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Urinary ctDNA Platform for Diagnosis and Cancer Treatment Monitoring Mark G. Erlander, Ph.D., CSO CHI Next Generation Summit August 19,2015

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Urinary ctDNA Platform for Diagnosis and Cancer Treatment Monitoring

Mark G. Erlander, Ph.D., CSO CHI Next Generation Summit August 19,2015

Circulating Tumor DNA (ctDNA)

2

Main Advantages of ctDNA

• Captures intra- and inter-tumor heterogeneity

• Systemic overview of cancer

• Frequent sampling options for monitoring applications

Copyright ©2015 Trovagene, Inc. | Confidential

Tumor cells

Blood stream

Technology Overview

Copyright ©2015 Trovagene, Inc. | Confidential 3

Trovagene Precision Cancer Monitoring (PCM ) Platform

4

Ultra-Sensitive Detection and Quantitative Monitoring

>100-fold enrichment

~0.7µg ctDNA/ 100 mL of urine

Integration with Commercially Available Platforms

Single Molecule Detection

Proprietary error rate detection and normalization. ctDNA 4.9 ng/ul gDNA 0.04 ng/ul

ctDNA 2.0 ng/ul gDNA 1.4 ng/ul

Extraction and Isolation of ctDNA Mutant Allele Enrichment Platform Agnostic detection Detection and

Quantification

59%

92%

SM

Urine ctDNA Extraction

2.0 ng/ul

gDNA 1.4 ng/ul

Isolation without enrichment Isolation with enrichment

DNA extraction method enriches for short, fragmented DNA

Larger proportion of high MW DNA

Less high MW DNA

Higher proportion of small DNA

Smaller proportion of low MW DNA

2.9 ng/ul gDNA 0.07 ng/ul

bp bp

o Automated magnetic bead-based urinary ctDNA isolation method being implemented in CLIA o Magnetic bead-based urinary ctDNA isolation kit in development

Urine Contains Approximately 10 Times the Amount of cfDNA as Compared to Plasma

Copyright©2015 Trovagene, Inc. | Confidential 6

Total ng DNA per sample* Total number of mutant KRAS copies per sample**

urine plasma urine plasma

Median 989.5 61.6 317.4 27.6

10th Percentile 177.2 25.0 18.8 1.5

90th Percentile 4411.0 752.4 27,789 197.8

Number of samples 58 43 34 23

* Urine and plasma samples from Stage IV colorectal cancer patients at any time point on treatment ** Samples with detectable KRAS

Proprietary Mutant Allele Enrichment Method

Copyright©2014 Trovagene, Inc. | Confidential 7

Platform independent Works with ddPCR or sequencing

Sample type agnostic Works on tissue, blood and urine

Non-allele specific technology, specific to hotspot of interest

TROVAGENE TECHNOLOGY Mutants

Blocker

Wild Type

NGS Provides Generic Assay Design for Detection and Quantitation

o Kinetically-driven PCR followed by NGS (MiSeq).

o The enrichment PCR assay utilizes a 31-46 bp footprint and selectively amplifies mutant DNA fragments.

o Following sequencing on MiSeq, a proprietary analysis algorithm allows accurate quantitation of input level of mutant DNA. Results are standardized by reporting number of copies detected per 105 genome equivalents (GE).

o Enables unsupervised query for any mutation, eliminating the need for the creation of individual assays for specific mutations.

31bp product

CS1 - TS1

TS2 - CS2

Gene target

PE1 – CS1

CS2- BC- PE2

TS = target sequence CS = common sequence

PE = paired end BC = barcode

Round 1

Round 2

Sequencing

Examples of Standard Curves for Quantitation EGFR and KRAS Assays

9

• Examples of master standard curve for EGFR Ex19 del and KRAS G12D

• 144 independent enrichments reactions/curve; spiked DNA input = 0-500 copies

• Accurate quantitation of absolute number of mutant DNA molecules in plasma or urine sample

ACCURATE DISEASE MONITORING WITH ANY TYPE OF THERAPIES

Unlike other NGS tests, PCM platforms counts absolute number of mutant DNA molecules in plasma or urine and not a ratio of mutant/wild-type DNA

EGFR Ex19 del KRAS G12D

Establishing Clinical Utility

Copyright ©2015 Trovagene, Inc. | Confidential 10

Clinical Utility of ctDNA technology

Copyright©2015 Trovagene, Inc. | Confidential 11

Detection Minimal Residual Disease (MRD) Quantitate Drug Response Monitoring

Tissue Biopsy Imaging (every 6-8 weeks) Surgery Adjuvant Therapy Therapy

• Monitoring for Progression and Emergence of Resistance

• Molecular Detection of Clinically Actionable Mutations

• Monitoring for Minimal Residual Disease

• Tumor Recurrence

• Week 1: Assess Tumor Cell Kill by Therapy

• Beyond Week 1: Monitor Tumor Mutation Burden

TRO

VAG

ENE

C

LIN

ICA

L U

TILT

Y TR

OVA

GEN

E PC

M

• Earlier Detection of Metastatic Disease

• Alternative to Tissue Biopsy • Right Patients Treated with

Right Therapy • Eliminates Patient Morbidity

due to Tissue Biopsy Procedure

• Anticipates and Enables Next Therapy to Target Tumor Resistance

• Immediate Assessment of Drug Effect on Tumor

• Predict Best Response Weeks in Advance of Imaging

• Enables Early Switch from Ineffective Therapy

Current Cancer Standard of Care

Trovagene PCM adds information that imaging does not currently provide at much earlier time points.

Prospective Blinded Study of BRAF V600E Mutation Detection in Cell-Free DNA of Patients with Systemic Histiocytic Disorders1

12

Histiocytic Patients N=30

Urine ctDNA BRAF V600E

V600E Positive V600E Negative

Evaluate Tissue Biopsy BRAF V600E Concordance

Evaluate Plasma

BRAF V600E Concordance

Evaluate Tissue Biopsy

BRAF WT Concordance

Evaluate Plasma

BRAF WT Concordance

Background Objectives

Study Design

• Erdheim Chester disease (ECD) and Langerhans Cell Histiocytosis (LCH) are histiocytic diseases

• Histiocytic diseases harbor somatic mutations (i.e., BRAF V600E)

• Patients with BRAF V600E mutation respond to BRAF inhibitors

• Histiocytic tissue technically challenging for tissue biopsy

• Concordance:

− Tissue biopsy (gold standard) vs. urine BRAF ctDNA

− Urine vs. plasma BRAF cfDNA

• Longitudinal:

− Urine ctDNA BRAF status during treatment regimen

• Urine and Plasma from patients

• Blinded study: tissue biopsies (CLIA) correlated after ctDNA results

• Pre-specified cutpoint

1Hyman et al., Cancer Discov. 2015 Jan;5(1):64-71

ECD/LCH Tissue Biopsy First Line Treatment

Imaging (every 2-3 months)

Histiocytic Disorders: ECD/LCH Standard of Care

Copyright©2014 Trovagene, Inc. | Confidential

Monitoring Therapeutic Response

BRAF V600E

Detection

BRAF V600E

TRO

VAG

ENE

ECD/LCH ALL STAGES

• Molecular diagnosis of BRAF mutation – patients are placed on targeted therapy • Re-staging of cancer

CLI

NIC

AL Y

TILI

TY

MSKCC, MDACC, NIH (30 patients)

STU

DIE

S

Urinary ctDNA Outperforms Tissue Biopsies1

Copyright©2015 Trovagene, Inc. | Confidential 14

1Hyman et al., Cancer Discovery 2015 Jan;5(1):64-71

Urinary ctDNA N=30

Initial Tissue Results

Plasma ctDNA N=19

Initial Tissue Results Tr

ovag

ene

Ass

ay R

esul

ts

Trov

agen

e A

ssay

Res

ults

Wildtype Mutant Unknown On BRAF inhibitor

p=0.005 p=0.02

Wildtype Mutant Unknown On BRAF inhibitor

Urinary ctDNA BRAFV600E genotype

Tissue BRAFV600E genotype

Indeterminate Genotype BRAFV600E

Mutant

BRAF Wildtype

n=9

n=6 n=15

BRAFV600E Mutant

BRAF Wildtype

n=14 n=16

• BRAF mutational status obtained for 100% of patients by urine and only 70% of patients by tissue biopsy • 100% concordance between tissue, urine and plasma in treatment naive patients

Detection: Histiocytic Disorders

Copyright ©2015 Trovagene, Inc. | Confidential 15

Effect of Therapy on BRAF V600E Allele Burden in ctDNA of Patients with Systemic Histiocytosis1

Comparison of BRAFV600E allele burden in treatment-naïve urine samples and urinary samples acquired anytime during therapy

Effect of RAF inhibitors on ctDNA BRAFV600E mutant allele burden in 7 consecutive patients monitored weekly during treatment with RAF inhibitors

1Hyman et al., Cancer Discov. 2015 Jan;5(1):64-71

Monitoring: Histiocytic Disorders

Correlation between Longitudinal ctDNA and Radiographic Response1

16

BRAFV600E burden in urine correlates w/ radiographic response.

BRAFV600E allele burden in urine changes dynamically with therapy.

1Hyman et al., Cancer Discov. 2015 Jan;5(1):64-71

Monitoring: Histiocytic Disorders

Dynamic Monitoring Captures Early Progression and Response1

Copyright©2014 Trovagene, Inc. | Confidential 17

One week

Successful monitoring tumor dynamics independent of drug class used

Patient’s tumor progressed within 1 wk of Anakinra withdrawal

– Demonstration of need for higher frequency urine-based testing to monitor

Patient responded to Vemurafenib, BRAF inhibitor

– Demonstrates that continually monitoring patient enables optimal therapy over time

1Hyman et al., Cancer Discov. 2015 Jan;5(1):64-71

Monitoring: Histiocytic Disorders

Clinical Utility Enabled by Trovagene Technology

Copyright©2015 Trovagene, Inc. | Confidential 18

Detection Minimal Residual Disease (MRD) Quantitate Drug Response Monitoring

Tissue Biopsy Imaging (every 6-8 weeks) Surgery Adjuvant Therapy Therapy

• Monitoring for Progression and Emergence of Resistance

• Molecular Detection of Clinically Actionable Mutations

• Monitoring for Minimal Residual Disease

• Tumor Recurrence

• Week 1: Assess Tumor Cell Kill by Therapy

• Beyond Week 1: Monitor Tumor Mutation Burden

TRO

VAG

ENE

C

LIN

ICA

L U

TILT

Y TR

OVA

GEN

E PC

M

• Earlier Detection of Metastatic Disease

• Alternative to Tissue Biopsy • Right Patients Treated with

Right Therapy • Eliminates Patient Morbidity

due to Tissue Biopsy Procedure

• Anticipates and Enables Next Therapy to Target Tumor Resistance

• Immediate Assessment of Drug Effect on Tumor

• Predict Best Response Weeks in Advance of Imaging

• Enables Early Switch from Ineffective Therapy

Current Cancer Standard of Care

Trovagene PCM adds information that imaging does not currently provide at much earlier time points.

Replacing Tissue Biopsy in Metastatic NSCLC with ctDNA Detecting EGFR and Monitoring ctDNA EGFR for Treatment Response and Early Acquisition of EGFR T790M Resistance Mutation

19

Metastatic NSCLC Patients, Second Line Therapy

Metastatic NSCLC Patients at Diagnosis, EGFR Exons19 and 21 Status in Tissue

ctDNA Monitoring for Response and Early Acquisition of EGFR T790M

Urine Samples Serial Collections on Second Line Therapy

Metastatic NSCLC Patients, 1st Line anti-EGFR Therapy

Urine Samples Serial Collections on Erlotinib

Evaluate EGFR Concordance between

Urine and Tissue

Evaluate EGFR Concordance between

Plasma and Tissue

Matched Urine and Plasma Samples

EGFR T790M Concordance between Urine and Tissue

Urine vs Tissue Detection of EGFR T790M Mutation

at any time point 14/14 Patients 100%

Detection of T790M 3 months prior to detection of

progression by imaging*

3 mon *Preliminary Results

Copyright ©2015 Trovagene, Inc. | Confidential

NSCLC / Detection

Urine Identifies More Patients with EGFR T790M Resistance Mutation than Tissue and Earlier than Tissue1

1Interim results 2Urine positive for T790M at any time point on treatment

NSCLC / Detection

T790M FFPE Tumor

total Positive Negative Not yet tested

Urine Positive 14 3 8 25 Negative 0 0 10 10

Total 14 3 18 35

Urine % Sensitivity 100% (14/14) 2

1Husain et al., ASCO 2015

0

2

4

6

8

10

12

14

16

18

20

4/21

/14

6/10

/14

7/30

/14

9/18

/14

11/7

/14

12/2

7/14

2/15

/15

Patient 20 Patient 10 Patient 3

Copyright©2015 Trovagene, Inc. | Confidential 21

1Husain et al., ELCC 2015

NSCLC / Monitoring

Early T790M Detection (Days to Radiographic Progressive)

Patient 1 111

Patient 3 52

Patient10 56

Patient 20 29

0

20

40

60

80

100

4/11

/14

5/21

/14

6/30

/14

8/9/

14

9/18

/14

0

10

20

30

40

50

6/10

/14

7/20

/14

8/29

/14

10/8

/14

0

100

200

300

400

500

8/29

/14

9/18

/14

10/8

/14

10/2

8/14

PD PD

PD

T790M detected

T790M detected PD

T790M detected

T790M detected

Urin

e T7

90M

Cop

ies/

100K

GE

Patient 1

Urin

e T7

90M

Cop

ies/

100K

GE

Urin

e T7

90M

Cop

ies/

100K

GE

Urin

e T7

90M

Cop

ies/

100K

GE

Urinary Detection of EGFR T790M Resistance Mutation in Advance of Radiographic Progression1

Clinical Utility Enabled by Trovagene Technology

Copyright©2015 Trovagene, Inc. | Confidential 22

Detection Minimal Residual Disease (MRD) Quantitate Drug Response Monitoring

Tissue Biopsy Imaging (every 6-8 weeks) Surgery Adjuvant Therapy Therapy

• Monitoring for Progression and Emergence of Resistance

• Molecular Detection of Clinically Actionable Mutations

• Monitoring for Minimal Residual Disease

• Tumor Recurrence

• Week 1: Assess Tumor Cell Kill by Therapy

• Beyond Week 1: Monitor Tumor Mutation Burden

TRO

VAG

ENE

C

LIN

ICA

L U

TILT

Y TR

OVA

GEN

E PC

M

• Earlier Detection of Metastatic Disease

• Alternative to Tissue Biopsy • Right Patients Treated with

Right Therapy • Eliminates Patient Morbidity

due to Tissue Biopsy Procedure

• Anticipates and Enables Next Therapy to Target Tumor Resistance

• Immediate Assessment of Drug Effect on Tumor

• Predict Best Response Weeks in Advance of Imaging

• Enables Early Switch from Ineffective Therapy

Current Cancer Standard of Care

Trovagene PCM adds information that imaging does not currently provide at much earlier time points.

Monitoring Urinary ctDNA KRAS G12/13 Correlates with Treatment Response1

Monitor Urine KRAS ctDNA for Response or Treatment Failure

30 Metastatic CRC (mCRC) patients undergoing treatment with chemotherapy or

chemotherapy + surgery

Positive tissue KRAS G12/13

Interim analysis in 4 patients: Urine ctDNA KRAS dynamics correlates with treatment response

1Barzi et al, Cancer Markers and Liquid Biopsies 2015

Copyright©2015 Trovagene, Inc. | Confidential 39

Colorectal / Monitoring

Urinary ctDNA KRAS Detects Response in Advance of Imaging and CEA

CEA

Urine KRAS G13D

CEA

Urine KRAS G12D Urine KRAS

G12S

2 wks on treatment

Patient 6: Best Response – Partial Reseponse

Urine KRAS G12D

CEA

2 wks on treatment

Patient 8: Best Response – Progressive Disease

Patient 3: Best Response – Complete Response Patient 1: Best Response – Partial Response

1Barzi et al, Cancer Markers and Liquid Biopsies 2015

2 wks on treatment

Urine KRAS G13D

CEA

Colorectal / Monitoring

Study Design

Copyright©2015 Trovagene, Inc. | Confidential 25

o Patient demographics: 84 females and 92 males, median age 68, range 45-89 years o Locally advanced (n=50) or metastatic (n=132) pancreatic cancer o Palliative treatment with gemcitabine or FOLFIRINOX

Retrospective prospective study of archived samples from 182 patients with unresectable, locally advanced or metastatic PC undergoing

treatment with chemotherapy (Danish BIOPAC study)

ctDNA KRAS detection at baseline for association with OS

Plasma, Archived (≤ 6 years)

640 Plasma Samples from 182 Patients

o 176 of 182 patients with evaluable plasma at baseline

ctDNA KRAS monitoring for response to chemotherapy and association with OS

o 617 evaluable plasma samples

o Timepoints: baseline, before cycle 2 of chemotherapy, every 2-3 months at time of CT scans

Monitoring with Prognosis: Pancreatic Cancer

Significant Association Between Baseline KRAS Copies and Overall Survival

26

p<0.0001

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o Estimated Kaplan-Meier survival plots for males, age < 65, receiving gemcitabine, with baseline KRAS counts above and below 5.5 copies/100K GE.

o Similar results obtained for female and older patients.

Low KRAS

High KRAS

Monitoring: Pancreatic Cancer

Longitudinal Dynamics of KRAS ctDNA Burden after 2 Weeks of Chemotherapy Correlates with OS Better than the Baseline KRAS

Copyright©2015 Trovagene, Inc. | Confidential 27

o Plots of KRAS counts over time and hazard ratios relative to a patient with ≤ 5.5 cps/100K GE KRAS at all time points. Estimated and actual patient survival is shown.

Acknowledgements

28

Hatim Husain, MD Razelle Kurzrock, MD Filip Janku, MD

Omar Abdel-Wahab, MD David Hyman, PhD MD Eli Diamond, MD Marik Minarik, PhD

Lucie Benešová PhD

Eric Collisson. MD Margaret Tempero. MD

Julia Johansen, MD Inna Chen, MD Afsaneh Barzi, MD

Heinz-Josef Lenz, MD

Thank you!

Copyright ©2015 Trovagene, Inc. | Confidential 29