNHH mot thanh lien Quin IY tai san Bleu s6 02-PL2/VAMC cua cac to clukc tin (king Viet Nam

BAN NO XAU VA XiY LY TAI SAN BAO DAM (Quji nom )

Dan vi: Ty clang

CHI TIEU GIA TRt

(1) (2)

1. Ban no xau

2. Xir 1Y tai san bao dam

3. Cac hinh that xii15, tai san bac, dam Ichk TOng so (=1+2+3)

Lap bleu KiEm soat Ho NOr, ngay thcing

Thii truimg dm' vi ncim NAM

IH

1. Dar rum tip dung: Cong ty TNHH mot thanh vien Quan 1y tai san cua cac to

chirc tin dung Viet Nam (VAMC). 2. Thin hyn tong khni brio oda: Cong khai hang qui, cham nhat vao ngay 25 cna

Mang dEu cna guy ke tiep. 3. Hiding dein hip brew

- Chi tieu 1: Thong ke se; tien dive to thu duct tir viec VAMC ban khoan ng xau ma

VAMC da mua cua TCTD. - Chi tieu 2: Thong ke set tien thgc to thu duoc to viec VAMC ban tai san dam bao

cila khoan no )(Au ma VAMC da mua cua TCTD. - Chi tiOu 3: Thong ke so tien thgc to thu dugc Ur viec VAMC xir ly tai san dam bao

(Ma khoan na xau ma VAMC da mua cua TCTD theo cac hinh Mac khac.,...

28