trn trrtn thong trn dren tri hd chi minh, ngdy 04 thring l0 nam 2019 ho chi minh city, ocroberd ,...

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NGAN HANG TMCP PHAT TRITN Tp.uCIT HCMC DEVELOPMENT J. S COMMERCIAL BANK s 6 : /j.,43. t zo t s t cv-HDBank V/v: C6ng bti k6t qui tlqt 03 phet hinh tr6i phiiSu ri6ng 16 HDBank lAn 02 nIm 2019 Disclosing the results of HDBank 3'd tranche of bond private placement - the second rourul in 2019 CQNG HOA XA HQI CHO NGHIA VIET NAM THE SOCIALIST REPUBLIC OF VIETNAM DQc l$p - Tg do - Hlnh phric Independence Freedom - Happiness Tp. Hd Chi Minh, ngdy 04 thring l0 nam 2019 Ho Chi Minh City, Ocroberd , 2019 cONG Bo rHONG TrN TRrtN cONG THONG TrN DrEN TrI CUA UY BAN CHiNG KHOAN NHA NU6C vA SGDCK TP.HCM DISCLOSURE OF INFORMATION ON WEB PORTALS OF THE STATE SECUR]TIES COMMISSION AND HO CHI MINH CITY STOCK EXCHANGE Kinh gti: - 0y ban Chrfrng kho6n Nhir Nu6c To: State Secfiities Commission - S& Giao dich Chf,ng khodn TP.HCM Ho Chi Minh City Stock Exchange T6n t6 chTic : NGAN HANG TMCP PHAT TRIEN TP.HCM (HDBANK) Name of organization : Ho Chi Minh City Development Joint Stock Commercial Bank Mi chfmg kho6n : HDB Securities code : HDB Dia chi tru sd chinh : 25 bis Nguy6n Thi Minh Khai, P. Biln Ngh6, Q. l, Tp.HCM Head offce address :25 Bis Nguyen Thi Minh Khai, Ben Nghe W'ard, District 1, HCMC DiQn tho4i : (028) 62915 916 Telephone : (028) 62 915 916 Ngudi tlugc riy quy6n c6ng bii th6ng tin: TrAn HoiiNam, Ph6 T6ng Girim d6c Authorized person to disclose information: Tran Hoai Nom, Deputy CEO Loai th6ng tin c6ng b6 : (X) lJ6c Type ofdisclosed information : (X1 others NQi dung c6ng b6 th6ng tin: Contents of disclosed inform ion: Thuc hiQn nghia vp brio crio, c6ng bi5 th6ng tin cria c6ng ty ni€m ytit theo Th6ng tu sii 155/201 5/TT-BTC ngdy 06/10/2015 cta BQ Tii chinh vi Ngh! tlinh 163/2018/ND-CP agdy 0411212018 cta Chinh pht, NgAn hing TMCP Phit tri6n TP.HCM (HDBank) c6ng bti kiit qun dqt 03 phit hdnh tr6i phi6u ri€ng 16 lin 02 nim 2019. In compliance wilh the obligalion of information disclosure by listed companies slipulaled in Circular No. 155/2015 / TT-BTC dated 06/10/2015 of the Ministry of Finance and the Decree 163/2018/ND-CP on 04/12/2018 of the Government, Ho Chi Minh City Development Joint Stock Commercial Bank discloses result of the jrd tranche of bond private placement - lhe second round in 2019. Th6ng tin niy tlugc c6ng bi5 trCn trang th6ng tin dien tt cta HDBank t4i tludng din: This information will be published on HDBank's website al: Duong din Ti6ng ViQt: https://www. hdbank.com.vn/vi/i nvestor/tho ng- n-nha-dau-tu/o uan-he-co- dong/cone-bo-thons-tin-thone-tin-khac English Link: ht t ps : //www. hd b an k. c o m -vn /e n/inv e s t orh h o thong linlhonslin-khac ns- t i n - n ha-dau - t u/o ua n - h e - c o-d on c/c on s - b o- Ntlr

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Page 1: TrN TRrtN THONG TrN DrEN TrI Hd Chi Minh, ngdy 04 thring l0 nam 2019 Ho Chi Minh City, Ocroberd , 2019 cONG Bo rHONG TrN TRrtN cONG THONG TrN DrEN TrI CUA UY BAN CHiNG KHOAN NHA NU6C

NGAN HANG TMCP PHAT TRITN Tp.uCITHCMC DEVELOPMENT J. S COMMERCIAL BANK

s 6 : /j.,43. t zo t s t cv-HDBankV/v: C6ng bti k6t qui tlqt 03 phet hinh tr6i phiiSu

ri6ng 16 HDBank lAn 02 nIm 2019

Disclosing the results of HDBank 3'd tranche ofbond private placement - the second rourul in 2019

CQNG HOA XA HQI CHO NGHIA VIET NAMTHE SOCIALIST REPUBLIC OF VIETNAM

DQc l$p - Tg do - Hlnh phric

Independence Freedom - Happiness

Tp. Hd Chi Minh, ngdy 04 thring l0 nam 2019

Ho Chi Minh City, Ocroberd , 2019

cONG Bo rHONG TrN TRrtN cONG THONG TrN DrEN TrICUA UY BAN CHiNG KHOAN NHA NU6C vA SGDCK TP.HCM

DISCLOSURE OF INFORMATION ON WEB PORTALS OFTHE STATE SECUR]TIES COMMISSION AND HO CHI MINH CITY STOCK EXCHANGE

Kinh gti: - 0y ban Chrfrng kho6n Nhir Nu6cTo: State Secfiities Commission

- S& Giao dich Chf,ng khodn TP.HCMHo Chi Minh City Stock Exchange

T6n t6 chTic : NGAN HANG TMCP PHAT TRIEN TP.HCM (HDBANK)Name of organization : Ho Chi Minh City Development Joint Stock Commercial Bank

Mi chfmg kho6n : HDBSecurities code : HDBDia chi tru sd chinh : 25 bis Nguy6n Thi Minh Khai, P. Biln Ngh6, Q. l, Tp.HCMHead offce address :25 Bis Nguyen Thi Minh Khai, Ben Nghe W'ard, District 1, HCMCDiQn tho4i : (028) 62915 916Telephone : (028) 62 915 916

Ngudi tlugc riy quy6n c6ng bii th6ng tin: TrAn HoiiNam, Ph6 T6ng Girim d6c

Authorized person to disclose information: Tran Hoai Nom, Deputy CEOLoai th6ng tin c6ng b6 : (X) lJ6cType ofdisclosed information : (X1 others

NQi dung c6ng b6 th6ng tin:Contents of disclosed inform ion:

Thuc hiQn nghia vp brio crio, c6ng bi5 th6ng tin cria c6ng ty ni€m ytit theo Th6ng tu sii 155/201 5/TT-BTCngdy 06/10/2015 cta BQ Tii chinh vi Ngh! tlinh 163/2018/ND-CP agdy 0411212018 cta Chinh pht,NgAn hing TMCP Phit tri6n TP.HCM (HDBank) c6ng bti kiit qun dqt 03 phit hdnh tr6i phi6u ri€ng 16

lin 02 nim 2019.

In compliance wilh the obligalion of information disclosure by listed companies slipulaled in CircularNo. 155/2015 / TT-BTC dated 06/10/2015 of the Ministry of Finance and the Decree 163/2018/ND-CP

on 04/12/2018 of the Government, Ho Chi Minh City Development Joint Stock Commercial Bank

discloses result of the jrd tranche of bond private placement - lhe second round in 2019.

Th6ng tin niy tlugc c6ng bi5 trCn trang th6ng tin dien tt cta HDBank t4i tludng din:

This information will be published on HDBank's website al:

Duong din Ti6ng ViQt: https://www. hdbank.com.vn/vi/i nvestor/tho ng- n-nha-dau-tu/o uan-he-co-

dong/cone-bo-thons-tin-thone-tin-khac

English Link: ht t ps : //www. hd b an k. c o m -vn /e n/inv e s t orh h o

thong linlhonslin-khacns- t i n - n ha-dau - t u/o ua n - h e - c o-d on c/c on s - b o-

Ntlr

Page 2: TrN TRrtN THONG TrN DrEN TrI Hd Chi Minh, ngdy 04 thring l0 nam 2019 Ho Chi Minh City, Ocroberd , 2019 cONG Bo rHONG TrN TRrtN cONG THONG TrN DrEN TrI CUA UY BAN CHiNG KHOAN NHA NU6C

HDBank ttinh kdm k6t qui tlqt 03 phrit hdnh tnii phiilu ri6ng ld lin 02 nlm 2019 vd cam kiit c6c th6ng tinc6ng b6 tr6n dAy IA ttring su that ve hoan todn chiu tr6ch nhiQm tru6c phrip lu{t vd nQi dung cric th6ng tinda c6ng bti.

HCMC Development Joint Stock Commercial Bank attaches herewith result of the 3rd tanche of bondprivate placemenl - the second round in 2019. HDBank commits thot lhe informalion stated above is trueand takesfull responsibilities legallyfor the contents of the information disclosed.

Noi nhdn:Recipients:

- lJy ban Chmg khodn Nhd ntmc- State Securities Commission- So Gioo dich Chilmg khodn Tp.HCM- Ho Chi Minh City Stock Exchange- Lttu: Vdn thr- Filed: BOD's Secretary

NGAN HANG TMCP PHAT TRIIN TP.HCMHCMC DEVELOPMENT J.S,COMMERCIAL BANK

TUQ. T6NG GIAM D6CP.P CHIEF EXECUTIVE OFFICER

PHO TONG CIAM DOCDEPUT EF EXECUTIVE OFFICER

HOAINAM

NGAN

talPHAT TRI

THATIH

HO

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6

lp

NV

Page 3: TrN TRrtN THONG TrN DrEN TrI Hd Chi Minh, ngdy 04 thring l0 nam 2019 Ho Chi Minh City, Ocroberd , 2019 cONG Bo rHONG TrN TRrtN cONG THONG TrN DrEN TrI CUA UY BAN CHiNG KHOAN NHA NU6C

NGAN nAxc THUONG rvr+l c6pnAx pnir rmtx rnArvnpn6 nOcni*rrxn(Gidy itdng hi kinh doanh sii 800608092 do Sd Ki hogch vd Dtiu Ttt TP . HC M ciip ngoy I I /08/ I 992 ,

ildng h!,th6y diii lin thrh 26 ngay I I/12/2017)

cONG n6 tu6xc rIN Yt xEr QUA PHAr HANH rnAr purru

THEO PHIIONG THIIC NTTXC T-,I

NgAn Hang Thuong Mgi C6 PhAn Ph6t Tri6n ThAnh Ph6 ftd Ctri Uintr (HDBank) xin tr.in trpng th6ng

b6o k6t qud ph6t hAnh Tr6i phi6u dqt Of- fAn 02 ntrm 2019 theo phuong th&c ri6ng 16 v6i c6c th6ng tin cg

th6 nhu sau:

r. THoNG rrN vt xfr euA rruir nAxn rn il purtu

l. Th6ng tin vd Doanh nghiQp:

- T6 chtc ph6t hAnh: NgAn Hing Thuong Mai C6 PhAn Ph6t Tri6n ThAnh Ph5 Hd Chl Minh (HDBank).

- Lopi hlnh doanh nghiQp: NgAn HAng Thuong Mei C6 PhAn - C6ng Ty C6 PhAn D4i Chtng

- Try sd chinh : 25 Bis Nguy6n Thi Minh lftai, Phuong B6n Ngh6, Quin l, TP.HCM.

2. C6c t!i6u kiQn, didu khoin phit hinh:E*

t

NGAN

ltPHAT

THATI

H0 ctMd Tr6i phi6u \aHDBI926 03

T6ng mQnh gi6 ph6t hdnh 1.000.000.000 vrlD

Ki han 07 ntrm

M€nh gi6 100.000 ddng/ Tr6i phi6u

Loai hinh trii phi6u Tr6i phi6u kh6ng chuy6n d6i, th6ng c6 tai sin <lAm bAo vi kh6ng kdm

chtmg quy6n vd li nq thrl cAp cta T6 Chtc Ph6t Hanh.

Tr6i phi6u dt diAu kiQn dugc tinh vio v6n cdp II cia T6 Chtc Ph6t

Hanh

Hinh thric tr6i phi6u Tr6i Phi6u dugc ph6t hAnh dudi hinh Birt to6n ghi s6 k6t hqp ph6t hdnh

chirng chl vi thanh to6n blng E6ng ViCt Nam.

Ldi su6t danh nghia 8,7o/oln5;m

Ldi suAt ph6t hAnh thgc t6

Kj h4n trA l6i Ti6n l6i Tr6i Phi6u dugc trA 12 th6ng m$t Dn, dlnh kj hdng ndm vio

c6c Ngiy Thanh Totu Lii.

Trang I I 3

8,7Wndm

Page 4: TrN TRrtN THONG TrN DrEN TrI Hd Chi Minh, ngdy 04 thring l0 nam 2019 Ho Chi Minh City, Ocroberd , 2019 cONG Bo rHONG TrN TRrtN cONG THONG TrN DrEN TrI CUA UY BAN CHiNG KHOAN NHA NU6C

tr6i phi thUc ph6t hAnhng r 0.000

Phuong thftc ph6t hdnh Phrit hinh ri6ng 16.

Thdi gian ph6t hAnh NgAy 02110/2019

chftc tham gia <lqt ph6t hAnh

Tidn l6i vA Tidn G6c dugc T6 Chtc Ph6t HAnh thanh to6n vio TAi

I(hoAn NgAn HAng dI dugc dtrng kf crla Ngudi Sd Hitu Tr6i Phi6u

Phuong thtc thanh toAn g&, Ui t ai

phi6u

Phi6u vA mqi phucmg diQn vi s€ c6 quyAn nhfn tAt cd c6c khoAn thanh

to6n, th6ng b6o, b6o c6o vi duqc hudng c6c quyAn k:}r6c li6n quan

d5n Tr6i Phi6u d6. BAt lcj chrmg cht ho{c c6c tAi liQu kh6c do T6

Chrtc Ph6t HAnh phat henh d6i v6i ktoAn tiAn g6c c0a c6c Tr6i Phi6u

phAn Anh s6 du c6 cta Ngudi Sd Hlru Tnii Phi6u ghi trong S6 Oang

Ki, trt khi c6 sai s6t hi6n nhi6n, sE duqc coi lA c6 gi6 tri ph6p lf duy

nhAt cho dt ttugc srt dpng vl bdt k! myc <tich gi.

- Trli Phi6u dugc cAm c6 lAm tAi sAn bAo dAm cho bAt k! nghia u; ndo

cta Ngudi Sd Hitu Tr6i Phi6u ho{c cria b6n thf ba, tty thuQc quy0t

<linh cta Ngudi S& Hitu Tr6i Phi6u, tgi b6t k! T6 Chr?c, C6 nhen nAo

bao gdm T6 Chric Ph6t Hinh ho{c c6c c6ng ty con cta T6 Chirc Ph6t

Hinh (n6u T6 Chtc, C6 nhin <16 ddng f) theo c6c quy ilinh hiQn

hAnh cria ph6p luat vA bao dem nghia 4r.

- Trli Phi6u dugc chi6t khdu, tii chi6t k{r6u, mua b6n c6 k} han theo

quy tllnh hiQn hnnh ctia ph6p luit vA chi6t kh6u, t6i chi6t ktrdu, mua

b6n c6 k! hqn gi6y t& c6 gi6.

- I$i thlrc hiQn c6c giao dlch niy, Ngudi Sd Hitu TrAi Phi6u phii dang

kf vi x6c nhan tsi T6 Chtc Lm Ki.

-M ctia Tniii Ngudi Sd Hitu Tr6i Ph sE lA chrl sd hitu duy

QuyAn ciaNguli Sd Htu Tr6i Phi6u

- Dugc quy dinh tai BAn C6ng B6 Thdng tin ph6t hanh Tr6i Phi6uC6c qu

Phi6u

vi nghia vg kh6c cta Tr6i

II. DANHSACHTRAICHT

Trang2 / 3

C6ng Ty C6 PhAn Chung Kho6n M,{DIRECT - T6 Ch&c Luu Kf

Page 5: TrN TRrtN THONG TrN DrEN TrI Hd Chi Minh, ngdy 04 thring l0 nam 2019 Ho Chi Minh City, Ocroberd , 2019 cONG Bo rHONG TrN TRrtN cONG THONG TrN DrEN TrI CUA UY BAN CHiNG KHOAN NHA NU6C

STT Nht tIAu tu tr6i phi6u

Gi6 tri niim gi,ir

(ti ildne)Ti trgng

I Nht itAu tu trong nufc I l00Yo

I Nhd&iuwdchtLc I I

Doanh nghiQp A I

2

II Nhn iIAu tu nufc ngoli

T6ng cQng I

[I.cAc DOr rAc LrEN euAN DfN Dqr pHriT HANH

t6 Cnrirc l,uu xy :

CONG TY cO PHAN CHUNG KHoAN VNDIRECT

Try s&chinh: 56 I Nguy6n Thuqng HiAn, PhulngNguy6n

DT: 0243.9724568 Fax: 0243.9724600

r€0

Du udn Hai Bd Tnmg, Hn NQi IAiIG

NGAN HANG TMCP PHAT TRITN TP.HO

NGGIAMDOC

oco o

t*EIEN

PHdiltlH

UrL

THAI{H

H0c

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