trading account application (ေငေြခ်းသက္ေသခံစာခ်ု ... ·...
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CB Securities Limited, #03-04, Union Financial Center,Corner of Mahabandoola Roand & Theinphyu Road, Yangon, Myanmar.
Tel: +95 1 8610309-13, 8610331-35, Fax: +95 1 8610314, 8610330Email: [email protected]
Account Type: Individual Joint Date: Serial No:စာရငးအမးအစား တစဥးခငး ပးတြ ေန႔စြ အမတစဥ
Name (as in NRC): Date of Birth (DD/MM/YYYY):အမည (မတပတငတြငပါရသညအတငး) ေမြးေန႕ (ရက၊လ၊ႏစ)Gender: Male Female Father's Name:
ကား မ အဖအမညNRC No: Qualifications: Diploma Degree Masterမတပတငအမတ ပညာအရညအခငး ဒပလမာ ဘြ႔ မဟာဘြ႔Marital Status: Single Married Doctorate Others:အမေထာင မရ ရ ေဒါကတာဘြ႔ အျခား
Other: Specializations:အထးျပဘာသာရပ
Name of Spouse (as in NRC): NRC No:အမေထာငဘကအမည (မတပတငတြငပါရသညအတငး) မတပတငအမတ
Permanent Address: Township:အျမေနရပလပစာ ျမ႕နယCity: State: Postal code:ျမ႕ တငး/ ျပညနယ စာပ႔သေကၤတCurrent Address: Township:လကရေနရပလပစာ ျမ႕နယCity: State: Postal code:ျမ႕ တငး/ ျပညနယ စာပ႔သေကၤတMobile No: Email:လကကငဖနးနပါတ အးေမးလ
Work Nature: Salary Employee Self-employed Others:အလပအကငအမးအစား ၀နထမး ကယပင အျခားPosition: Year(s) of Service (MM/YY):ရာထး လပသကCompany Address: Township:ကမၸဏလပစာ ျမ႕နယCity: State: Postal code:ျမ႕ တငး/ ျပညနယ စာပ႔သေကၤတAnnual Income: Below & equal to MMK 2,000,000 From MMK 2,000,001 to MMK 5,000,000တစႏစ၀ငေငြ ျမနမာေငြကပ သနး ၂၀ ႏင႔ ေအာက ျမနမာေငြကပ သနး ၂၀ အထကမ သနး ၅၀ အထ
From MMK 5,000,001 to MMK 10,000,000 From MMK 10,000,001 to MMK 20,000,000ျမနမာေငြကပ သနး ၅၀ အထကမ သနး ၁၀၀ အထ ျမနမာေငြကပ သနး ၁၀၀ အထကမ သနး ၂၀၀ အထFrom MMK 20,000,001 to MMK 30,000,000 Above MMK 30,000,000ျမနမာေငြကပ သနး ၂၀၀ အထကမ သနး ၃၀၀ အထ ျမနမာေငြကပ သနး ၃၀၀ အထက
Source of Fund: Employment Self-employed Inheritance Others:၀ငေငြအရငးအျမစ ပမနလစာ ကယပငလပငနး အေမြဆကခခြင အျခားNet worth (excluding residence) Below & equal to MMK 10,000,000 From MMK 10,000,001 to MMK 50,000,000ပငဆငမပမာဏ ျမနမာေငြကပ သနး ၁၀၀ ႏငေအာက ျမနမာေငြကပ သနး ၁၀၀ ႏငအထကမ သနး ၅၀၀ အထ(ေနအမမပါ၀င) From MMK 50,000,001 to MMK 100,000,000 Above MMK 100,000,000
ျမနမာေငြကပ သနး ၅၀၀ ႏငအထကမ သနး ၁၀၀၀ အထ ျမနမာေငြကပ သနး ၁၀၀၀ ႏငအထက
Bank A/C No. in CB Bank (16 digits): Branch:ဂဏနး၁၆လးပါ CB ဘဏစာရငးအမတ ဘဏခြOthers Bank Name: Bank A/C No: Branch:အျခားဘဏအမည ဘဏစာရငးအမတ ဘဏခြ
3. Employment Details (အလပအကငအခကအလက)
4. Source of Fund and Net Worth (၀ငေငြအရငးအျမစ ႏင ပငဆငမႈပမာဏ)
5. Bank Reference (ဘဏစာရငးအခကအလက)
Trading Account Application (ေငြေခးသကေသခစာခပေရာငး၀ယရနစာရငးဖြငေလာကလႊာ)
For Main Applicant (အဓကေလာကထားသျဖညစြကရန)1.Personal Details (ကယေရးအခကအလက)
2. Address Details (ဆကသြယရနလပစာ)
အျခား
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Are you related to any employee/trading representative of CB Securities? If yes, please specify:သငသည CB Securities ၏၀နထမး (သ႔မဟတ) ေငြေခးသကေသခစာခပ၀ယေရာငးကယစားလယႏင ေဆြမးနးစပ ေတာစပပါသလား။ ေတာစပပါက-Name: Relationship:အမည ေတာစပပAre there any trading account(s) in CB Securities in which you have control or influence? If yes please specify:CB Securities တြင အျခားအရငဖြငလစခ႔ေသာ/ ပါ၀ငခ႔ဖးေသာ ေငြေခးသကေသခစာခပ၀ယေရာငးစာရငးမား ရပါသလား။ ရပါက-Account Name: Account No:စာရငးအမည စာရငးအမတ
Does any account holder in CB Securities have any control or influence over this trading account? If yes please specify:CB Securities တြင အျခားစာရငးပငဆငသမ ယခဖြငလစမည ေငြေခးသကေသခစာခပ ၀ယေရာငးစာရငးတြင ပါ၀ငပတသကမႈ/ ထနးခပမႈရပါသလား။ ရပါက-Account Name: Account No:စာရငးအမည စာရငးအမတ
Do you have previous experience in securities trading? If yes please specify:သငတြင ယခင ေငြေခးသကေသခစာခပ ၀ယေရာငးအေတြ႔အၾက ရ/ မရ။ ရပါက-Type of securities:ေငြေခးသကေသခလကမတ အမးအစားDo you have any trading account opened with other brokerage firms other than CB securities? If yes, please specify:လကရတြင CB Securities အျပင အျခား ေငြေခးသကေသခစာခပကမၸဏမားတြင စာရငးဖြငထားျခငး ရ/ မရ။ ရပါက-Name:အမညDo you now, or have you ever had any litigation, or bankruptcy proceeding against you by other brokerage houses(s), financial institutions: outstanding disputed account(s), or unresolved matters with other brokerage house(s)/financial institution(s)? If yes, describe briefly.
ရေနပါသလား (သ႔) ရခပါသလား။ ရပါက အကဥးခးေဖာျပရန။
Do you hold, or have previously held or are actively seeking a position or are being considered for a prominent public function? If yes, please describe briefly.သငသည ႏငငအပခပေရးက႑တြင ျမငမားေသာ ရာထးျဖငခန႔အပခထားရျခငး (သ႔) ခန႔အပခခရျခငး ရပါသလား။ သ႔မဟတ ခန႔အပျခငးခရရန ရပါသလား။ ရပါက အကဥးခးေဖာျပရန။
Do any of your immediate family members hold, or have previously held or are actively seeking a position or are being considered for a prominent public function? If yes, please specify the followings:သင၏မသားစ၀ငတစဥးဥးသည ႏငငအပခပေရးက႑တြင ျမငမားေသာ ရာထးျဖငခန႔အပခထားရျခငး (သ႔) ခန႔အပခခရျခငး ရပါသလား။ သ႔မဟတခန႔အပျခငးခရရန ရပါသလား။ ရခပါက-Name of immediate family member(s): Relationship:အမည ေတာစပပ
Are you a principal shareholder of any company that currently has an account with CB securities? If yes, please specify:သငသည CB Securities တြငစာရငးဖြငထားေသာ ကမၸဏ၏ အဓကအစရယယာရငျဖစပါသလား။ ျဖစပါက-Name of the company:ကမၸဏအမညAre you related to or employed by any listed companies ၀n Yangon Stock Exchange? If yes, please specify:သငသည ရနကနစေတာအပခနးစာရငး၀င ကမၸဏ(မား)ႏင ပတသကမႈရပါသလား (သ႕) ထကမၸဏ(မား) ၏ ၀နထမးျဖစပါသလား။ ျဖစပါက-Name of listed company: Position:ကမၸဏအမည ရာထးAre you related to any employees of any listed companies on Yangon Stock Exchange? If yes, please specify:သငသည ရနကနစေတာအပခနးစာရငး၀င ကမၸဏ(မား)မ ၀နထမးႏင ေဆြမးေတာစပျခငးရပါသလား။ ရပါက-Name: Relationship:အမည ေတာစပပName of listed company:ကမၸဏအမည
Do you wish to apply for Online Trading Facility? Yes NoOnline Trading ၀နေဆာငမႈအားေလာကထားလပါသလား။ ေလာကထားလသည မေလာကထားလပါ
6. Account Relationship Details (ေရာငး၀ယမႈစာရငးမားႏငဆကစပမႈ)
7. Trading Activities (ေငြေခးသကေသခစာခပ ၀ယေရာငးျပလပျခငး အေတြ႕အၾက)
8. Politically Exposed Person (အပခပေရးက႑တြငပါ၀ငပတသကမ)
လကရသငသည အျခား ေငြေၾကး၀ငေဆာငမႈလပငနးမား၊ ေငြေခးသကေသခစာခပကမၸဏမားအား ေပးရနရစာရငးမား ရေနျပး မျပးျပတေသးေသာ တရားတေဘာငရငဆငမႈမား
9. Others (အျခားအခကအလကမား)
10. Online Trading (အြနလငးေရာငး၀ယမႈ)
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Name (as in NRC): Date of Birth (DD/MM/YYYY):အမည (မတပတငတြငပါရသညအတငး) ေမြးေန႕ (ရက၊လ၊ႏစ)Gender: Male Female Father's Name:
ကား မ အဖအမညNRC No: Qualifications: Diploma Degree Masterမတပတငအမတ ပညာအရညအခငး ဒပလမာ ဘြ႔ မဟာဘြ႔Marital Status: Single Married Doctorate Others:အမေထာင မရ ရ ေဒါကတာဘြ႔ အျခား
Other: Specializations:အျခား အထးျပဘာသာရပ
Name of Spouse (as in NRC): NRC No:အမေထာငဘကအမည (မတပတငတြငပါရသညအတငး) မတပတငအမတ
Permanent Address: Township:အျမေနရပလပစာ ျမ႕နယCity: State: Postal code:ျမ႕ တငး/ ျပညနယ စာပ႔သေကၤတCurrent Address: Township:လကရေနရပလပစာ ျမ႕နယCity: State: Postal code:ျမ႕ တငး/ ျပညနယ စာပ႔သေကၤတMobile No: Email:လကကငဖနးနပါတ အးေမးလ
Work Nature: Salary Employee Self-employed Others:အလပအကငအမးအစား ၀နထမး ကယပင အျခားPosition: Year(s) of Service (MM/YY):ရာထး လပသကCompany Address: Township:ကမၸဏလပစာ ျမ႕နယCity: State: Postal code:ျမ႕ တငး/ ျပညနယ စာပ႔သေကၤတAnnual Income: Below & equal to MMK 2,000,000 From MMK 2,000,001 to MMK 5,000,000တစႏစ၀ငေငြ ျမနမာေငြကပ သနး ၂၀ ႏင႔ ေအာက ျမနမာေငြကပ သနး ၂၀ အထကမ သနး ၅၀ အထ
From MMK 5,000,001 to MMK 10,000,000 From MMK 10,000,001 to MMK 20,000,000ျမနမာေငြကပ သနး ၅၀ အထကမ သနး ၁၀၀ အထ ျမနမာေငြကပ သနး ၁၀၀ အထကမ သနး ၂၀၀ အထFrom MMK 20,000,001 to MMK 30,000,000 Above MMK 30,000,000ျမနမာေငြကပ သနး ၂၀၀ အထကမ သနး ၃၀၀ အထ ျမနမာေငြကပ သနး ၃၀၀ အထက
Source of Fund: Employment Self-employed Inheritance Others:၀ငေငြအရငးအျမစ ပမနလစာ ကယပငလပငနး အေမြဆကခခြင အျခားNet worth (excluding residence) Below & equal to MMK 10,000,000 From MMK 10,000,001 to MMK 50,000,000ပငဆငမပမာဏ ျမနမာေငြကပ သနး ၁၀၀ ႏငေအာက ျမနမာေငြကပ သနး ၁၀၀ ႏငအထကမ သနး ၅၀၀ အထ(ေနအမမပါ၀င) From MMK 50,000,001 to MMK 100,000,000 Above MMK 100,000,000
ျမနမာေငြကပ သနး ၅၀၀ ႏငအထကမ သနး ၁၀၀၀ အထ ျမနမာေငြကပ သနး ၁၀၀၀ ႏငအထက
Bank A/C No. in CB Bank (16 digits): Branch:ဂဏနး၁၆လးပါ CB ဘဏစာရငးအမတ ဘဏခြOthers Bank Name: Bank A/C No: Branch:အျခားဘဏအမည ဘဏစာရငးအမတ ဘဏခြ
Are you related to any employee/trading representative of CB Securities? If yes, please specify:သငသည CB Securities ၏၀နထမး (သ႔မဟတ) ေငြေခးသကေသခစာခပ ၀ယေရာငးကယစားလယႏင ေဆြမးနးစပ ေတာစပပါသလား။ ေတာစပပါက-Name: Relationship:အမည ေတာစပပAre there any trading account(s) in CB Securities in which you have control or influence? If yes please specify:CB Securities တြင အျခားအရငဖြငလစခ႔ေသာ/ ပါ၀ငခ႔ဖးေသာ ေငြေခးသကေသခစာခပ ၀ယေရာငးစာရငးမားရပါသလား။ ရပါက-Account Name: Account No:စာရငးအမည စာရငးအမတ
For Joint Applicant (ပးတြေလာကထားသျဖညစြကရန)1.Personal Details (ကယေရးအခကအလက)
2. Address Details (ဆကသြယရနလပစာ)
3. Employment Details (အလပအကငအခကအလက)
4. Source of Fund and Net Worth (၀ငေငြအရငးအျမစ ႏင ပငဆငမႈပမာဏ)
5. Bank Reference (ဘဏစာရငးအခကအလက)
6. Account Relationship Details (ေရာငး၀ယမႈစာရငးမားႏငဆကစပမႈ)
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Does any account holder in CB Securities have any control or influence over this trading account? If yes please specify:CB Securities တြင အျခားစာရငးပငဆငသမ ယခဖြငလစမည ေငြေခးသကေသခစာခပ ၀ယေရာငးစာရငးတြင ပါ၀ငပတသကမႈ/ ထနးခပမႈရပါသလား။ ရပါက-Account Name: Account No:စာရငးအမည စာရငးအမတ
Do you have previous experience in securities trading? If yes please specify:သငတြင ယခင ေငြေခးသကေသခစာခပ ၀ယေရာငးအေတြ႔အၾက ရ မရ။ ရပါက-Type of securities:ေငြေခးသကေသခလကမတ အမးအစားDo you have any trading account opened with other brokerage firms other than CB securities? If yes, please specify:လကရတြင CB Securities အျပင အျခား ေငြေခးသကေသခစာခပကမၸဏမားတြင စာရငးဖြငထားျခငး ရ/ မရ။ ရပါက-Name:အမညDo you now, or have you ever had any litigation, or bankruptcy proceeding against you by other brokerage houses(s), financial institutions: outstanding disputed account(s), or unresolved matters with other brokerage house(s)/financial institution(s)? If yes, describe briefly.
ရေနပါသလား (သ႔) ရခပါသလား။ ရပါက အကဥးခးေဖာျပရန။
Do you hold, or have previously held or are actively seeking a position or are being considered for a prominent public function? If yes, please describe briefly.သငသည ႏငငအပခပေရးက႑တြင ျမငမားေသာ ရာထးျဖငခန႔အပခထားရျခငး (သ႔) ခန႔အပခခရျခငး ရပါသလား။ သ႔မဟတ ခန႔အပျခငးခရရန ရပါသလား။ ရပါက အကဥးခးေဖာျပရန။
Do any of your immediate family members hold, or have previously held or are actively seeking a position or are being considered for a prominent public function? If yes, please specify the followings:သင၏မသားစ၀ငတစဥးဥးသည ႏငငအပခပေရးက႑တြင ျမငမားေသာ ရာထးျဖငခန႔အပခထားရျခငး (သ႔) ခန႔အပခခရျခငး ရပါသလား။ သ႔မဟတခန႔အပျခငးခရရန ရပါသလား။ ရခပါက-Name of immediate family member(s): Status: Relationship:အမည ေတာစပပ
Are you a principal shareholder of any company that currently has an account with CB securities? If yes, please specify:သငသည CB Securities တြငစာရငးဖြငထားေသာ ကမၸဏ၏ အဓကအစရယယာရငျဖစပါသလား။ ျဖစပါက-Name of the company:ကမၸဏအမညAre you related to or employed by any listed companies ၀n Yangon Stock Exchange? If yes, please specify:သငသည ရနကနစေတာအပခနးစာရငး၀င ကမၸဏ(မား)ႏင ပတသကမႈရပါသလား (သ႕) ထကမၸဏ(မား) ၏ ၀နထမးျဖစပါသလား။Name of listed company: Position:ကမၸဏအမည ရာထးAre you related to any employees of any listed companies on Yangon Stock Exchange? If yes, please specify:သငသည ရနကနစေတာအပခနးစာရငး၀င ကမၸဏ(မား)မ ၀နထမးႏင ေဆြမးေတာစပျခငးရပါသလား။ ရပါက-Name: Relationship:အမည ေတာစပပName of listed company:ကမၸဏအမည
By signing this application form, I/we declared that:ေအာကပါအခကအလကမားအား သေဘာတ လကမတေရးထးပါသည။
1) Detailed information provided here or any information provided separately by me/us in connection herewith is true, correct, complete and not misleading to the best of my/our knowledge and I/we have not willfully withheld any facts. I/we undertake to inform CB Securities Limited for any changes in my/our particulars given in the application promptly by written form. I/we agree upon CB Securities Limited’s inspection on any information given from any sourcesthat CB Securities Limited deems appropriate.အထကပါေလာကလႊာတြငျဖညစြကခေသာ အခကအလကအားလးသည မနကန တက ျပညစျပး ထနခနထားျခငးမရပါေၾကာငး။ အဆပါအခကအလကမား တစစတစရာေျပာငးလခပါက CB Securities Limited သ႔ အျမနဆး စာျဖငေရးသားကာ အေၾကာငးၾကားမညျဖစပါေၾကာငး။ CB Securities Limited မ အထကပါအခကအလကမားႏငပတသက၍ လအပပါက စစမးစစေဆးမမားျပလပႏငပါေၾကာငး။
Declaration by applicant(s) (သေဘာတညခက)
7. Trading Activities (ေငြေခးသကေသခစာခပ ၀ယေရာငးျပလပျခငး အေတြ႕အၾက)
လကရသငသည အျခား ေငြေၾကး၀ငေဆာငမလပငနးမား၊ ေငြေခးသကေသခစာခပကမၸဏမားအား ေပးရနရစာရငးမား ရေနျပး မျပးျပတေသးေသာ တရားတေဘာငရငဆငမမား
8. Politically Exposed Person (အပခပေရးက႑တြငပါ၀ငပတသကမ)
9. Others (အျခားအခကအလကမား)
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2) If any such errors exist in the information submitted, I/we aware that CB Securities Limited may take actions as it deems fit.အထကပါအခကအလကမားတြင မားယြငးမတစစတစရာရခပါက CB Securities Limited အေနျဖင ဤစာရငးအား သငေလာသညအေရးယေဆာငရြကမမားျပလပႏငပါေၾကာငး။
3) CB Securities Limited reserves the right not to approve this application without any obligation to render any reason.CB Securities Limited အေနျဖင ဤေလာကလႊာအား မညသညအေၾကာငးျပခကႏငမဆ ျငငးပယခပငခြငရပါေၾကာငး။
4) I/we fully understand and agree to the General Terms and Conditions (supported separately and posted on the website of CB Securities Ltd) set out by CB Securities Limited, which are subject to change from time to time without prior written notice.CB Securities Limited မသတမတထားေသာ General Terms and Conditions ပါအခကအလကမားႏင CB Securities Limited ၏ Websiteတြငေဖာျပထားေသာ General Terms and Conditions ပါအခကအလကမားအား နားလညသေဘာေပါက လကခပါေၾကာငး။ (အဆပါအခကအလကမားသည ၾကတငအသေပးျခငးမရဘ အခနႏငအမေျပာငးလႏငပါသည။)
5) I/we fully understand the rules and regulations applied to trading securities and agree to abide (whether in or outside country) as may be applicable to me /us or my/our transactions.ေငြေခးသကေသခစာခပမားအား ေရာငး၀ယျခငးႏငပတသကျပး ခမတထားေသာ စညးမဥးမားအား နားလညလကခလကနာမည ျဖစပါေၾကာငး။
6) I/we fully understand the risk of holding and trading securities set out as in General Terms and Conditions of CB Securities Limited and I/we agree to acceptall the risk associated with our trading activities.CB Securities Limited ၏ General Terms and Conditions တြငေဖာျပထားေသာ ေငြေခးသကေသခစာခပမားအားကငေဆာငျခငး၊ ေရာငး၀ယျခငးမားတြင ဆးရႈးႏငေခမားအား နားလညသေဘာေပါကျပး အဆပါ ဆးရႈးႏငေခမားအားလကခပါေၾကာငး။
7) I/we am/are fully aware of the risk associated with trading via Online application and CB Securities will not be responsible for any errors occurred during making orders due to the device, connectivity or whatsoever the reasons. I/we have fully understood and guarantee to follow Safe and Security Conditionsapplied for Online application from CB Securities Limited. အြနလငးမေရာငး၀ယမႈျပလပျခငးမ ျဖစေပၚလာႏငေသာ ဆးရႈးႏငေခမားက နားလညပါေၾကာငး။ ၀ယေရာငးျပလပရာတြင Online Application ျဖငအသးျပပါက စကပစၥညးခ႕ယြငးမ၊ ကြနနကရငျပတေတာကမ (သ႕) မညသညအေၾကာငးအရာျဖငမဆ လြေခာမရခပါက CB Securities Limited ႏငသကဆငျခငးမရပါေၾကာငး။ Online Application အသးျပရာတြင လကနာေဆာငရြကရမည႔ လျခေရးစညးကမးမားအား နားလည လကနာမညျဖစပါေၾကာငး။
8) All monies which will be paid to CB Securities Limited originate from a legitimate source.CB Securities Limited တြငကနသြယမလပေသာေငြေၾကးမားသည တရား၀ငဥပေဒနညးလမးမားအရ ရရထားေသာ ေငြေၾကးျဖစပါေၾကာငး။
9) If this is a joint trading account, we shall be held jointly and severally liable and responsible for all payments and obligations arising from my/our account(s).ပးတြစာရငးျဖစပါက ေပးရနရသည ကနကစရတအားလးက ကၽြႏပတ႔ စာရငးမေပးေခမညျဖစပါေၾကာငး။
10) I/we fully responsible for any tax affair and ensure that I/we and my/our account(s) maintained with CB Securities Limited are compliance with the tax laws of the Republic of the Union of Myanmar.ျပညေထာငစျမနမာႏငငေတာ၏ အခြနဥပေဒႏင အညေဆာငရြကသငသညမားအား မနကနေအာငျပလပမညျဖစပါေၾကာငး။
11) I/we have not willfully committed or involved in any serious tax crimes to the best of my/our knowledge.အခြနဥပေဒႏင ညစြနးသည ျပစမမရေၾကာငး။
12) I/we am/are the ultimate beneficial owner(s) of this account and that no person has or will have any interest in, influence or control over this accountwhatsoever.ယခဖြငလစမညစာရငးသည ကၽြႏပတ႔ႏငသာပတသကပါေၾကာငး၊ အျခားတစစတစေယာကမ ပါ၀ငပတသကမမရပါေၾကာငး။
13) I/we am/are not an undischarged bankrupt(s).ကၽြႏပတ႔သည လမြစာရငး၀ငမားမဟတပါေၾကာငး။
To be implied by Trading Representative (၀ယေရာငးကယစားလယမျဖညသြငးရန)
Initial Deposit: Yes No Amount: Trading Account No:ကနဥးေပးသြငးေငြ ပမာဏ စာရငးအမတ
For Office Use Only (ရးလကခ)
___________________________________(Signature of Main Applicant)အဓကစာရငးရငလကမတ
Date ___________________________ေန႔စြ
For Trading RepresentativeSignature ______________________________
Name ______________________________
Date ______________________________
For ManagerSignature ______________________________
Name ______________________________
Date ______________________________
______________________(Reviewed By/Date)
______________________(Data Entry By/Date)
______________________(Account Enrolled By/Date)
______________________(Approved By/Date)
_______________________________________(Signature of Joint Applicant)
ပးတြစာရငးရငလကမတ
Date ______________________________ေန႔စြ
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By signing this application form, I/we fully understand and agree to the following:
ေအာကပါ အေထြေထြ သတမတထားေသာ စညးကမးခကမား က နားလညၿပး သေဘာတ လကမတေရးထးပါသည။
1) CB Securities Limited, at the applicant's request, makes the Online Services available to the applicant, who becomes the Client of Online Trading
Services ("Client") after signing of this agreement.
ေအာကပါသေဘာတညခကက လကမတေရးထးခနမစ၍ CB Securities Ltd. ၏ အြနလငးအသးျပ ေငြေခးသကေသခစာခပ ေရာငးဝယျခငး ဝနေဆာငမႈက
အသးျပရန တရားဝငျဖစေၾကာငး သရနားလညၿပး ျဖစပါသည။
2) The Client agrees and acknowledges that the Securities made available via the Online Services may include securities issued by third party
issuers other than CB Securities Limited. These third party issuers bear the risk that the relevant third party issuers may not be able to fulfill its
obligations under the terms of the relevant securities on any due date, and CB Securities Limited will not bear any liability in the event of a
default of such third party issuer of the terms of a particular Security. The Client confirms that they have read the relevant issuance documents
(e.g. including term sheets, final terms etc) and generally any such documents which have been made available via the Online Services with respect to the securities. Such documentation will have been prepared by the relevant third party issuer without the assistance or involvement of
CB Securities Limited. For the avoidance of doubt, CB Securities Limited will not have performed any validation or confirmation as to the accuracy
of the relevant documentation and will only have been involved in the use of specific IT services to the extent necessary to record and/or upload
such documentation for the purposes of the Online Services. CB Securities Limited therefore does not make any representation or give any
warranty with respect to the accuracy or completeness of the information contained in the relevant documents, and CB Securities Limited
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disclaims all liability for any damage that may be suffered by the Client (and, where applicable, his personnel) as a result of inaccurate or
incomplete information contained in any such document. CB Securities does not owe any obligation to or undertake to review, vet or otherwise
edit the same and in this regard.
အြနလငးျဖင အေရာငးအဝယျပလပႏငေသာ ေငြေခးသကေသခစာခပဆသညမာ CB Securities Ltd. မ ထတျပနေသာ ေငြေခးသကေသခစာခပ သာမက
အျခားေသာ စာရငးဝငအမားပငကမၸဏမား၏ ေငြေခးသကေသခစာခပမားကလညး အေရာငးအဝယျပလပႏငသညက သရနားလညၿပးျဖစပါသည။ ထ႔အတြက
ယငးကမၸဏမားမ လႀကးမငးတ႔ အေပၚ ပကကြကသည မညသညကစၥရပမးကမ CB Securities Ltd. မ တာဝနယမည မဟတေၾကာငး သရနားလညၿပးျဖစသည။
အြနလငးတြင ရရႏငေသာ အေရာငးအဝယျပမည ေငြေခးသကေသခစာခပ ႏင ပတသကသည သေဘာတညခကပါ စာရြကစာတမးမားက ဖတရႈ႕ျပးေၾကာငး
အတညျပၿပးျဖစသည။ သကေသခလကမတစာခပႏင ပတသကသည ထတျပနထားေသာ စာရြကစာတမးမားက ယငးသကေသခလကမတ စာခပထတထားသည
ကမၸဏမားမ ျပငဆငျခငးျဖစၿပး CB Securities Ltd. မ ျပငဆငထားျခငးမဟတေၾကာငး သရၿပးျဖစသည။ သ႔ျဖစပါ၍ ယငးထတျပနထားေသာ စာရြကစာတမး၏
တကမနကနမႈသည CB Securities Ltd. ႏင သကဆငမႈမရေၾကာငး ႏင CB Securities Ltd. သည IT ဝနေဆာငမႈကအသးျပ၍ လၾကးမငးတ႔ လအပမညဟ
ယဆရသည ထတျပနမႈမားက အြနလငးေပၚတြင တငေပးျခငးသာျဖစေၾကာငး သရၿပးျဖစသည။ ထ႔ေၾကာင CB Securities Ltd. မ ယငးထတျပနထားေသာ
စာရြကစာတမး၏ ၿပးျပညစမႈ၊ တကမနကနမႈက ကယစားျပျခငးမ း သ႔မဟတ အာမခေပးျခငးမ း မရေၾကာငးႏင ယငးေၾကာင ျဖစေပၚသည မညသည
ထခကနစနာမႈကမ တာဝနယမည မဟတေၾကာငး သရၿပးျဖစသည။
3) CB Securities Limited may at any time and in its absolute discretion restrict, either in whole or in part, the Client's right to use (and, where
applicable, the right of his relevant authorised personnel to use) the Online Services or to render the right conditional in particular upon the
occurrence of force majeure events, technical breakdowns, market disruptions with regard to the available underlying or if there is a suspicion of
abusive and/or unlawful conduct by the Client and/or (where applicable) his authorised personnel. CB Securities Limited may also without prior
notice to the Client limit the list of Securities available to the Client via the Online Services, impose conditions of access upon the Client and/or
(where applicable) their personnel or restrict or deny the Client's and/or (where applicable) their personnel's access to the Online Services
temporarily or permanently either in whole or in part.
ႀကတငခန႔မနး၍ မရေသာအေျခအေနမား၊ စကခ႕ယြငးမႈ၊ ေစးကြကတြင အမားအယြငး တစစတစရာျဖစခပ ါက သ႔မဟတ အြနလငးဝနေဆာငမႈ အသးျပေနသမားမ စညးကမးခကႏင ကကညမႈ မရေသာ အျပအမမး ေတြ႔ရပါက CB Securities Ltd. အေနျဖင ၄ငးတ႔ သးစြေနေသာ အြနလငးဝနေဆာငမႈ၏ လပေဆာငခက
တစခ႕တစဝကကလညးေကာငး၊ အျပညအဝ ကေသာလညးေကာငး ႀကတငအေၾကာငးၾကားျခငးမျပပ ယာယ သ႔မဟတ အၿမတေစ ပတသမးခြငရေၾကာငး
သရၿပးျဖစသည။ ထ႔အျပင အြနလငးသးစြသမားအား ႀကတငအသမေပးပ တစခ႕ေသာ ေငြေခးသကေသခစာခပ အေရာငးအဝယျပလပျခငးက ယာယသ႔မဟတ
အၿမတေစပတသမးခြငရေၾကာငး သရၿပးျဖစသည။
4) CB Securities Limited. may, in its sole and absolute discretion, determine and vary the frequency, manner of use or availability of the Online
Services from time to time. CB Securities Limited. may also make changes to the Website(s) and the contents thereof from time to time.
CB Securities Limited. shall only use reasonable endeavours to provide the Online Services. Any transmissions made by either the Client to
CB Securities Limited. or CB Securities Limited. to the Client using the Online Services shall be on a "reasonable endeavours" basis and
consequently, CB Securities Limited shall be under no obligation to give effect to any such transmission and may refuse to carry out such
transmission without giving a reason for such refusal.
CB Securities Ltd. အေနျဖင အြနလငးဝနေဆာငမႈ အသးျပမႈ အႀကမအေရအတြက၊ အသးျပပ၊ အသးျပႏငမႈတ႔အား လအပလငလအပသလ ေျပာငးလႏငပါသည။
ဝကဆကတြင ပါဝငေသာ အေၾကာငးအရာမားကလညး အခနႏငတေျပးည လအပသလ ေျပာငးလႏငေၾကာငး သရနားလညၿပး ျဖစသည။
5) The Client shall be responsible for acquiring and maintaining any and all equipment necessary for utilising the Online Services. CB Securities
Limited. may from time to time stipulate the minimum specifications for the equipment necessary to access the Online Services but accepts no
responsibility for the Client's inability to access the Online Services by reason of any deficiency in the Client's equipment to utilise the Online
Services.
လၾကးမငးတ႔ထတြင အြနလငးဝနေဆာငမႈ အသးျပရန သ႔မဟတ ထနးသမးရန လအပေသာ အေထာကအကပစၥညးမား ျပညစစြာရရမည။ အေထာကအက
ပစၥညးမျပညစမႈေၾကာင အြနလငးဝနေဆာငမႈ အသးျပခြငမရရျခငးသည CB Securities Ltd. ႏင သကဆငမႈ မရေၾကာငး သရနားလညၿပး ျဖစသည။
6) If any software for accessing Online Services is supplied, the Client acknowledges that he only has a nonexclusive and non-transferable licence
to use such software and CB Securities Limited may impose such further terms and conditions on the use of such software that it in its sole and
absolute discretion deems fit.
အကယ၍ အြနလငးဝနေဆာငမႈအသးျပရနအတြက ေဆာဖဝ အသးျပရမညဆပါက ထေဆာဖဝ အသးျပမႈသည သကဆငသတစဥးတညးအတြကသာ ျဖစၿပး
အျခားေသာသအား လႊေျပာငးေပးျခငးမ း ျပလပရနမသငေၾကာငး သရၿပးျဖစသည။
7) Upon termination of the Client's use of the Online Services, any software so licensed to Client shall be returned to CB Securities Limited and,
depending on CB Securities Limited's instructions, all copies and documentation in respect thereof in the Client's possession or control shall either
be returned to CB Securities Limited or destroyed. Where the copies and documentation are to be destroyed, the Client shall submit to CB
Securities Limited written proof of such destruction.
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အကယ၍ အြနလငးဝနေဆာငမႈ အသးျပရန ရပဆငးမညဆပါက CB Securities Ltd သ႔ အသေပးအေၾကာငးၾကားရမည။ သကဆငသည စာရြကစာတမး
အေထာကအထားမား၊ ေဆာဖဝ လငစင (ရခပ ါက) ကလ CB Securities Ltd သ႔ ျပနလညေပးအပရမည (သ႔မဟတ)
လႀကးမငးတ႔ကယတင ဖကသမးေပးရမညက သရနားလညၿပးျဖစသည။
CB Securities Ltd သ႔ အေၾကာငးၾကား၍
8) If trade order is place through Online Services, trading amount of one transaction is as the limit set by SECM.
အြနလငးျဖင အေရာငးအဝယတငလပါက တစႀကမလင အမားဆး အေရာငးအဝယ ေအာဒါတငႏငသည ပမာဏမာ ျမနမာႏငငေငြေခးသကေသခလကမတလပငနး ႀကးၾကပေရးေကာမရင (Securities and Exchange Commission of Myanmar) ၏ ခြငျပသတမတခကအတငးျဖစပါသည။
9) Hours for accepting orders are, during market open days, market opening hours 9:30a.m. - 1:00p.m. Orders placed after market hours will be
accepted as After Market Order (AMO).
အေရာငးအဝယ ေအာဒါအား မနက ၉ နာရခြမ စတင၍ ေန႔လည ၁နာရထ လကခပါမည။ ေစးကြကပတခနေနာကပငး အေရာငးအ၀ယေအာဒါမားအား အႀက
ေအာဒါမားအျဖစ သတမတလကခေပးမည ျဖစပါသည။
10) Once a customer is authorized to use the functionality, order can be placed and cancelled through the Online Trading Platform, part of the
Online Services. Shortly after a client placed his/her order, a pop up window shall show up and allow the Client to do order confirmation, after
which the order is deemed effective. Each cancellation of order shall also have a pop up window to confirm such cancellation. A fter the
execution time o f the YSX customer can see, if the order is accepted, the transaction through the Online Trading Platform. Failed order
and failed cancellation request can also be identified through the accepted transactions shown on the Online Trading Platform after execution
time.
လႀကးမငးတ႔သည အေရာငးအဝယေအာဒါတငရာတြငလညးေကာငး တငၿပးသားေအာဒါအား ျပနလည ဖကသမးရာတြငလညးေကာငး အြနလငးဝနေဆာငမႈျဖင
ေဆာငရြကႏငပါသည။ ေအာဒါတငရာတြင ယငးေအာဒါတငျခငးက လကခသညဟႏပမ လႀကးမငးတ႔ေအာဒါအား ဆကလကတငေပးမည။ ေအာဒါဖကသမးရာ
တြငလညး ယငးေအာဒါအား ဖကသမးရန လကခသညဟ ႏပမ လၾကးမငးတ႔ ေအာဒါက ရပသမးေပးမည။ အေရာငးအ၀ယ ျဖစသညအခနသည ရနကနစေတာ
အတခနးမ သတမတထားေသာ အခ န မားအတ င း ျဖစပါမည။ အေရာငးအ၀ယျဖစသညအခန ၿပးၿပးခငး လႀကးမငးတ႔၏ေအာဒါ ေအာင၊မေအာငက အြနလငးမ
တစဆင သရႏငပါသည။ ထ႔အတ အေရာငးအ၀ယ မျဖစသြားေသာ ေအာဒါမား၊ ျပနလညရတသမးလကေသာ ေအာဒါ မားကလညး အြနလငးမ တစဆင ျပနလည
ၾကညရႈ႕ႏငေၾကာငး သရနားလညျပးျဖစသည။
11) The Client confirms that neither CB Securities Limited. nor its Affiliates make any representations or warranties whatsoever concerning the
Electronic Communications and that all terms, representations, warranties and conditions are hereby excluded to the fullest extent permitted by
law. The Client agrees that the Client will use the Electronic Communications at his own risks and will satisfy himself as to whether the Electronic
Communications meet his requirements.
အြနလငး၀နေဆာငမႈ၏ ယၾကညစတခရမႈ အရညအေသြးႏင ပတသက၍ CB Securities Ltd. ႏင ယငးဝနေဆာငမႈကေပးေနေသာ ဆကစပသည ကမၸဏမား -
CB Bank မ ကယစားေဆာငရြကေပးျခငးမး၊ အာမခေပးျခငးမးမရပါ။ အြနလငး၀နေဆာငမႈအသးျပျခငးႏင ပတသက၍ ျဖစေပၚလာေသာ ဆးရႈးႏငေခ ရေသာ
ကစၥရပအားလးသည လႀကးမငးတ႔ႏငသာ သကဆငေၾကာငး သရ နားလညၿပးျဖစသည။
12) The Client agrees that he accepts full responsibility for the secrecy and confidentiality of the user identification code, password and any
technological devices which CB may provide to the Client for the purposes of enabling his access to the Online Services issued or to be issued to
him by CB Securities Limited for the purposes of gaining access to the Online Services. The Client agrees to take reasonable security precautions
with regard to the maintaining of the confidentiality of and preventing unauthorised access to the Security Information and agrees that he will be
wholly and solely responsible for preserving the confidentiality and secure use of their Security Information.
လႀကးမငးတ႔၏ ေငြေခးသကေသခစာခပအေရာငးအဝယျပလပႏငသည စာရငးအေကာငကဒနပါတ၊ လ ႕ဝကနပါတႏင အြနလငးဝနေဆာငမႈအသးျပရန CB
Securities Ltd မ ပပးထားသည လအပေသာ နညးပညာဆငရာ ကရယာမား၏ လျခမႈအတြက လႀကးမငးတ႔တြင တာဝနအျပညရေၾကာငးသရၿပးျဖစသည။
အျခားေသာသမားမ လႀကးမငးတ႔၏ လျခမႈဆငရာ သတငးအခကအလကမားက တရားမဝငရယျခငးမ ကာကြယရနႏင အြနလငးလျခမႈထနးသမးရန
ကးေၾကာငးဆေလာေသာ ကာကြယမႈမား ထားရရမညက သရနားလညၿပးျဖစသည။
13) If it is likely that unauthorised persons may have become aware of any Security Information or any applicable means of identification, the Client
must inform CB Securities Limited. immediately without delay and issue a request to CB Securities Limited to have its access (via the
compromised Security Information or other applicable means of identification) to the Online Services interrupted, suspended or blocked,
providing full particulars and any further information as CB Securities Limited. may need to verify the request. On receipt of the request and
information, CB Securities Limited may (but does not owe any duty to):
(a) vary, suspend or cancel the compromised Security Information or applicable means of identification within a commercially reasonable time thereafter (upon which CB Securities Limited may give the Client notice of the same as soon as reasonably practicable thereafter);
(b) decline to grant access to the Online Services or any part thereof; and/or
(c) decline to act on any order or instruction in respect of any Transaction that is authenticated or facilitated through such Security
Information or in the course of any login session accessed via such Security Information.
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In the event of abuse of the Security Information or use of access information by unauthorised persons, the Client shall be liable in full
for any direct and indirect damage arising from or in connection with the same and undertakes to fully indemnify CB Securities Limited
against any claims, proceedings or losses of whatever nature howsoever arising.
အကယ၍ စာရငးပငရငသည မမစာရငး၏ လၿခေရးဆငရာအခကအလကမားကေသာလညးေကာငး ၊ C B Securities Ltd.တြင မတပတငထားေသာ မမ၏ အျခား
အခကအလကမားက ေသာလညးေကာငး၊ ခြငျပခကမရေသာ တစစတေယာကမ ရရသြားသည၊ သရသြားသညဟ သသယရပါက (ထအခကအလကမားက
အသးခ၍ မဆငသမားမ မမ၏အြနလငးအေကာငက အသးျပျခငးမရေစရန) ထအေကာငကကန႕သတျခငး၊ ရပဆငးျခငး၊ ပတသမးျခငးမားျပလပေပးရန
CB Securities Ltd. သ႔ ေႏာငေႏးျခငးမရဘ ခကခငးအေၾကာငးၾကား ေတာငးဆေပးရမညက သရနားလညပါသည။ ထသ႕အေၾကာငးၾကားရာတြင CB Securities
Ltd.မ စစမးစစေဆးႏငရနအတြက အဆပါစာရငး၏ ကးေပါကသြားသညဟ ယဆေသာအခကအလကမား၊ CB Securities Ltd.မ လအပသလ ေတာငးခေသာ
အျခားအခကအလကမား အားလးက ျပညစစြာ ေပးပ႕ရမညျဖစေၾကာငး နားလညသရပါသည။ အဆပါ ေတာငးဆခကမးႏင အခကအလကမား ရရေသာအခါ
CB Securities Ltd. သည (ကယပငဆးျဖတခကအရ) ေအာကပါအခကမားက ေဆာငရြကသြားပါမည။
(က) ကးေပါကသြားေသာ စာရငးအခကအလကမားက ေျပာငးလျခငး၊ ရပဆငးျခငး၊ ဖကသမးျခငးမားက လပငနးသေဘာအရ ေၾကာငးက း ဆေလာေသာ
အခနကာလ သတမတခကတခအတြငး ေဆာငရြကေပးျခငး၊ ထသ႔ေဆာငရြကမညကလညး စာရငးပငရငထသ႕ လကေတြ႕လပငနးသေဘာအရ
အျမနဆး ျဖစႏငေခရေသာ အခနကာလတခအတြငး အေၾကာငးၾကားအသေပးၿခငး၊
(ခ) အြနလငး၀နေဆာငမမားက ၀ငေရာကအသးျပခြငမရပဆငးျခငး၊
(ဂ) အဆပါကးေပါကသြားေသာ စာရငးလၿခေရးအခကအလကမားက အသးျပ၍ အြနလငး၀နေဆာငမႈမ တဆင ေဆာငရြကခေ သာ အေရာငးအ၀ယ
ေအာဒါမား၊ အျခားေသာ ေဆာငရြကမႈမား၊ ညႊနၾ ကားခကမားကမဆ အသအမတျပရန၊ ဆကလကေဆာငရြကေပးရန ျငငးဆျခငးမား ျပလပႏငသညက
သရနားလညၿပးျဖစပါသည။
စာရငးလၿခေရး အခကအလကမားက အလြသးစားအသးျပျခငး၊ ခြငျပခကမရေသာ တစတေယာကမ မမ၏စာရငးလၿခေရးဆငရာ အခကအလကမားက
အသးခ၍ အြနလငး၀နေဆာငမမားက အသးျပချခငး စသညျဖစရပမားတြင တကရကျဖစေစ၊ သြယ၀က၍ျဖစေစ အကးဆကျဖစေပၚေသာ
ပကစးဆးရးမမား၊ နစနာမမားအတြက စာရငးပငရငတြင တာ၀နအျပညအ၀ရၿပး CB Securities Ltd.၏ အလးစေသာ ဆးရးနစနာမမားအတြက
နစနာေၾကး၊ ေလာေၾကးအျပညအ၀ ေပးအပရမညကသရနားလညၿပးျဖစပါသည။
14) The Client must likewise take the necessary security precautions on the data terminals or devices which are used to access the Online Services
up-to-date virus protection, firewalls, sufficient data security, Client login verification, file transfers etc.) such that no third party can gain
access to the Online Services via such data terminals or devices. In particular, the Client should:
(a) ensure that the technological device is safely stored away;
(b) notify CB Securities Limited immediately if the technological device is lost or fails to function as intended;
(c) change his password regularly, and change his password immediately if he suspect that someone knows it;
(d) not download any applications or software that is of dubious or doubtful origin;
(e) not allow any other person to keep, use or tamper with their technological device or reveal any one-time passwords which may be
generated by the device; and
(f) not record his password or username anywhere or base his username or password on personal information such as his name,
telephone number, date of birth or the like.
စာရငးပငရငသည ခြငျပခကမရသည အျခားတစတေယာကမ မမ၏စာရငးအခကအလကမားက အသးၿပၿပး အြနလငး၀နေဆာငမမားက ၀ငေရာက အလြသးစား
ၿပၿခငးမား မၿဖစေပၚေစရန အတြက မမအသးၿပသည ကြနၿပတာအစရသည ပစၥညးကရယာမား၏ လၿခေရးကစနစတက ေဆာငရြက ကာကြယထားရမညက
သရနားလညပါသည။ ဥပမာအားျဖင
(က) ကြနၿပတာ၊ မဘငးပစၥညးမားက လၿခစြာထားသရန၊
(ခ) အဆပါစကပစၥညးမား ေပာကဆးျခငး သ႔မဟတ အဆပါပစၥညးမားျဖင အြနလငး၀နေဆာငမက အသးျပရာတြငပမနမဟတသညက ေတြ႕ရရျခငးမား
ျဖစေပၚပါက CB Securities Ltd. က ခကျခငးအေၾကာငးၾကားရန၊
(ဂ) လ ႕၀ကနပါတမားက ပမနအားျဖငမၾကာခဏ ေျပာငးလေပးရန၊ ထ႕ျပငအျခားတစတေယာကမ မမလ႕၀ကနပါတက သရသြားသညဟ သသယျဖစပါက
လ႕၀ကနပါတအား ခကခငး ေျပာငးလေပးရန၊
(ဃ) ရငးျမစမသေသာ၊ ရငးျမစမေသခာေသာ သသယျဖစဖြယ အပပလေကးရငးမား၊ ေဆာ၀လမားက ေဒါငးလတချခငး၊ ထညသြငးျခငးမားမျပရန၊
(င) အြနလငး၀နေဆာငမ အသးျပသညစကပစၥညးမားက မမမတပါး အျခားသမားအား သမးဆညးခငးျခငး၊ အသးျပခငး ျခငးမားမျပရန၊ ထ႔ျပင
အဆပါ ပစၥညးမားအား ၀ငေရာကအသးျပႏငသည လ႕၀ကနပါတမား၊ တခါသး လ႕၀ကနပါတမားအား အျခားသမားအားေျပာျပျခငးမျပရန၊
(စ) လ႕၀ကနပါတမားအား ေရးမတထားျခငး၊ အသးျပမညနာမည၊ အသးျပမည လ႕၀ကနပါတမား ေပးရာတြင ကယေရးအခကအလကမားျဖစသည
နာမညအရငး၊ ဖနးနပါတ၊ ေမြးသကရာဇ အစရသညတ႕ကအသးမၿပရန။
15) The Client acknowledges, in particular, the following risks connected with use of the Internet:
(a) unnoticed spying on the Client's computer or mobile device by means of spyware;
(b) modification of data and programs by viruses, trojans, etc.;
(c) collection of access data by the Internet service providers (senders, addressees, dates/times); and
(d) unauthorised access by third parties owing to an inadequate knowledge and/or lack of knowledge of the system by the Client.
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စာရငးပငရငသည အငတာနကအသးျပျခငးႏင ဆကစပေနသည ျဖစေပၚႏငေသာ အႏရာယမားရသညက သရနားလညပါသည။ အထးသျဖင
ေအာကပါအႏရာယမားကသေဘာေပါကသရနားလညပါသည။
(က) သလေဆာ၀ မား အသးျပ၍ စာရငးပငရင၏ ကြနျပတာ သ႔မဟတ မဘငးပစၥညးမားအား တတတဆတ ေထာကလမးေနမက သတမျပမဘရ ႏငျခငး၊
(ခ) ဗငးရပစ၊ ထရဂငစသညတ႔က အသးျပ၍ အခကအလကမား၊ ပရဂရမမားက ေျပာငးလျပစႏငျခငး၊
(ဂ) အငတာနက ၀နေဆာငမေပးသည လပငနးမားမ သးစြသ၊ ေနရာ၊အခန၊လပစာစသညအခကအလကမားကစေဆာငးယမႈျပႏငျခငး၊
(ဃ) စာရငးပငရင၏ နညးပညာဆငရာ အသအားနညးျခငး၊ မျပည၀ ျခငးတ႔ေၾကာင ခြငျပခကမရသမားမ ၀ငေရာကသးစြႏငျခငး၊
16) CB Securities Limited. may, from time to time, prescribe or undertake such additional amendments or review of its security procedures,
authentication and authorisation process, tools and mechanisms (including but not limited to authorisation, authentication, confirmation of the
identity of Clients and Transactions).
CB Securities Ltd. အေနျဖင စာရငးပငရင ၏ ကယေရးအခကအလကမား ႏင စာရငး၀င လပေဆာငခကမားအား ဆနးစစျခငး၊ တကဆငစစေဆးျခငး၊
အတညျပခက ရယျခငးမား အပါအ၀င လအပသညဟ ယဆသည အျခားေသာ လၿခေရးဆငရာ ကာကြယမမားအား ျပငဆငျခငး၊ ျဖညစြကျခငးတ႕႔က
အခါအားေလာစြာ ေဆာငရြကမညက သရနားလညၿ ပးျဖစပါသည။
17) Payment can only be made through CB securities' trust account, no cash or other mean of payment is accepted
အေရာငးအဝယျပလပ၍ ကသငသည ေငြမားက CB Securities Ltd. ၏ ေငြေခးသကေသခလကမတ အေရာငးအဝယစာရငးသ႔သာ ေပးသြငးရမည ျဖစၿပး
အျခားေသာ မညသည ေငြေပးေခသည နညးလမးကမ လကမခေၾကာငး သရနားလညျပး ျဖစသည။
18) Client of Online Trading Services comply to the General Terms and Conditions (supported separately and posted on the website of CB Securities
Limited) set out by CB Securities Limited, which are subject to change from time to time without prior written notice.
CB Securities Ltd. မ အေထြေထြ သတမတထားေသာ စညးကမးခကမားႏင CB Securities Ltd.၏ ၀ကဆဒေပၚရ General Terms and Conditions ပါ
အခကအလကမားအား သရနားလည သေဘာေပါကပါသည။ အဆပါ အခကအလကမားသည ႀကတငအသေပးၿခငးမရဘ အခါအားေလာစြာ ေၿပာငးလႏငသည
ကလ သရ နားလည သေဘာေပါကၿပးျဖစပါသည။
19) Client will receive Online Trading Service receives trade contract notes and monthly statements of the related Trading A/C through CB
Securities Limited online trading platform or through other telecommunication means. Client of Online Trading Services hold harmless CB
Securities against any claim, loss or any expense suffered or incurred by the Client due to causes mentioned in liability exclusion section of
General Terms and Conditions.
စာရငးပငရငသည အေရာငးအ၀ယစာခပမတတမးမားႏင လစဥစာရငးရငးတမးမားက CB Securities Ltd ၏ အြနလငး၀နေဆာငမႈစနစမေသာလညးေကာငး၊ အျခား
ေသာဆကသြယေရးနညးမားမေသာလညးေကာငး လကခရရမညျဖစပါသည။ အေထြေထြသတမတထားေသာ စညးကမးခကမား (General Terms and Conditions)
တြင ေဖာျပထားသကသ႔ အြနလငး၀နေဆာငမႈ အသးျပ သစာရငးပငရင၏ေဆာငရြကခက၊ ျပမႈခက၊ ခ႕ယြငးခကမားေၾကာင အဆပါစာရငးပငရငတြင နစနာမႈမား၊
ဆးရႈးမႈမား ျဖစေပၚခပါက CB Securities Ltd တြင လး၀တာ၀နမရပါေၾကာငး စာရငးပငရငမသရနားလညျပးျဖစပါသည။
(Signature of Main Applicant) (Signature of Joint Applicant) အဓကစာရငးရငလကမတ ပးတြစာရငးရငးလကမတ
Date _____________________________ Date _____________________________
ေနစြ႔ ေနစြ႔
For Office Use Only (ရးလကခ)
(Attended/Received By)
Date
ေန႔စြ
(Checked By)
Date
ေန႔စြ
(Updated By)
Date
ေန႔စြ
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