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TQNG CONG TY PHAT DII;:N 3 CONG TY CO PHAN I>ItN BA. RJA V /v Cong b6 Bao cao Tinh hinh Qufm tri Cong ty Niem nam 2019 Kinh gfri: CQNG HOA XA HQI CHU NGHiA VItT NAM J)Qc - Ty· do - phuc Ba Ria, ngay 17 thong OJ nam 2020 - Uy Ban· Chung khm\n Nha nu6c; - Sa Giao dich chung khoan TP. H6 Chi Minh. 1. Ten TCPH: Cong ty C6 ph:in Ba Ria 2. Ten giao dich: Ba Ria Thermal Power Joint stock Company 3. Ma chung khoan: BTP 4. Tr\1 sa chinh: Khu ph6 Huang Giang, P. Long Huang, thanh ph6 Ba Ria, tinh BRVT 5. tho:;ti: 0254. 2212 811 Fax: 0254. 3825 985 6. San giao dich: HOSE 7. Nguoi th\fc CBTT: Ba Tr:in Thi Bao Xuan. tho:;ti: 0963 735 566 8. Nqi dung cua thong tin cong bB: Cong b6 Bao cao Tinh hinh Quan tri Cong ty Niem nam 2019. (lJinh kem: Bao cao s6 93/BC-NDBR ngay 17/01/2020) Chung toi cam cac thong tin cong b6 tren day la dung S\1' va hoan toan chiu trach tru6c phap vS n()i dung thong tin cong b6./. Nui - Nhutren; - HDQT, BKS BTP; - Website BTP; - Luu VT,TCKT. TUQ. PHO TONG GIAM DOC KE TOAN TRUONG

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Page 1: KEcmsv5.stoxplus.com/medialib/thoa.ta.news/F/2020/2020-01/2020-01-20/BTP... · TONG CONG TYPHA T DIJ~N 3 CONG TY CO PHAN NHI~T DI~N BA RJA C(>NG HOA XA H(>I CHU NGHiA VI~T NAM D{)c

TQNG CONG TY PHAT DII;:N 3 CONG TY CO PHAN NHIJ~T I>ItN BA. RJA

S6:~61NDBR-TCKT V /v Cong b6 Bao cao Tinh hinh Qufm tri Cong ty

Niem y~t nam 2019

Kinh gfri:

CQNG HOA XA HQI CHU NGHiA VItT NAM J)Qc l~p - Ty· do - H~nh phuc

Ba Ria, ngay 17 thong OJ nam 2020

- Uy Ban· Chung khm\n Nha nu6c; - Sa Giao dich chung khoan TP. H6 Chi Minh.

1. Ten TCPH: Cong ty C6 ph:in Nhi~t di~n Ba Ria

2. Ten giao dich: Ba Ria Thermal Power Joint stock Company

3. Ma chung khoan: BTP 4. Tr\1 sa chinh: Khu ph6 Huang Giang, P. Long Huang, thanh ph6 Ba Ria, tinh

BRVT

5. Di~n tho:;ti: 0254. 2212 811 Fax: 0254. 3825 985

6. San giao dich: HOSE

7. Nguoi th\fc hi~n CBTT: Ba Tr:in Thi Bao Xuan. Di~n tho:;ti: 0963 735 566

8. Nqi dung cua thong tin cong bB:

Cong b6 Bao cao Tinh hinh Quan tri Cong ty Niem y~t nam 2019.

(lJinh kem: Bao cao s6 93/BC-NDBR ngay 17/01/2020)

Chung toi cam k~t cac thong tin cong b6 tren day la dung S\1' th~t va hoan

toan chiu trach nhi~m tru6c phap lu~t vS n()i dung thong tin cong b6./.

Nui nh~n: - Nhutren; - HDQT, BKS BTP; - Website BTP; - Luu VT,TCKT.

TUQ. PHO TONG GIAM DOC KE TOAN TRUONG

Page 2: KEcmsv5.stoxplus.com/medialib/thoa.ta.news/F/2020/2020-01/2020-01-20/BTP... · TONG CONG TYPHA T DIJ~N 3 CONG TY CO PHAN NHI~T DI~N BA RJA C(>NG HOA XA H(>I CHU NGHiA VI~T NAM D{)c

TONG CONG TYPHA T DIJ~N 3 CONG TY CO PHAN NHI~T DI~N BA RJA

C(>NG HOA XA H(>I CHU NGHiA VI~T NAM D{)c I~p - T'}' do - H~nh phuc

Sf>: 93/BC-NDBR Ba Rja, ngay 17 thang 01 nam 2020

BAO cAo TiNH HiNH QUAN TRJ CONG TY NIEM YET nam 2019

Kinh gifi: - Uy Ban Chung khmin Nha nu6c; - So Giao dich Cht1'ng khmin TP .HCM.

- Ten cong ty niem y6t: Cong ty c6 ph§n Nhi~t di~n Ba Ria; - Dia chi tr1,1 so chinh: Khu ph6 Huang Giang, phu<mg Long Huang,

thanh ph6 Ba Ria, tinh Ba Ria Viing Tau; -Di~n tho~i: 0254.2212 811 Fax: 0254. 3825 985; -Vfin diSu 1~: 604.856.000.000 d6ng;

·- Ma chung khoan: BTP.

I. Hottt d{)ng cua Dtti h{)i dBng cA dong:

STT sa Nghj quy~t/ Ngay Nqi dung Quy~t djnh

1. Thong qua k6t qua ho~t d()ng san xu~t kinh ,doanh nam 2018 va Ke ho~ch san xuat kinh doanh nam 2019;

2. Thong qua bao cao cua H()i d6ng quan tri nam 2018 Va ffil,lC tieu nhi~m Vl,l nfun 20 19;

3. Thong qua phuang an phan phfii lqi nhu~ nam 2018;

4. Thong qua To trinh sua d6i di8u 1~ Cong ty;

01 770/NQ-NDBR 28/6/2019 5. Thong qua bao cao Quy luang cua

Nguoi lao d()ng, VCQL, thu lao HDQT, BKS nam 2018 va k6 ho~ch nam 20 19;

6. Thong qua bao cao tai chinh nam 2018 da duqc ki€m toan va k6 ho~ch tai chinh nam 2019;

7. Thong qua vi~c h.ra ch<;>n Cong ty TNHH KPMG d€ ki€m toan bao cao tai chinh nam 2019;

8. Mi€n nhi~m va BAu eli cac thanh vien H()i d6ng quan tri, Ban ki€m soat.

Page I of7

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II.Hm~t di}ng ciia Hi}i dAng quim trj:

1. Thong tin vi thimh vien Hi}i dAng quan trj:

Stt Thanh vien HBQT Chuc Ngay bit sa buAi Ty I~ Ly do khong Vl] diu/khong hQp tham tham d\fhQp

con Ia thanh HBQT dl}' vienHBQT tham d\f hQp

01 Ong Huynh Lin Chu tich 4/4 100%

MiSn nhi~m Uy vien

02 Ong Nguy~n Ti~n Dung Uy vien 01/7/2019 2/2 100% HDQTt~i DHDCD

thubng nien 2019

BAu b6 sung Uy vien

03 6ng Le Van Huy Uy vien 0117/2019 2/2 100% HDQTt~i

DHDCD thubng nien

2019

04 6ng Doan NgQc Nhan Uy vien 414 100%

05 6ng Le Th~ Son Uy vien 4/4 100%

06 Ong Chau Thanh Cfut Uy vien 414 100%

2. Ho~t di}ng giam sat ciia HDQT dBi v6i Ban TBng Giam dBc:

Vi~c ghim sat Ban Tbng Giam d6c Cong ty thong qua Chu tich H{>i dBng quim tri chuyen trach, C\1 the nhu sau:

- Tri6n khai k~ ho~ch tb chuc hQp D~i h{>i dBng cb dong thu<'mg nien nam 2019 vao ngay 28/6/2019;

- Giam sat cong tac chi d~o va dieu hanh ho~t d{>ng san xufit kinh doanh theo k~ ho~ch ca nam 20 19;

- Tb chuc chi d~o thvc hi~n nghiem rue che d{> bao cao tai chinh nam 2019 va bao cao tai chinh ki6m toan nam 2019;

- Giam sat vi~c thvc hi~n ml)c tieu cua Ban dieu hanh dBng thai co cac chi d~o, quy~t dinh lien quan d~n vi~c thl)'c hi~n Nghi quy~t cua DHDCD va cuaHDQT.

3. Ho~t d{)ng cua cac ti~u ban thu{)c H{)i dAng quan trj:

- Cong ty Cb phfut Nhi~t di~n Ba Ria khong co tieu ban giup vi~c cho HDQT;

- H{>i dBng quan tri da cu 6ng Chau Thanh Cfut Ia thanh vien HDQT d{>c l~p phl) trach v~ van d~ Nhan Sl)', Luong, thuang.

4. Cac nghj quy~t ciia Hi}i dAng quan trj Page 2 of7

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STT s6 nghj quyit Ngay Nqidung

1 119 /NQ-NDBR 2110112019 HQp H()i d6ng qmin trj djnh ky Quy 4/2018.

2 123/NQ-NDBR 21101/2019 Thong qua djnh muc su~t tieu hao nhien Ii~u ctia tirng t6 may nam 2019.

3 206/NQ-NDBR 25/02/2019 V~ vi~c phat hanh bao lanh 4ti Agrbank chi nhanh tinh Ba Ria - Viing Tau.

4 230/NQ-NDBR 04/03/2019 V~ vi~c thOng qua n()i dung sua d6i, b6 sung D\f tbao hqp d6ng thB ch~p d()ng san va b~t d()ng san d\f an t~i Nha may Nhi~t di~n Quang Ninh 1 &2

5 244/NQ-NDBR 07/3/2019 V~ vi~c duy~t quy~t toan quy ti~n Iuong san xu~t khac nam 2018

6 260/NQ-NDBR 1113/2019 Thong qua thai gian t6 chu~ hQ~ DHDCD thuang nien nam 2019 Cong ty Co phan Nhi~t di~n Ba Rja.

7 275/NQ-NDBR 14/3/2019 V~ vi~c thOng qua n()i dung thay dbi ca du tb chuc quim ly t~i Cong ty C6 ph~n Phu Th~h My

8 322/NQ-NDBR 26/03/2019 v€ vi~c duy~t quy€t to{m quy ti'€n lucmg SXKD di~n th~rc hi~n nam 2018

9 338/NQ-NDBR 26/03/2019 V~ vi~c thdng nhAt don thai vi~c ctia Ph6 T6ng Giam ddc cua Cong ty Cb ph~n Thtiy di~n Buon Don

10 365/NQ-NDBR 29/3/2019 V~ vi~c thOng qua cac n()i dung hQp t~i DHDCD thuang nien nam 2019 t~i Cong ty Cb ph~ Phu Th~hMy

11 364/NQ-NDBR 29/3/2019 Thong qua di~u chinh thai gian t6 chuc hQp DHDCD thuang nien nam 2019 Cong ty C6 ph~n Thtiy di~n Buon Don

12 451/NQ-NDBR 16/4/2019 V~ vi~c thOng qua cac n()i dung t~i DHDCD thuang nien nam 2019 Cong ty C6 ph~n Nhi~t di~n Quang Ninh

13 460/NQ-NDBR 17/4/2019 v~ vi~c cu Ong Phan Quang Vii lam thu ky HDQT Cong ty Cb ph~n Thuy di~n Buon Don

14 556/NQ-NDBR 07/5/2019 V~ vi~c t6 chuc hQp DHDCD tuang nien 2019 ctia Cong ty Cb ph~n Thtiy di~n Buon Don.

15 609/NQ-NDBR 16/5/2019 HQp H()i d6ng quan trj djnh ky Quy 1/2019 (ldy y ki~n b~ng van ban).

16 608/NQ-NDBR 16/5/2019 Thong qua cac n()i dung trinh DHDCD thuang nien nam 2019

17 628/NQ-NDBR 20/5/2019 Ban hfmh Quy ebB chi tra ti~n Iuong, thU lao, ti~n thucrng cua Nguai quan ly Cong ty (sua d6i l~n 2).

18 712/NQ-NDBR 10/6/2019 Thong qua thai gian t6 chU·c hQp DHDCD thuang nien nam 2019 Cong ty C6 ph~n Thtiy di~n Buon Don

Page 3 of7

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STT sa nghi quy~t Ngay N{)i dung

19 725/NQ-NDBR 13/6/2019 Gi6i thi~u nhan Sl,T tham gia (rng cu· vao HDQT va BKS nhi~m Icy 2019-2023 t~;ti Cong ty C6 phftn thuy di~n Buon Don

20 744/NQ-NDBR 2116/2019 VS vi~c thOng qua cac n{>i dung t~;ti DHDCD thtrbng nien nam 2019 cua Cong ty C6 phftn Thuy di~n Buon Don

21 755/NQ-NDBR 26/6/2019 Nhan Sl,T tham gia 1mg ct'r vao HDQT va BKS nhi~m ky 2017-2022 Cong ty C6 phftn Nhi~t di~n BaRja.

22 770/NQ-NDBR 28/6/2019 D~;ti hQi d6ng c6 dong thubng nien nam 2019 Cong ty C6 phftn Nhi~t di~n Ba Ria

807/NQ-NDBR 03/7/2019 Phe duy~t danh m\lC bao ducrng, sua chfra cac t6 may nam 202~ va d\l kiSn d~nh m\lc bao ducrng, sua chfra cac to may 4 nam tiep theo.

844/NQ-NDBR 1717/2019 ThOng qua vi~c vay v6n 170 cy d~ thanh toan tiSn nhien li~u dftu DO va v~t tu thiSt bi

865/NQ-NDBR 2217/2019 ThOng qua vi~.c c~i tni c6 tuc con l~;ti nam 2018 cua Cong ty Co phan Nhi~t di~n Ba Ria

910/NQ-NDBR 30/7/2019 H{>i nghi Ngucri lao d{>ng

922/NQ-NDBR 3117/2019 H9p HDQT djnh ky quy 2/2019 (LAy y kiSn b~ng van ban)

914/NQ-NDBR 3117/2019 Thong qua vi~c vay v6n 43 cy d~ thanh toan tiSn nhien li~u khi

1 028/NQ-NDBR 19/8/2019 Cho ph~p thue tu v~n l~P. giai pbap cung dp khi LNG de dam bao san xuat di~n an toan, lien tl,lc va kinh t8 trong nhung nam ti€p theo.

1 052/NQ-NDBR 23/8/2019 Th6ng nh~t vi~c vay v6n 55 cy d~ thanh toan tiSn nhien li~u khi va chi thubng xuyen.

1414/NQ-NDBR 04/11/2019 Cho phep thue tu v~n l~p bao cao kinh t€ ky thu~t, xay lAp c{>t do gi6, l~p bao.cao )J6 sung quy ho~;tch d\l an Nha may di~n gi6 Dak Lak

1532/NQ-NDBR 03/12/2019 ThOng qua vi~c va~ v6!1 180 cy d~ thanh toan tiSn nhien li~u khi va tien dau DO

1582/NQ-NDBR 13/12/2019 H9p hQi d6ng quan tri djnh ky Quy 3/2019

III. Ban ki~m soat. 1. Thong tin v~ thanh vi en Ban Ki~m so at (BKS).

s6 bu6i Ngay bAt hQp

Ty 1~ Stt Thanh vien BKS Ch(rc V\1

dftu/khong BKS tham

Ly do khOng conlathanh tham

dv h9p tham dl,ThQp

vienBKS dv

Page 4 of7

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01 Ba Phan Thi Thuy Linh Tru6ng

4/4 100% ban

02 Ba Nguy8n Thj Thanh Huong Thanh

4/4 100% vi en

Mi8n nhi~m

Thanh TVBKS4ti

03 Ba Nguy8n Thj Hubng vi en

01/7/2019 2/2 100% DHDCD thubng nien

2019

BAu b6 sung

Thanh TV BKS 4\i

04 Ong Dinh Tudn Anh vi en

01/7/2019 2/2 100% DHDCD thubng nien

2019

2. Ho~tt dQng giam sat cua BKS dBi vOi HDQT, Ban TBng Giam dBc ~-;\. h' h ' A ~A u1eu an va co uong.

- Truang ban KiSm smit him vi~c theo chcS d() chuyen tnich, kiSm tra va theo doi tinh hinh ho~t d()ng san xufrt kinh doanh ctia Cong ty, thong qua: Trao ddi trgc ticSp, cac Uti li~u, bao cao ctia H()i dAng Quan tri (HDQT), Ban T dng Giam dBc, cac phong ban ctia Cong ty gui dcSn Ban KiSm soat. Dinh ky, Ban KiSm soat t6 chuc kiSm tra, giam sat kcSt qua ho~t d()ng san xufrt kinh doanh ctia Cong ty. Ho~t d()ng giam sat ctia Ban KiSm soat luon tuan thti Phap lu~t, dam bao tinh chinh xac, khach quan, cong khai, dan chti va kip thoi;

- Trong nam 2019, Ban KiSm soat da t6 chuc hQp 4 k)rvao thang 01,

03, 06 va thang 8/2019;

- N()i dung chinh trong cac kY hQp Ia kiSm tra, danh gia:

+ Tinh hinh thgc hi~n Nghi quycSt D~i h()i dAng c6 dong ctia H()i dAng

quan tri;

+ Cong tac quan ly di~u hanh ctia H()i dAng quan tri va Ban Tdng Giam

+ KiSm tra, xac djnh d() tin c~y ctia bao cao tai chinh. Phan tich va danh

gia cac chi tieu tai chinh;

+ Thfun tra tai li~u trinh d~i h()i dong c6 dong thucrng nien nam 20 19

bao gAm: Bao cao cong tac quan tri, di~u hanh ctia HDQT; Bao cao k~t qua

SXKD ctia Ban Tfmg Giam dBc va Bao cao tai chinh sau kiSm toan cua Cong

ty. D~ xufrt lga ch9n cong ty kiSm toan nam 20 19;

+ T6 chuc, phan cong nhi~m vt,l cac thanh vien Ban kiSm soat.

- K~t thuc kY kiSm tra, Ban KiSm soat d~u t6 chuc hQp v6i Ban Lanh d~o Cong ty va tru&ng, ph6 cac don vi c6 lien quan dS thBng nhfrt n()i dung, kcSt qua giam sat va l~p bien ban lam vi~c. DAng thoi l~p bao cao kiSm tra, giam sat dBi v6i tfit ca cac ho~t d()ng san xufit kinh doanh cua Cong ty va gui

Page 5 of7

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t6i cac c6 dong thong qua trang web, tai li~u DHDCD cua Cong ty va gui HDQT, Ban TBng Giam ddc.

3. Sl}' phAi hQ'P ho~t dqng gifra BKS dAi v6i ho~t dqng ciia HDQT, Ban TAng Giam dAc di~u hanh va cac can bq quan ly khac

-Ban Ki~m soat da phdi hqp ch~t che v6i HDQT, Ban TBng Giam ddc trong vi~c thgc hi~n chile nang nhi~m V\1 dugc giao, phdi hqp trong ho~t d()ng ki~m tra, giam sat tinh hinh san xufit kinh doanh theo quy djnh;

- H9i d6ng quan trj va Ban TBng Giam ddc da hgp tac d~ Ban Ki~m soat thvc hi~n nhi~m V\1 cua minh nhu cung cAp thong tin, tai li~u, eli cac can b9 quan ly phdi hgp lam vi~c v6i Ban Ki~m soat khi c6 yeu cfiu. Tham gia cac CUQC hQp cua H9i d6ng quan tri, cac CUQC hQp cua Cong ty d~ nfun b~t kip thai tinh hinh san xufit kinh doanh;

- Thang 01/2019, Ban Ki~m soat da l~p k~ ho~ch ho~t d()ng trong nam 2019 va thong bao cho HDQT, Ban TBng Giam ddc va cac phong, phan xuang trong Cong ty bi~t. Ban ki~m soat thucrng xuyen phdi hgp v6i cac phong chile nang trong vi~c ki~m tra, giam sat ho~t d()ng san xufit kinh doanh cua Cong ty.

4. Ho~t dqng khac ciia BKS:

- HQC t~p nang cao trinh d9 chuyen mon;

- Tham gia cac bu6i hQp tfJng k~t, danh gia k~t qua SXKD cua TBng Cong ty.

IV. Dao t~o v~ quan trj cong ty Cac kh6a dao tc.to ve quan tri cong ty rna cac thanh vien HDQT, thanh

vien BKS, TBng Giam ddc dieu hanh, cac can b9 quan ly khac va Thu kY cong ty da tham gia theo quy djnh ve quan tri cong ty: c6

V. Danh sach v~ ngU'iri co lien quan ciia cong ty niem y~t theo quy djnh t~i khoan 34 Di~u 6 Luit ChU:ng khoan va giao djch ciia ngU'Oi co lien quan ciia cong ty v6i chinh Cong ty

1. Danh sach ve nguai c6 lien quan cua cong ty (Theo phl,l ll,lC dinh kern);

2. Giao djch gifra cong ty v6i nguai c6 lien quan cua cong ty; Ho~c giua cong ty v6i c6 dong 16n, nguai n9i b9, nguai c6 lien quan cua nguai n9i b(): khong co;

3.Giao djch gifra nguai n()i b9 cong ty niem y~t, nguai c6 lien quan cua nguai n()i b9 v6i cong ty con, cong ty do cong ty niem y~t n~m quyen ki~m soat: khong co;

4.Giao dich giua cong ty v6i cac ddi tugng khac: 4.1. Giao djch gifra cong ty v6i cong ty rna thanh vien HDQT, thanh

vien Ban Ki~m soat, TBng Giam ddc dieu himh da va dang la thanh vien sang l~p ho~c thanh vien HDQT, TBng Giam ddc dieu hanh trong thai gian ba (03) nam tra lc.ti day (Tinh tc.ti thai di~m l~p bao cao ): Khong co;

4.2. Giao djch gifra cong ty v6i cong ty rna nguai c6 lien quan cua thanh vien HDQT, thanh vien Ban Ki~m soat, TBng Giam ddc dieu hanh la thanh vien HDQT, TBng Giam ddc dieu hanh: Khong co;

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4.3. Cac giao djch khac ctia cong ty (Neu c6) c6 thS mang l~i lgi ich v~t chAt ho(lc phi v~t chAt ddi v6i th~mh vien HI>QT, th~mh vien Ban KiSm soat, T6ng Giam ddc di~u hanh: Khong co;

. VI. Giao djch cfi phi~u ctia ngll'iri n9i bQ va ngll'iri lien quan ctia ngll'iri nQi bQ (Bao CaO ca nam):

1. Danh sach ngucri n9i b9 va ngucri c6 lien quan ctia ngucri n9i b9: (Theo Phvl\lc dinh kern); .

2. Giao dich ctia ngucri n9i b9 va ngucri c6 lien quan d6i v6i c6 phi~u cua cong ty niem y~t: Khong co.

VII C ., J. d). ). I ' kh' Kh"' ' . ac van e can U'U y ac: ong co.

Noi nh~n: - Nhutren;

Iran trQng./. )-

- HDQT, BKS BTP; - P.TCKT (03 ban cbtt); - Luu: VT, TK.

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IV. I. DANH sACH CO DONG N<)I B<) VA NGU'OI CO LIEN QUAN

Tai khoan giao Chfrc VI.J t:.ti MAi lien h~ TY I~ sa

Stt Ten ca nhan djch chfrng ding ty (n~u sACMND Ngaydp Naidp

Djachi v6i thanh sA cA phi~u srr hii'u ca

Ghi chu CMND CMND vien chii hii'u cuAi ky phi~u

khoan (n~u c6) c6) , chAt cuAiky

I Huynh Lin 009CO 17342 - Chii tjch

24,061,779 39.78% D~idi~n:

t(li VCBS HDQT 24.061.779 CP;

Nguy~n Thi Kim Anh Vr,

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Page 10: KEcmsv5.stoxplus.com/medialib/thoa.ta.news/F/2020/2020-01/2020-01-20/BTP... · TONG CONG TYPHA T DIJ~N 3 CONG TY CO PHAN NHI~T DI~N BA RJA C(>NG HOA XA H(>I CHU NGHiA VI~T NAM D{)c

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